Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

741 institutional holders +51 vs Q1 2024
28,201,00928.2m shares reported held*
$6.9bnreported value*
101 new 304 added 206 reduced 54 sold out net sold ≈ $741.0m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $243.91. Options: 12 managers hold calls ($444.5m notional), 18 hold puts ($895.7m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 416Q4 22: 461Q1 23: 506Q2 23: 524Q3 23: 525Q4 23: 630Q1 24: 690Q2 24: 741741Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022416
Q4 2022461
Q1 2023506
Q2 2023524
Q3 2023525
Q4 2023630
Q1 2024690
Q2 2024741

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 225 bought or addedQ4 22: 195 cut or sold outQ4 22Q1 23: 243 bought or addedQ1 23: 215 cut or sold outQ2 23: 241 bought or addedQ2 23: 233 cut or sold outQ2 23Q3 23: 241 bought or addedQ3 23: 219 cut or sold outQ4 23: 323 bought or addedQ4 23: 214 cut or sold outQ4 23Q1 24: 364 bought or addedQ1 24: 281 cut or sold outQ2 24: 405 bought or addedQ2 24: 260 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022225195
Q1 2023243215
Q2 2023241233
Q3 2023241219
Q4 2023323214
Q1 2024364281
Q2 2024405260

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 23 calls: $306.9mQ3 23 puts: $663.8mQ3 23P/C 2.16Q4 23 calls: $425.6mQ4 23 puts: $850.4mQ4 23P/C 2.00Q1 24 calls: $592.0mQ1 24 puts: $851.1mQ1 24P/C 1.44Q2 24 calls: $444.5mQ2 24 puts: $895.7mQ2 24P/C 2.02
Numbers
QuarterCallsPutsP/C
Q3 2023$306.9m$663.8m2.16
Q4 2023$425.6m$850.4m2.00
Q1 2024$592.0m$851.1m1.44
Q2 2024$444.5m$895.7m2.02

Biggest buyers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +1,770,000+1.8m
GOLDMAN SACHS GROUP INC Added +639,469+639.5k
Strategic Financial Concepts, LLC Added +263,209+263.2k
BARCLAYS PLC Added +232,141+232.1k
LMR Partners LLP New +167,250+167.2k
Quadrature Capital Ltd Added +122,571+122.6k
BANK OF AMERICA CORP /DE/ Added +116,290+116.3k
UBS Group AG Added +101,619+101.6k
BANK OF MONTREAL /CAN/ Added +74,788+74.8k
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp New +71,600+71.6k

Biggest sellers

MORGAN STANLEY Reduced -3,275,062-3.3m
JPMORGAN CHASE & CO Reduced -1,768,544-1.8m
CITIGROUP INC Reduced -692,781-692.8k
Global Assets Advisory, LLC Reduced -473,242-473.2k
BNP PARIBAS FINANCIAL MARKETS Reduced -435,701-435.7k
Twin Tree Management, LP Reduced -219,568-219.6k
Avalon Trust Co Reduced -149,445-149.4k
Greenwoods Asset Management Hong Kong Ltd. Reduced -141,660-141.7k
Bulltick Wealth Management, LLC Sold out -97,362-97.4k
SURIENCE PRIVATE WEALTH LLC Sold out -59,993-60.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $209.7m850.2k shares
CITADEL ADVISORS LLC Reduced $156.8m635.9k shares
PEAK6 Investments LLC Added $30.6m123.9k shares
Twin Tree Management, LP New $16.0m64.7k shares
GTS SECURITIES LLC Reduced $14.7m59.5k shares
VELA Investment Management, LLC New $5.5m22.5k shares
MARSHALL WACE, LLP Added $3.2m13.0k shares
UBS Group AG Added $2.9m11.6k shares
Parallax Volatility Advisers, L.P. Added $2.5m10.0k shares
Walleye Trading LLC New $1.7m6.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $344.1m1.4m shares
CITADEL ADVISORS LLC Added $180.7m732.8k shares
Twin Tree Management, LP New $136.1m551.8k shares
Valiant Capital Management, L.P. Reduced $101.1m410.0k shares
Owl Creek Asset Management, L.P. New $29.6m120.0k shares
Walleye Trading LLC Added $28.6m116.1k shares
GTS SECURITIES LLC Reduced $18.4m74.8k shares
Parallax Volatility Advisers, L.P. Added $15.8m64.0k shares
Squarepoint Ops LLC Added $8.2m33.2k shares
PEAK6 Investments LLC Added $6.7m27.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.13% of their portfolio NEW YORK, NY 2,593,4442.6m $639.6m $639.6m 0.13% Added +639.5k +639,469
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 2,470,5302.5m $609.3m $609.3m 0.06% Added +116.3k +116,290
3 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 2,440,9702.4m $602.0m $602.0m 0.03% Reduced -1.8m -1,768,544
4 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.47% of their portfolio TORONTO, A6 2,010,0002.0m $495.7m $495.7m 1.47% Added +1.8m +1,770,000
5 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 1,811,0451.8m $446.7m $446.7m 0.03% Reduced -3.3m -3,275,062
6 MERCER GLOBAL ADVISORS INC /ADV 0.94% of their portfolio DENVER, CO 1,456,9011.5m $345.7m $345.7m 0.94% Added +25.6k +25,596
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,046,9521.0m $258.2m $258.2m 0.08% Added +101.6k +101,619
8 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 1,026,0251.0m $253.0m $253.0m 0.07% Added +18.3k +18,312
9 BNP PARIBAS FINANCIAL MARKETS 0.26% of their portfolio PARIS, I0 991,764991.8k $244.6m $244.6m 0.26% Reduced -435.7k -435,701
10 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 776,634776.6k $191.5m $191.5m 0.10% Added +49.2k +49,227
11 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 390,405390.4k $96.3m $96.3m 0.02% Added +49 +49
12 BARCLAYS PLC 0.04% of their portfolio LONDON, X0 342,872342.9k $84.6m $84.6m 0.04% Added +232.1k +232,141
13 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 314,028314.0k $77.4m $77.4m 0.02% Added +18.9k +18,912
14 Strategic Financial Concepts, LLC 0.10% of their portfolio SAN ANTONIO, TX 264,988265.0k $172.6k $172.6k 0.10% Added +263.2k +263,209
15 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 262,008262.0k $64.6m $64.6m 0.10% Reduced -766 -766
16 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 250,797250.8k $61.9m $61.9m 0.15% Reduced -31.2k -31,168
17 MIRAE ASSET SECURITIES (USA) INC. 3.96% of their portfolio NEW YORK, NY 250,000250.0k $61.7m $61.7m 3.96% First filing
18 DONALDSON CAPITAL MANAGEMENT, LLC 2.58% of their portfolio EVANSVILLE, IN 249,179249.2k $61.5m $61.5m 2.58% Added +2.4k +2,442
19 Cambridge Investment Research Advisors, Inc. 0.22% of their portfolio FAIRFIELD, IA 241,234241.2k $59.5m $59.5m 0.22% Reduced -3.7k -3,721
20 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 233,248233.2k $57.5m $57.5m 0.02% Added +15.6k +15,585
21 Rockefeller Capital Management L.P. 0.16% of their portfolio NEW YORK, NY 227,739227.7k $56.2m $56.2m 0.16% Added +42.5k +42,483
22 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 206,099206.1k $50.8m $50.8m 0.21% Added +10.2k +10,205
23 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 201,908201.9k $49.8m $49.8m 0.05% Reduced -692.8k -692,781
24 SCHRODER INVESTMENT MANAGEMENT GROUP 0.05% of their portfolio London, X0 194,500194.5k $48.0m $48.0m 0.05% Reduced -9.0k -9,000
25 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 177,880177.9k $43.9m $43.9m 0.10% Added +30.9k +30,899
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 176,633176.6k $43.6m $43.6m 0.04% Added +18.9k +18,872
27 LMR Partners LLP 0.88% of their portfolio LONDON, X0 167,250167.2k $41.2m $41.2m 0.88% New
28 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 166,308166.3k $40.9m $40.9m 0.06% Reduced -2.9k -2,944
29 AFFINITY WEALTH MANAGEMENT LLC 6.41% of their portfolio WILMINGTON, DE 142,466142.5k $35.1m $35.1m 6.41% Added +14.5k +14,538
30 Quadrature Capital Ltd 0.58% of their portfolio LONDON, X0 140,860140.9k $34.7m $34.7m 0.58% Added +122.6k +122,571
31 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 140,271140.3k $34.6m $34.6m 0.05% Added +12.5k +12,537
32 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 133,824133.8k $33.0m $33.0m 0.04% Reduced -6.0k -6,039
33 Mirae Asset Global Investments Co., Ltd. 0.16% of their portfolio SEOUL, M5 131,973132.0k $32.2m $32.2m 0.16% Reduced -35.8k -35,825
34 SPC Financial, Inc. 2.66% of their portfolio ROCKVILLE, MD 116,407116.4k $28.7m $28.7m 2.66% Reduced -333 -333
35 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 114,932114.9k $28.3m $28.3m 0.01% Added +74.8k +74,788
36 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 113,191113.2k $27.9m $27.9m 0.05% Added +1.3k +1,265
37 Integrated Wealth Concepts LLC 0.38% of their portfolio WALTHAM, MA 112,392112.4k $27.7m $27.7m 0.38% Reduced -1.4k -1,390
38 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 108,419108.4k $26.7m $26.7m 0.02% Added +3.3k +3,276
39 Advisory Services Network, LLC 0.51% of their portfolio ATLANTA, GA 100,728100.7k $24.8m $24.8m 0.51% Added +7.4k +7,438
40 GM Advisory Group, LLC 1.46% of their portfolio MELVILLE, NY 91,90791.9k $22.7m $22.7m 1.46% Added +26.6k +26,622
41 GREENWOOD GEARHART LLC 2.04% of their portfolio FAYETTEVILLE, AR 87,47287.5k $21.6m $21.6m 2.04% Reduced -416 -416
42 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 87,12087.1k $21.5m $21.5m 0.03% Added +5.8k +5,801
43 Gerber Kawasaki Wealth & Investment Management 1.07% of their portfolio SANTA MONICA, CA 86,75786.8k $21.4m $21.4m 1.07% Added +10.9k +10,928
44 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 83,47783.5k $17.7m $17.7m 0.10% Added +17.7k +17,709
45 Yarbrough Capital, LLC 0.84% of their portfolio FRANKLIN, TN 82,38382.4k $20.3m $20.3m 0.84% Unchanged
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 75,48275.5k $18.6m $18.6m 0.03% Reduced -526 -526
47 OPPENHEIMER & CO INC 0.29% of their portfolio NEW YORK, NY 74,81774.8k $18.5m $18.5m 0.29% Added +1.1k +1,141
48 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 73,77673.8k $18.7m $18.7m 0.06% Added +48.1k +48,053
49 Analyst IMS Investment Management Services Ltd. 0.73% of their portfolio Tel-aviv, L3 72,35672.4k $17.8m $17.8m 0.73% Added +5.4k +5,376
50 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.11% of their portfolio VICTORIA, A1 71,60071.6k $17.7m $17.7m 0.11% New
51 EDMOND DE ROTHSCHILD HOLDING S.A. 0.29% of their portfolio CHAMBESY, V8 68,94768.9k $17.0m $17.0m 0.29% Added +66.2k +66,190
52 SG Americas Securities, LLC 0.10% of their portfolio NEW YORK, NY 66,66766.7k $16.4m $16.4m 0.10% Added +8.9k +8,934
53 TD Waterhouse Canada Inc. 0.14% of their portfolio TORONTO, A6 64,99965.0k $16.0m $16.0m 0.14% Reduced -4.0k -4,034
54 Mariner, LLC 0.03% of their portfolio Overland Park, KS 63,92463.9k $15.8m $15.8m 0.03% Added +4.3k +4,253
55 Greenwoods Asset Management Hong Kong Ltd. 0.39% of their portfolio HONG KONG, K3 60,60060.6k $14.9m $14.9m 0.39% Reduced -141.7k -141,660
56 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 58,65658.7k $14.5m $14.5m 0.01% Added +55.5k +55,493
57 Jump Financial, LLC 0.29% of their portfolio Chicago, IL 58,43558.4k $14.4m $14.4m 0.29% Reduced -33.6k -33,565
58 BANK HAPOALIM BM 2.03% of their portfolio TEL AVIV, L3 58,13258.1k $14.3m $14.3m 2.03% Reduced -5.2k -5,209
59 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 58,04258.0k $14.3m $14.3m 0.16% Reduced -5.3k -5,288
60 360 Financial, Inc. 5.31% of their portfolio WAYZATA, MN 56,95857.0k $14.0m $14.0m 5.31% Reduced -206 -206
61 NISSAY ASSET MANAGEMENT CORP /JAPAN 0.09% of their portfolio Tokyo, M0 56,24956.2k $13.9m $13.9m 0.09% Added +46.0k +46,029
62 Clark Capital Management Group, Inc. 0.10% of their portfolio PHILADELPHIA, PA 55,24055.2k $13.6m $13.6m 0.10% Added +14.0k +14,042
63 Portfolio Strategies, Inc. 1.74% of their portfolio MONTVALE, NJ 51,71951.7k $12.7m $12.7m 1.74% Reduced -286 -286
64 Legend Financial Advisors, Inc. 9.04% of their portfolio PITTSBURGH, PA 51,63251.6k $12.7m $12.7m 9.04% Reduced -3.2k -3,226
65 COMMERCE BANK 0.08% of their portfolio KANSAS CITY, MO 47,50947.5k $11.7m $11.7m 0.08% Added +982 +982
66 MONTAG A & ASSOCIATES INC 0.59% of their portfolio ATLANTA, GA 47,26247.3k $11.7m $11.7m 0.59% Reduced -186 -186
67 MinichMacGregor Wealth Management, LLC 2.84% of their portfolio Saratoga Springs, NY 46,91446.9k $11.7m $11.7m 2.84% Reduced -2.0k -2,038
68 Capital Investment Counsel, LLC 2.20% of their portfolio DENVER, CO 45,54645.5k $11.2m $11.2m 2.20% Added +1.4k +1,375
69 Chicago Wealth Management, Inc. 6.40% of their portfolio CHICAGO, IL 45,14645.1k $11.1m $11.1m 6.40% Added +1.2k +1,244
70 CMH Wealth Management LLC 2.71% of their portfolio PORTSMOUTH, NH 44,60444.6k $11.0m $11.0m 2.71% Added +16 +16
71 TOTH FINANCIAL ADVISORY CORP 1.39% of their portfolio LEESBURG, VA 44,42344.4k $11.0m $11.0m 1.39% Reduced -802 -802
72 Financial Partners Group, Inc 1.65% of their portfolio Overland Park, KS 42,45942.5k $10.5m $10.5m 1.65% Added +1.8k +1,844
73 Legacy Edge Advisors, LLC 1.91% of their portfolio SYOSSET, NY 42,00442.0k $10.4m $10.4m 1.91% Added +5.5k +5,518
74 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 40,95141.0k $10.1m $10.1m 0.07% Added +13.7k +13,656
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.20% of their portfolio AUSTIN, TX 40,17940.2k $9.9m $9.9m 0.20% Added +3.2k +3,174
76 BARINGS LLC 0.24% of their portfolio CHARLOTTE, NC 40,14640.1k $9.9m $9.9m 0.24% Unchanged
77 Wellington Shields Capital Management, LLC 1.70% of their portfolio NEW YORK, NY 37,87437.9k $9.3m $9.3m 1.70% Added +797 +797
78 WOODMONT INVESTMENT COUNSEL LLC 0.74% of their portfolio NASHVILLE, TN 36,58436.6k $9.0m $9.0m 0.74% Added +734 +734
79 FIL Ltd 0.01% of their portfolio HAMILTON, D0 36,18436.2k $8.9m $8.9m 0.01% Reduced -24.6k -24,561
80 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 36,04736.0k $8.9m $8.9m 0.06% Added +8.0k +7,956
81 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 34,87134.9k $8.6m $8.6m 0.03% New
82 Gray Foundation 2.59% of their portfolio Cohoes, NY 34,37134.4k $8.5m $8.5m 2.59% Reduced -21.9k -21,930
83 Traynor Capital Management, Inc. 0.71% of their portfolio MALVERN, PA 33,94233.9k $8.4m $8.4m 0.71% Reduced -195 -195
84 Fulton Bank, N.A. 0.34% of their portfolio Lancaster, PA 33,59233.6k $8.3m $8.3m 0.34% Reduced -5.6k -5,558
85 Royal Fund Management, LLC 1.10% of their portfolio Lady Lake, FL 33,07133.1k $8.2m $8.2m 1.10% Added +264 +264
86 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.23% of their portfolio CHICAGO, IL 32,85032.9k $8.1m $8.1m 0.23% Reduced -5.2k -5,150
87 Strategic Blueprint, LLC 0.55% of their portfolio ATLANTA, GA 32,75532.8k $8.1m $8.1m 0.55% Added +1.2k +1,168
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 32,19832.2k $7.9m $7.9m 0.02% Added +1.7k +1,686
89 NOVARE CAPITAL MANAGEMENT LLC 0.71% of their portfolio CHARLOTTE, NC 32,14832.1k $7.9m $7.9m 0.71% Reduced -2.5k -2,525
90 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 31,18731.2k $6.8m $6.8m 0.05% First filing
91 Dynamic Advisor Solutions LLC 0.23% of their portfolio PHOENIX, AZ 29,77229.8k $7.3m $7.3m 0.23% Added +857 +857
92 Spire Wealth Management 0.26% of their portfolio MCLEAN, VA 29,48829.5k $7.3m $7.3m 0.26% Added +3.5k +3,493
93 Lindbrook Capital, LLC 0.68% of their portfolio CALABASAS, CA 29,15729.2k $7.2m $7.2m 0.68% Reduced -4.6k -4,611
94 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 29,04729.0k $7.2m $7.2m 0.01% Added +24.1k +24,060
95 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 28,73828.7k $7.1m $7.1m 0.05% Added +2.2k +2,159
96 David J Yvars Group 4.43% of their portfolio UNIVERSITY PARK, FL 28,72728.7k $7.1m $7.1m 4.43% Added +2.0k +2,014
97 Turim 21 Investimentos Ltda. 1.74% of their portfolio RIO DE JANEIRO, D5 27,59927.6k $6.8m $6.8m 1.74% Reduced -13.0k -12,979
98 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 26,90326.9k $6.6m $6.6m 0.01% Reduced -3.6k -3,580
99 Sterling Manor Financial, LLC 4.98% of their portfolio Saratoga Springs, NY 26,54226.5k $6.5m $6.5m 4.98% Reduced -2.4k -2,367
100 INDEPENDENT FINANCIAL GROUP, LLC 0.25% of their portfolio SAN DIEGO, CA 25,46425.5k $6.3m $6.3m 0.25% Reduced -1.8k -1,812