Sterling Manor Financial, LLC

Saratoga Springs, NY · CIK 1842015 · 13F filing filed 2024-07-26

SEC-registered investment adviser since 2016 · limited liability company

Assets managed$201.0m
Staff3 · 3 in investment roles
Main clients (by assets)High net worth individuals 52%, Individuals 47%
Websitesterlingmanorfinancial.com
Form ADV · 2026-05-11SEC adviser record

Kindwealth
Others nearbySaratoga Springs, NY

$131.4m reported value -1.3% vs Q1 2024

24positions

86.6%in top 10

2 new 9 added 9 reduced 4 sold out vs Q1 2024

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE DIV GRWTH DGRO	DGRO	356,187	$20.5m15.62%	15.62%	Added +6.8k	+6,767 1.9%
2	ISHARES TR RUS MD CP GR ETF IWP	IWP	168,489	$18.6m14.15%	14.15%	Added +25.8k	+25,790 18.1%
3	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	190,725	$15.3m11.63%	11.63%	Reduced -6.7k	-6,738 -3.4%
4	VANGUARD WELLINGTON FD US VALUE FACTR VFVA	VFVA	114,855	$13.0m9.88%	9.88%	Reduced -14.6k	-14,628 -11.3%
5	WISDOMTREE TR EUROPE HEDGED EQ HEDJ	HEDJ	225,461	$10.2m7.76%	7.76%	Added +7.6k	+7,577 3.5%
6	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	153,488	$9.1m6.96%	6.96%	Added +1.9k	+1,946 1.3%
7	FIRST TR EXCHNG TRADED FD VI FT VEST US EQT FMAR	FMAR	180,973	$7.3m5.59%	5.59%	Added +17.8k	+17,761 10.9%
8	FIDELITY COVINGTON TRUST SML MID MLTFCT FSMD	FSMD	187,982	$7.1m5.39%	5.39%	New
9	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	26,542	$6.5m4.98%	4.98%	Reduced -2.4k	-2,367 -8.2%
10	SPDR SER TR BLOOMBERG SHT TE SJNK	SJNK	244,805	$6.1m4.65%	4.65%	Added +230.0k	+229,963 1549.4%
11	ISHARES TR 1 3 YR TREAS BD SHY	SHY	61,593	$5.0m3.83%	3.83%	Reduced -366	-366 -0.6%
12	GLOBAL X FDS DEFENSE TECH ETF SHLD	SHLD	128,493	$4.3m3.24%	3.24%	Added +11.3k	+11,307 9.7%
13	APPLE INC COM AAPL	AAPL	13,411	$2.8m2.15%	2.15%	Reduced -2.7k	-2,725 -16.9%
14	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,994	$1.1m0.83%	0.83%	Reduced -7	-7 -0.3%
15	MICROSOFT CORP COM MSFT	MSFT	1,940	$867.0k0.66%	0.66%	Reduced -50	-50 -2.5%
16	AMAZON COM INC COM AMZN	AMZN	3,480	$672.5k0.51%	0.51%	Reduced -95	-95 -2.7%
17	ONEOK INC NEW COM OKE	OKE	8,150	$664.6k0.51%	0.51%	Unchanged
18	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	7,598	$430.7k0.33%	0.33%	Added +83	+83 1.1%
19	FIRST TR EXCHANGE TRADED FD BUYWRIT INCM ETF FTHI	FTHI	18,962	$426.1k0.32%	0.32%	Reduced -577	-577 -3.0%
20	GE AEROSPACE COM NEW GE	GE	2,066	$328.4k0.25%	0.25%	Unchanged
21	BLACKROCK ETF TRUST US CARBON TRANS LCTU	LCTU	4,537	$269.5k0.21%	0.21%	Unchanged
22	JPMORGAN CHASE & CO COM JPM	JPM	1,316	$266.2k0.20%	0.20%	Unchanged
23	FIRST TR EXCHANGE TRADED FD NASDAQ BUYWRITE FTQI	FTQI	12,278	$250.7k0.19%	0.19%	Added +956	+956 8.4%
24	COCA COLA CO COM KO	KO	3,213	$204.5k0.16%	0.16%	New

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
FIRST TR EXCH TRADED FD III FEMB	FEMB	298,711	$8.4m298.7k shares
SPDR SER TR SPSM	SPSM	186,778	$8.0m186.8k shares
INTERNATIONAL BUSINESS MACHS IBM	IBM	1,381	$263.7k1.4k shares
FIRST TR EXCHNG TRADED FD VI FAPR	FAPR	5,699	$207.6k5.7k shares