Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

395 institutional holders -3 vs Q1 2024
80,024,54180.0m shares reported held*
$4.8bnreported value*
32 new 135 added 184 reduced 39 sold out net sold ≈ $1.8bn (-30.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.57. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402Q2 23: 391Q3 23: 394Q4 23: 420Q1 24: 398Q2 24: 395395Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402
Q2 2023391
Q3 2023394
Q4 2023420
Q1 2024398
Q2 2024395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 213 bought or addedQ4 22: 147 cut or sold outQ4 22Q1 23: 211 bought or addedQ1 23: 179 cut or sold outQ2 23: 173 bought or addedQ2 23: 227 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 229 cut or sold outQ4 23: 141 bought or addedQ4 23: 244 cut or sold outQ4 23Q1 24: 157 bought or addedQ1 24: 245 cut or sold outQ2 24: 167 bought or addedQ2 24: 223 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022213147
Q1 2023211179
Q2 2023173227
Q3 2023158229
Q4 2023141244
Q1 2024157245
Q2 2024167223

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $28.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $28.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$28.0k$00.00
Q1 2024$28.0k$00.00
Q2 2024$0$0—

Biggest buyers

LPL Financial LLC Added +530,475+530.5k
GDS Wealth Management Added +327,579+327.6k
Financial Enhancement Group LLC Added +314,157+314.2k
RAYMOND JAMES & ASSOCIATES Added +192,229+192.2k
Relative Value Partners Group, LLC New +184,534+184.5k
Bramshill Investments, LLC Added +163,941+163.9k
Authentikos Wealth Advisory, LLC Added +108,172+108.2k
Kestra Advisory Services, LLC Added +94,059+94.1k
Petix & Botte Co Added +91,696+91.7k
Private Advisor Group, LLC Added +89,839+89.8k

Biggest sellers

MORGAN STANLEY Reduced -27,731,403-27.7m
FIRST TRUST ADVISORS LP Reduced -944,786-944.8k
Global Assets Advisory, LLC Sold out -783,406-783.4k
OSAIC HOLDINGS, INC. Reduced -491,258-491.3k
Prospera Financial Services Inc Reduced -392,651-392.7k
Raymond James Financial Services Advisors, Inc. Reduced -314,870-314.9k
UBS Group AG Reduced -308,235-308.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -264,106-264.1k
BANK OF AMERICA CORP /DE/ Reduced -183,386-183.4k
Cetera Investment Advisers Reduced -173,585-173.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 12,096,85812.1m $721.0m $721.0m 0.06% Reduced -27.7m -27,731,403
2 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 8,568,8878.6m $510.7m $510.7m 0.25% Added +530.5k +530,475
3 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 8,010,1868.0m $477.4m $477.4m 0.12% Reduced -164.8k -164,850
4 UBS Group AG 0.07% of their portfolio ZURICH, V8 3,738,7423.7m $222.8m $222.8m 0.07% Reduced -308.2k -308,235
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,923,1482.9m $174.2m $174.2m 0.02% Reduced -183.4k -183,386
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,637,8302.6m $157.2m $157.2m 0.04% Reduced -91.5k -91,462
7 OSAIC HOLDINGS, INC. 0.24% of their portfolio SCOTTSDALE, AZ 1,725,8931.7m $102.9m $102.9m 0.24% Reduced -491.3k -491,258
8 Raymond James Financial Services Advisors, Inc. 0.14% of their portfolio ST. PETERSBURG, FL 1,655,5721.7m $98.7m $98.7m 0.14% Reduced -314.9k -314,870
9 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 1,439,2771.4m $85.8m $85.8m 0.20% Reduced -173.6k -173,585
10 Cambridge Investment Research Advisors, Inc. 0.31% of their portfolio FAIRFIELD, IA 1,388,1831.4m $82.7m $82.7m 0.31% Added +56.4k +56,415
11 Bramshill Investments, LLC 8.36% of their portfolio NAPLES, FL 1,289,7141.3m $76.9m $76.9m 8.36% Added +163.9k +163,941
12 RENAISSANCE TECHNOLOGIES LLC 0.13% of their portfolio NEW YORK, NY 1,266,5001.3m $75.5m $75.5m 0.13% Reduced -1.2k -1,200
13 TUCKER ASSET MANAGEMENT LLC 15.73% of their portfolio LITTLETON, CO 1,208,8151.2m $72.0m $72.0m 15.73% Reduced -9.4k -9,419
14 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,147,0101.1m $68.4m $68.4m 0.04% Added +192.2k +192,229
15 Csenge Advisory Group 3.75% of their portfolio CLEARWATER, FL 1,107,8741.1m $66.0m $66.0m 3.75% Added +54.7k +54,665
16 Hansen & Associates Financial Group, Inc. 26.31% of their portfolio ROSEVILLE, CA 834,770834.8k $49.8m $49.8m 26.31% Added +32.2k +32,220
17 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 800,798800.8k $47.7m $47.7m 0.02% Added +74.9k +74,877
18 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 788,828788.8k $47.0m $47.0m 0.07% Reduced -42.9k -42,911
19 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 752,893752.9k $44.9m $44.9m 0.05% Added +32.2k +32,163
20 Mariner, LLC 0.08% of their portfolio Overland Park, KS 701,387701.4k $41.8m $41.8m 0.08% Reduced -36.5k -36,470
21 Prospera Financial Services Inc 1.06% of their portfolio Dallas, TX 637,222637.2k $38.0m $38.0m 1.06% Reduced -392.7k -392,651
22 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 607,829607.8k $36.2m $36.2m 0.04% Reduced -98.2k -98,211
23 Gradient Investments LLC 0.80% of their portfolio ARDEN HILLS, MN 599,058599.1k $35.7m $35.7m 0.80% Added +7.1k +7,081
24 Atria Investments, Inc 0.45% of their portfolio Charlotte, NC 581,155581.2k $34.6m $34.6m 0.45% Reduced -30.4k -30,431
25 MANCHESTER FINANCIAL INC 8.16% of their portfolio Westlake Village, CA 556,409556.4k $33.2m $33.2m 8.16% Added +9.3k +9,334
26 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 543,783543.8k $32.4m $32.4m 0.18% Added +94.1k +94,059
27 Coppell Advisory Solutions LLC 5.06% of their portfolio COPPELL, TX 514,715514.7k $30.7m $30.7m 5.06% First filing
28 GDS Wealth Management 3.16% of their portfolio FLOWER MOUND, TX 482,854482.9k $28.8m $28.8m 3.16% Added +327.6k +327,579
29 Harvest Investment Services, LLC 11.31% of their portfolio Oakbrook Terrace, IL 478,153478.2k $28.5m $28.5m 11.31% Added +45.2k +45,173
30 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 427,452427.5k $25.5m $25.5m 0.08% Added +43.0k +42,957
31 Financial Enhancement Group LLC 4.10% of their portfolio ANDERSON, IN 426,362426.4k $25.5m $25.5m 4.10% Added +314.2k +314,157
32 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 389,928389.9k $23.2m $23.2m 0.16% Added +89.8k +89,839
33 AVANTAX ADVISORY SERVICES, INC. 0.16% of their portfolio DALLAS, TX 383,106383.1k $22.8m $22.8m 0.16% Added +20.7k +20,733
34 HARBOUR INVESTMENTS, INC. 0.75% of their portfolio MADISON, WI 373,231373.2k $22.2m $22.2m 0.75% Reduced -50.5k -50,510
35 Steward Partners Investment Advisory, LLC 0.22% of their portfolio STAMFORD, CT 349,834349.8k $20.9m $20.9m 0.22% Added +10.8k +10,769
36 Kingsview Wealth Management, LLC 0.45% of their portfolio GRANTS PASS, OR 322,547322.5k $19.2m $19.2m 0.45% Added +2.6k +2,644
37 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 314,547314.5k $18.7m $18.7m 0.04% Reduced -83.7k -83,695
38 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 313,096313.1k $18.7m $18.7m 0.03% Added +52.5k +52,501
39 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 311,079311.1k $18.5m $18.5m 0.13% Added +13.5k +13,539
40 HBK Sorce Advisory LLC 0.61% of their portfolio ERIE, PA 292,630292.6k $17.4m $17.4m 0.61% Reduced -3.1k -3,091
41 Pine Valley Investments Ltd Liability Co 1.28% of their portfolio MARLTON, NJ 289,805289.8k $17.3m $17.3m 1.28% Added +39.7k +39,748
42 RiverTree Advisors, LLC 11.73% of their portfolio WINTER PARK, FL 287,850287.9k $17.2m $17.2m 11.73% Reduced -7.7k -7,718
43 PARK NATIONAL CORP /OH/ 0.60% of their portfolio NEWARK, OH 272,599272.6k $16.2m $16.2m 0.60% Reduced -53.9k -53,890
44 IFP Advisors, Inc 0.64% of their portfolio TAMPA, FL 271,719271.7k $16.2m $16.2m 0.64% Reduced -134.4k -134,359
45 Western Wealth Management, LLC 1.15% of their portfolio GOLDEN, CO 260,165260.2k $15.5m $15.5m 1.15% Added +69.0k +68,994
46 Triumph Capital Management 5.77% of their portfolio DENVER, CO 247,038247.0k $14.8m $14.8m 5.77% Reduced -18.6k -18,640
47 Jaffetilchin Investment Partners, LLC 1.25% of their portfolio TAMPA, FL 245,469245.5k $14.6m $14.6m 1.25% Added +72.9k +72,883
48 Simplicity Wealth,LLC 0.33% of their portfolio SUMMIT, NJ 243,757243.8k $14.5m $14.5m 0.33% Reduced -28.9k -28,907
49 Avestar Capital, LLC 1.56% of their portfolio New York, NY 237,387237.4k $14.1m $14.1m 1.56% Reduced -134.6k -134,601
50 Capital Investment Advisory Services, LLC 1.45% of their portfolio RALEIGH, NC 235,379235.4k $14.0m $14.0m 1.45% Added +7.8k +7,803
51 1776 Wealth LLC 6.15% of their portfolio ATLANTA, GA 229,304229.3k $13.7m $13.7m 6.15% Reduced -1.8k -1,845
52 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 228,705228.7k $13.7m $13.7m 0.15% Reduced -16.0k -16,018
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.85% of their portfolio BIRMINGHAM, AL 226,939226.9k $13.6m $13.6m 0.85% Reduced -4.1k -4,124
54 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 226,850226.8k $13.5m $13.5m 0.02% Reduced -35.1k -35,143
55 Sanctuary Advisors, LLC 0.10% of their portfolio INDIANAPOLIS, IN 221,796221.8k $13.3m $13.3m 0.10% First filing
56 Mainsail Financial Group, LLC 7.64% of their portfolio BELLEVUE, WA 217,660217.7k $13.0m $13.0m 7.64% Added +47.0k +46,982
57 SHELTON WEALTH MANAGEMENT, LLC 7.67% of their portfolio FORT WORTH, TX 215,152215.2k $12.8m $12.8m 7.67% Reduced -22.7k -22,699
58 Stratos Wealth Advisors, LLC 0.63% of their portfolio BEACHWOOD, OH 212,439212.4k $12.7m $12.7m 0.63% Added +33.9k +33,857
59 FSC Wealth Advisors, LLC 9.26% of their portfolio WAPPINGERS FALLS, NY 210,330210.3k $12.5m $12.5m 9.26% Reduced -2.9k -2,948
60 ORBA Wealth Advisors, L.L.C. 6.43% of their portfolio CHICAGO, IL 208,541208.5k $12.4m $12.4m 6.43% Reduced -3.5k -3,488
61 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 205,685205.7k $12.3m $12.3m 0.01% Reduced -2.4k -2,394
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 202,707202.7k $12.1m $12.1m 0.03% Added +14.0k +13,955
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.24% of their portfolio AUSTIN, TX 199,087199.1k $11.9m $11.9m 0.24% Reduced -69.4k -69,401
64 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 196,264196.3k $11.7m $11.7m 0.03% Reduced -333 -333
65 Petix & Botte Co 3.16% of their portfolio LA MESA, CA 187,156187.2k $11.2m $11.2m 3.16% Added +91.7k +91,696
66 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 186,895186.9k $11.1m $11.1m 0.01% Reduced -944.8k -944,786
67 Relative Value Partners Group, LLC 1.42% of their portfolio NORTHBROOK, IL 184,534184.5k $11.0m $11.0m 1.42% New
68 LAKE STREET PRIVATE WEALTH, LLC 1.42% of their portfolio CHICAGO, IL 184,534184.5k $11.0m $11.0m 1.42% Reduced -21.7k -21,725
69 TOWNSQUARE CAPITAL LLC 0.15% of their portfolio Lehi, UT 178,495178.5k $10.6m $10.6m 0.15% Added +28.2k +28,213
70 TD Capital Management LLC 1.11% of their portfolio MEMPHIS, TN 178,205178.2k $10.6m $10.6m 1.11% Reduced -38.8k -38,840
71 StoneX Group Inc. 0.80% of their portfolio NEW YORK, NY 168,391168.4k $10.1m $10.1m 0.80% Reduced -76.3k -76,347
72 Long Run Wealth Advisors, LLC 2.54% of their portfolio Lake Placid, NY 168,228168.2k $10.0m $10.0m 2.54% Added +27.9k +27,858
73 OPPENHEIMER & CO INC 0.15% of their portfolio NEW YORK, NY 162,513162.5k $9.7m $9.7m 0.15% Reduced -35.9k -35,927
74 Creekmur Asset Management LLC 2.50% of their portfolio MORTON, IL 162,166162.2k $9.7m $9.7m 2.50% Added +43.6k +43,561
75 Sigma Planning Corp 0.31% of their portfolio ANN ARBOR, MI 161,862161.9k $9.6m $9.6m 0.31% Reduced -16.1k -16,108
76 Ellsworth Advisors, LLC 2.66% of their portfolio HUDSON, OH 159,875159.9k $9.5m $9.5m 2.66% Added +4.0k +4,004
77 Gladstone Institutional Advisory LLC 0.49% of their portfolio Bedminster, NJ 159,349159.3k $9.5m $9.5m 0.49% Reduced -20.3k -20,311
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 158,577158.6k $9.5m $9.5m 0.01% Added +6.9k +6,864
79 Cassia Capital Partners, LLC 6.23% of their portfolio WINSTON SALEM, NC 158,468158.5k $9.4m $9.4m 6.23% Reduced -388 -388
80 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 158,272158.3k $9.4m $9.4m 0.04% Reduced -9.8k -9,845
81 Sterling Manor Financial, LLC 6.96% of their portfolio Saratoga Springs, NY 153,488153.5k $9.1m $9.1m 6.96% Added +1.9k +1,946
82 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 151,349151.3k $9.0m $9.0m 0.02% Reduced -3.9k -3,854
83 Synergy Asset Management, LLC 1.41% of their portfolio VANCOUVER, WA 151,327151.3k $9.0m $9.0m 1.41% Added +10.2k +10,186
84 Ashton Thomas Private Wealth, LLC 0.49% of their portfolio SCOTTSDALE, AZ 150,128150.1k $8.9m $8.9m 0.49% Added +8.6k +8,593
85 Schwallier Wealth Management LLC 7.22% of their portfolio GRAND RAPIDS, MI 149,020149.0k $8.9m $8.9m 7.22% Reduced -34.4k -34,363
86 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 137,700137.7k $8.2m $8.2m 0.02% Reduced -31.7k -31,656
87 Nilsine Partners, LLC 1.04% of their portfolio GREENWOOD VILLAGE, CO 129,602129.6k $7.7m $7.7m 1.04% Reduced -967 -967
88 Authentikos Wealth Advisory, LLC 3.94% of their portfolio MORGAN HILL, CA 124,758124.8k $4.1m $4.1m 3.94% Added +108.2k +108,172
89 Foundations Investment Advisors, LLC 0.17% of their portfolio PHOENIX, AZ 120,365120.4k $7.2m $7.2m 0.17% Reduced -20.7k -20,720
90 Ifrah Financial Services, Inc. 1.94% of their portfolio Little Rock, AR 115,106115.1k $6.9m $6.9m 1.94% Added +2.9k +2,916
91 TWIN PEAKS WEALTH ADVISORS, LLC 3.42% of their portfolio SAN FRANCISCO, CA 114,896114.9k $6.8m $6.8m 3.42% Reduced -19.0k -19,003
92 Stablepoint Partners, LLC 1.25% of their portfolio BRAINTREE, MA 107,877107.9k $6.5m $6.5m 1.25% Added +26.9k +26,910
93 Shilanski & Associates, Inc. 2.14% of their portfolio ANCHORAGE, AK 106,937106.9k $6.4m $6.4m 2.14% Added +1.6k +1,613
94 MGO ONE SEVEN LLC 0.30% of their portfolio Beachwood, OH 106,766106.8k $6.4m $6.4m 0.30% Added +870 +870
95 COMERICA BANK 0.03% of their portfolio DALLAS, TX 101,964102.0k $6.1m $6.1m 0.03% Reduced -22.0k -22,045
96 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 99,16799.2k $5.9m $5.9m 0.05% Reduced -1.2k -1,217
97 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 98,66798.7k $5.9m $5.9m 0.06% Reduced -6.6k -6,603
98 Insight Advisors, LLC/ PA 1.04% of their portfolio Newtown, PA 95,32095.3k $5.7m $5.7m 1.04% Added +161 +161
99 Core Wealth Partners LLC 3.85% of their portfolio SANTA ROSA, CA 94,63294.6k $5.6m $5.6m 3.85% Reduced -7.0k -6,951
100 Sebold Capital Management, Inc. 3.89% of their portfolio LISLE, IL 94,46794.5k $5.6m $5.6m 3.89% Added +11.1k +11,096