Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

523 institutional holders +17 vs Q1 2024
28,366,55628.4m shares reported held*
$2.9bnreported value*
36 new 181 added 171 reduced 25 sold out net sold ≈ $930.1m (-9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $103.83. Options: 1 managers hold calls ($311.6k notional), 1 hold puts ($72.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453Q4 23: 496Q1 24: 506Q2 24: 523523Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453
Q4 2023496
Q1 2024506
Q2 2024523

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ2 23: 176 bought or addedQ2 23: 178 cut or sold outQ2 23Q3 23: 142 bought or addedQ3 23: 203 cut or sold outQ4 23: 241 bought or addedQ4 23: 146 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 222 cut or sold outQ2 24: 217 bought or addedQ2 24: 196 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208
Q2 2023176178
Q3 2023142203
Q4 2023241146
Q1 2024190222
Q2 2024217196

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $0Q3 23 puts: $8.1kQ3 23P/C —Q4 23 calls: $273.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $302.4kQ1 24 puts: $40.3kQ1 24P/C 0.13Q2 24 calls: $311.6kQ2 24 puts: $72.7kQ2 24P/C 0.23
Numbers
QuarterCallsPutsP/C
Q3 2023$0$8.1k—
Q4 2023$273.1k$00.00
Q1 2024$302.4k$40.3k0.13
Q2 2024$311.6k$72.7k0.23

Biggest buyers

SageView Advisory Group, LLC New +67,467+67.5k
BANK OF AMERICA CORP /DE/ Added +66,544+66.5k
Focus Partners Wealth Added +52,566+52.6k
NorthCoast Asset Management LLC New +45,097+45.1k
OSAIC HOLDINGS, INC. Added +34,195+34.2k
Raymond James Financial Services Advisors, Inc. Added +30,143+30.1k
Cresset Asset Management, LLC Added +27,998+28.0k
TRILLIUM ASSET MANAGEMENT, LLC Added +23,594+23.6k
OneDigital Investment Advisors LLC New +21,002+21.0k
LPL Financial LLC Added +19,310+19.3k

Biggest sellers

MORGAN STANLEY Reduced -8,891,652-8.9m
JPMORGAN CHASE & CO Reduced -167,484-167.5k
GOLDMAN SACHS GROUP INC Reduced -72,673-72.7k
LINCOLN NATIONAL CORP Sold out -67,939-67.9k
Betterment LLC Reduced -42,938-42.9k
SEI INVESTMENTS CO Reduced -33,465-33.5k
Global Assets Advisory, LLC Sold out -32,243-32.2k
McClarren Financial Advisors, Inc. Reduced -30,724-30.7k
UBS Group AG Reduced -30,716-30.7k
CITADEL ADVISORS LLC Sold out -28,943-28.9k

Biggest calls

CITADEL ADVISORS LLC Unchanged $311.6k3.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $72.7k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,764,4504.8m $494.8m $494.8m 0.04% Reduced -8.9m -8,891,652
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,094,7883.1m $321.4m $321.4m 0.01% Reduced -167.5k -167,484
3 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,419,7502.4m $251.3m $251.3m 0.09% Added +1.5k +1,523
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,632,6331.6m $169.5m $169.5m 0.02% Added +66.5k +66,544
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,000,8621.0m $103.9m $103.9m 0.03% Reduced -5.1k -5,056
6 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 949,231949.2k $98.6m $98.6m 0.02% Reduced -8.7k -8,675
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 833,826833.8k $86.6m $86.6m 0.04% Added +19.3k +19,310
8 Syntrinsic LLC 27.72% of their portfolio DENVER, CO 804,959805.0k $83.5m $83.5m 27.72% Added +13.4k +13,372
9 Envestnet Portfolio Solutions, Inc. 0.25% of their portfolio BERWYN, PA 697,971698.0k $72.5m $72.5m 0.25% Reduced -4.8k -4,783
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 492,226492.2k $51.1m $51.1m 0.02% Reduced -30.7k -30,716
11 Betterment LLC 0.12% of their portfolio NEW YORK, NY 447,015447.0k $46.4m $46.4m 0.12% Reduced -42.9k -42,938
12 Mariner, LLC 0.06% of their portfolio Overland Park, KS 304,195304.2k $31.6m $31.6m 0.06% Added +4.0k +3,993
13 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 275,690275.7k $28.6m $28.6m 0.04% Reduced -33.5k -33,465
14 National Philanthropic Trust 0.53% of their portfolio Jenkintown, PA 267,021267.0k $27.7m $27.7m 0.53% Added +6.6k +6,567
15 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 266,602266.6k $27.7m $27.7m 0.01% Reduced -72.7k -72,673
16 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 266,486266.5k $27.7m $27.7m 0.08% Added +3.6k +3,574
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 260,983261.0k $27.1m $27.1m 0.01% Added +3.7k +3,669
18 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 245,309245.3k $25.5m $25.5m 0.06% Added +34.2k +34,195
19 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 217,580217.6k $22.6m $22.6m 0.04% Added +14.0k +13,985
20 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 204,946204.9k $21.3m $21.3m 0.03% Reduced -3.8k -3,808
21 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 198,196198.2k $20.6m $20.6m 0.25% Added +2.6k +2,639
22 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 185,675185.7k $19.3m $19.3m 0.02% Reduced -2.7k -2,746
23 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 175,647175.6k $18.2m $18.2m 0.02% Reduced -763 -763
24 Dunhill Financial, LLC 10.70% of their portfolio LONDON, X0 165,970166.0k $17.2m $17.2m 10.70% Reduced -9.4k -9,445
25 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 155,801155.8k $16.2m $16.2m 0.05% Added +11.6k +11,591
26 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 150,392150.4k $15.6m $15.6m 0.04% Reduced -1.4k -1,438
27 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 150,085150.1k $15.6m $15.6m 0.05% Added +4.6k +4,643
28 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 149,931149.9k $15.6m $15.6m 0.06% Reduced -7.9k -7,947
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 146,947146.9k $15.3m $15.3m 0.00% Added +669 +669
30 Fiduciary Trust Co 0.23% of their portfolio Boston, MA 146,169146.2k $15.2m $15.2m 0.23% Reduced -401 -401
31 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 133,233133.2k $13.8m $13.8m 0.09% Reduced -2.4k -2,423
32 Ameritas Advisory Services, LLC 0.51% of their portfolio Lincoln, NE 130,814130.8k $13.6m $13.6m 0.51% Added +5.8k +5,837
33 CWM, LLC 0.06% of their portfolio OMAHA, NE 127,073127.1k $13.2m $13.2m 0.06% Reduced -27.9k -27,918
34 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 126,982127.0k $13.2m $13.2m 0.04% Reduced -1.2k -1,225
35 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 125,919125.9k $13.1m $13.1m 0.02% Added +30.1k +30,143
36 Francis Financial, Inc. 3.86% of their portfolio NEW YORK, NY 122,254122.3k $12.7m $12.7m 3.86% Reduced -10.9k -10,893
37 Gemmer Asset Management LLC 1.34% of their portfolio WALNUT CREEK, CA 120,532120.5k $12.5m $12.5m 1.34% Added +10.6k +10,607
38 Manchester Capital Management LLC 1.49% of their portfolio MANCHESTER, VT 119,013119.0k $12.4m $12.4m 1.49% Reduced -5.2k -5,180
39 Mascoma Wealth Management LLC 2.95% of their portfolio HANOVER, NH 107,188107.2k $11.1m $11.1m 2.95% Added +4.2k +4,230
40 HILL ISLAND FINANCIAL LLC 3.55% of their portfolio GRAND RAPIDS, MI 104,513104.5k $10.9m $10.9m 3.55% Reduced -52 -52
41 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 101,904101.9k $10.6m $10.6m 0.04% Added +52.6k +52,566
42 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 94,46694.5k $9.8m $9.8m 0.20% Reduced -3.6k -3,577
43 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 93,01893.0k $9.7m $9.7m 0.02% Added +11.8k +11,761
44 PFG Investments, LLC 0.65% of their portfolio WOODBURY, NY 87,51787.5k $9.1m $9.1m 0.65% Reduced -5.4k -5,436
45 First Horizon Advisors, Inc. 0.27% of their portfolio MEMPHIS, TN 84,41884.4k $8.8m $8.8m 0.27% Reduced -165 -165
46 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 84,23384.2k $8.7m $8.7m 0.03% Added +12.5k +12,484
47 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 82,53482.5k $8.6m $8.6m 0.01% Added +3.2k +3,250
48 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 82,47082.5k $8.6m $8.6m 0.10% Reduced -5.0k -4,956
49 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 82,29282.3k $8.5m $8.5m 0.09% Reduced -2.3k -2,253
50 Composition Wealth, LLC 0.21% of their portfolio LOS ANGELES, CA 81,95982.0k $8.5m $8.5m 0.21% Added +2.0k +2,049
51 TRILLIUM ASSET MANAGEMENT, LLC 0.20% of their portfolio BOSTON, MA 77,09077.1k $8.0m $8.0m 0.20% Added +23.6k +23,594
52 CHOREO, LLC 0.13% of their portfolio ROCKFORD, IL 71,94971.9k $7.5m $7.5m 0.13% Added +19 +19
53 COMERICA BANK 0.03% of their portfolio DALLAS, TX 69,16369.2k $7.2m $7.2m 0.03% Added +60 +60
54 SageView Advisory Group, LLC 0.33% of their portfolio Newport Beach, CA 67,46767.5k $7.0m $7.0m 0.33% New
55 Strategic Point Investment Advisors, LLC 1.20% of their portfolio PROVIDENCE, RI 64,41064.4k $6.7m $6.7m 1.20% Reduced -280 -280
56 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,26860.3k $6.3m $6.3m 0.01% Added +82 +82
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 58,44658.4k $6.1m $6.1m 0.00% Reduced -782 -782
58 One Wealth Advisors, LLC 1.25% of their portfolio SAN FRANCISCO, CA 58,03958.0k $5.8m $5.8m 1.25% Reduced -2.0k -1,955
59 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 56,37456.4k $5.9m $5.9m 0.02% Added +28.0k +27,998
60 Johnson Financial Group, Inc. 0.28% of their portfolio RACINE, WI 54,82254.8k $5.7m $5.7m 0.28% Reduced -1.8k -1,759
61 Gradient Investments LLC 0.12% of their portfolio ARDEN HILLS, MN 52,63352.6k $5.5m $5.5m 0.12% Added +562 +562
62 SOA Wealth Advisors, LLC. 1.09% of their portfolio NEW YORK, NY 52,03252.0k $5.4m $5.4m 1.09% Reduced -7.8k -7,813
63 Fifth Third Wealth Advisors LLC 0.41% of their portfolio Cincinnati, OH 51,60951.6k $5.4m $5.4m 0.41% Added +294 +294
64 Brio Consultants, LLC 0.87% of their portfolio SAN FRANCISCO, CA 50,53850.5k $5.2m $5.2m 0.87% Added +3.6k +3,551
65 DOHJ, LLC 1.24% of their portfolio SEATTLE, WA 47,79347.8k $5.0m $5.0m 1.24% Added +42 +42
66 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 47,52147.5k $4.9m $4.9m 0.04% Added +4.7k +4,743
67 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,22147.2k $4.9m $4.9m 0.01% Reduced -186 -186
68 Litman Gregory Wealth Management LLC 0.42% of their portfolio LARKSPUR, CA 45,84045.8k $4.8m $4.8m 0.42% Added +1.0k +1,027
69 NorthCoast Asset Management LLC 0.04% of their portfolio STAMFORD, CT 45,09745.1k $4.7m $4.7m 0.04% New
70 Wealthcare Advisory Partners LLC 0.15% of their portfolio WEST CHESTER, PA 44,70044.7k $4.6m $4.6m 0.15% Reduced -1.8k -1,824
71 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 43,77843.8k $4.5m $4.5m 0.01% Added +2.1k +2,150
72 HEADINVEST, LLC 0.88% of their portfolio Portland, ME 43,00843.0k $4.5m $4.5m 0.88% Added +1.4k +1,415
73 Bremer Bank National Association 0.83% of their portfolio ST PAUL, MN 41,05441.1k $4.3m $4.3m 0.83% Reduced -1.3k -1,314
74 First Affirmative Financial Network 2.94% of their portfolio COLORADO SPRINGS, CO 40,76840.8k $4.2m $4.2m 2.94% Added +133 +133
75 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 40,35240.4k $4.2m $4.2m 0.04% Reduced -3.3k -3,314
76 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 40,35240.4k $4.2m $4.2m 0.04% Reduced -3.3k -3,314
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,34840.3k $4.2m $4.2m 0.00% Added +130 +130
78 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 40,03940.0k $4.2m $4.2m 0.14% Added +719 +719
79 Perigon Wealth Management, LLC 0.12% of their portfolio SAN FRANCISCO, CA 39,88739.9k $4.1m $4.1m 0.12% Added +7.5k +7,482
80 Allianz SE 0.12% of their portfolio Munich, 2M 39,87839.9k $4.1m $4.1m 0.12% Added +4.7k +4,719
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 39,75739.8k $4.1m $4.1m 0.01% Added +11.2k +11,170
82 Laurel Wealth Planning LLC 2.86% of their portfolio EDINA, MN 39,60839.6k $4.1m $4.1m 2.86% Reduced -1.1k -1,126
83 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 39,34339.3k $4.1m $4.1m 0.05% Added +1.6k +1,626
84 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 39,30439.3k $4.1m $4.1m 0.01% Added +2.0k +2,014
85 Columbia Bank 1.58% of their portfolio Lake Oswego, OR 39,24639.2k $4.1m $4.1m 1.58% Reduced -1.1k -1,090
86 Accredited Investors Inc. 0.25% of their portfolio EDINA, MN 39,05039.0k $4.1m $4.1m 0.25% Added +651 +651
87 Cranbrook Wealth Management, LLC 0.96% of their portfolio Bloomfield Hills, MI 37,66837.7k $3.9m $3.9m 0.96% Unchanged
88 ST GERMAIN D J CO INC 0.19% of their portfolio SPRINGFIELD, MA 37,58137.6k $3.9m $3.9m 0.19% Added +3.8k +3,786
89 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 36,10936.1k $3.5m $3.5m 0.03% First filing
90 Horst & Graben Wealth Management LLC 0.71% of their portfolio PORTLAND, OR 35,95636.0k $3.7m $3.7m 0.71% Added +18 +18
91 Neumann Capital Management, LLC 1.27% of their portfolio FOSTER CITY, CA 35,49835.5k $3.7m $3.7m 1.27% Added +530 +530
92 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 35,44935.4k $3.7m $3.7m 0.04% Added +31 +31
93 BBR PARTNERS, LLC 0.30% of their portfolio NEW YORK, NY 34,87034.9k $3.6m $3.6m 0.30% Added +9.2k +9,235
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 34,30634.3k $3.6m $3.6m 0.00% Added +815 +815
95 BAILARD, INC. 0.10% of their portfolio Foster City, CA 33,67833.7k $3.5m $3.5m 0.10% Reduced -295 -295
96 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,63432.6k $3.4m $3.4m 0.00% Reduced -224 -224
97 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 31,94431.9k $3.3m $3.3m 0.10% Reduced -397 -397
98 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,89131.9k $3.3m $3.3m 0.00% Unchanged
99 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 31,35731.4k $3.3m $3.3m 0.03% Added +1.7k +1,729
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 30,63730.6k $3.2m $3.2m 0.00% Reduced -808 -808