Vault-13

FIRST TR EXCHANGE TRADED FD FTQI

NASDAQ BUYWRITE · ETP · CUSIP 33738R407

66 institutional holders +13 vs Q1 2024
4,599,9894.6m shares reported held*
$93.9mreported value*
15 new 40 added 6 reduced 3 sold out net bought ≈ $21.0m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.42. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 16Q4 22: 18Q1 23: 18Q2 23: 25Q3 23: 32Q4 23: 45Q1 24: 53Q2 24: 6666Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202216
Q4 202218
Q1 202318
Q2 202325
Q3 202332
Q4 202345
Q1 202453
Q2 202466

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 12 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 7 cut or sold outQ2 23: 17 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 10 cut or sold outQ4 23: 27 bought or addedQ4 23: 13 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 10 cut or sold outQ2 24: 55 bought or addedQ2 24: 9 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022124
Q1 2023107
Q2 2023176
Q3 20232310
Q4 20232713
Q1 20244210
Q2 2024559

Biggest buyers

Fifth Third Securities, Inc. New +186,752+186.8k
TrueMark Investments, LLC New +164,211+164.2k
RiverTree Advisors, LLC New +134,952+135.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +113,467+113.5k
Ameritas Advisory Services, LLC Added +110,613+110.6k
LPL Financial LLC Added +97,427+97.4k
Snowden Capital Advisors LLC Added +48,841+48.8k
STIFEL FINANCIAL CORP New +42,183+42.2k
ENVESTNET ASSET MANAGEMENT INC Added +33,328+33.3k
Integrated Wealth Concepts LLC Added +25,784+25.8k

Biggest sellers

Kestra Advisory Services, LLC Reduced -55,786-55.8k
OLD MISSION CAPITAL LLC Sold out -41,514-41.5k
MORGAN STANLEY Reduced -41,316-41.3k
Virtue Capital Management, LLC Sold out -29,280-29.3k
AVAII WEALTH MANAGEMENT, LLC Reduced -11,057-11.1k
NewEdge Advisors, LLC Reduced -7,912-7.9k
HARBOUR INVESTMENTS, INC. Reduced -5,173-5.2k
Financial Gravity Asset Management, Inc. Sold out -3,000-3.0k
Elevated Capital Advisors, LLC Reduced -19-19

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -3.0 pts · filed 2026-10-22 41.5% -3.0 pts 18.6m≈ $411.3m 2026-10-22

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,231,5621.2m $25.1m $25.1m 0.01% Added +97.4k +97,427
2 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 594,518594.5k $12.1m $12.1m 0.17% Added +25.8k +25,784
3 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 220,537220.5k $4.5m $4.5m 0.15% Reduced -5.2k -5,173
4 Ameritas Advisory Services, LLC 0.17% of their portfolio Lincoln, NE 218,058218.1k $4.5m $4.5m 0.17% Added +110.6k +110,613
5 Fifth Third Securities, Inc. 0.35% of their portfolio Cincinnati, OH 186,752186.8k $3.8m $3.8m 0.35% New
6 TrueMark Investments, LLC 1.15% of their portfolio CHICAGO, IL 164,211164.2k $3.4m $3.4m 1.15% New
7 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 150,282150.3k $3.1m $3.1m 0.09% Added +48.8k +48,841
8 RiverTree Advisors, LLC 1.88% of their portfolio WINTER PARK, FL 134,952135.0k $2.8m $2.8m 1.88% New
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 125,394125.4k $2.6m $2.6m 0.00% Added +113.5k +113,467
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 119,880119.9k $2.4m $2.4m 0.01% Added +20.9k +20,924
11 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 107,471107.5k $2.2m $2.2m 0.01% Added +2.4k +2,424
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 100,376100.4k $2.0m $2.0m 0.00% Added +4.4k +4,434
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 96,29996.3k $2.0m $2.0m 0.00% Added +33.3k +33,328
14 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 84,63884.6k $1.7m $1.7m 0.08% Added +948 +948
15 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 84,17284.2k $1.7m $1.7m 0.02% Added +15.6k +15,646
16 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 67,97368.0k $1.4m $1.4m 0.01% Added +10.8k +10,816
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,15853.2k $1.1m $1.1m 0.00% Added +13.4k +13,418
18 AVAII WEALTH MANAGEMENT, LLC 0.54% of their portfolio APPLETON, WI 47,85047.9k $977.1k $977.1k 0.54% Reduced -11.1k -11,057
19 Elevated Capital Advisors, LLC 0.27% of their portfolio SANDY, UT 47,60047.6k $972.0k $972.0k 0.27% Reduced -19 -19
20 CWM, LLC 0.00% of their portfolio OMAHA, NE 44,47044.5k $908.0k $908.0k 0.00% Added +8.4k +8,409
21 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 43,66443.7k $891.6k $891.6k 0.03% Added +12.0k +12,027
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,18342.2k $861.4k $861.4k 0.00% New
23 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 41,19741.2k $841.0k $841.0k 0.00% Added +1.2k +1,242
24 Capital Investment Advisory Services, LLC 0.08% of their portfolio RALEIGH, NC 37,22837.2k $760.2k $760.2k 0.08% Added +11.6k +11,563
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 36,11736.1k $738.0k $738.0k 0.00% Added +2.1k +2,129
26 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 34,87534.9k $712.1k $712.1k 0.01% Reduced -7.9k -7,912
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,10831.1k $635.2k $635.2k 0.00% Added +5.6k +5,641
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 29,60029.6k $604.4k $604.4k 0.00% Added +6.1k +6,100
29 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 28,81028.8k $591.2k $591.2k 0.01% Added +3.9k +3,920
30 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 26,31226.3k $537.3k $537.3k 0.00% Added +613 +613
31 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 25,68325.7k $524.4k $524.4k 0.03% Added +94 +94
32 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,00225.0k $510.5k $510.5k 0.01% Added +14.1k +14,077
33 GENTRY PRIVATE WEALTH, LLC 0.39% of their portfolio WICHITA, KS 21,99622.0k $449.2k $449.2k 0.39% First filing
34 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 19,26719.3k $393.0k $393.0k 0.01% New
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 19,15319.2k $391.1k $391.1k 0.01% Added +2.9k +2,874
36 CHANNEL WEALTH LLC 0.14% of their portfolio SANTA BARBARA, CA 18,81018.8k $384.1k $384.1k 0.14% Added +986 +986
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 16,24216.2k $331.7k $331.7k 0.01% New
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,89415.9k $324.6k $324.6k 0.00% Reduced -55.8k -55,786
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,85015.8k $323.7k $323.7k 0.00% New
40 Mach-1 Financial Group, LLC 0.21% of their portfolio Rogers, AR 14,87214.9k $303.7k $303.7k 0.21% Added +35 +35
41 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 14,75914.8k $301.4k $301.4k 0.01% Added +2.6k +2,565
42 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 13,92813.9k $285.0k $285.0k 0.02% Added +483 +483
43 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 13,83913.8k $282.6k $282.6k 0.01% Added +8.2k +8,234
44 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 13,70413.7k $279.8k $279.8k 0.03% New
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 13,47613.5k $275.2k $275.2k 0.02% Added +2.8k +2,817
46 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 13,31813.3k $272.0k $272.0k 0.01% New
47 Owen LaRue, LLC 0.16% of their portfolio ELIZABETHTOWN, KY 12,70112.7k $259.4k $259.4k 0.16% Added +33 +33
48 Sterling Manor Financial, LLC 0.19% of their portfolio Saratoga Springs, NY 12,27812.3k $250.7k $250.7k 0.19% Added +956 +956
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,53211.5k $235.5k $235.5k 0.00% New
50 SMITH, MOORE & CO. 0.02% of their portfolio CLAYTON, MO 10,90810.9k $222.7k $222.7k 0.02% Unchanged
51 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,40610.4k $212.5k $212.5k 0.00% Added +366 +366
52 NWF Advisory Services Inc. 0.03% of their portfolio Los Angeles, CA 9,9009.9k $202.2k $202.2k 0.03% New
53 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 3,8753.9k $79.1k $79.1k 0.01% New
54 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,6873.7k $75.3k $75.3k 0.00% Reduced -41.3k -41,316
55 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 3,2943.3k $67.3k $67.3k 0.00% Added +163 +163
56 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,2703.3k $66.8k $66.8k 0.00% Added +1.3k +1,251
57 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,7592.8k $56.3k $56.3k 0.00% Added +2.3k +2,254
58 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,6122.6k $53.3k $53.3k 0.01% Added +539 +539
59 Tyler-Stone Wealth Management 0.02% of their portfolio Beachwood, OH 2,3032.3k $47.0k $47.0k 0.02% Added +1.3k +1,293
60 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3001.3k $26.5k $26.5k 0.00% Unchanged
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,2581.3k $26.0k $26.0k 0.00% New
62 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 338338 $6.9k $6.9k 0.00% Unchanged
63 PITTENGER & ANDERSON INC 0.00% of their portfolio LINCOLN, NE 321321 $6.6k $6.6k 0.00% New
64 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 190190 $4.0k $4.0k 0.00% New
65 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1515 $307 $307 0.00% Unchanged
66 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $33 $33 0.00% Added +1 +1