Vault-13

PIMCO EQUITY SER MFEM

RAFI DYN EMERG · ETP · CUSIP 72202L389

37 institutional holders +0 vs Q1 2024
5,040,7735.0m shares reported held*
$102.7mreported value*
3 new 13 added 16 reduced 4 sold out net bought ≈ $3.8m (+186.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.37.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 26Q4 22: 29Q1 23: 30Q2 23: 33Q3 23: 36Q4 23: 40Q1 24: 37Q2 24: 3737Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202226
Q4 202229
Q1 202330
Q2 202333
Q3 202336
Q4 202340
Q1 202437
Q2 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 16 cut or sold outQ2 23: 18 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 14 cut or sold outQ4 23: 21 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 21 cut or sold outQ2 24: 16 bought or addedQ2 24: 20 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221410
Q1 20231216
Q2 20231812
Q3 20231814
Q4 20232119
Q1 20241721
Q2 20241620

Biggest buyers

Pasadena Private Wealth, LLC Added +147,552+147.6k
JANE STREET GROUP, LLC Added +112,237+112.2k
CITADEL ADVISORS LLC Added +24,894+24.9k
AQR CAPITAL MANAGEMENT LLC New +22,076+22.1k
FLOW TRADERS U.S. LLC Added +16,291+16.3k
OSAIC HOLDINGS, INC. Added +15,135+15.1k
LPL Financial LLC Added +11,126+11.1k
Empirical Asset Management, LLC New +10,672+10.7k
Austin Wealth Management, LLC Added +3,870+3.9k
Williams & Novak, LLC Added +1,130+1.1k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -26,337-26.3k
Bank of New York Mellon Corp Sold out -23,048-23.0k
GOLDMAN SACHS GROUP INC Sold out -22,652-22.7k
Orion Porfolio Solutions, LLC Reduced -16,936-16.9k
Orion Portfolio Solutions, LLC Reduced -16,936-16.9k
PARK AVENUE SECURITIES LLC Reduced -15,054-15.1k
Schiavi & Co LLC Reduced -13,805-13.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -11,620-11.6k
ALTFEST L J & CO INC Reduced -9,604-9.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -9,400-9.4k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 882,860882.9k $18.1m $18.1m 0.01% Reduced -11.6k -11,620
2 Schiavi & Co LLC 6.78% of their portfolio WILMINGTON, DE 844,219844.2k $17.3m $17.3m 6.78% Reduced -13.8k -13,805
3 PARK AVENUE SECURITIES LLC 0.16% of their portfolio NEW YORK, NY 627,315627.3k $12.8m $12.8m 0.16% Reduced -15.1k -15,054
4 Sanctuary Advisors, LLC 0.08% of their portfolio INDIANAPOLIS, IN 579,007579.0k $11.3m $11.3m 0.08% First filing
5 Pasadena Private Wealth, LLC 1.37% of their portfolio PASADENA, CA 288,351288.4k $5.9m $5.9m 1.37% Added +147.6k +147,552
6 Austin Wealth Management, LLC 1.24% of their portfolio Austin, TX 254,473254.5k $5.3m $5.3m 1.24% Added +3.9k +3,870
7 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 230,771230.8k $4.7m $4.7m 0.05% Reduced -16.9k -16,936
8 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 230,771230.8k $4.7m $4.7m 0.05% Reduced -16.9k -16,936
9 INTEGRATED CAPITAL MANAGEMENT, INC. 3.77% of their portfolio JESSUP, PA 230,717230.7k $4.7m $4.7m 3.77% Reduced -4.8k -4,753
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 199,706199.7k $4.1m $4.1m 0.00% Added +112.2k +112,237
11 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 94,70994.7k $1.9m $1.9m 0.01% Added +54 +54
12 ALTFEST L J & CO INC 0.25% of their portfolio NEW YORK, NY 87,97888.0k $1.8m $1.8m 0.25% Reduced -9.6k -9,604
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 60,84960.8k $1.2m $1.2m 0.00% Added +24.9k +24,894
14 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 59,86759.9k $1.2m $1.2m 0.06% Added +16.3k +16,291
15 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.66% of their portfolio WALTHAM, MA 55,97556.0k $1.1m $1.1m 0.66% Added +843 +843
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 36,80036.8k $753.1k $753.1k 0.00% Reduced -9.4k -9,400
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,34631.3k $641.0k $641.0k 0.00% Reduced -1.1k -1,050
18 Moloney Securities Asset Management, LLC 0.08% of their portfolio MANCHESTER, MO 26,12426.1k $534.6k $534.6k 0.08% Added +595 +595
19 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 25,81225.8k $528.2k $528.2k 0.01% Reduced -1.1k -1,110
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,22623.2k $475.3k $475.3k 0.00% Added +11.1k +11,126
21 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 22,07622.1k $451.8k $451.8k 0.00% New
22 Kathleen S. Wright Associates Inc. 0.20% of their portfolio PITTSBURGH, PA 21,67321.7k $443.5k $443.5k 0.20% Reduced -5.7k -5,716
23 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 21,32921.3k $439.0k $439.0k 0.00% Reduced -26.3k -26,337
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,44019.4k $397.8k $397.8k 0.00% Reduced -107 -107
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,65217.7k $361.2k $361.2k 0.00% Added +15.1k +15,135
26 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 15,89415.9k $325.2k $325.2k 0.01% Reduced -539 -539
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,71813.7k $281.0k $281.0k 0.00% Added +71 +71
28 Williams & Novak, LLC 0.22% of their portfolio WESTLAKE VILLAGE, CA 11,61211.6k $237.6k $237.6k 0.22% Added +1.1k +1,130
29 Empirical Asset Management, LLC 0.08% of their portfolio WELLESLEY, MA 10,67210.7k $218.4k $218.4k 0.08% New
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,1506.2k $125.8k $125.8k 0.00% Added +100 +100
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,3455.3k $109.4k $109.4k 0.00% Reduced -285 -285
32 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,1553.2k $64.6k $64.6k 0.00% Unchanged
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 750750 $15.0k $15.0k 0.00% Unchanged
34 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 388388 $7.9k $7.9k 0.00% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 4242 $859 $859 0.00% Reduced -40 -40
36 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 11 $15 $15 0.00% New
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged