Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

723 institutional holders -3 vs Q1 2024
237,238,899237.2m shares reported held*
$6.3bnreported value*
41 new 222 added 320 reduced 51 sold out net sold ≈ $102.7m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.49. Options: 3 managers hold calls ($361.2k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 680Q4 22: 712Q1 23: 698Q2 23: 707Q3 23: 677Q4 23: 737Q1 24: 726Q2 24: 723723Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022680
Q4 2022712
Q1 2023698
Q2 2023707
Q3 2023677
Q4 2023737
Q1 2024726
Q2 2024723

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 357 bought or addedQ4 22: 318 cut or sold outQ4 22Q1 23: 296 bought or addedQ1 23: 344 cut or sold outQ2 23: 326 bought or addedQ2 23: 314 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 362 cut or sold outQ4 23: 316 bought or addedQ4 23: 339 cut or sold outQ4 23Q1 24: 278 bought or addedQ1 24: 395 cut or sold outQ2 24: 263 bought or addedQ2 24: 371 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022357318
Q1 2023296344
Q2 2023326314
Q3 2023266362
Q4 2023316339
Q1 2024278395
Q2 2024263371

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $1.0mQ3 23 puts: $6.8kQ3 23P/C 0.01Q4 23 calls: $746.2kQ4 23 puts: $22.3kQ4 23P/C 0.03Q1 24 calls: $656.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $361.2kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.0m$6.8k0.01
Q4 2023$746.2k$22.3k0.03
Q1 2024$656.5k$00.00
Q2 2024$361.2k$00.00

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +87,018,055+87.0m
SageView Advisory Group, LLC New +3,209,191+3.2m
HighTower Advisors, LLC Added +1,430,319+1.4m
BlueSky Wealth Advisors, LLC New +1,084,906+1.1m
Tradewinds Capital Management, LLC Added +629,012+629.0k
Strategic Financial Concepts, LLC Added +352,976+353.0k
Boyd Wealth Management, LLC Added +202,072+202.1k
Orgel Wealth Management, LLC Added +187,257+187.3k
REBALANCE, LLC Added +173,665+173.7k
Kestra Advisory Services, LLC Added +152,381+152.4k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Sold out -85,303,270-85.3m
MORGAN STANLEY Reduced -3,552,707-3.6m
JANE STREET GROUP, LLC Reduced -2,454,527-2.5m
Creative Planning Reduced -1,206,101-1.2m
BANK OF MONTREAL /CAN/ Reduced -1,043,701-1.0m
SCS Capital Management LLC Reduced -722,928-722.9k
FLOW TRADERS U.S. LLC Sold out -563,348-563.3k
OLD MISSION CAPITAL LLC Reduced -454,107-454.1k
Financial Engines Advisors L.L.C. Reduced -330,877-330.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -291,924-291.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $286.8k10.8k shares
CITADEL ADVISORS LLC Added $74.4k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.50% of their portfolio SAN FRANCISCO, CA 99,202,45999.2m $2.6bn $2.6bn 0.50% Added +87.0m +87,018,055
2 Creative Planning 0.63% of their portfolio OVERLAND PARK, KS 22,137,79622.1m $588.0m $588.0m 0.63% Reduced -1.2m -1,206,101
3 Financial Engines Advisors L.L.C. 1.16% of their portfolio SANTA CLARA, CA 19,587,58919.6m $520.9m $520.9m 1.16% Reduced -330.9k -330,877
4 HighTower Advisors, LLC 0.30% of their portfolio CHICAGO, IL 7,263,4507.3m $192.9m $192.9m 0.30% Added +1.4m +1,430,319
5 SageView Advisory Group, LLC 3.96% of their portfolio Newport Beach, CA 3,209,1913.2m $85.2m $85.2m 3.96% New
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,517,0812.5m $66.9m $66.9m 0.02% Reduced -291.9k -291,924
7 MATHER GROUP, LLC. 0.75% of their portfolio CHICAGO, IL 2,399,9772.4m $60.6m $60.6m 0.75% Reduced -120.7k -120,702
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 2,390,1002.4m $63.5m $63.5m 0.15% Reduced -38.4k -38,367
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,064,7152.1m $54.8m $54.8m 0.00% Reduced -3.6m -3,552,707
10 REBALANCE, LLC 4.17% of their portfolio PALO ALTO, CA 1,953,4522.0m $51.9m $51.9m 4.17% Added +173.7k +173,665
11 MERCER GLOBAL ADVISORS INC /ADV 0.14% of their portfolio DENVER, CO 1,942,1781.9m $51.6m $51.6m 0.14% Reduced -233.1k -233,102
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,858,0791.9m $49.4m $49.4m 0.05% Added +7.6k +7,575
13 Orgel Wealth Management, LLC 1.17% of their portfolio ALTOONA, WI 1,631,1291.6m $43.3m $43.3m 1.17% Added +187.3k +187,257
14 Heartwood Wealth Advisors LLC 4.74% of their portfolio RICHMOND, VA 1,492,8631.5m $39.7m $39.7m 4.74% Added +10.6k +10,635
15 FMR LLC 0.00% of their portfolio BOSTON, MA 1,454,7031.5m $38.6m $38.6m 0.00% Reduced -176.3k -176,294
16 McAdam, LLC 2.21% of their portfolio Philadelphia, PA 1,383,1021.4m $36.7m $36.7m 2.21% Added +130.9k +130,870
17 MONETA GROUP INVESTMENT ADVISORS LLC 0.58% of their portfolio ST LOUIS, MO 1,376,0571.4m $36.5m $36.5m 0.58% Added +71.6k +71,566
18 Rakuten Investment Management, Inc. 0.24% of their portfolio TOKYO, M0 1,369,5801.4m $36.3m $36.3m 0.24% Added +104.8k +104,840
19 Krilogy Financial LLC 2.58% of their portfolio ST. LOUIS, MO 1,315,1331.3m $34.9m $34.9m 2.58% Reduced -10.1k -10,061
20 COOPER/HAIMS ADVISORS, LLC 17.98% of their portfolio VICTOR, NY 1,207,1901.2m $32.1m $32.1m 17.98% Added +12.2k +12,210
21 Mariner, LLC 0.06% of their portfolio Overland Park, KS 1,150,9511.2m $30.6m $30.6m 0.06% Reduced -59.0k -58,994
22 BlueSky Wealth Advisors, LLC 4.85% of their portfolio New Bern, NC 1,084,9061.1m $28.8m $28.8m 4.85% New
23 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 1,056,9131.1m $28.1m $28.1m 0.03% Added +3.8k +3,839
24 KLINGENSTEIN FIELDS & CO LP 1.15% of their portfolio NEW YORK, NY 1,044,1921.0m $27.7m $27.7m 1.15% Reduced -34.5k -34,487
25 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,004,3231.0m $26.7m $26.7m 0.01% Added +59.9k +59,949
26 RAINEY & RANDALL WEALTH ADVISORS INC. 6.16% of their portfolio Celebration, FL 982,548982.5k $26.1m $26.1m 6.16% Added +5.8k +5,753
27 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 902,458902.5k $24.0m $24.0m 0.04% Added +6.6k +6,640
28 JMG Financial Group, Ltd. 0.88% of their portfolio DOWNERS GROVE, IL 886,304886.3k $23.5m $23.5m 0.88% Reduced -40.4k -40,382
29 Wealthspire Advisors, LLC 0.29% of their portfolio NEW YORK, NY 861,533861.5k $22.9m $22.9m 0.29% Reduced -4.9k -4,907
30 Ballentine Partners, LLC 0.37% of their portfolio Waltham, MA 746,740746.7k $19.8m $19.8m 0.37% Reduced -7.0k -7,047
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.35% of their portfolio ST. LOUIS, MO 741,555741.6k $19.7m $19.7m 0.35% Reduced -33.2k -33,172
32 UBS Group AG 0.01% of their portfolio ZURICH, V8 716,003716.0k $19.0m $19.0m 0.01% Reduced -43.3k -43,253
33 SCS Capital Management LLC 0.38% of their portfolio BOSTON, MA 688,112688.1k $18.3m $18.3m 0.38% Reduced -722.9k -722,928
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 659,573659.6k $17.5m $17.5m 0.00% Added +4.4k +4,353
35 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 643,422643.4k $17.1m $17.1m 0.04% Added +3.8k +3,839
36 Clearwater Capital Advisors, LLC 1.81% of their portfolio HOFFMAN ESTATES, IL 642,826642.8k $17.1m $17.1m 1.81% Reduced -3.4k -3,436
37 Tradewinds Capital Management, LLC 4.95% of their portfolio BELLINGHAM, WA 632,146632.1k $16.8m $16.8m 4.95% Added +629.0k +629,012
38 HBK Sorce Advisory LLC 0.52% of their portfolio ERIE, PA 565,005565.0k $15.0m $15.0m 0.52% Added +632 +632
39 Cresset Asset Management, LLC 0.06% of their portfolio Chicago, IL 561,009561.0k $14.9m $14.9m 0.06% Reduced -37.8k -37,848
40 Callan Capital, LLC 0.60% of their portfolio LA JOLLA, CA 548,880548.9k $14.6m $14.6m 0.60% Reduced -31.4k -31,378
41 Invst, LLC 1.57% of their portfolio INDIANAPOLIS, IN 534,155534.2k $14.2m $14.2m 1.57% Reduced -92.0k -91,963
42 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.42% of their portfolio Seattle, WA 521,093521.1k $13.8m $13.8m 0.42% Added +30.7k +30,724
43 Alliance Wealth Management Group 3.91% of their portfolio FLEMINGTON, NJ 515,252515.3k $13.7m $13.7m 3.91% Added +10.1k +10,052
44 Towercrest Capital Management 2.25% of their portfolio NEWTOWN, PA 515,252515.3k $13.7m $13.7m 2.25% Added +10.1k +10,052
45 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.62% of their portfolio EAGLE, ID 511,168511.2k $13.6m $13.6m 4.62% Added +33.9k +33,901
46 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 487,271487.3k $12.9m $12.9m 0.04% Reduced -34.3k -34,254
47 LAKE STREET ADVISORS GROUP, LLC 0.61% of their portfolio PORTSMOUTH, NH 475,010475.0k $12.6m $12.6m 0.61% Added +3.6k +3,587
48 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 470,570470.6k $12.5m $12.5m 0.01% Reduced -5.0k -5,026
49 OLD MISSION CAPITAL LLC 0.32% of their portfolio CHICAGO, IL 459,328459.3k $12.2m $12.2m 0.32% Reduced -454.1k -454,107
50 Charles Schwab Trust Co 1.13% of their portfolio HENDERSON, NV 458,561458.6k $12.2m $12.2m 1.13% Added +15.0k +14,964
51 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 456,829456.8k $12.1m $12.1m 0.03% Reduced -31.2k -31,189
52 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 452,251452.3k $12.0m $12.0m 0.05% Added +7.0k +6,979
53 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.72% of their portfolio GLASTONBURY, CT 452,197452.2k $12.0m $12.0m 2.72% Added +2.2k +2,248
54 Prime Capital Investment Advisors, LLC 0.16% of their portfolio OVERLAND PARK, KS 403,607403.6k $10.7m $10.7m 0.16% Reduced -178.5k -178,470
55 Boyd Wealth Management, LLC 5.74% of their portfolio SACRAMENTO, CA 391,527391.5k $10.4m $10.4m 5.74% Added +202.1k +202,072
56 NAPLES GLOBAL ADVISORS, LLC 1.02% of their portfolio NAPLES, FL 382,787382.8k $10.2m $10.2m 1.02% Added +14.7k +14,713
57 Garde Capital, Inc. 0.69% of their portfolio SEATTLE, WA 373,471373.5k $9.9m $9.9m 0.69% Reduced -67.8k -67,774
58 HANTZ FINANCIAL SERVICES, INC. 0.19% of their portfolio SOUTHFIELD, MI 370,842370.8k $9.8m $9.8m 0.19% Reduced -34.4k -34,365
59 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 363,883363.9k $13.8k $13.8k 0.01% Added +353.0k +352,976
60 SigFig Wealth Management, LLC 0.22% of their portfolio SAN FRANCISCO, CA 358,687358.7k $5.8m $5.8m 0.22% Added +19.6k +19,645
61 NORTH STAR ASSET MANAGEMENT INC 0.44% of their portfolio NEENAH, WI 349,745349.7k $9.3m $9.3m 0.44% Reduced -11.7k -11,714
62 Fund Evaluation Group, LLC 0.57% of their portfolio CINCINNATI, OH 348,165348.2k $9.2m $9.2m 0.57% Reduced -904 -904
63 ADAMSBROWN WEALTH CONSULTANTS LLC 3.59% of their portfolio WICHITA, KS 347,045347.0k $9.2m $9.2m 3.59% Added +11.5k +11,497
64 Steele Capital Management, Inc. 0.51% of their portfolio DUBUQUE, IA 346,429346.4k $9.2m $9.2m 0.51% Reduced -2.3k -2,281
65 CABOT WEALTH MANAGEMENT INC 1.20% of their portfolio BEVERLY, MA 344,142344.1k $9.1m $9.1m 1.20% Reduced -24.6k -24,631
66 Red Tortoise LLC 4.98% of their portfolio ATLANTA, GA 343,776343.8k $9.1m $9.1m 4.98% Added +2.1k +2,077
67 RKL Wealth Management LLC 0.87% of their portfolio LANCASTER, PA 341,326341.3k $9.1m $9.1m 0.87% Reduced -10.4k -10,359
68 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 340,767340.8k $9.1m $9.1m 0.01% Added +1.7k +1,700
69 Apriem Advisors 1.08% of their portfolio IRVINE, CA 332,004332.0k $8.8m $8.8m 1.08% Reduced -8.7k -8,728
70 Visionary Wealth Advisors 0.57% of their portfolio O'FALLON, IL 330,628330.6k $8.8m $8.8m 0.57% Added +1.3k +1,267
71 MorganRosel Wealth Management, LLC 2.99% of their portfolio HIGHLANDS RANCH, CO 319,294319.3k $8.5m $8.5m 2.99% Added +8.2k +8,218
72 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 315,165315.2k $8.4m $8.4m 0.01% Reduced -2.5m -2,454,527
73 Waverly Advisors, LLC 0.16% of their portfolio BIRMINGHAM, AL 313,371313.4k $8.3m $8.3m 0.16% Added +10.3k +10,325
74 Brand Asset Management Group, Inc. 3.39% of their portfolio CHESTERFIELD, MO 302,468302.5k $8.0m $8.0m 3.39% Reduced -5.1k -5,067
75 HC Advisors, LLC 7.36% of their portfolio SANDY SPRINGS, GA 300,321300.3k $8.0m $8.0m 7.36% Reduced -7.1k -7,140
76 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 294,736294.7k $7.5m $7.5m 0.05% First filing
77 Seneca Financial Advisors LLC 3.91% of their portfolio ROCHESTER, NY 283,964284.0k $7.5m $7.5m 3.91% Reduced -1.1k -1,137
78 TruNorth Capital Management, LLC 2.34% of their portfolio KALAMAZOO, MI 271,835271.8k $7.2m $7.2m 2.34% Added +8.0k +8,043
79 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 271,043271.0k $7.2m $7.2m 0.02% Reduced -13.9k -13,855
80 BALLAST ADVISORS LLC 2.28% of their portfolio WOODBURY, MN 270,281270.3k $7.2m $7.2m 2.28% Added +7.3k +7,285
81 Wedmont Private Capital 0.46% of their portfolio WEST CHESTER, PA 262,178262.2k $7.3m $7.3m 0.46% Reduced -28.9k -28,889
82 Buckingham Capital Management, Inc. 0.83% of their portfolio DAYTON, OH 259,994260.0k $6.9m $6.9m 0.83% Added +9.6k +9,643
83 Geneos Wealth Management Inc. 0.30% of their portfolio ENGLEWOOD, CO 257,939257.9k $6.9m $6.9m 0.30% Added +6.2k +6,241
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 249,866249.9k $6.6m $6.6m 0.00% Reduced -146.4k -146,396
85 Boltwood Capital Management 2.06% of their portfolio WALNUT CREEK, CA 248,529248.5k $6.6m $6.6m 2.06% Reduced -7.2k -7,246
86 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 247,462247.5k $6.6m $6.6m 0.01% Reduced -9.8k -9,833
87 OLIO Financial Planning 2.56% of their portfolio MCLEAN, VA 246,162246.2k $6.1m $6.1m 2.56% Reduced -783 -783
88 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 244,287244.3k $6.5m $6.5m 0.02% Added +9.9k +9,896
89 Holistic Financial Partners 3.23% of their portfolio INDIANAPOLIS, IN 242,568242.6k $6.4m $6.4m 3.23% Reduced -12.8k -12,843
90 Consilium Wealth Advisory, LLC 3.47% of their portfolio FRISCO, TX 239,504239.5k $6.4m $6.4m 3.47% Added +5.0k +4,952
91 ARKANSAS FINANCIAL GROUP, INC. 1.13% of their portfolio LITTLE ROCK, AR 238,989239.0k $6.3m $6.3m 1.13% Reduced -51.6k -51,555
92 Ackerman Capital Advisors, LLC 1.65% of their portfolio DALLAS, TX 234,879234.9k $6.2m $6.2m 1.65% Added +510 +510
93 Main Street Financial Solutions, LLC 0.59% of their portfolio NEWTOWN, PA 233,859233.9k $6.2m $6.2m 0.59% Added +17.0k +17,033
94 Freedom Investment Management, Inc. 0.51% of their portfolio SOUTH WINDSOR, CT 232,785232.8k $6.2m $6.2m 0.51% Added +23.3k +23,298
95 ZACKS INVESTMENT MANAGEMENT 0.07% of their portfolio Chicago, IL 231,255231.3k $6.1m $6.1m 0.07% Added +27.3k +27,293
96 Rockbridge Investment Management, LCC 0.85% of their portfolio Syracuse, NY 225,957226.0k $6.0m $6.0m 0.85% Reduced -2.5k -2,530
97 Courage Miller Partners, LLC 2.11% of their portfolio NORFOLK, VA 221,281221.3k $5.9m $5.9m 2.11% Added +192 +192
98 St. Louis Trust Co 0.89% of their portfolio SAINT LOUIS, MO 220,000220.0k $5.8m $5.8m 0.89% Added +39.8k +39,775
99 Marotta Asset Management 1.16% of their portfolio CHARLOTTESVILLE, VA 211,196211.2k $5.6m $5.6m 1.16% Reduced -56.6k -56,607
100 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 211,116211.1k $5.6m $5.6m 0.06% Reduced -6.8k -6,826