Vault-13

FIRST TR EXCHANGE-TRADED FD FSIG

LIMITED DURATION · ETP · CUSIP 33738D804

146 institutional holders +8 vs Q1 2024
40,936,23940.9m shares reported held*
$767.2mreported value*
19 new 54 added 56 reduced 15 sold out net sold ≈ $366.1m (-19.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.74.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 18Q4 22: 51Q1 23: 87Q2 23: 110Q3 23: 109Q4 23: 123Q1 24: 138Q2 24: 146146Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202218
Q4 202251
Q1 202387
Q2 2023110
Q3 2023109
Q4 2023123
Q1 2024138
Q2 2024146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 10 cut or sold outQ2 23: 81 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 61 cut or sold outQ4 23: 76 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 89 bought or addedQ1 24: 46 cut or sold outQ2 24: 73 bought or addedQ2 24: 71 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022436
Q1 20237810
Q2 20238126
Q3 20234961
Q4 20237645
Q1 20248946
Q2 20247371

Biggest buyers

FIRST TRUST ADVISORS LP Added +786,341+786.3k
Prospera Financial Services Inc Added +452,308+452.3k
LPL Financial LLC Added +436,893+436.9k
RAYMOND JAMES & ASSOCIATES Added +310,042+310.0k
AMERIPRISE FINANCIAL INC New +196,991+197.0k
Vestmark Advisory Solutions, Inc. Added +178,464+178.5k
NewEdge Advisors, LLC Added +154,422+154.4k
WELLS FARGO & COMPANY/MN Added +109,995+110.0k
ASSETMARK, INC Added +90,765+90.8k
Csenge Advisory Group Added +80,628+80.6k

Biggest sellers

MORGAN STANLEY Reduced -19,555,767-19.6m
STIFEL FINANCIAL CORP Reduced -1,181,764-1.2m
JANE STREET GROUP, LLC Reduced -406,910-406.9k
CITADEL ADVISORS LLC Reduced -239,093-239.1k
Atria Investments, Inc Reduced -135,660-135.7k
Independent Advisor Alliance Sold out -135,579-135.6k
Cambridge Investment Research Advisors, Inc. Reduced -98,862-98.9k
FLOW TRADERS U.S. LLC Sold out -97,736-97.7k
Private Advisor Group, LLC Reduced -89,230-89.2k
OLD MISSION CAPITAL LLC Reduced -76,544-76.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-07-17 22.8% -1.2 pts 18.9m≈ $355.7m 2026-07-17

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,851,7519.9m $184.6m $184.6m 0.01% Reduced -19.6m -19,555,767
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 6,521,3486.5m $122.2m $122.2m 0.06% Added +436.9k +436,893
3 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 2,993,2823.0m $56.1m $56.1m 0.06% Added +786.3k +786,341
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,575,2572.6m $48.3m $48.3m 0.01% Added +110.0k +109,995
5 Csenge Advisory Group 1.80% of their portfolio CLEARWATER, FL 1,688,5441.7m $31.6m $31.6m 1.80% Added +80.6k +80,628
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,417,9971.4m $26.6m $26.6m 0.01% Added +74.8k +74,764
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,398,2751.4m $26.2m $26.2m 0.01% Added +45.9k +45,872
8 STEPHENS INC /AR/ 0.32% of their portfolio LITTLE ROCK, AR 1,104,3141.1m $20.7m $20.7m 0.32% Reduced -65.0k -65,039
9 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 802,855802.9k $15.0m $15.0m 0.08% Added +20.6k +20,585
10 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 760,275760.3k $14.2m $14.2m 0.03% Added +44.3k +44,306
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 644,718644.7k $12.1m $12.1m 0.02% Reduced -38.9k -38,923
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 581,823581.8k $10.9m $10.9m 0.01% Added +310.0k +310,042
13 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 522,534522.5k $9.8m $9.8m 0.07% Added +154.4k +154,422
14 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 516,015516.0k $9.7m $9.7m 0.04% Reduced -98.9k -98,862
15 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 511,193511.2k $9.6m $9.6m 0.13% Reduced -67.7k -67,693
16 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 502,454502.5k $9.4m $9.4m 0.02% Reduced -75.0k -75,044
17 Prospera Financial Services Inc 0.24% of their portfolio Dallas, TX 469,431469.4k $8.8m $8.8m 0.24% Added +452.3k +452,308
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 443,174443.2k $8.3m $8.3m 0.01% Reduced -1.2m -1,181,764
19 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 402,431402.4k $7.5m $7.5m 0.03% Added +13.4k +13,361
20 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 385,383385.4k $7.2m $7.2m 0.02% Added +90.8k +90,765
21 TAP Consulting, LLC 1.52% of their portfolio KIRKWOOD, MO 383,537383.5k $7.2m $7.2m 1.52% Added +20.2k +20,206
22 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 333,206333.2k $6.2m $6.2m 0.01% Reduced -43.8k -43,783
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 236,392236.4k $4.4m $4.4m 0.01% Added +15.2k +15,196
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 226,314226.3k $4.2m $4.2m 0.01% Reduced -61.2k -61,206
25 Vestmark Advisory Solutions, Inc. 0.17% of their portfolio Wakefield, MA 222,534222.5k $4.2m $4.2m 0.17% Added +178.5k +178,464
26 TCP Asset Management, LLC 1.02% of their portfolio Upper Arlington, OH 214,915214.9k $4.0m $4.0m 1.02% Added +7.4k +7,415
27 Rehmann Capital Advisory Group 0.28% of their portfolio LANSING, MI 209,537209.5k $3.9m $3.9m 0.28% Added +38.1k +38,128
28 Naviter Wealth, LLC 0.57% of their portfolio LITTLE ROCK, AR 203,269203.3k $3.8m $3.8m 0.57% Added +5.4k +5,384
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 196,991197.0k $3.7m $3.7m 0.00% New
30 EWG Elevate Inc. 1.28% of their portfolio ROSEVILLE, CA 187,184187.2k $3.5m $3.5m 1.28% Added +8.5k +8,517
31 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 182,312182.3k $3.4m $3.4m 0.09% Reduced -76.5k -76,544
32 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 175,902175.9k $3.3m $3.3m 0.04% Added +11.3k +11,301
33 Visionary Wealth Advisors 0.21% of their portfolio O'FALLON, IL 172,919172.9k $3.2m $3.2m 0.21% Reduced -73.0k -73,019
34 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 160,475160.5k $3.0m $3.0m 0.12% Reduced -22.2k -22,211
35 Insight Advisors, LLC/ PA 0.46% of their portfolio Newtown, PA 133,773133.8k $2.5m $2.5m 0.46% Added +381 +381
36 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 124,749124.7k $2.3m $2.3m 0.08% Reduced -45.5k -45,534
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 122,876122.9k $2.3m $2.3m 0.00% Reduced -239.1k -239,093
38 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 118,391118.4k $2.2m $2.2m 0.04% Reduced -19.7k -19,724
39 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 118,247118.2k $2.2m $2.2m 0.01% Added +4.4k +4,404
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 115,439115.4k $2.2m $2.2m 0.00% Added +65.8k +65,838
41 IAMS WEALTH MANAGEMENT, LLC 1.15% of their portfolio OMAHA, NE 111,821111.8k $2.1m $2.1m 1.15% Reduced -53.3k -53,278
42 Archer Investment Corp 0.61% of their portfolio Carmel, IN 111,749111.7k $2.1m $2.1m 0.61% Added +316 +316
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 108,824108.8k $2.0m $2.0m 0.00% Reduced -406.9k -406,910
44 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 95,87395.9k $1.8m $1.8m 0.02% Added +4.3k +4,322
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 91,36391.4k $1.7m $1.7m 0.01% Reduced -14.5k -14,495
46 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 90,37790.4k $1.7m $1.7m 0.02% Added +16.1k +16,092
47 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 90,37790.4k $1.7m $1.7m 0.02% Added +16.1k +16,092
48 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 88,56088.6k $1.7m $1.7m 0.03% Added +8.0k +7,962
49 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 88,03188.0k $1.6m $1.6m 0.05% Reduced -22.6k -22,556
50 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 87,50687.5k $1.6m $1.6m 0.02% Added +10.5k +10,512
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 86,58186.6k $1.6m $1.6m 0.00% Reduced -3.3k -3,283
52 BEACON FINANCIAL GROUP 0.15% of their portfolio DALLAS, TX 70,68570.7k $1.3m $1.3m 0.15% Unchanged
53 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 67,95668.0k $1.3m $1.3m 0.05% Added +102 +102
54 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 56,64556.6k $1.1m $1.1m 0.01% Reduced -89.2k -89,230
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 55,52055.5k $1.0m $1.0m 0.00% Reduced -235 -235
56 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 55,50055.5k $1.0m $1.0m 0.03% Reduced -4.2k -4,245
57 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 54,75054.8k $1.0m $1.0m 0.02% Unchanged
58 GUARDIAN WEALTH ADVISORS, LLC / NC 0.12% of their portfolio RALEIGH, NC 54,75054.8k $1.0m $1.0m 0.12% Unchanged
59 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 54,62754.6k $1.0m $1.0m 0.03% Reduced -4.8k -4,795
60 KMG FIDUCIARY PARTNERS, LLC 0.09% of their portfolio TOLEDO, OH 49,97650.0k $936.6k $936.6k 0.09% New
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,51648.5k $910.0k $910.0k 0.00% Added +9.4k +9,392
62 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 48,03348.0k $900.1k $900.1k 0.03% Reduced -23.3k -23,260
63 FSB PREMIER WEALTH MANAGEMENT, INC. 0.40% of their portfolio WATERLOO, IA 46,76946.8k $876.5k $876.5k 0.40% Added +18.8k +18,831
64 Platform Technology Partners 0.29% of their portfolio NEW YORK, NY 45,46445.5k $852.0k $852.0k 0.29% First filing
65 Sequent Planning LLC 0.29% of their portfolio OMAHA, NE 45,20945.2k $846.3k $846.3k 0.29% Added +6.2k +6,190
66 Maia Wealth LLC 0.25% of their portfolio DENVER, CO 44,61744.6k $844.4k $844.4k 0.25% First filing
67 GENTRY PRIVATE WEALTH, LLC 0.73% of their portfolio WICHITA, KS 44,35944.4k $831.3k $831.3k 0.73% First filing
68 Darwin Wealth Management, LLC 0.41% of their portfolio TAMPA, FL 44,00044.0k $824.6k $824.6k 0.41% Reduced -4.9k -4,883
69 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 41,98242.0k $787.0k $787.0k 0.00% Added +15.2k +15,197
70 WealthBridge Capital Management, LLC 0.25% of their portfolio WESTERVILLE, OH 39,87939.9k $747.3k $747.3k 0.25% Reduced -959 -959
71 SignalPoint Asset Management, LLC 0.20% of their portfolio SPRINGFIELD, MO 39,23839.2k $735.3k $735.3k 0.20% New
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 36,42736.4k $682.7k $682.7k 0.06% Reduced -707 -707
73 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 36,39536.4k $682.0k $682.0k 0.01% Reduced -135.7k -135,660
74 COMERICA BANK 0.00% of their portfolio DALLAS, TX 34,95835.0k $655.1k $655.1k 0.00% Reduced -2.5k -2,549
75 Clarus Wealth Advisors 0.32% of their portfolio PEORIA, AZ 31,95832.0k $602.4k $602.4k 0.32% Reduced -1.1k -1,052
76 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 31,73931.7k $594.8k $594.8k 0.01% Added +9.1k +9,098
77 Coppell Advisory Solutions LLC 0.09% of their portfolio COPPELL, TX 30,02730.0k $562.7k $562.7k 0.09% First filing
78 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 29,34529.3k $549.9k $549.9k 0.06% Added +2.5k +2,500
79 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 29,17329.2k $546.7k $546.7k 0.01% Added +967 +967
80 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 27,31627.3k $512.0k $512.0k 0.02% Added +2.3k +2,273
81 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 26,93326.9k $504.7k $504.7k 0.01% Added +273 +273
82 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 26,54726.5k $497.5k $497.5k 0.01% Reduced -8.7k -8,703
83 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 26,42326.4k $495.2k $495.2k 0.02% Added +15.7k +15,718
84 Gateway Wealth Partners, LLC 0.15% of their portfolio APPLETON, WI 25,65025.6k $480.7k $480.7k 0.15% Added +5.5k +5,487
85 TFB Advisors LLC 0.14% of their portfolio OVERLAND PARK, KS 22,13622.1k $414.8k $414.8k 0.14% Added +1.4k +1,400
86 Core Wealth Partners LLC 0.28% of their portfolio SANTA ROSA, CA 22,08022.1k $413.8k $413.8k 0.28% Reduced -4.6k -4,633
87 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 22,04122.0k $413.1k $413.1k 0.02% Added +2.1k +2,067
88 Merkkuri Wealth Advisors LLC 0.36% of their portfolio HICKSVILLE, NY 20,71120.7k $388.1k $388.1k 0.36% First filing
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 20,48120.5k $383.8k $383.8k 0.03% Reduced -3.2k -3,220
90 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 19,73419.7k $369.8k $369.8k 0.01% Reduced -5.6k -5,565
91 Prosperity Wealth Management, Inc. 0.17% of their portfolio San Ramon, CA 18,22018.2k $341.4k $341.4k 0.17% Added +845 +845
92 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 17,46217.5k $327.2k $327.2k 0.00% Added +14 +14
93 PCG Wealth Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 17,32817.3k $324.7k $324.7k 0.14% Reduced -19.5k -19,523
94 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 17,05317.1k $316.8k $316.8k 0.00% First filing
95 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 16,01016.0k $300.0k $300.0k 0.00% New
96 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 15,69615.7k $294.0k $294.0k 0.02% Added +750 +750
97 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 15,46615.5k $289.8k $289.8k 0.04% Added +760 +760
98 WMG Financial Advisors, LLC 0.14% of their portfolio Knoxville, TN 14,06714.1k $263.6k $263.6k 0.14% New
99 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 14,05114.1k $263.3k $263.3k 0.04% Unchanged
100 Herold Advisors, Inc. 0.06% of their portfolio New York, NY 13,32713.3k $249.8k $249.8k 0.06% Reduced -544 -544