Vault-13

ALPS ETF TR AMLP

ALERIAN MLP · ETP · CUSIP 00162Q452

647 institutional holders +11 vs Q1 2024
86,652,51286.7m shares reported held*
$4.2bnreported value*
49 new 296 added 181 reduced 37 sold out net sold ≈ $891.4m (-18.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($999.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.93. Options: 7 managers hold calls ($11.2m notional), 8 hold puts ($16.2m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 512Q4 22: 533Q1 23: 545Q2 23: 544Q3 23: 566Q4 23: 609Q1 24: 636Q2 24: 647647Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022512
Q4 2022533
Q1 2023545
Q2 2023544
Q3 2023566
Q4 2023609
Q1 2024636
Q2 2024647

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 247 bought or addedQ4 22: 217 cut or sold outQ4 22Q1 23: 254 bought or addedQ1 23: 226 cut or sold outQ2 23: 245 bought or addedQ2 23: 231 cut or sold outQ2 23Q3 23: 269 bought or addedQ3 23: 218 cut or sold outQ4 23: 297 bought or addedQ4 23: 221 cut or sold outQ4 23Q1 24: 315 bought or addedQ1 24: 238 cut or sold outQ2 24: 345 bought or addedQ2 24: 218 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022247217
Q1 2023254226
Q2 2023245231
Q3 2023269218
Q4 2023297221
Q1 2024315238
Q2 2024345218

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 23 calls: $43.3mQ3 23 puts: $50.7mQ3 23P/C 1.17Q4 23 calls: $20.7mQ4 23 puts: $42.2mQ4 23P/C 2.04Q1 24 calls: $18.5mQ1 24 puts: $17.6mQ1 24P/C 0.95Q2 24 calls: $11.2mQ2 24 puts: $16.2mQ2 24P/C 1.44
Numbers
QuarterCallsPutsP/C
Q3 2023$43.3m$50.7m1.17
Q4 2023$20.7m$42.2m2.04
Q1 2024$18.5m$17.6m0.95
Q2 2024$11.2m$16.2m1.44

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +642,075+642.1k
US BANCORP \DE\ Added +430,350+430.4k
BLAIR WILLIAM & CO/IL Added +350,196+350.2k
ENVESTNET ASSET MANAGEMENT INC Added +272,696+272.7k
NewEdge Advisors, LLC Added +262,884+262.9k
New Harbor Financial Group, LLC New +226,431+226.4k
Virtu Financial LLC New +204,327+204.3k
Allen Investment Management, LLC Added +188,980+189.0k
AMERIPRISE FINANCIAL INC Added +188,230+188.2k
LPL Financial LLC Added +173,805+173.8k

Biggest sellers

MORGAN STANLEY Reduced -19,890,532-19.9m
JPMORGAN CHASE & CO Reduced -1,141,568-1.1m
RAYMOND JAMES & ASSOCIATES Reduced -400,653-400.7k
Hilton Capital Management, LLC Sold out -377,234-377.2k
GOLDMAN SACHS GROUP INC Reduced -320,047-320.0k
Legacy Capital Wealth Partners, LLC Sold out -177,838-177.8k
Qube Research & Technologies Ltd Reduced -152,557-152.6k
OSAIC HOLDINGS, INC. Reduced -131,147-131.1k
SCS Capital Management LLC Sold out -129,030-129.0k
CITADEL ADVISORS LLC Reduced -125,557-125.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0m146.8k shares
GTS SECURITIES LLC Reduced $1.7m36.2k shares
Lavaca Capital LLC Reduced $734.1k15.3k shares
CSS LLC/IL Added $724.5k15.1k shares
WOLVERINE TRADING, LLC New $503.8k10.5k shares
CITADEL ADVISORS LLC Reduced $427.0k8.9k shares
Walleye Trading LLC Reduced $57.6k1.2k shares

Biggest puts

York Capital Management Global Advisors, LLC Unchanged $5.8m120.0k shares
CSS LLC/IL Reduced $3.8m78.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.3m68.8k shares
Walleye Trading LLC Unchanged $1.5m30.3k shares
GTS SECURITIES LLC Added $935.6k19.5k shares
CITADEL ADVISORS LLC Reduced $786.9k16.4k shares
WOLVERINE TRADING, LLC New $206.3k4.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 12,186,13112.2m $584.7m $584.7m 0.05% Reduced -19.9m -19,890,532
2 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 7,545,5327.5m $362.0m $362.0m 0.07% Reduced -320.0k -320,047
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 6,858,3346.9m $329.1m $329.1m 0.03% Added +642.1k +642,075
4 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 5,285,4015.3m $253.6m $253.6m 0.07% Reduced -61.5k -61,488
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,772,2642.8m $133.0m $133.0m 0.04% Added +61.4k +61,423
6 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 2,346,5312.3m $112.6m $112.6m 0.12% Reduced -44.3k -44,268
7 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,124,7082.1m $101.9m $101.9m 0.05% Added +173.8k +173,805
8 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,007,4352.0m $96.3m $96.3m 0.03% Added +272.7k +272,696
9 1832 Asset Management L.P. 0.16% of their portfolio TORONTO, A6 1,820,1741.8m $87.3m $87.3m 0.16% Reduced -92.7k -92,676
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,695,1551.7m $81.3m $81.3m 0.02% Added +72.6k +72,618
11 Allen Investment Management, LLC 0.77% of their portfolio NEW YORK, NY 1,315,4421.3m $63.1m $63.1m 0.77% Added +189.0k +188,980
12 RATIONAL ADVISORS, INC. 6.00% of their portfolio San Juan, PR 1,281,6761.3m $61.5m $61.5m 6.00% Reduced -89.2k -89,250
13 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,189,1711.2m $57.1m $57.1m 0.02% Added +188.2k +188,230
14 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,150,0051.2m $55.2m $55.2m 0.06% Added +148.2k +148,233
15 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,036,8451.0m $49.7m $49.7m 0.03% Reduced -400.7k -400,653
16 Sumitomo Mitsui Trust Group, Inc. 0.04% of their portfolio CHIYODA-KU, TOKYO, M0 1,027,0431.0m $49.3m $49.3m 0.04% Reduced -40.4k -40,409
17 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 970,811970.8k $46.6m $46.6m 0.07% Added +69.7k +69,671
18 STEPHENS INC /AR/ 0.70% of their portfolio LITTLE ROCK, AR 957,344957.3k $45.9m $45.9m 0.70% Added +21.9k +21,860
19 TIAA TRUST, NATIONAL ASSOCIATION 0.14% of their portfolio CHARLOTTE, NC 948,926948.9k $45.3m $45.3m 0.14% Reduced -31.9k -31,910
20 Ocean Park Asset Management, LLC 2.12% of their portfolio SANTA MONICA, CA 931,640931.6k $44.7m $44.7m 2.12% Unchanged
21 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 788,057788.1k $37.8m $37.8m 0.06% Added +16.8k +16,834
22 Naviter Wealth, LLC 5.50% of their portfolio LITTLE ROCK, AR 768,276768.3k $36.9m $36.9m 5.50% Added +168.4k +168,369
23 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 705,545705.5k $33.9m $33.9m 0.02% Reduced -96.3k -96,281
24 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 673,814673.8k $32.3m $32.3m 0.08% Reduced -131.1k -131,147
25 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 665,719665.7k $31.9m $31.9m 0.05% Reduced -8.5k -8,517
26 FIRST AMERICAN TRUST, FSB 2.57% of their portfolio SANTA ANA, CA 534,114534.1k $25.6m $25.6m 2.57% Reduced -78.5k -78,535
27 CHOREO, LLC 0.41% of their portfolio ROCKFORD, IL 508,768508.8k $24.5m $24.5m 0.41% Added +11.3k +11,285
28 BLAIR WILLIAM & CO/IL 0.07% of their portfolio CHICAGO, IL 484,890484.9k $23.3m $23.3m 0.07% Added +350.2k +350,196
29 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 451,247451.2k $21.7m $21.7m 0.03% Added +430.4k +430,350
30 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 447,176447.2k $21.5m $21.5m 0.07% Reduced -10.0k -10,037
31 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 424,848424.8k $20.4m $20.4m 0.05% Reduced -17.2k -17,181
32 Maryland State Retirement & Pension System 0.35% of their portfolio BALTIMORE, MD 399,453399.5k $19.2m $19.2m 0.35% Unchanged
33 Prime Capital Investment Advisors, LLC 0.28% of their portfolio OVERLAND PARK, KS 395,923395.9k $19.0m $19.0m 0.28% Reduced -33.1k -33,108
34 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 375,554375.6k $18.0m $18.0m 0.13% Added +262.9k +262,884
35 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 363,472363.5k $17.4m $17.4m 0.05% Added +11.5k +11,531
36 Proficio Capital Partners LLC 1.81% of their portfolio NEWTON, MA 360,049360.0k $17.3m $17.3m 1.81% Added +6.4k +6,449
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 324,747324.7k $15.6m $15.6m 0.04% Added +42.1k +42,149
38 SEARCY FINANCIAL SERVICES INC /ADV 7.69% of their portfolio OVERLAND PARK, KS 321,083321.1k $15.4m $15.4m 7.69% Added +3.0k +2,978
39 ALLEN WEALTH MANAGEMENT, LLC 13.61% of their portfolio Boone, NC 318,725318.7k $15.3m $15.3m 13.61% Added +4.2k +4,248
40 Summit Financial Wealth Advisors, LLC 2.95% of their portfolio Lafayette, LA 303,492303.5k $14.6m $14.6m 2.95% Added +1.4k +1,399
41 Householder Group Estate & Retirement Specialist, LLC 4.04% of their portfolio SCOTTSDALE, AZ 299,773299.8k $14.4m $14.4m 4.04% Reduced -166 -166
42 Orion Porfolio Solutions, LLC 0.15% of their portfolio OMAHA, NE 295,669295.7k $14.2m $14.2m 0.15% Added +6.1k +6,141
43 Orion Portfolio Solutions, LLC 0.15% of their portfolio Omaha, NE 295,669295.7k $14.2m $14.2m 0.15% Added +6.1k +6,141
44 Advisors Preferred, LLC 2.44% of their portfolio ROCKVILLE, MD 292,390292.4k $14.1m $14.1m 2.44% Reduced -34.8k -34,793
45 BALDWIN WEALTH PARTNERS LLC/MA 0.98% of their portfolio Marion, MA 261,553261.6k $12.5m $12.5m 0.98% Reduced -38.4k -38,410
46 IronBridge Private Wealth, LLC 4.69% of their portfolio Austin, TX 260,861260.9k $12.5m $12.5m 4.69% Added +10.8k +10,810
47 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 251,037251.0k $12.0m $12.0m 0.03% Reduced -91.9k -91,876
48 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 245,875245.9k $11.8m $11.8m 0.04% Added +16.1k +16,051
49 NOVARE CAPITAL MANAGEMENT LLC 1.04% of their portfolio CHARLOTTE, NC 240,375240.4k $11.5m $11.5m 1.04% Unchanged
50 Checchi Capital Advisers, LLC 0.90% of their portfolio BEVERLY HILLS, CA 235,943235.9k $11.3m $11.3m 0.90% Added +900 +900
51 Prospera Financial Services Inc 0.31% of their portfolio Dallas, TX 233,412233.4k $11.2m $11.2m 0.31% Added +1.4k +1,371
52 TECTONIC ADVISORS LLC 0.80% of their portfolio FRISCO, TX 230,898230.9k $11.1m $11.1m 0.80% Added +197 +197
53 FORTEM FINANCIAL GROUP, LLC 4.76% of their portfolio PALM DESERT, CA 230,727230.7k $11.1m $11.1m 4.76% Reduced -1.7k -1,748
54 WEALTH ALLIANCE, LLC 1.42% of their portfolio MELLVILLE, NY 229,241229.2k $11.0m $11.0m 1.42% Added +16.6k +16,579
55 New Harbor Financial Group, LLC 3.62% of their portfolio WORCESTER, MA 226,431226.4k $10.9m $10.9m 3.62% New
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 222,086222.1k $10.7m $10.7m 0.00% Reduced -1.1m -1,141,568
57 Violich Capital Management, Inc. 1.44% of their portfolio MILL VALLEY, CA 221,420221.4k $10.6m $10.6m 1.44% Added +11.0k +10,965
58 Virtu Financial LLC 0.68% of their portfolio New York, NY 204,327204.3k $9.8m $9.8m 0.68% New
59 NICOLET ADVISORY SERVICES, LLC 0.93% of their portfolio GREEN BAY, WI 202,726202.7k $9.8m $9.8m 0.93% Added +14.2k +14,193
60 Riggs Asset Managment Co. Inc. 2.86% of their portfolio DALLAS, PA 200,125200.1k $9.6m $9.6m 2.86% Added +5.0k +4,997
61 Fifth Third Securities, Inc. 0.88% of their portfolio Cincinnati, OH 199,161199.2k $9.6m $9.6m 0.88% Reduced -13.1k -13,105
62 SPIREPOINT PRIVATE CLIENT, LLC 1.30% of their portfolio VERO BEACH, FL 190,598190.6k $9.1m $9.1m 1.30% Added +6.5k +6,470
63 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 189,786189.8k $9.1m $9.1m 0.06% Added +13.9k +13,920
64 Spectrum Wealth Counsel, LLC 1.13% of their portfolio INDIANAPOLIS, IN 185,614185.6k $8.9m $8.9m 1.13% Reduced -12.4k -12,437
65 SHIKIAR ASSET MANAGEMENT INC 2.38% of their portfolio NEW YORK, NY 185,505185.5k $8.9m $8.9m 2.38% Added +23.9k +23,875
66 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 183,962184.0k $8.8m $8.8m 0.02% Added +4.1k +4,116
67 North Star Investment Management Corp. 0.65% of their portfolio CHICAGO, IL 183,835183.8k $8.8m $8.8m 0.65% Added +5.4k +5,430
68 MUHLENKAMP & CO INC 2.61% of their portfolio WEXFORD, PA 174,555174.6k $8.4m $8.4m 2.61% Unchanged
69 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.49% of their portfolio EDINA, MN 173,013173.0k $8.3m $8.3m 0.49% Reduced -25.2k -25,210
70 PFG Advisors 0.56% of their portfolio Phoenix, AZ 172,045172.0k $8.3m $8.3m 0.56% Reduced -6.7k -6,737
71 Elgethun Capital Management 1.97% of their portfolio SIOUX FALLS, SD 162,503162.5k $7.8m $7.8m 1.97% Added +2.9k +2,872
72 Williams Jones Wealth Management, LLC. 0.10% of their portfolio NEW YORK, NY 159,953160.0k $7.7m $7.7m 0.10% Added +127.8k +127,825
73 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 159,713159.7k $7.7m $7.7m 0.02% Reduced -1.3k -1,262
74 Lake Hills Wealth Management, LLC 5.49% of their portfolio AUSTIN, TX 159,493159.5k $7.7m $7.7m 5.49% Reduced -83 -83
75 EVERGREEN CAPITAL MANAGEMENT LLC 0.28% of their portfolio Bellevue, WA 159,466159.5k $7.7m $7.7m 0.28% Added +773 +773
76 Advisory Services Network, LLC 0.16% of their portfolio ATLANTA, GA 157,849157.8k $7.6m $7.6m 0.16% Added +33.2k +33,162
77 MCKINLEY CAPITAL MANAGEMENT LLC 1.31% of their portfolio ANCHORAGE, AK 156,558156.6k $7.5m $7.5m 1.31% Reduced -1.5k -1,544
78 VISTA FINANCE, LLC 11.49% of their portfolio Clayton, MO 156,205156.2k $7.5m $7.5m 11.49% Added +77.1k +77,149
79 NICOLET BANKSHARES INC 1.78% of their portfolio GREEN BAY, WI 149,226149.2k $7.2m $7.2m 1.78% Added +58.1k +58,131
80 Madison Park Capital Advisors, LLC 5.80% of their portfolio SEATTLE, WA 144,581144.6k $6.9m $6.9m 5.80% Added +8.4k +8,406
81 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.12% of their portfolio RADNOR, PA 141,981142.0k $6.8m $6.8m 0.12% Reduced -3.1k -3,093
82 COWA, LLC 3.62% of their portfolio Tulsa, OK 141,407141.4k $6.8m $6.8m 3.62% Reduced -2.5k -2,454
83 Brick & Kyle, Associates 2.78% of their portfolio NEWTOWN, PA 140,219140.2k $6.7m $6.7m 2.78% Added +4.7k +4,738
84 Left Brain Wealth Management, LLC 3.13% of their portfolio NAPERVILLE, IL 139,928139.9k $6.7m $6.7m 3.13% Added +548 +548
85 Bullseye Investment Management, LLC 4.00% of their portfolio CINCINNATI, OH 136,615136.6k $6.1m $6.1m 4.00% Reduced -37.7k -37,706
86 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 132,484132.5k $6.4m $6.4m 0.03% Added +58.5k +58,521
87 COMMERCE BANK 0.04% of their portfolio KANSAS CITY, MO 130,768130.8k $6.3m $6.3m 0.04% Added +3.1k +3,091
88 FWL INVESTMENT MANAGEMENT, LLC 3.14% of their portfolio Dallas, TX 129,803129.8k $6.2m $6.2m 3.14% Added +1.0k +1,038
89 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 118,304118.3k $5.7m $5.7m 0.01% Added +14.6k +14,603
90 Eagle Strategies LLC 1.05% of their portfolio NEW YORK, NY 114,504114.5k $5.5m $5.5m 1.05% Added +102.5k +102,536
91 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 114,203114.2k $5.5m $5.5m 0.01% Reduced -6.3k -6,264
92 INDEPENDENT FINANCIAL GROUP, LLC 0.22% of their portfolio SAN DIEGO, CA 112,033112.0k $5.4m $5.4m 0.22% Reduced -9.4k -9,368
93 Mariner, LLC 0.01% of their portfolio Overland Park, KS 110,226110.2k $5.3m $5.3m 0.01% Added +7.8k +7,838
94 Fortis Group Advisors, LLC 1.04% of their portfolio WESTWOOD, NJ 109,170109.2k $5.2m $5.2m 1.04% Added +20.7k +20,718
95 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 108,088108.1k $5.1m $5.1m 0.04% First filing
96 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 105,954106.0k $5.1m $5.1m 0.03% Added +10.7k +10,656
97 CIBC WORLD MARKETS CORP 0.03% of their portfolio NEW YORK, NY 105,088105.1k $5.0m $5.0m 0.03% Added +975 +975
98 NTV Asset Management LLC 0.72% of their portfolio Charleston, WV 104,409104.4k $5.0m $5.0m 0.72% Added +14.7k +14,692
99 HERBST GROUP, LLC 3.03% of their portfolio WESTPORT, CT 103,953104.0k $5.0m $5.0m 3.03% Reduced -3.8k -3,789
100 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 101,870101.9k $4.9m $4.9m 0.00% Added +14.8k +14,846