Axim Planning & Wealth

SPRINGBORO, OH · CIK 1950607 · 13F filing filed 2024-07-29

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$127.2m
Staff2 · 1 in investment roles
Main clients (by assets)Individuals 55%, High net worth individuals 39%, Pension plans 7%
Websiteaximwealth.com
Form ADV · 2026-10-01SEC adviser record

$83.5m reported value -32.3% vs Q1 2024

27positions

95.0%in top 10

7 new 8 added 7 reduced 4 sold out vs Q1 2024

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	EHANG HLDGS LTD ADS EH	EH	4,693,820	$63.7m76.35%	76.35%	Added +520.7k	+520,733 12.5%
2	HANCOCK JOHN PFD INCOME FD I COM HPF	HPF	368,273	$6.2m7.49%	7.49%	Added +201.1k	+201,080 120.3%
3	CARNIVAL CORP UNIT 99/99/9999 UNIT 99/99/9999		266,117	$5.0m5.97%	5.97%	Reduced -69.2k	-69,233 -20.6%
4	MICROSOFT CORP COM MSFT	MSFT	2,572	$1.1m1.38%	1.38%	Reduced -114	-114 -4.2%
5	PROCTER AND GAMBLE CO COM PG	PG	6,640	$1.1m1.31%	1.31%	Reduced -823	-823 -11.0%
6	US BANCORP DEL COM NEW USB	USB	15,423	$612.3k0.73%	0.73%	Unchanged
7	PHILIP MORRIS INTL INC COM PM	PM	4,076	$413.0k0.49%	0.49%	Unchanged
8	JPMORGAN CHASE & CO COM JPM	JPM	1,906	$385.5k0.46%	0.46%	Added +73	+73 4.0%
9	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	2,129	$363.5k0.44%	0.44%	Added +129	+129 6.5%
10	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	9,051	$340.6k0.41%	0.41%	Reduced -6.0k	-6,045 -40.0%
11	PIMCO ETF TR ACTIVE BD ETF BOND	BOND	3,725	$339.3k0.41%	0.41%	New
12	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	7,094	$310.3k0.37%	0.37%	Reduced -4.3k	-4,296 -37.7%
13	EXXON MOBIL CORP COM XOM	XOM	2,623	$302.0k0.36%	0.36%	Added +174	+174 7.1%
14	ISHARES TR S&P 500 GRWT ETF IVW	IVW	3,147	$291.2k0.35%	0.35%	New
15	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	3,132	$287.5k0.34%	0.34%	New
16	MONDELEZ INTL INC CL A MDLZ	MDLZ	4,368	$285.8k0.34%	0.34%	Unchanged
17	STARBUCKS CORP COM SBUX	SBUX	3,510	$273.3k0.33%	0.33%	Added +482	+482 15.9%
18	CATERPILLAR INC COM CAT	CAT	800	$266.5k0.32%	0.32%	Unchanged
19	ISHARES TR CORE S&P500 ETF IVV	IVV	466	$255.0k0.31%	0.31%	New
20	BLACKROCK ETF TRUST ISHARES US EQUIT DYNF	DYNF	5,181	$243.2k0.29%	0.29%	New
21	SOFI TECHNOLOGIES INC COM SOFI	SOFI	36,758	$243.0k0.29%	0.29%	Added +8.8k	+8,758 31.3%
22	AMAZON COM INC COM AMZN	AMZN	1,196	$231.1k0.28%	0.28%	Added +80	+80 7.2%
23	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,117	$203.5k0.24%	0.24%	New
24	APPLE INC COM AAPL	AAPL	966	$203.5k0.24%	0.24%	Reduced -296	-296 -23.4%
25	META PLATFORMS INC CL A META	META	403	$203.2k0.24%	0.24%	New
26	LCNB CORP COM LCNB	LCNB	11,500	$160.0k0.19%	0.19%	Unchanged
27	NIO INC SPON ADS NIO	NIO	14,055	$58.5k0.07%	0.07%	Reduced -26.2k	-26,230 -65.1%

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
KRANESHARES TRUST KWEB	KWEB	803,745	$21.1m803.7k shares
ETF SER SOLUTIONS DRSK	DRSK	14,083	$375.5k14.1k shares
TESLA INC TSLA	TSLA	1,225	$215.3k1.2k shares
SPDR S&P 500 ETF TR SPY	SPY	402	$210.3k402 shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
EHANG HLDGS LTD EH · 13G · filed 2026-08-13	EH	5.3%	-1.9 pts	13G	2026-08-13