Vault-13

FIRST TR EXCH TRADED FD III FEMB

EME MRK BD ETF · ETP · CUSIP 33739P202

65 institutional holders +8 vs Q1 2024
4,618,7184.6m shares reported held*
$125.6mreported value*
13 new 26 added 18 reduced 6 sold out net sold ≈ $11.1m (-408.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.19.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 43Q4 22: 46Q1 23: 45Q2 23: 45Q3 23: 48Q4 23: 50Q1 24: 57Q2 24: 6565Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202243
Q4 202246
Q1 202345
Q2 202345
Q3 202348
Q4 202350
Q1 202457
Q2 202465

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ2 23: 22 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 18 cut or sold outQ4 23: 24 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 18 cut or sold outQ2 24: 39 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221827
Q1 20232625
Q2 20232224
Q3 20232618
Q4 20232424
Q1 20243418
Q2 20243924

Biggest buyers

LPL Financial LLC Added +300,492+300.5k
FIRST TRUST ADVISORS LP Added +176,009+176.0k
ENVESTNET ASSET MANAGEMENT INC Added +103,436+103.4k
Envestnet Portfolio Solutions, Inc. New +26,898+26.9k
Rareview Capital LLC New +25,579+25.6k
ASSETMARK, INC New +19,659+19.7k
COMERICA BANK Added +18,678+18.7k
Belpointe Asset Management LLC Added +17,171+17.2k
Private Advisory Group LLC Added +14,450+14.4k
Prospera Financial Services Inc Added +14,335+14.3k

Biggest sellers

MORGAN STANLEY Reduced -583,687-583.7k
Sterling Manor Financial, LLC Sold out -298,711-298.7k
Concurrent Investment Advisors, LLC Sold out -90,184-90.2k
CWM, LLC Reduced -67,870-67.9k
JANE STREET GROUP, LLC Sold out -46,442-46.4k
RAYMOND JAMES & ASSOCIATES Reduced -38,366-38.4k
D.A. DAVIDSON & CO. Sold out -25,845-25.8k
Advisory Services Network, LLC Sold out -14,769-14.8k
Cetera Investment Advisers Reduced -13,182-13.2k
Cambridge Investment Research Advisors, Inc. Reduced -11,215-11.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.5 pts · filed 2026-07-17 23.5% +2.5 pts 2.8m≈ $82.6m 2026-07-17

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 848,870848.9k $23.1m $23.1m 0.00% Reduced -583.7k -583,687
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 588,141588.1k $16.0m $16.0m 0.01% Added +300.5k +300,492
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 533,138533.1k $14.5m $14.5m 0.01% Added +103.4k +103,436
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 508,543508.5k $13.8m $13.8m 0.00% Added +6.1k +6,084
5 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 414,581414.6k $11.3m $11.3m 0.02% Reduced -4.7k -4,691
6 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 205,565205.6k $5.6m $5.6m 0.01% Added +176.0k +176,009
7 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 128,331128.3k $3.5m $3.5m 0.01% Added +1.2k +1,207
8 Euro Pacific Asset Management, LLC 0.64% of their portfolio DORADO, PR 117,125117.1k $3.2m $3.2m 0.64% Added +2.7k +2,675
9 Private Advisory Group LLC 0.37% of their portfolio REDMOND, WA 104,300104.3k $2.8m $2.8m 0.37% Added +14.4k +14,450
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 85,07985.1k $2.3m $2.3m 0.00% Added +1.6k +1,591
11 Bridge Advisory, LLC 1.06% of their portfolio PASADENA, CA 79,15379.2k $2.2m $2.2m 1.06% Reduced -1.2k -1,244
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 76,86576.9k $2.1m $2.1m 0.01% Reduced -11.2k -11,215
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 74,09974.1k $2.0m $2.0m 0.00% Added +474 +474
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 71,46971.5k $1.9m $1.9m 0.00% Reduced -13.2k -13,182
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 66,58766.6k $1.8m $1.8m 0.00% Reduced -1.1k -1,056
16 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 64,28764.3k $1.7m $1.7m 0.06% Added +4.5k +4,509
17 EWG Elevate Inc. 0.58% of their portfolio ROSEVILLE, CA 58,74258.7k $1.6m $1.6m 0.58% Added +4.0k +3,960
18 Belpointe Asset Management LLC 0.10% of their portfolio RENO, NV 52,48952.5k $1.4m $1.4m 0.10% Added +17.2k +17,171
19 Pine Valley Investments Ltd Liability Co 0.09% of their portfolio MARLTON, NJ 45,42345.4k $1.2m $1.2m 0.09% Reduced -715 -715
20 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 43,59343.6k $1.2m $1.2m 0.01% Added +2.7k +2,657
21 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 39,00939.0k $1.1m $1.1m 0.23% Added +3.8k +3,764
22 Csenge Advisory Group 0.06% of their portfolio CLEARWATER, FL 38,24738.2k $1.0m $1.0m 0.06% Added +2.8k +2,805
23 COTTONWOOD CAPITAL ADVISORS, LLC 0.71% of their portfolio SALT LAKE CITY, UT 33,06933.1k $911.1k $911.1k 0.71% Reduced -2.0k -2,027
24 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 28,11828.1k $764.0k $764.0k 0.05% Added +1.4k +1,449
25 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 26,89826.9k $730.8k $730.8k 0.00% New
26 COMERICA BANK 0.00% of their portfolio DALLAS, TX 25,88125.9k $703.2k $703.2k 0.00% Added +18.7k +18,678
27 Rareview Capital LLC 0.67% of their portfolio LAS VEGAS, NV 25,57925.6k $695.0k $695.0k 0.67% New
28 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 24,31324.3k $660.4k $660.4k 0.02% Added +14.3k +14,335
29 Clarus Wealth Advisors 0.31% of their portfolio PEORIA, AZ 21,08421.1k $583.0k $583.0k 0.31% Reduced -183 -183
30 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 19,65919.7k $534.1k $534.1k 0.00% New
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,06015.1k $409.2k $409.2k 0.00% Reduced -38.4k -38,366
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,25213.3k $360.1k $360.1k 0.00% New
33 Wagner Wealth Management, LLC 0.10% of their portfolio GREENVILLE, SC 12,90912.9k $350.7k $350.7k 0.10% Reduced -177 -177
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,19412.2k $331.2k $331.2k 0.00% Reduced -4.4k -4,441
35 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 10,94410.9k $297.3k $297.3k 0.01% New
36 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 10,11310.1k $275.0k $275.0k 0.02% Added +132 +132
37 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 10,00010.0k $272.0k $272.0k 0.01% Unchanged
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,9379.9k $270.0k $270.0k 0.00% New
39 Synergy Asset Management, LLC 0.04% of their portfolio VANCOUVER, WA 9,2819.3k $252.2k $252.2k 0.04% Reduced -6.6k -6,576
40 IAMS WEALTH MANAGEMENT, LLC 0.14% of their portfolio OMAHA, NE 9,1699.2k $249.1k $249.1k 0.14% New
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 8,8278.8k $239.8k $239.8k 0.02% Added +954 +954
42 KKM Financial LLC 0.11% of their portfolio CHICAGO, IL 8,7858.8k $238.7k $238.7k 0.11% Added +658 +658
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,5957.6k $206.4k $206.4k 0.00% Added +7.6k +7,557
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,4547.5k $202.5k $202.5k 0.00% Added +40 +40
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 6,2746.3k $170.0k $170.0k 0.00% Added +2.0k +2,015
46 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 6,0976.1k $165.7k $165.7k 0.01% Reduced -698 -698
47 Coppell Advisory Solutions LLC 0.02% of their portfolio COPPELL, TX 3,3633.4k $91.4k $91.4k 0.02% First filing
48 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,3642.4k $64.2k $64.2k 0.00% New
49 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1971.2k $32.5k $32.5k 0.00% Added +69 +69
50 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 1,0931.1k $29.7k $29.7k 0.01% Added +548 +548
51 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,0671.1k $29.0k $29.0k 0.00% Reduced -200 -200
52 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,0221.0k $28.0k $28.0k 0.00% Unchanged
53 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 702702 $19.0k $19.0k 0.00% Unchanged
54 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 469469 $12.7k $12.7k 0.00% New
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 347347 $9.4k $9.4k 0.00% New
56 Redwood Wealth Management Group, LLC 0.01% of their portfolio MEDFORD, NJ 305305 $8.3k $8.3k 0.01% New
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 214214 $6.0k $6.0k 0.00% Reduced -67.9k -67,870
58 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 128128 $3.5k $3.5k 0.00% Reduced -3.0k -2,959
59 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 112112 $3.0k $3.0k 0.00% New
60 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 6363 $1.7k $1.7k 0.00% Unchanged
61 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5959 $1.6k $1.6k 0.00% Unchanged
62 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 5252 $1.4k $1.4k 0.00% Unchanged
63 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2323 $625 $625 0.00% Unchanged
64 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 1010 $272 $272 0.00% New
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 11 $27 $27 0.00% Reduced -310 -310