Vault-13

ISHARES TR SHY

1 3 YR TREAS BD · ETP · CUSIP 464287457

1,094 institutional holders -15 vs Q1 2024
234,522,476234.5m shares reported held*
$19.2bnreported value*
87 new 381 added 463 reduced 97 sold out net sold ≈ $5.7bn (-69.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.72. Options: 5 managers hold calls ($24.1m notional), 2 hold puts ($3.3m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,048Q4 22: 1,114Q1 23: 1,111Q2 23: 1,091Q3 23: 1,076Q4 23: 1,127Q1 24: 1,109Q2 24: 1,0941,094Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20221,048
Q4 20221,114
Q1 20231,111
Q2 20231,091
Q3 20231,076
Q4 20231,127
Q1 20241,109
Q2 20241,094

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 539 bought or addedQ4 22: 528 cut or sold outQ4 22Q1 23: 542 bought or addedQ1 23: 539 cut or sold outQ2 23: 444 bought or addedQ2 23: 597 cut or sold outQ2 23Q3 23: 450 bought or addedQ3 23: 571 cut or sold outQ4 23: 478 bought or addedQ4 23: 563 cut or sold outQ4 23Q1 24: 458 bought or addedQ1 24: 585 cut or sold outQ2 24: 468 bought or addedQ2 24: 560 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022539528
Q1 2023542539
Q2 2023444597
Q3 2023450571
Q4 2023478563
Q1 2024458585
Q2 2024468560

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 23 calls: $10.7mQ3 23 puts: $87.8mQ3 23P/C 8.20Q4 23 calls: $261.8mQ4 23 puts: $248.5mQ4 23P/C 0.95Q1 24 calls: $46.3mQ1 24 puts: $8.4mQ1 24P/C 0.18Q2 24 calls: $24.1mQ2 24 puts: $3.3mQ2 24P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2023$10.7m$87.8m8.20
Q4 2023$261.8m$248.5m0.95
Q1 2024$46.3m$8.4m0.18
Q2 2024$24.1m$3.3m0.14

Biggest buyers

Focus Partners Wealth Added +1,294,132+1.3m
FMR LLC Added +493,064+493.1k
SG Americas Securities, LLC Added +490,171+490.2k
JANE STREET GROUP, LLC Added +479,612+479.6k
LPL Financial LLC Added +422,978+423.0k
RENAISSANCE TECHNOLOGIES LLC Added +364,878+364.9k
GTS SECURITIES LLC Added +362,325+362.3k
Whalen Wealth Management Inc. New +338,902+338.9k
Watchman Group, Inc. Added +318,950+318.9k
BANK OF AMERICA CORP /DE/ Added +316,288+316.3k

Biggest sellers

MORGAN STANLEY Reduced -63,055,078-63.1m
Balentine LLC Reduced -2,531,240-2.5m
BlackRock Inc. Reduced -2,214,790-2.2m
JPMORGAN CHASE & CO Reduced -996,922-996.9k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -841,178-841.2k
CITIGROUP INC Reduced -733,394-733.4k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Reduced -593,044-593.0k
1832 Asset Management L.P. Reduced -581,557-581.6k
STIFEL FINANCIAL CORP Reduced -440,638-440.6k
Private Advisor Group, LLC Reduced -348,186-348.2k

Biggest calls

CITIGROUP INC Reduced $14.5m177.4k shares
WOLVERINE TRADING, LLC Reduced $5.9m72.7k shares
CITADEL ADVISORS LLC Reduced $2.7m33.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $767.5k9.4k shares
GTS SECURITIES LLC Reduced $212.3k2.6k shares

Biggest puts

WOLVERINE TRADING, LLC Reduced $2.5m30.1k shares
CITADEL ADVISORS LLC Reduced $816.5k10.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (4.8%, 2026-01-21)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.18% of their portfolio NEW YORK, NY 29,050,09429.1m $2.4bn $2.4bn 0.18% Reduced -63.1m -63,055,078
2 BlackRock Inc. 0.04% of their portfolio New York, NY 22,193,38522.2m $1.8bn $1.8bn 0.04% Reduced -2.2m -2,214,790
3 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 16,745,20816.7m $1.4bn $1.4bn 0.06% Reduced -996.9k -996,922
4 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 12,964,32013.0m $1.1bn $1.1bn 0.10% Added +316.3k +316,288
5 ASSETMARK, INC 1.87% of their portfolio CONCORD, CA 7,405,6787.4m $604.7m $604.7m 1.87% Added +83.2k +83,182
6 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 5,807,0345.8m $474.1m $474.1m 0.12% Added +7.3k +7,341
7 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 5,465,4545.5m $446.3m $446.3m 0.22% Added +423.0k +422,978
8 UBS Group AG 0.13% of their portfolio ZURICH, V8 5,316,3425.3m $434.1m $434.1m 0.13% Reduced -38.7k -38,734
9 BANK OF MONTREAL /CAN/ 0.13% of their portfolio TORONTO, A6 5,093,3765.1m $416.6m $416.6m 0.13% Reduced -57.8k -57,821
10 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 5,031,1845.0m $410.8m $410.8m 0.14% Reduced -100.0k -100,047
11 CAPTRUST FINANCIAL ADVISORS 1.29% of their portfolio RALEIGH, NC 4,902,3564.9m $400.3m $400.3m 1.29% Added +170.5k +170,524
12 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 4,515,8784.5m $368.7m $368.7m 0.07% Reduced -30.3k -30,281
13 TRUIST FINANCIAL CORP 0.53% of their portfolio CHARLOTTE, NC 4,260,0914.3m $347.8m $347.8m 0.53% Reduced -330.3k -330,264
14 PINEBRIDGE INVESTMENTS, L.P. 2.66% of their portfolio NEW YORK, NY 4,043,0004.0m $330.1m $330.1m 2.66% Reduced -240.0k -240,000
15 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 3,159,3823.2m $258.0m $258.0m 0.06% Added +77.6k +77,563
16 RAYMOND JAMES & ASSOCIATES 0.16% of their portfolio ST PETERSBURG, FL 3,021,8993.0m $246.7m $246.7m 0.16% Added +251.0k +250,959
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 2,985,8373.0m $243.8m $243.8m 0.05% Reduced -91.0k -90,982
18 FMR LLC 0.02% of their portfolio BOSTON, MA 2,958,7823.0m $241.6m $241.6m 0.02% Added +493.1k +493,064
19 Balentine LLC 10.69% of their portfolio ATLANTA, GA 2,881,4912.9m $235.3m $235.3m 10.69% Reduced -2.5m -2,531,240
20 Cerity Partners LLC 0.52% of their portfolio NEW YORK, NY 2,335,9312.3m $190.7m $190.7m 0.52% Reduced -37.9k -37,871
21 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,202,7632.2m $179.8m $179.8m 0.05% Reduced -16.6k -16,583
22 Focus Partners Wealth 0.58% of their portfolio ST LOUIS, MO 2,091,8002.1m $170.8m $170.8m 0.58% Added +1.3m +1,294,132
23 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 1,658,1891.7m $135.4m $135.4m 0.19% Added +83.9k +83,881
24 BARCLAYS PLC 0.06% of their portfolio LONDON, X0 1,635,3971.6m $133.5m $133.5m 0.06% Reduced -345.4k -345,399
25 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 1,595,0431.6m $130.2m $130.2m 0.15% Reduced -440.6k -440,638
26 Cerity Partners OCIO LLC 9.88% of their portfolio New York, NY 1,580,8371.6m $129.1m $129.1m 9.88% First filing
27 Wealthfront Advisers LLC 0.42% of their portfolio Palo Alto, CA 1,545,2471.5m $126.2m $126.2m 0.42% Added +101.3k +101,302
28 Members Trust Co 3.66% of their portfolio TAMPA, FL 1,479,2281.5m $120.8m $120.8m 3.66% Reduced -14.1k -14,070
29 Matson Money. Inc. 3.77% of their portfolio MASON, OH 1,388,4541.4m $113.4m $113.4m 3.77% Added +20.5k +20,456
30 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 1,331,4401.3m $108.7m $108.7m 0.26% Reduced -313.7k -313,726
31 STEPHENS INC /AR/ 1.66% of their portfolio LITTLE ROCK, AR 1,329,1281.3m $108.5m $108.5m 1.66% Added +6.4k +6,363
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 1,200,5471.2m $98.0m $98.0m 0.10% Reduced -29.9k -29,888
33 TD PRIVATE CLIENT WEALTH LLC 2.85% of their portfolio NEW YORK, NY 1,109,2021.1m $90.6m $90.6m 2.85% Added +30.2k +30,196
34 Smithfield Trust Co 4.43% of their portfolio PITTSBURGH, PA 1,033,9831.0m $84.4m $84.4m 4.43% Added +200.5k +200,455
35 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 983,931983.9k $80.3m $80.3m 0.05% Added +19.6k +19,627
36 US BANCORP \DE\ 0.09% of their portfolio MINNEAPOLIS, MN 852,781852.8k $69.6m $69.6m 0.09% Reduced -210.6k -210,579
37 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 847,878847.9k $69.2m $69.2m 0.12% Added +364.9k +364,878
38 MML INVESTORS SERVICES, LLC 0.27% of their portfolio SPRINGFIELD, MA 831,060831.1k $67.9m $67.9m 0.27% Reduced -50.2k -50,157
39 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 783,604783.6k $64.0m $64.0m 0.10% Reduced -108.2k -108,224
40 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 778,932778.9k $63.6m $63.6m 0.01% Reduced -163.9k -163,911
41 Curi Capital, LLC 1.45% of their portfolio CHICAGO, IL 740,485740.5k $60.5m $60.5m 1.45% Added +15.3k +15,302
42 SYON CAPITAL LLC 5.43% of their portfolio SAN FRANCISCO, CA 722,984723.0k $59.0m $59.0m 5.43% Added +12.0k +11,970
43 BEACON INVESTMENT ADVISORY SERVICES, INC. 2.44% of their portfolio MORRISTOWN, NJ 697,332697.3k $56.9m $56.9m 2.44% Added +7.6k +7,641
44 Pathstone Holdings, LLC 0.26% of their portfolio ENGLEWOOD, NJ 695,835695.8k $56.8m $56.8m 0.26% Added +632 +632
45 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 648,492648.5k $52.9m $52.9m 0.08% Reduced -218.4k -218,368
46 Bleakley Financial Group, LLC 1.52% of their portfolio PARSIPPANY, NJ 643,784643.8k $52.6m $52.6m 1.52% Reduced -68.8k -68,848
47 Simplicity Wealth,LLC 1.19% of their portfolio SUMMIT, NJ 643,750643.8k $52.6m $52.6m 1.19% Reduced -68.8k -68,848
48 Amundi 0.02% of their portfolio Paris, I0 621,100621.1k $50.6m $50.6m 0.02% Added +262.5k +262,500
49 GM Advisory Group, LLC 3.26% of their portfolio MELVILLE, NY 619,446619.4k $50.6m $50.6m 3.26% Added +25.4k +25,398
50 SCOPUS ASSET MANAGEMENT, L.P. 1.58% of their portfolio NEW YORK, NY 619,000619.0k $50.5m $50.5m 1.58% Unchanged
51 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 580,786580.8k $47.4m $47.4m 0.11% Added +40.4k +40,358
52 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 570,139570.1k $46.6m $46.6m 0.03% Reduced -117.9k -117,893
53 Clarity Financial LLC 6.92% of their portfolio Houston, TX 563,383563.4k $46.0m $46.0m 6.92% Added +18.2k +18,204
54 FLPUTNAM INVESTMENT MANAGEMENT CO 0.81% of their portfolio PORTLAND, ME 527,866527.9k $43.1m $43.1m 0.81% Reduced -25.8k -25,768
55 ELEMENT POINTE ADVISORS, LLC 10.92% of their portfolio MIAMI, FL 527,439527.4k $43.1m $43.1m 10.92% Reduced -9.1k -9,077
56 Strategic Investment Advisors / MI 5.20% of their portfolio FARMINGTON HILLS, MI 522,166522.2k $42.6m $42.6m 5.20% Added +21.4k +21,381
57 SG Americas Securities, LLC 0.27% of their portfolio NEW YORK, NY 522,140522.1k $42.6m $42.6m 0.27% Added +490.2k +490,171
58 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 518,101518.1k $42.3m $42.3m 0.04% Added +370 +370
59 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 492,404492.4k $40.2m $40.2m 0.04% Reduced -733.4k -733,394
60 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 491,833491.8k $40.2m $40.2m 0.04% Added +479.6k +479,612
61 ATWOOD & PALMER INC 3.02% of their portfolio KANSAS CITY, MO 487,494487.5k $39.8m $39.8m 3.02% Added +5.3k +5,320
62 Fiduciary Group, LLC 4.27% of their portfolio SAVANNAH, GA 486,761486.8k $39.7m $39.7m 4.27% Reduced -47.2k -47,236
63 INSIGHT 2811, INC. 19.64% of their portfolio CHICAGO, IL 463,153463.2k $37.8m $37.8m 19.64% Reduced -16.5k -16,487
64 ANCHOR CAPITAL ADVISORS LLC 1.05% of their portfolio Boston, MA 456,559456.6k $37.3m $37.3m 1.05% Added +223.7k +223,703
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.63% of their portfolio ST. LOUIS, MO 437,386437.4k $35.7m $35.7m 0.63% Reduced -231.0k -231,040
66 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.59% of their portfolio BOSTON, MA 428,249428.2k $35.0m $35.0m 0.59% Added +200.8k +200,825
67 EVERGREEN CAPITAL MANAGEMENT LLC 1.26% of their portfolio Bellevue, WA 427,742427.7k $34.9m $34.9m 1.26% Reduced -120.9k -120,888
68 Quent Capital, LLC 3.72% of their portfolio NEW YORK, NY 414,402414.4k $33.8m $33.8m 3.72% Added +60.4k +60,390
69 Pinnacle Financial Partners Inc 0.72% of their portfolio Nashville, TN 412,785412.8k $33.7m $33.7m 0.72% Added +53.9k +53,918
70 Allspring Global Investments Holdings, LLC 0.05% of their portfolio CHARLOTTE, NC 392,240392.2k $32.0m $32.0m 0.05% Unchanged
71 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 388,445388.4k $31.7m $31.7m 0.06% Reduced -14.8k -14,795
72 COMERICA BANK 0.13% of their portfolio DALLAS, TX 385,443385.4k $31.5m $31.5m 0.13% Reduced -4.6k -4,561
73 NorthCoast Asset Management LLC 0.27% of their portfolio STAMFORD, CT 380,039380.0k $31.1m $31.1m 0.27% Added +300.0k +300,004
74 M&T Bank Corp 0.11% of their portfolio BUFFALO, NY 378,210378.2k $30.9m $30.9m 0.11% Reduced -72.3k -72,279
75 GTS SECURITIES LLC 0.63% of their portfolio NEW YORK, NY 372,834372.8k $30.4m $30.4m 0.63% Added +362.3k +362,325
76 America First Investment Advisors, LLC 7.45% of their portfolio OMAHA, NE 370,486370.5k $30.3m $30.3m 7.45% Added +10.0k +10,035
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 365,665365.7k $29.9m $29.9m 0.07% Added +303.3k +303,284
78 Edge Wealth Management LLC 6.15% of their portfolio NEW YORK, NY 357,913357.9k $29.2m $29.2m 6.15% Reduced -10.6k -10,577
79 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 351,442351.4k $28.7m $28.7m 0.01% Added +5.6k +5,590
80 ZACKS INVESTMENT MANAGEMENT 0.32% of their portfolio Chicago, IL 349,353349.4k $28.5m $28.5m 0.32% Reduced -150 -150
81 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 340,326340.3k $27.8m $27.8m 0.10% Reduced -234.7k -234,701
82 Whalen Wealth Management Inc. 21.93% of their portfolio LAS VEGAS, NV 338,902338.9k $27.7m $27.7m 21.93% New
83 Watchman Group, Inc. 8.76% of their portfolio PLANO, TX 335,896335.9k $27.4m $27.4m 8.76% Added +318.9k +318,950
84 KEYBANK NATIONAL ASSOCIATION/OH 0.11% of their portfolio BROOKLYN, OH 334,679334.7k $27.3m $27.3m 0.11% Added +22.8k +22,818
85 TRAPHAGEN INVESTMENT ADVISORS LLC 2.89% of their portfolio ORADELL, NJ 325,609325.6k $26.6m $26.6m 2.89% Reduced -34.9k -34,941
86 Willis Johnson & Associates, Inc. 2.17% of their portfolio Houston, TX 324,170324.2k $26.5m $26.5m 2.17% Added +24.2k +24,228
87 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 319,356319.4k $26.1m $26.1m 0.17% Reduced -348.2k -348,186
88 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.27% of their portfolio Madrid, U3 316,769316.8k $25.9m $25.9m 0.27% Reduced -593.0k -593,044
89 Advisory Services Network, LLC 0.53% of their portfolio ATLANTA, GA 315,118315.1k $25.7m $25.7m 0.53% Added +64.0k +63,983
90 BEAM WEALTH ADVISORS, INC. 8.51% of their portfolio COVINGTON, LA 312,930312.9k $25.6m $25.6m 8.51% Added +223.0k +222,977
91 Haverford Trust Co 0.27% of their portfolio Radnor, PA 309,350309.4k $25.3m $25.3m 0.27% Added +8.2k +8,179
92 BUCKINGHAM STRATEGIC WEALTH, LLC 0.26% of their portfolio CLAYTON, MO 307,168307.2k $25.1m $25.1m 0.26% Reduced -10.2k -10,239
93 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 303,746303.7k $24.8m $24.8m 0.02% Reduced -841.2k -841,178
94 TOWNSQUARE CAPITAL LLC 0.34% of their portfolio Lehi, UT 303,319303.3k $24.8m $24.8m 0.34% Reduced -65.0k -64,959
95 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 299,742299.7k $24.5m $24.5m 0.09% Reduced -58.1k -58,055
96 HUNTINGTON NATIONAL BANK 0.18% of their portfolio COLUMBUS, OH 278,095278.1k $22.7m $22.7m 0.18% Reduced -39.9k -39,884
97 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 277,205277.2k $22.6m $22.6m 0.05% Reduced -78.1k -78,121
98 Allianz SE 0.64% of their portfolio Munich, 2M 268,376268.4k $21.9m $21.9m 0.64% Added +15.3k +15,320
99 PEAPACK GLADSTONE FINANCIAL CORP 0.33% of their portfolio BEDMINSTER, NJ 266,319266.3k $21.7m $21.7m 0.33% Reduced -6.0k -6,003
100 Mariner, LLC 0.04% of their portfolio Overland Park, KS 265,638265.6k $21.7m $21.7m 0.04% Reduced -4.1k -4,085