Vault-13

ETF SER SOLUTIONS DRSK

APTUS DEFINED · ETP · CUSIP 26922A388

58 institutional holders +9 vs Q1 2024
24,745,31124.7m shares reported held*
$668.6mreported value*
16 new 25 added 11 reduced 7 sold out net bought ≈ $170.9m (+6.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.02.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 57Q4 22: 68Q1 23: 62Q2 23: 55Q3 23: 46Q4 23: 51Q1 24: 49Q2 24: 5858Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202257
Q4 202268
Q1 202362
Q2 202355
Q3 202346
Q4 202351
Q1 202449
Q2 202458

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 26 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 39 cut or sold outQ2 23: 15 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 37 cut or sold outQ4 23: 19 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 23 cut or sold outQ2 24: 41 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222637
Q1 20232839
Q2 20231546
Q3 20231137
Q4 20231928
Q1 20242923
Q2 20244118

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +1,646,054+1.6m
Integrated Wealth Concepts LLC Added +1,428,822+1.4m
Clarus Group, Inc. New +903,816+903.8k
ORG Partners LLC New +776,405+776.4k
Aptus Capital Advisors, LLC Added +361,666+361.7k
ENVESTNET ASSET MANAGEMENT INC Added +218,418+218.4k
Park Place Capital Corp Added +152,056+152.1k
GUARDIAN WEALTH ADVISORS, LLC / NC Added +114,570+114.6k
LPL Financial LLC Added +93,612+93.6k
TrueWealth Advisors, LLC Added +88,862+88.9k

Biggest sellers

LINCOLN NATIONAL CORP Sold out -51,444-51.4k
Advisor Resource Council Sold out -37,059-37.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -25,425-25.4k
CITADEL ADVISORS LLC Sold out -15,947-15.9k
Axim Planning & Wealth Sold out -14,083-14.1k
Atria Wealth Solutions, Inc. Sold out -10,059-10.1k
Spotlight Asset Group, Inc. Reduced -8,004-8.0k
Jacobi Capital Management LLC Reduced -5,631-5.6k
Waterloo Capital, L.P. Reduced -4,353-4.4k
JPMORGAN CHASE & CO Sold out -1,550-1.6k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 3.48% of their portfolio FAIRHOPE, AL 6,766,7606.8m $182.9m $182.9m 3.48% Added +361.7k +361,666
2 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 2,675,3632.7m $72.3m $72.3m 0.10% Added +1.6m +1,646,054
3 Sugarloaf Wealth Management, LLC 12.64% of their portfolio DULUTH, GA 2,308,6272.3m $62.4m $62.4m 12.64% Added +27.8k +27,769
4 GUARDIAN WEALTH ADVISORS, LLC / NC 6.80% of their portfolio RALEIGH, NC 2,149,8472.1m $58.1m $58.1m 6.80% Added +114.6k +114,570
5 Integrated Wealth Concepts LLC 0.75% of their portfolio WALTHAM, MA 2,038,4642.0m $55.1m $55.1m 0.75% Added +1.4m +1,428,822
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,133,5871.1m $30.6m $30.6m 0.01% Added +218.4k +218,418
7 Second Line Capital, LLC 9.20% of their portfolio METAIRIE, LA 1,112,8201.1m $30.1m $30.1m 9.20% Added +77.5k +77,461
8 Clarus Group, Inc. 10.79% of their portfolio HOUSTON, TX 903,816903.8k $24.4m $24.4m 10.79% New
9 BROGAN FINANCIAL, INC. 15.20% of their portfolio KNOXVILLE, TN 892,409892.4k $24.1m $24.1m 15.20% Added +19.2k +19,238
10 ORG Partners LLC 2.60% of their portfolio ROANOKE, IN 776,405776.4k $20.9m $20.9m 2.60% New
11 Compass Ion Advisors, LLC 2.35% of their portfolio CONSHOHOCKEN, PA 616,090616.1k $16.4m $16.4m 2.35% Added +3.8k +3,843
12 Waterloo Capital, L.P. 1.67% of their portfolio AUSTIN, TX 516,314516.3k $14.0m $14.0m 1.67% Reduced -4.4k -4,353
13 First Heartland Consultants, Inc. 1.19% of their portfolio LAKE ST. LOUIS, MO 442,509442.5k $12.0m $12.0m 1.19% Added +10.1k +10,127
14 Park Place Capital Corp 2.87% of their portfolio Homewood, AL 332,443332.4k $9.0m $9.0m 2.87% Added +152.1k +152,056
15 Spotlight Asset Group, Inc. 4.47% of their portfolio OAKBROOK TERRACE, IL 236,668236.7k $6.4m $6.4m 4.47% Reduced -8.0k -8,004
16 SILVER OAK SECURITIES, INCORPORATED 0.90% of their portfolio JACKSON, TN 221,743221.7k $6.0m $6.0m 0.90% Added +37.4k +37,394
17 TrueWealth Advisors, LLC 2.17% of their portfolio BIRMINGHAM, AL 217,179217.2k $5.9m $5.9m 2.17% Added +88.9k +88,862
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 163,263163.3k $4.4m $4.4m 0.00% Added +93.6k +93,612
19 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 150,896150.9k $4.1m $4.1m 0.01% Added +1.8k +1,789
20 United Advisor Group, LLC 1.17% of their portfolio CINCINNATI, OH 139,721139.7k $3.8m $3.8m 1.17% Added +45.7k +45,701
21 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 139,282139.3k $3.8m $3.8m 0.08% Added +19.1k +19,069
22 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.08% of their portfolio JUPITER, FL 134,499134.5k $3.6m $3.6m 2.08% Added +4.5k +4,534
23 LEAVELL INVESTMENT MANAGEMENT, INC. 0.13% of their portfolio MOBILE, AL 86,00086.0k $2.3m $2.3m 0.13% Unchanged
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 80,78280.8k $2.2m $2.2m 0.00% New
25 MBE Wealth Management, LLC 1.21% of their portfolio TOMAH, WI 73,84373.8k $2.0m $2.0m 1.21% Added +8.0k +8,045
26 Financial Guidance Group, Inc. 1.17% of their portfolio Palm Harbor, FL 70,17870.2k $1.9m $1.9m 1.17% New
27 RENASANT BANK 1.17% of their portfolio Tupelo, MS 62,62862.6k $1.7m $1.7m 1.17% New
28 True Vision MN LLC 1.01% of their portfolio WOODBURY, MN 57,26957.3k $1.5m $1.5m 1.01% New
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,86253.9k $1.5m $1.5m 0.00% Added +52.6k +52,579
30 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 52,72352.7k $1.4m $1.4m 0.02% Added +1.9k +1,878
31 MARIPAU WEALTH MANAGEMENT LLC 0.95% of their portfolio FORT WAYNE, IN 51,19251.2k $1.4m $1.4m 0.95% Added +37.8k +37,793
32 Jacobi Capital Management LLC 0.09% of their portfolio PITTSTON, PA 38,77838.8k $1.0m $1.0m 0.09% Reduced -5.6k -5,631
33 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 36,97737.0k $999.5k $999.5k 0.07% Added +2.1k +2,103
34 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 32,76432.8k $885.6k $885.6k 0.02% New
35 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 18,62118.6k $503.3k $503.3k 0.01% Added +7.6k +7,567
36 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 17,02017.0k $460.0k $460.0k 0.01% Reduced -154 -154
37 Signal Advisors Wealth, LLC 1.00% of their portfolio DETROIT, MI 16,94116.9k $457.9k $457.9k 1.00% Added +1.8k +1,765
38 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 10,23410.2k $278.9k $278.9k 0.05% New
39 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 10,17010.2k $274.9k $274.9k 0.00% New
40 Gibbs Wealth Management 0.11% of their portfolio Alpharetta, GA 10,17010.2k $274.9k $274.9k 0.11% New
41 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 8,7328.7k $236.0k $236.0k 0.11% Unchanged
42 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 7,6007.6k $205.4k $205.4k 0.02% New
43 McElhenny Sheffield Capital Management, LLC 0.07% of their portfolio DALLAS, TX 7,4007.4k $200.0k $200.0k 0.07% New
44 EdgeRock Capital LLC 0.14% of their portfolio DENVER, CO 6,8946.9k $186.3k $186.3k 0.14% New
45 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 6,5986.6k $178.3k $178.3k 0.03% First filing
46 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,7163.7k $100.4k $100.4k 0.00% Reduced -1.4k -1,401
47 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,4001.4k $37.8k $37.8k 0.00% Unchanged
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0871.1k $29.0k $29.0k 0.00% Reduced -387 -387
49 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 789789 $21.3k $21.3k 0.00% New
50 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 382382 $10.3k $10.3k 0.00% New
51 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 328328 $8.9k $8.9k 0.00% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 308308 $8.3k $8.3k 0.00% Reduced -17 -17
53 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 212212 $5.7k $5.7k 0.00% Reduced -709 -709
54 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 179179 $4.8k $4.8k 0.00% Reduced -112 -112
55 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 149149 $4.0k $4.0k 0.00% Unchanged
56 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 7070 $1.9k $1.9k 0.00% Reduced -176 -176
57 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 6161 $1.6k $1.6k 0.00% New
58 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $47 $47 0.00% Reduced -5 -5