Vault-13

SPDR DOW JONES INDL AVERAGE DIA

UT SER 1 · ETP · CUSIP 78467X109 · ISIN US78467X1090

1,140 institutional holders -12 vs Q1 2024
28,804,05328.8m shares reported held*
$11.2bnreported value*
76 new 342 added 382 reduced 83 sold out net sold ≈ $3.8bn (-9.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $389.07. Options: 40 managers hold calls ($4.2bn notional), 46 hold puts ($6.0bn).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 936Q4 22: 1,022Q1 23: 1,000Q2 23: 1,034Q3 23: 1,025Q4 23: 1,139Q1 24: 1,152Q2 24: 1,1401,140Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022936
Q4 20221,022
Q1 20231,000
Q2 20231,034
Q3 20231,025
Q4 20231,139
Q1 20241,152
Q2 20241,140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 443 bought or addedQ4 22: 318 cut or sold outQ4 22Q1 23: 361 bought or addedQ1 23: 439 cut or sold outQ2 23: 397 bought or addedQ2 23: 393 cut or sold outQ2 23Q3 23: 401 bought or addedQ3 23: 405 cut or sold outQ4 23: 446 bought or addedQ4 23: 399 cut or sold outQ4 23Q1 24: 452 bought or addedQ1 24: 450 cut or sold outQ2 24: 418 bought or addedQ2 24: 465 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022443318
Q1 2023361439
Q2 2023397393
Q3 2023401405
Q4 2023446399
Q1 2024452450
Q2 2024418465

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2bn$4bn$6bn$8bnQ3 23 calls: $6.0bnQ3 23 puts: $6.1bnQ3 23P/C 1.02Q4 23 calls: $5.1bnQ4 23 puts: $6.9bnQ4 23P/C 1.37Q1 24 calls: $4.7bnQ1 24 puts: $6.1bnQ1 24P/C 1.28Q2 24 calls: $4.2bnQ2 24 puts: $6.0bnQ2 24P/C 1.41
Numbers
QuarterCallsPutsP/C
Q3 2023$6.0bn$6.1bn1.02
Q4 2023$5.1bn$6.9bn1.37
Q1 2024$4.7bn$6.1bn1.28
Q2 2024$4.2bn$6.0bn1.41

Biggest buyers

SG Americas Securities, LLC Added +478,707+478.7k
BANK OF AMERICA CORP /DE/ Added +383,329+383.3k
NISSAY ASSET MANAGEMENT CORP /JAPAN New +332,595+332.6k
JPMORGAN CHASE & CO Added +176,406+176.4k
BNP PARIBAS FINANCIAL MARKETS Added +174,618+174.6k
Strategic Financial Concepts, LLC New +173,526+173.5k
WOLVERINE TRADING, LLC Added +161,850+161.8k
CITADEL ADVISORS LLC Added +134,074+134.1k
CAPITAL FUND MANAGEMENT S.A. New +96,220+96.2k
TWO SIGMA ADVISERS, LP New +75,800+75.8k

Biggest sellers

MORGAN STANLEY Reduced -7,440,575-7.4m
JANE STREET GROUP, LLC Reduced -1,050,665-1.1m
GOLDMAN SACHS GROUP INC Reduced -894,333-894.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -417,225-417.2k
Global Assets Advisory, LLC Sold out -254,988-255.0k
Qube Research & Technologies Ltd Sold out -211,902-211.9k
FLOW TRADERS U.S. LLC Sold out -188,623-188.6k
USA FINANCIAL FORMULAS Reduced -177,048-177.0k
TOTAL INVESTMENT MANAGEMENT INC Reduced -173,374-173.4k
Modern Wealth Management, LLC Reduced -154,593-154.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $711.0m1.8m shares
CITADEL ADVISORS LLC Reduced $648.6m1.7m shares
WOLVERINE TRADING, LLC Added $503.9m1.3m shares
JANE STREET GROUP, LLC Reduced $472.9m1.2m shares
SIMPLEX TRADING, LLC Added $341.8m873.8k shares
IMC-Chicago, LLC Added $289.0m739.0k shares
GOLDMAN SACHS GROUP INC Added $260.1m665.0k shares
Optiver Holding B.V. Added $217.4m555.8k shares
CAPITAL FUND MANAGEMENT S.A. Added $171.4m438.3k shares
BANK OF AMERICA CORP /DE/ Reduced $122.2m312.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3bn3.3m shares
WOLVERINE TRADING, LLC Added $1.1bn2.8m shares
JANE STREET GROUP, LLC Added $633.3m1.6m shares
IMC-Chicago, LLC Added $490.8m1.3m shares
Optiver Holding B.V. Added $435.1m1.1m shares
CITADEL ADVISORS LLC Reduced $411.7m1.1m shares
SIMPLEX TRADING, LLC Added $392.5m1.0m shares
BANK OF AMERICA CORP /DE/ Added $183.2m468.3k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $125.6m321.2k shares
Walleye Capital LLC Added $115.9m296.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 3,259,2193.3m $1.3bn $1.3bn 0.10% Reduced -7.4m -7,440,575
2 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 2,451,5672.5m $958.9m $958.9m 0.09% Added +383.3k +383,329
3 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 1,431,8151.4m $560.0m $560.0m 0.28% Reduced -34.9k -34,863
4 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,160,0921.2m $453.7m $453.7m 0.02% Added +176.4k +176,406
5 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 1,152,2761.2m $450.7m $450.7m 0.12% Added +43.9k +43,922
6 ROYAL BANK OF CANADA 0.10% of their portfolio TORONTO, A6 1,023,8171.0m $400.4m $400.4m 0.10% Reduced -56.8k -56,846
7 MILLENNIUM MANAGEMENT LLC 0.24% of their portfolio NEW YORK, NY 743,631743.6k $290.9m $290.9m 0.24% Reduced -13.0k -12,960
8 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 731,862731.9k $286.3m $286.3m 0.06% Reduced -894.3k -894,333
9 UBS Group AG 0.09% of their portfolio ZURICH, V8 708,931708.9k $277.3m $277.3m 0.09% Reduced -17.5k -17,538
10 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 613,921613.9k $240.1m $240.1m 0.06% Reduced -58.7k -58,748
11 WOLVERINE TRADING, LLC 3.83% of their portfolio CHICAGO, IL 597,601597.6k $233.7m $233.7m 3.83% Added +161.8k +161,850
12 CHURCHILL MANAGEMENT Corp 2.44% of their portfolio Los Angeles, CA 529,483529.5k $207.1m $207.1m 2.44% Added +1.8k +1,758
13 SG Americas Securities, LLC 1.30% of their portfolio NEW YORK, NY 525,274525.3k $205.4m $205.4m 1.30% Added +478.7k +478,707
14 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 445,412445.4k $174.5m $174.5m 0.05% Reduced -4.3k -4,277
15 BNP PARIBAS FINANCIAL MARKETS 0.17% of their portfolio PARIS, I0 396,136396.1k $154.9m $154.9m 0.17% Added +174.6k +174,618
16 JANE STREET GROUP, LLC 0.15% of their portfolio NEW YORK, NY 345,524345.5k $135.1m $135.1m 0.15% Reduced -1.1m -1,050,665
17 NISSAY ASSET MANAGEMENT CORP /JAPAN 0.86% of their portfolio Tokyo, M0 332,595332.6k $130.1m $130.1m 0.86% New
18 CITADEL ADVISORS LLC 0.13% of their portfolio MIAMI, FL 325,782325.8k $127.4m $127.4m 0.13% Added +134.1k +134,074
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 291,556291.6k $114.0m $114.0m 0.11% Added +5.1k +5,134
20 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 282,269282.3k $110.4m $110.4m 0.04% Reduced -9.1k -9,086
21 CIBC WORLD MARKET INC. 0.27% of their portfolio TORONTO, A6 279,073279.1k $109.2m $109.2m 0.27% Added +233 +233
22 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 249,548249.5k $97.6m $97.6m 0.15% Added +1.9k +1,950
23 ARKANSAS FINANCIAL GROUP, INC. 16.25% of their portfolio LITTLE ROCK, AR 233,403233.4k $91.3m $91.3m 16.25% Added +2.6k +2,574
24 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 218,613218.6k $85.5m $85.5m 0.12% Added +7.7k +7,724
25 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 213,353213.4k $83.5m $83.5m 0.20% Reduced -96.0k -95,993
26 MIRAE ASSET SECURITIES (USA) INC. 5.03% of their portfolio NEW YORK, NY 200,000200.0k $78.2m $78.2m 5.03% First filing
27 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 193,552193.6k $75.7m $75.7m 0.05% Reduced -1.4k -1,419
28 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 192,334192.3k $75.2m $75.2m 0.05% Reduced -12.0k -11,977
29 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 173,526173.5k $16.9k $16.9k 0.01% New
30 Cetera Investment Advisers 0.15% of their portfolio SCHAUMBURG, IL 166,785166.8k $65.2m $65.2m 0.15% Reduced -25.8k -25,810
31 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 164,648164.6k $64.4m $64.4m 0.07% Added +3.4k +3,368
32 Campbell Wealth Management 20.03% of their portfolio ALEXANDRIA, VA 158,620158.6k $62.0m $62.0m 20.03% Added +8.3k +8,260
33 CHARTIST INC /CA/ 31.97% of their portfolio SEAL BEACH, CA 157,628157.6k $61.7m $61.7m 31.97% Reduced -4.2k -4,169
34 Sanctuary Advisors, LLC 0.44% of their portfolio INDIANAPOLIS, IN 156,908156.9k $60.0m $60.0m 0.44% First filing
35 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 154,710154.7k $60.5m $60.5m 0.09% Reduced -1.8k -1,847
36 Optiver Holding B.V. 1.14% of their portfolio AMSTERDAM, P7 151,491151.5k $59.3m $59.3m 1.14% Added +61.8k +61,750
37 Berkshire Money Management, Inc. 6.94% of their portfolio DALTON, MA 146,115146.1k $57.1m $57.1m 6.94% Reduced -50.5k -50,527
38 Private Advisor Group, LLC 0.35% of their portfolio MORRISTOWN, NJ 135,214135.2k $52.9m $52.9m 0.35% Reduced -16.9k -16,892
39 Atria Investments, Inc 0.59% of their portfolio Charlotte, NC 117,259117.3k $45.9m $45.9m 0.59% Reduced -947 -947
40 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 112,427112.4k $44.0m $44.0m 0.16% Reduced -153.5k -153,501
41 CM WEALTH ADVISORS LLC 20.25% of their portfolio BEACHWOOD, OH 108,684108.7k $42.6m $42.6m 20.25% Reduced -26.8k -26,756
42 Walleye Trading LLC 0.79% of their portfolio NEW YORK, NY 102,841102.8k $40.2m $40.2m 0.79% Reduced -1.8k -1,795
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 100,071100.1k $39.1m $39.1m 0.09% Added +63.0k +63,003
44 CAPITAL FUND MANAGEMENT S.A. 0.43% of their portfolio PARIS, I0 96,22096.2k $37.6m $37.6m 0.43% New
45 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 87,47087.5k $34.2m $34.2m 0.03% Reduced -36.6k -36,632
46 Walleye Capital LLC 0.36% of their portfolio NEW YORK, NY 87,07787.1k $34.1m $34.1m 0.36% Added +36.2k +36,200
47 Squarepoint Ops LLC 0.13% of their portfolio NEW YORK, NY 87,04687.0k $34.0m $34.0m 0.13% Reduced -24.1k -24,141
48 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 86,33386.3k $33.8m $33.8m 0.04% Added +1.9k +1,915
49 Beacon Capital Management, LLC 6.20% of their portfolio FRANKLIN, TN 86,09686.1k $33.7m $33.7m 6.20% Added +2.7k +2,691
50 STEEL GROVE CAPITAL ADVISORS, LLC 4.57% of their portfolio MEMPHIS, TN 84,56884.6k $33.1m $33.1m 4.57% Unchanged
51 Select Asset Management & Trust 12.67% of their portfolio MECHANICSBURG, PA 81,28881.3k $31.8m $31.8m 12.67% Added +560 +560
52 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 80,16280.2k $31.4m $31.4m 0.05% Reduced -35.1k -35,129
53 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 75,83675.8k $29.7m $29.7m 0.03% Added +6.2k +6,247
54 TWO SIGMA ADVISERS, LP 0.07% of their portfolio NEW YORK, NY 75,80075.8k $29.6m $29.6m 0.07% New
55 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 72,80172.8k $28.5m $28.5m 0.08% Added +1.1k +1,073
56 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 71,71571.7k $28.0m $28.0m 0.01% Reduced -120 -120
57 Atlas Private Wealth Advisors 4.31% of their portfolio RED BANK, NJ 67,69167.7k $26.5m $26.5m 4.31% Added +36.1k +36,053
58 Mariner, LLC 0.05% of their portfolio Overland Park, KS 67,01967.0k $26.2m $26.2m 0.05% Added +2.1k +2,142
59 FMR LLC 0.00% of their portfolio BOSTON, MA 66,91766.9k $26.2m $26.2m 0.00% Added +7.5k +7,475
60 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 66,12266.1k $25.9m $25.9m 0.07% Added +3.2k +3,196
61 Apollon Wealth Management, LLC 0.79% of their portfolio MOUNT PLEASANT, SC 66,09866.1k $25.9m $25.9m 0.79% Reduced -51.4k -51,423
62 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 66,04666.0k $25.8m $25.8m 0.07% Added +54.2k +54,214
63 MEITAV INVESTMENT HOUSE LTD 0.46% of their portfolio BENE-BERAQ, L3 65,92165.9k $25.8m $25.8m 0.46% Added +7.4k +7,370
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 64,60364.6k $25.3m $25.3m 0.04% Reduced -417.2k -417,225
65 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 63,85963.9k $25.0m $25.0m 0.04% Reduced -1.4k -1,391
66 TCP Asset Management, LLC 6.16% of their portfolio Upper Arlington, OH 62,27062.3k $24.4m $24.4m 6.16% Added +1.4k +1,413
67 STEPHENS INC /AR/ 0.37% of their portfolio LITTLE ROCK, AR 61,80661.8k $24.2m $24.2m 0.37% Reduced -205 -205
68 PINNACLE ASSOCIATES LTD 0.38% of their portfolio NEW YORK, NY 61,64661.6k $24.1m $24.1m 0.38% Reduced -5.5k -5,520
69 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 60,35960.4k $23.6m $23.6m 0.10% Reduced -3.4k -3,438
70 Conservest Capital Advisors, Inc. 2.51% of their portfolio WYNNEWOOD, PA 58,45458.5k $23.3m $23.3m 2.51% Unchanged
71 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 57,54157.5k $22.5m $22.5m 0.07% Reduced -18.4k -18,394
72 Mine & Arao Wealth Creation & Management, LLC. 10.56% of their portfolio CAMPBELL, CA 55,49155.5k $21.7m $21.7m 10.56% Added +45 +45
73 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 54,96255.0k $21.5m $21.5m 0.07% Added +6.1k +6,106
74 Heck Capital Advisors, LLC 2.63% of their portfolio Rhinelander, WI 54,18054.2k $21.2m $21.2m 2.63% Added +28.3k +28,271
75 Creekmur Asset Management LLC 5.34% of their portfolio MORTON, IL 52,88552.9k $20.7m $20.7m 5.34% Added +13.7k +13,666
76 Integrated Wealth Concepts LLC 0.28% of their portfolio WALTHAM, MA 52,50952.5k $20.5m $20.5m 0.28% Added +3.2k +3,223
77 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 52,10152.1k $20.4m $20.4m 0.15% Reduced -3.9k -3,853
78 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 48,67548.7k $19.0m $19.0m 0.00% Reduced -1.1k -1,098
79 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.71% of their portfolio Tel Aviv, L3 48,43148.4k $19.0m $19.0m 1.71% Unchanged
80 IFP Advisors, Inc 0.74% of their portfolio TAMPA, FL 47,68247.7k $18.7m $18.7m 0.74% Added +5.4k +5,354
81 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 47,66847.7k $18.6m $18.6m 0.01% Reduced -91.4k -91,425
82 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 47,34247.3k $18.5m $18.5m 0.13% Added +1.3k +1,338
83 AMG National Trust Bank 0.50% of their portfolio GREENWOOD VILLAGE, CO 47,28247.3k $18.5m $18.5m 0.50% Reduced -239 -239
84 GenWealth Group, Inc. 4.36% of their portfolio Maplewood, NJ 45,26245.3k $17.7m $17.7m 4.36% Added +502 +502
85 Trilogy Capital Inc. 0.95% of their portfolio IRVINE, CA 44,51444.5k $17.4m $17.4m 0.95% Reduced -4.1k -4,084
86 Steward Partners Investment Advisory, LLC 0.18% of their portfolio STAMFORD, CT 44,23844.2k $17.3m $17.3m 0.18% Added +625 +625
87 Ocean Park Asset Management, LLC 0.78% of their portfolio SANTA MONICA, CA 42,29242.3k $16.5m $16.5m 0.78% Reduced -20.3k -20,260
88 SteelPeak Wealth, LLC 0.77% of their portfolio WOODLAND HILLS, CA 41,47241.5k $16.3m $16.3m 0.77% Added +9.0k +8,997
89 Johnson Bixby & Associates, LLC 2.66% of their portfolio VANCOUVER, WA 40,55640.6k $15.9m $15.9m 2.66% Reduced -572 -572
90 MYDA Advisors LLC 4.77% of their portfolio WOODMERE, NY 40,00040.0k $15.6m $15.6m 4.77% Added +12.0k +12,000
91 Pinnacle Financial Partners Inc 0.34% of their portfolio Nashville, TN 39,89839.9k $15.7m $15.7m 0.34% Reduced -17 -17
92 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 39,83439.8k $15.6m $15.6m 0.03% Reduced -384 -384
93 Prostatis Group LLC 5.42% of their portfolio HANOVER, MD 39,53639.5k $15.5m $15.5m 5.42% Added +4.1k +4,110
94 CREDIT AGRICOLE S A 0.09% of their portfolio Montrouge Cedex, I0 37,64337.6k $14.7m $14.7m 0.09% Added +14.4k +14,373
95 MKT Advisors LLC 7.16% of their portfolio CARLSBAD, CA 36,62436.6k $14.4m $14.4m 7.16% Reduced -683 -683
96 Tower Research Capital LLC (TRC) 0.24% of their portfolio NEW YORK, NY 36,56736.6k $14.3m $14.3m 0.24% Reduced -59.0k -59,014
97 Daiwa Securities Group Inc. 0.08% of their portfolio CHIYODA-KU,TOKYO, M0 36,55836.6k $14.3m $14.3m 0.08% Reduced -8.1k -8,077
98 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 36,44736.4k $14.3m $14.3m 0.08% Added +719 +719
99 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 35,78235.8k $14.0m $14.0m 0.16% Reduced -1.7k -1,741
100 SMITHBRIDGE ASSET MANAGEMENT INC/DE 2.89% of their portfolio Chadds Ford, PA 35,58635.6k $13.9m $13.9m 2.89% Added +14.1k +14,147