Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

625 institutional holders +22 vs Q1 2024
98,463,65798.5m shares reported held*
$5.0bnreported value*
54 new 259 added 208 reduced 38 sold out net sold ≈ $283.4m (-5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.04.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683Q1 23: 640Q2 23: 615Q3 23: 610Q4 23: 629Q1 24: 603Q2 24: 625625Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022671
Q4 2022683
Q1 2023640
Q2 2023615
Q3 2023610
Q4 2023629
Q1 2024603
Q2 2024625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 279 bought or addedQ4 22: 371 cut or sold outQ4 22Q1 23: 250 bought or addedQ1 23: 392 cut or sold outQ2 23: 243 bought or addedQ2 23: 355 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 310 cut or sold outQ4 23: 240 bought or addedQ4 23: 331 cut or sold outQ4 23Q1 24: 269 bought or addedQ1 24: 305 cut or sold outQ2 24: 313 bought or addedQ2 24: 246 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022279371
Q1 2023250392
Q2 2023243355
Q3 2023249310
Q4 2023240331
Q1 2024269305
Q2 2024313246

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 23 calls: $43.3kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$43.3k$00.00
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

NORTHERN TRUST CORP Added +1,028,373+1.0m
Crane Advisory, LLC Added +978,706+978.7k
BANK OF AMERICA CORP /DE/ Added +655,487+655.5k
TRUE Private Wealth Advisors Added +323,386+323.4k
LPL Financial LLC Added +298,003+298.0k
COMERICA BANK Added +293,549+293.5k
LIBERTY WEALTH MANAGEMENT LLC New +284,490+284.5k
TORONTO DOMINION BANK New +250,000+250.0k
Diversified Portfolios, Inc. Added +232,798+232.8k
Glenview Trust Co Added +232,688+232.7k

Biggest sellers

MORGAN STANLEY Reduced -8,072,416-8.1m
JANE STREET GROUP, LLC Reduced -844,576-844.6k
BlackRock Inc. Reduced -805,934-805.9k
Advocacy Wealth Management, LLC Reduced -777,179-777.2k
Angeles Investment Advisors, LLC Reduced -649,500-649.5k
Integrated Wealth Concepts LLC Reduced -417,820-417.8k
New York Life Investment Management LLC Reduced -212,113-212.1k
Capital Advantage, Inc. Sold out -188,344-188.3k
Quantitative Strategies, Inc. Sold out -169,271-169.3k
AMERIPRISE FINANCIAL INC Reduced -153,312-153.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 7,825,2497.8m $399.8m $399.8m 0.04% Added +655.5k +655,487
2 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 5,209,7965.2m $266.2m $266.2m 0.04% Added +1.0m +1,028,373
3 BlackRock Inc. 0.01% of their portfolio New York, NY 4,823,6774.8m $246.4m $246.4m 0.01% Reduced -805.9k -805,934
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,620,2964.6m $236.1m $236.1m 0.02% Reduced -8.1m -8,072,416
5 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 3,605,3263.6m $184.2m $184.2m 0.06% Added +121.8k +121,819
6 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 3,496,1863.5m $178.6m $178.6m 0.09% Added +298.0k +298,003
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,689,0382.7m $137.4m $137.4m 0.04% Reduced -76.5k -76,454
8 New York Life Investment Management LLC 1.32% of their portfolio New York, NY 2,573,2282.6m $131.5m $131.5m 1.32% Reduced -212.1k -212,113
9 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,429,9222.4m $124.1m $124.1m 0.03% Added +164.8k +164,849
10 ASSETMARK, INC 0.38% of their portfolio CONCORD, CA 2,375,1222.4m $121.3m $121.3m 0.38% Added +27.3k +27,331
11 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 2,343,7712.3m $119.7m $119.7m 0.08% Reduced -17.8k -17,827
12 Glenview Trust Co 2.27% of their portfolio Louisville, KY 2,211,8522.2m $113.0m $113.0m 2.27% Added +232.7k +232,688
13 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,968,0042.0m $100.5m $100.5m 0.04% Added +215.9k +215,886
14 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,599,9361.6m $81.7m $81.7m 0.02% Added +94.7k +94,732
15 RENAISSANCE TECHNOLOGIES LLC 0.13% of their portfolio NEW YORK, NY 1,454,3001.5m $74.3m $74.3m 0.13% Reduced -1.2k -1,200
16 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 1,259,7031.3m $64.4m $64.4m 0.04% Added +194.6k +194,624
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,207,2701.2m $61.7m $61.7m 0.00% Reduced -40.7k -40,668
18 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,185,7491.2m $60.6m $60.6m 0.02% Reduced -153.3k -153,312
19 Haverford Trust Co 0.62% of their portfolio Radnor, PA 1,151,7551.2m $58.8m $58.8m 0.62% Reduced -34.5k -34,478
20 TRUE Private Wealth Advisors 6.60% of their portfolio Salem, OR 1,140,2161.1m $58.3m $58.3m 6.60% Added +323.4k +323,386
21 DAVENPORT & Co LLC 0.35% of their portfolio RICHMOND, VA 1,081,6461.1m $55.3m $55.3m 0.35% Added +13.2k +13,221
22 Crane Advisory, LLC 9.65% of their portfolio FULLERTON, CA 982,642982.6k $50.0m $50.0m 9.65% Added +978.7k +978,706
23 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 975,934975.9k $49.9m $49.9m 0.11% Added +118.4k +118,392
24 FLPUTNAM INVESTMENT MANAGEMENT CO 0.91% of their portfolio PORTLAND, ME 949,878949.9k $48.5m $48.5m 0.91% Reduced -45.4k -45,446
25 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 890,570890.6k $45.5m $45.5m 0.07% Reduced -9.9k -9,895
26 BARINGS LLC 1.08% of their portfolio CHARLOTTE, NC 870,000870.0k $44.4m $44.4m 1.08% Reduced -14.0k -14,000
27 Angeles Investment Advisors, LLC 2.19% of their portfolio SANTA MONICA, CA 842,000842.0k $43.0m $43.0m 2.19% Reduced -649.5k -649,500
28 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 766,924766.9k $39.2m $39.2m 0.07% Added +13.4k +13,421
29 Demars Financial Group, LLC 18.03% of their portfolio SPOKANE VALLEY, WA 736,303736.3k $37.6m $37.6m 18.03% Reduced -10.4k -10,383
30 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 697,727697.7k $35.6m $35.6m 0.14% Added +14.5k +14,485
31 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 683,157683.2k $34.9m $34.9m 0.25% Added +126.2k +126,200
32 Towercrest Capital Management 5.51% of their portfolio NEWTOWN, PA 654,748654.7k $33.5m $33.5m 5.51% Added +31.6k +31,650
33 TRUSTMARK BANK TRUST DEPARTMENT 2.68% of their portfolio JACKSON, MS 653,973654.0k $33.4m $33.4m 2.68% Added +20.2k +20,173
34 Diversified Portfolios, Inc. 4.16% of their portfolio Bloomfield Hills, MI 617,966618.0k $31.6m $31.6m 4.16% Added +232.8k +232,798
35 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 584,431584.4k $29.9m $29.9m 0.07% Reduced -94.2k -94,198
36 NorthCoast Asset Management LLC 0.25% of their portfolio STAMFORD, CT 569,726569.7k $29.1m $29.1m 0.25% Added +25.2k +25,228
37 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.30% of their portfolio Madrid, U3 552,979553.0k $28.3m $28.3m 0.30% Added +85.9k +85,902
38 Modera Wealth Management, LLC 0.41% of their portfolio WESTWOOD, NJ 539,374539.4k $27.6m $27.6m 0.41% Reduced -40.8k -40,780
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 465,088465.1k $23.8m $23.8m 0.00% Reduced -1.5k -1,533
40 Destination Wealth Management 0.78% of their portfolio Walnut Creek, CA 464,156464.2k $23.7m $23.7m 0.78% Reduced -599 -599
41 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 452,347452.3k $23.1m $23.1m 0.03% Added +86.1k +86,118
42 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 437,507437.5k $22.4m $22.4m 0.07% Added +49.6k +49,600
43 CAPE COD FIVE CENTS SAVINGS BANK 2.16% of their portfolio HYANNIS, MA 436,382436.4k $22.3m $22.3m 2.16% Reduced -14.4k -14,446
44 Willis Johnson & Associates, Inc. 1.71% of their portfolio Houston, TX 409,278409.3k $20.9m $20.9m 1.71% Added +34.3k +34,269
45 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 406,856406.9k $20.8m $20.8m 0.08% Added +40.3k +40,320
46 COMERICA BANK 0.08% of their portfolio DALLAS, TX 365,835365.8k $18.7m $18.7m 0.08% Added +293.5k +293,549
47 Sigma Planning Corp 0.57% of their portfolio ANN ARBOR, MI 354,437354.4k $18.1m $18.1m 0.57% Reduced -16.6k -16,573
48 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 328,883328.9k $16.8m $16.8m 0.03% Reduced -12.8k -12,822
49 LJI Wealth Management, LLC 3.72% of their portfolio INDIANAPOLIS, IN 328,860328.9k $16.8m $16.8m 3.72% Added +18.7k +18,735
50 Atria Wealth Solutions, Inc. 0.18% of their portfolio NEW YORK, NY 325,187325.2k $16.6m $16.6m 0.18% Reduced -19.3k -19,261
51 Mariner, LLC 0.03% of their portfolio Overland Park, KS 315,751315.8k $16.1m $16.1m 0.03% Added +7.8k +7,840
52 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 315,638315.6k $16.1m $16.1m 0.01% Reduced -4.0k -3,978
53 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 310,182310.2k $15.8m $15.8m 0.02% Added +93 +93
54 TCP Asset Management, LLC 3.87% of their portfolio Upper Arlington, OH 299,580299.6k $15.3m $15.3m 3.87% Added +14.5k +14,499
55 LIBERTY WEALTH MANAGEMENT LLC 0.00% of their portfolio OAKLAND, CA 284,490284.5k $318 $318 0.00% New
56 Rezny Wealth Management, Inc. 3.85% of their portfolio Fort Myers, FL 281,979282.0k $14.4m $14.4m 3.85% Reduced -70.6k -70,621
57 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 272,010272.0k $13.9m $13.9m 0.02% Added +39.0k +39,038
58 OneDigital Investment Advisors LLC 0.17% of their portfolio OVERLAND PARK, KS 270,514270.5k $13.8m $13.8m 0.17% Added +39.4k +39,400
59 Betterment LLC 0.03% of their portfolio NEW YORK, NY 257,157257.2k $13.1m $13.1m 0.03% Added +18.4k +18,448
60 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 256,349256.3k $13.1m $13.1m 0.02% Added +19.2k +19,234
61 Semmax Financial Advisors Inc. 3.91% of their portfolio Winston Salem, NC 255,753255.8k $13.0m $13.0m 3.91% Added +18.1k +18,100
62 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 250,000250.0k $12.8m $12.8m 0.02% New
63 Occidental Asset Management, LLC 2.19% of their portfolio Burlingame, CA 244,367244.4k $12.5m $12.5m 2.19% Added +13.6k +13,639
64 Alliance Wealth Management Group 3.55% of their portfolio FLEMINGTON, NJ 243,623243.6k $12.4m $12.4m 3.55% Added +12.7k +12,689
65 Proficio Capital Partners LLC 1.29% of their portfolio NEWTON, MA 240,768240.8k $12.3m $12.3m 1.29% Added +98.5k +98,483
66 CWM, LLC 0.06% of their portfolio OMAHA, NE 239,519239.5k $12.2m $12.2m 0.06% Reduced -7.9k -7,929
67 BEACON FINANCIAL GROUP 1.38% of their portfolio DALLAS, TX 237,386237.4k $12.1m $12.1m 1.38% Reduced -14.2k -14,161
68 Cascade Wealth Advisors, Inc 8.88% of their portfolio WENATCHEE, WA 235,224235.2k $12.0m $12.0m 8.88% Added +35.1k +35,142
69 SCOTIA CAPITAL INC. 0.07% of their portfolio TORONTO, A6 233,956234.0k $12.0m $12.0m 0.07% Added +76.0k +76,032
70 Colonial Trust Advisors 1.14% of their portfolio SPARTANBURG, SC 233,416233.4k $11.9m $11.9m 1.14% Added +20.0k +19,953
71 MCMORGAN & CO LLC 1.87% of their portfolio SAN FRANCISCO, CA 230,700230.7k $11.8m $11.8m 1.87% Added +56.7k +56,657
72 Probity Advisors, Inc. 2.31% of their portfolio DALLAS, TX 218,091218.1k $11.1m $11.1m 2.31% Reduced -34.8k -34,766
73 Ifrah Financial Services, Inc. 2.99% of their portfolio Little Rock, AR 206,627206.6k $10.6m $10.6m 2.99% Added +4.4k +4,441
74 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.42% of their portfolio RICHMOND, VA 204,681204.7k $10.5m $10.5m 0.42% Added +4.3k +4,329
75 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 204,518204.5k $10.4m $10.4m 0.03% Added +17.5k +17,506
76 MONUMENTAL FINANCIAL GROUP INC. 4.45% of their portfolio ROCKVILLE, MD 199,704199.7k $10.2m $10.2m 4.45% Added +92.8k +92,837
77 Capital Market Strategies LLC 6.28% of their portfolio PALM BEACH GARDENS, FL 194,637194.6k $9.9m $9.9m 6.28% Added +105.4k +105,396
78 COURIER CAPITAL LLC 0.79% of their portfolio BUFFALO, NY 193,440193.4k $9.9m $9.9m 0.79% Reduced -12.1k -12,105
79 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 191,828191.8k $9.8m $9.8m 0.08% Added +1.1k +1,138
80 RFG Advisory, LLC 0.31% of their portfolio BIRMINGHAM, AL 186,820186.8k $9.5m $9.5m 0.31% Reduced -11.9k -11,943
81 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 186,695186.7k $9.5m $9.5m 0.07% Added +23.2k +23,250
82 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 183,285183.3k $9.4m $9.4m 0.03% Reduced -47.1k -47,100
83 RWA WEALTH PARTNERS, LLC 0.12% of their portfolio BOSTON, MA 175,644175.6k $9.0m $9.0m 0.12% Reduced -8.4k -8,446
84 WESCAP Management Group, Inc. 2.50% of their portfolio Glendale, CA 172,549172.5k $8.8m $8.8m 2.50% Added +3.5k +3,465
85 SSI INVESTMENT MANAGEMENT LLC 0.67% of their portfolio Los Angeles, CA 171,684171.7k $8.8m $8.8m 0.67% Reduced -1.7k -1,712
86 Avior Wealth Management, LLC 0.38% of their portfolio OMAHA, NE 171,157171.2k $8.7m $8.7m 0.38% Added +87.7k +87,652
87 Carmel Capital Partners, LLC 3.58% of their portfolio SAN DIEGO, CA 166,401166.4k $8.5m $8.5m 3.58% Added +16.8k +16,789
88 Windsor Capital Management, LLC 2.60% of their portfolio Phoenix, AZ 164,679164.7k $8.4m $8.4m 2.60% Added +2.3k +2,273
89 JAMES INVESTMENT RESEARCH, INC. 1.00% of their portfolio ALPHA, OH 164,615164.6k $8.4m $8.4m 1.00% Reduced -1.4k -1,385
90 Castle Rock Wealth Management, LLC 2.09% of their portfolio WALNUT CREEK, CA 164,197164.2k $8.4m $8.4m 2.09% Reduced -17.0k -16,976
91 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 164,013164.0k $8.4m $8.4m 0.01% Added +237 +237
92 MBM WEALTH CONSULTANTS, LLC 2.81% of their portfolio CHESTERFIELD, MO 161,721161.7k $8.2m $8.2m 2.81% Reduced -3.9k -3,936
93 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 159,760159.8k $8.2m $8.2m 0.05% Added +7.1k +7,063
94 Advocacy Wealth Management, LLC 0.67% of their portfolio ATLANTA, GA 158,135158.1k $8.1m $8.1m 0.67% Reduced -777.2k -777,179
95 5th Street Advisors, LLC 4.09% of their portfolio Southport, CT 152,970153.0k $7.8m $7.8m 4.09% Added +70.2k +70,211
96 Grey Ledge Advisors, LLC 2.13% of their portfolio GUILFORD, CT 152,584152.6k $7.8m $7.8m 2.13% Added +11.5k +11,531
97 FIRST AMERICAN TRUST, FSB 0.78% of their portfolio SANTA ANA, CA 151,401151.4k $7.7m $7.7m 0.78% Added +16.8k +16,787
98 ROSENBLUM SILVERMAN SUTTON S F INC /CA 2.06% of their portfolio SAN FRANCISCO, CA 150,750150.8k $7.7m $7.7m 2.06% Added +2.8k +2,795
99 PEAPACK GLADSTONE FINANCIAL CORP 0.12% of their portfolio BEDMINSTER, NJ 149,675149.7k $7.6m $7.6m 0.12% Reduced -9.2k -9,172
100 CreativeOne Wealth, LLC 0.39% of their portfolio OVERLAND PARK, KS 149,449149.4k $7.6m $7.6m 0.39% Reduced -11.8k -11,835