Vault-13

HANCOCK JOHN PFD INCOME FD I HPF

COM · Closed-End Fund · CUSIP 41013X106

48 institutional holders +4 vs Q1 2024
1,964,3822.0m shares reported held*
$33.3mreported value*
7 new 17 added 9 reduced 3 sold out net bought ≈ $3.0m (+169.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.97.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 52Q1 23: 46Q2 23: 43Q3 23: 47Q4 23: 48Q1 24: 44Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202246
Q4 202252
Q1 202346
Q2 202343
Q3 202347
Q4 202348
Q1 202444
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 19 cut or sold outQ2 23: 20 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 14 cut or sold outQ4 23: 23 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 16 cut or sold outQ2 24: 24 bought or addedQ2 24: 12 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222715
Q1 20231719
Q2 20232016
Q3 20232414
Q4 20232316
Q1 20242116
Q2 20242412

Biggest buyers

Axim Planning & Wealth Added +201,080+201.1k
Global Retirement Partners, LLC Added +80,477+80.5k
One Capital Management, LLC New +66,283+66.3k
STIFEL FINANCIAL CORP Added +38,868+38.9k
Rockefeller Capital Management L.P. New +26,885+26.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +17,315+17.3k
Simplicity Wealth,LLC New +16,814+16.8k
UBS Group AG Added +9,579+9.6k
LPL Financial LLC Added +8,778+8.8k
Cetera Investment Advisers Added +5,890+5.9k

Biggest sellers

MORGAN STANLEY Reduced -264,134-264.1k
Koshinski Asset Management, Inc. Reduced -22,876-22.9k
OSAIC HOLDINGS, INC. Reduced -11,501-11.5k
B. Riley Wealth Advisors, Inc. Reduced -8,970-9.0k
Invesco Ltd. Reduced -5,342-5.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -4,267-4.3k
Avior Wealth Management, LLC Sold out -2,084-2.1k
TUCKER ASSET MANAGEMENT LLC Sold out -1,200-1.2k
HOLLENCREST CAPITAL MANAGEMENT Reduced -500-500
BANK OF AMERICA CORP /DE/ Reduced -439-439

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$11.1k0——
Q1 20241$15.8k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Axim Planning & Wealth 7.49% of their portfolio SPRINGBORO, OH 368,273368.3k $6.2m $6.2m 7.49% Added +201.1k +201,080
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 294,846294.8k $5.0m $5.0m 0.00% Added +9.6k +9,579
3 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 140,042140.0k $2.4m $2.4m 0.00% Added +38.9k +38,868
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 135,357135.4k $2.3m $2.3m 0.00% Reduced -5.3k -5,342
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 131,572131.6k $2.2m $2.2m 0.00% Reduced -264.1k -264,134
6 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 83,82083.8k $1.4m $1.4m 0.04% Added +80.5k +80,477
7 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 82,22282.2k $1.4m $1.4m 0.13% Reduced -22.9k -22,876
8 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 68,11168.1k $1.2m $1.2m 0.01% Reduced -310 -310
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 66,78766.8k $1.1m $1.1m 0.00% Reduced -11.5k -11,501
10 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 66,28366.3k $1.1m $1.1m 0.04% New
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 65,03265.0k $1.1m $1.1m 0.00% Added +3.4k +3,361
12 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 58,84358.8k $998.6k $998.6k 0.03% Reduced -9.0k -8,970
13 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 53,24553.2k $903.6k $903.6k 0.01% Added +3.9k +3,869
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 38,71638.7k $657.0k $657.0k 0.00% Added +8.8k +8,778
15 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,88526.9k $456.2k $456.2k 0.00% New
16 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 23,30823.3k $395.5k $395.5k 0.00% Added +600 +600
17 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,92422.9k $389.0k $389.0k 0.00% Added +5.9k +5,890
18 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 22,22922.2k $377.0k $377.0k 0.01% Added +3.7k +3,729
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,02822.0k $374.0k $374.0k 0.00% Added +54 +54
20 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 21,31321.3k $361.7k $361.7k 0.00% Added +16 +16
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,33019.3k $328.0k $328.0k 0.00% Reduced -4.3k -4,267
22 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 17,85617.9k $303.0k $303.0k 0.00% Added +2.1k +2,098
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,31517.3k $293.8k $293.8k 0.00% New
24 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 16,81416.8k $285.3k $285.3k 0.01% New
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,71913.7k $232.8k $232.8k 0.00% Added +3.7k +3,747
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,08213.1k $222.0k $222.0k 0.00% Added +843 +843
27 MSH Capital Advisors LLC 0.07% of their portfolio SCOTTSDALE, AZ 12,35812.4k $209.7k $209.7k 0.07% Unchanged
28 Vanguard Capital Wealth Advisors 0.14% of their portfolio DENVER, CO 12,00012.0k $203.6k $203.6k 0.14% Unchanged
29 Live Oak Private Wealth LLC 0.03% of their portfolio WILMINGTON, NC 10,89110.9k $184.8k $184.8k 0.03% Unchanged
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,79910.8k $183.3k $183.3k 0.00% Reduced -439 -439
31 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 9,2509.2k $157.0k $157.0k 0.01% Added +155 +155
32 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 4,2404.2k $72.0k $72.0k 0.01% Unchanged
33 WEBSTER BANK, N. A. 0.01% of their portfolio WATERBURY, CT 2,8792.9k $48.9k $48.9k 0.01% Unchanged
34 Glass Jacobson Investment Advisors llc 0.02% of their portfolio OWINGS MILLS, MD 2,7902.8k $47.3k $47.3k 0.02% Unchanged
35 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 2,1132.1k $35.9k $35.9k 0.00% Unchanged
36 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,7941.8k $30.4k $30.4k 0.00% Reduced -500 -500
37 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 1,6781.7k $28.5k $28.5k 0.01% Unchanged
38 Winch Advisory Services, LLC 0.01% of their portfolio Appleton, WI 1,2111.2k $20.5k $20.5k 0.01% Added +26 +26
39 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,1001.1k $18.7k $18.7k 0.00% Unchanged
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 845845 $14.3k $14.3k 0.00% New
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 200200 $3.4k $3.4k 0.00% Unchanged
42 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 200200 $3.4k $3.4k 0.00% Unchanged
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5656 $950 $950 0.00% New
44 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 2424 $408 $408 0.00% Unchanged
45 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $17 $17 0.00% Unchanged
46 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $17 $17 0.00% New
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
48 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 00 $7 $7 0.00% Unchanged