Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

661 institutional holders +28 vs Q1 2024
96,951,56397.0m shares reported held*
$8.4bnreported value*
61 new 274 added 213 reduced 41 sold out net sold ≈ $1.7bn (-19.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $86.70. Options: 3 managers hold calls ($2.6m notional), 2 hold puts ($467.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 352Q4 22: 374Q1 23: 381Q2 23: 460Q3 23: 522Q4 23: 617Q1 24: 633Q2 24: 661661Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381
Q2 2023460
Q3 2023522
Q4 2023617
Q1 2024633
Q2 2024661

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ4 22Q1 23: 189 bought or addedQ1 23: 157 cut or sold outQ2 23: 300 bought or addedQ2 23: 112 cut or sold outQ2 23Q3 23: 340 bought or addedQ3 23: 140 cut or sold outQ4 23: 386 bought or addedQ4 23: 162 cut or sold outQ4 23Q1 24: 379 bought or addedQ1 24: 210 cut or sold outQ2 24: 335 bought or addedQ2 24: 254 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157
Q2 2023300112
Q3 2023340140
Q4 2023386162
Q1 2024379210
Q2 2024335254

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 23 calls: $1.8mQ3 23 puts: $910.1kQ3 23P/C 0.51Q4 23 calls: $3.2mQ4 23 puts: $500.7kQ4 23P/C 0.15Q1 24 calls: $4.0mQ1 24 puts: $2.0mQ1 24P/C 0.52Q2 24 calls: $2.6mQ2 24 puts: $467.7kQ2 24P/C 0.18
Numbers
QuarterCallsPutsP/C
Q3 2023$1.8m$910.1k0.51
Q4 2023$3.2m$500.7k0.15
Q1 2024$4.0m$2.0m0.52
Q2 2024$2.6m$467.7k0.18

Biggest buyers

ROYAL BANK OF CANADA Added +301,784+301.8k
Brookstone Capital Management Added +285,929+285.9k
AVANTAX ADVISORY SERVICES, INC. Added +234,277+234.3k
BRASS TAX WEALTH MANAGEMENT, INC New +232,592+232.6k
TWO SIGMA ADVISERS, LP New +226,100+226.1k
TWO SIGMA INVESTMENTS, LP New +203,000+203.0k
D. E. Shaw & Co., Inc. Added +187,862+187.9k
Atria Investments, Inc Added +163,992+164.0k
Eagle Strategies LLC Added +158,206+158.2k
JONES FINANCIAL COMPANIES LLLP Added +144,473+144.5k

Biggest sellers

MORGAN STANLEY Reduced -17,565,254-17.6m
OSAIC HOLDINGS, INC. Reduced -986,422-986.4k
Thrivent Financial for Lutherans Reduced -492,990-493.0k
Davidson Capital Management Inc. Reduced -454,999-455.0k
BANK OF AMERICA CORP /DE/ Reduced -291,746-291.7k
CAPTRUST FINANCIAL ADVISORS Reduced -264,771-264.8k
Redhawk Wealth Advisors, Inc. Reduced -235,169-235.2k
Core Wealth Advisors, Inc. Sold out -214,502-214.5k
BARINGS LLC Sold out -188,768-188.8k
MISSION WEALTH MANAGEMENT, LP Reduced -153,173-153.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m13.8k shares
Belvedere Trading LLC New $848.8k9.8k shares
CITADEL ADVISORS LLC Added $511.0k5.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $372.4k4.3k shares
CITADEL ADVISORS LLC New $95.3k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 8,544,3018.5m $740.0m $740.0m 0.07% Reduced -291.7k -291,746
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 8,520,3438.5m $737.9m $737.9m 0.06% Reduced -17.6m -17,565,254
3 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 7,264,0407.3m $629.1m $629.1m 0.31% Reduced -33.6k -33,640
4 Raymond James Financial Services Advisors, Inc. 0.39% of their portfolio ST. PETERSBURG, FL 3,178,9223.2m $275.3m $275.3m 0.39% Reduced -68.5k -68,495
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,702,7482.7m $234.1m $234.1m 0.06% Added +45.5k +45,481
6 Mesirow Financial Investment Management, Inc. 4.98% of their portfolio CHICAGO, IL 2,550,2272.6m $220.9m $220.9m 4.98% Added +41.7k +41,738
7 COMMONWEALTH EQUITY SERVICES, LLC 0.34% of their portfolio WALTHAM, MA 2,489,4502.5m $215.6m $215.6m 0.34% Added +30.1k +30,142
8 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 2,378,2682.4m $206.0m $206.0m 0.14% Added +10.4k +10,389
9 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,223,0692.2m $193.0m $193.0m 0.05% Reduced -97.8k -97,779
10 UBS Group AG 0.06% of their portfolio ZURICH, V8 2,108,6362.1m $182.6m $182.6m 0.06% Reduced -92.6k -92,621
11 Provenance Wealth Advisors, LLC 14.19% of their portfolio FORT LAUDERDALE, FL 1,171,7781.2m $101.5m $101.5m 14.19% Reduced -13.6k -13,575
12 FIRST FOUNDATION ADVISORS 3.56% of their portfolio Irvine, CA 1,074,6141.1m $93.1m $93.1m 3.56% Added +55.3k +55,283
13 CWM, LLC 0.43% of their portfolio OMAHA, NE 1,043,4061.0m $90.4m $90.4m 0.43% Added +35.7k +35,705
14 Thrivent Financial for Lutherans 0.18% of their portfolio Minneapolis, MN 1,037,6541.0m $89.9m $89.9m 0.18% Reduced -493.0k -492,990
15 Brookstone Capital Management 1.47% of their portfolio WHEATON, IL 987,292987.3k $88.5m $88.5m 1.47% Added +285.9k +285,929
16 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 946,265946.3k $82.0m $82.0m 0.02% Added +301.8k +301,784
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 938,143938.1k $81.3m $81.3m 0.08% Added +39.5k +39,522
18 SOUTHERN FARM BUREAU LIFE INSURANCE 12.03% of their portfolio JACKSON, MS 845,027845.0k $73.2m $73.2m 12.03% Unchanged
19 Cambridge Investment Research Advisors, Inc. 0.27% of their portfolio FAIRFIELD, IA 829,953830.0k $71.9m $71.9m 0.27% Reduced -93.1k -93,144
20 JNBA Financial Advisors 7.44% of their portfolio BLOOMINGTON, MN 814,007814.0k $70.5m $70.5m 7.44% Added +23.0k +23,013
21 Obermeyer Wealth Partners 3.97% of their portfolio ASPEN, CO 800,520800.5k $69.3m $69.3m 3.97% Added +31.5k +31,485
22 OneDigital Investment Advisors LLC 0.83% of their portfolio OVERLAND PARK, KS 763,577763.6k $66.1m $66.1m 0.83% Reduced -30.8k -30,772
23 Private Advisor Group, LLC 0.44% of their portfolio MORRISTOWN, NJ 760,080760.1k $65.8m $65.8m 0.44% Added +45.9k +45,908
24 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 753,435753.4k $65.3m $65.3m 0.15% Reduced -986.4k -986,422
25 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 718,123718.1k $62.2m $62.2m 0.10% Added +36.0k +36,020
26 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 713,441713.4k $61.8m $61.8m 0.14% Added +58.0k +57,979
27 Morningstar Investment Services LLC 0.67% of their portfolio CHICAGO, IL 706,356706.4k $61.4m $61.4m 0.67% Reduced -17.6k -17,585
28 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 705,796705.8k $61.1m $61.1m 0.02% Reduced -139.7k -139,656
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 697,173697.2k $60.4m $60.4m 0.14% Reduced -2.0k -2,036
30 Employees' Retirement Fund of the City of Fort Worth 24.88% of their portfolio FORT WORTH, TX 661,874661.9k $57.3m $57.3m 24.88% Reduced -86.7k -86,690
31 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 594,522594.5k $51.5m $51.5m 0.01% Added +11.4k +11,389
32 Verde Capital Management 16.23% of their portfolio CLARKSTON, MI 590,344590.3k $51.1m $51.1m 16.23% Added +21.7k +21,692
33 SFMG, LLC 4.35% of their portfolio PLANO, TX 578,027578.0k $50.1m $50.1m 4.35% Reduced -470 -470
34 OVERSEA-CHINESE BANKING Corp Ltd 1.49% of their portfolio SINGAPORE, U0 570,875570.9k $49.4m $49.4m 1.49% Reduced -24.2k -24,164
35 Kelman-Lazarov, Inc. 8.74% of their portfolio MEMPHIS, TN 541,411541.4k $46.9m $46.9m 8.74% Reduced -3.6k -3,599
36 Apexium Financial, LP 3.20% of their portfolio Dallas, TX 517,465517.5k $44.8m $44.8m 3.20% Added +13.3k +13,275
37 Whitaker-Myers Wealth Managers, LTD. 16.37% of their portfolio Mansfield, OH 511,853511.9k $44.3m $44.3m 16.37% Added +24.4k +24,415
38 CAHILL FINANCIAL ADVISORS INC 5.87% of their portfolio EDINA, MN 495,216495.2k $42.9m $42.9m 5.87% Reduced -47.0k -46,977
39 FINANCIAL MANAGEMENT NETWORK INC 9.81% of their portfolio MISSION VIEJO, CA 472,494472.5k $40.9m $40.9m 9.81% Added +20.0k +20,024
40 TTP Investments, Inc. 15.36% of their portfolio San Jose, CA 472,034472.0k $40.9m $40.9m 15.36% Added +64.6k +64,615
41 First International Bank & Trust 13.89% of their portfolio WATFORD CITY, ND 466,038466.0k $40.4m $40.4m 13.89% Added +3.3k +3,308
42 REGATTA CAPITAL GROUP, LLC 8.55% of their portfolio EL SEGUNDO, CA 458,451458.5k $39.7m $39.7m 8.55% Added +13.6k +13,566
43 CEERA INVESTMENTS, LLC 16.62% of their portfolio BELLAIRE, TX 453,767453.8k $39.3m $39.3m 16.62% Added +46.5k +46,484
44 Tanager Wealth Management LLP 5.71% of their portfolio Goring On Thames, X0 443,101443.1k $38.4m $38.4m 5.71% Added +22.8k +22,810
45 Leelyn Smith, LLC 7.37% of their portfolio GENEVA, IL 440,043440.0k $38.1m $38.1m 7.37% Reduced -304 -304
46 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 437,120437.1k $37.9m $37.9m 0.04% Reduced -12.4k -12,404
47 Mirae Asset Global Investments Co., Ltd. 0.18% of their portfolio SEOUL, M5 426,000426.0k $37.0m $37.0m 0.18% Unchanged
48 STEPHENS INC /AR/ 0.53% of their portfolio LITTLE ROCK, AR 398,825398.8k $34.5m $34.5m 0.53% Added +27.6k +27,604
49 Sequoia Financial Advisors, LLC 0.41% of their portfolio Akron, OH 392,000392.0k $34.0m $34.0m 0.41% Added +11.8k +11,843
50 Harbor Group, Inc. 8.01% of their portfolio BEDFORD, NH 361,079361.1k $31.3m $31.3m 8.01% Added +7.9k +7,918
51 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 357,906357.9k $31.0m $31.0m 0.08% Added +9.9k +9,899
52 G2 CAPITAL MANAGEMENT, LLC / OH 9.34% of their portfolio COLUMBUS, OH 346,266346.3k $30.0m $30.0m 9.34% Added +13.3k +13,317
53 TOMPKINS FINANCIAL CORP 3.12% of their portfolio ITHACA, NY 344,160344.2k $29.8m $29.8m 3.12% Added +9.9k +9,899
54 AVANTAX ADVISORY SERVICES, INC. 0.21% of their portfolio DALLAS, TX 340,988341.0k $29.5m $29.5m 0.21% Added +234.3k +234,277
55 EP Wealth Advisors, LLC 0.31% of their portfolio TORRANCE, CA 339,193339.2k $29.4m $29.4m 0.31% Reduced -3.6k -3,625
56 Summit Asset Management, LLC 5.99% of their portfolio MEMPHIS, TN 334,085334.1k $28.9m $28.9m 5.99% Added +20.5k +20,480
57 Smart Money Group LLC 10.68% of their portfolio EASTLAND, TX 327,277327.3k $29.9m $29.9m 10.68% Reduced -3.1k -3,122
58 PALO ALTO WEALTH ADVISORS, LLC 19.02% of their portfolio PALO ALTO, CA 317,771317.8k $27.5m $27.5m 19.02% Reduced -3.9k -3,862
59 Steward Partners Investment Advisory, LLC 0.28% of their portfolio STAMFORD, CT 310,608310.6k $26.9m $26.9m 0.28% Added +3.7k +3,683
60 Geneos Wealth Management Inc. 1.18% of their portfolio ENGLEWOOD, CO 307,477307.5k $26.6m $26.6m 1.18% Reduced -27.9k -27,867
61 Beaumont Financial Advisors, LLC 2.10% of their portfolio NEEDHAM, MA 303,749303.7k $26.3m $26.3m 2.10% Reduced -4.1k -4,123
62 Planned Solutions, Inc. 12.54% of their portfolio FOLSOM, CA 294,759294.8k $25.5m $25.5m 12.54% Reduced -1.5k -1,544
63 LEVEL FOUR ADVISORY SERVICES, LLC 1.13% of their portfolio DALLAS, TX 288,750288.8k $25.0m $25.0m 1.13% Reduced -74.8k -74,807
64 Visionary Wealth Advisors 1.60% of their portfolio O'FALLON, IL 282,184282.2k $24.4m $24.4m 1.60% Reduced -6.7k -6,651
65 Beaumont Asset Management, L.L.C. 15.51% of their portfolio BEAUMONT, TX 278,783278.8k $24.1m $24.1m 15.51% Added +4.4k +4,385
66 MinichMacGregor Wealth Management, LLC 5.80% of their portfolio Saratoga Springs, NY 274,335274.3k $23.8m $23.8m 5.80% Added +30.4k +30,429
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 252,690252.7k $21.9m $21.9m 0.00% Reduced -22.0k -21,962
68 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 250,937250.9k $21.7m $21.7m 0.09% Reduced -68.0k -67,975
69 Stratos Wealth Partners, LTD. 0.35% of their portfolio BEACHWOOD, OH 249,110249.1k $21.6m $21.6m 0.35% Added +10.4k +10,401
70 New England Private Wealth Advisors LLC 3.71% of their portfolio WELLESLEY, MA 245,227245.2k $21.2m $21.2m 3.71% Reduced -916 -916
71 Berkshire Money Management, Inc. 2.48% of their portfolio DALTON, MA 236,087236.1k $20.4m $20.4m 2.48% Added +8.9k +8,905
72 Activest Wealth Management 6.64% of their portfolio AVENTURA, FL 233,099233.1k $20.2m $20.2m 6.64% Reduced -18.6k -18,627
73 DAVENPORT & Co LLC 0.13% of their portfolio RICHMOND, VA 232,805232.8k $20.2m $20.2m 0.13% Added +511 +511
74 Davidson Capital Management Inc. 6.21% of their portfolio CORPUS CHRISTI, TX 232,741232.7k $20.2m $20.2m 6.21% Reduced -455.0k -454,999
75 Drake & Associates, LLC 7.21% of their portfolio WAUKESHA, WI 232,592232.6k $20.1m $20.1m 7.21% Added +4.9k +4,875
76 BRASS TAX WEALTH MANAGEMENT, INC 3.94% of their portfolio CINCINNATI, OH 232,592232.6k $20.1m $20.1m 3.94% New
77 Atria Investments, Inc 0.26% of their portfolio Charlotte, NC 231,236231.2k $20.0m $20.0m 0.26% Added +164.0k +163,992
78 Prospera Financial Services Inc 0.55% of their portfolio Dallas, TX 229,404229.4k $19.9m $19.9m 0.55% Added +2.1k +2,097
79 Harbour Trust & Investment Management Co 2.35% of their portfolio MICHIGAN CITY, IN 227,738227.7k $19.7m $19.7m 2.35% Added +11.6k +11,588
80 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 226,100226.1k $19.6m $19.6m 0.04% New
81 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 224,867224.9k $19.5m $19.5m 0.06% Reduced -21.8k -21,807
82 TAP Consulting, LLC 4.03% of their portfolio KIRKWOOD, MO 220,417220.4k $19.1m $19.1m 4.03% Added +9.5k +9,515
83 Buttonwood Financial Advisors Inc. 8.87% of their portfolio BALTIMORE, MD 217,095217.1k $18.8m $18.8m 8.87% Added +22.3k +22,268
84 Aspen Wealth Strategies, LLC 13.39% of their portfolio ARVADA, CO 214,969215.0k $19.3m $19.3m 13.39% Added +2.2k +2,221
85 MAI Capital Management 0.18% of their portfolio INDEPENDENCE, OH 213,528213.5k $18.5m $18.5m 0.18% Reduced -26.9k -26,931
86 Sigma Planning Corp 0.58% of their portfolio ANN ARBOR, MI 210,393210.4k $18.2m $18.2m 0.58% Reduced -32.2k -32,163
87 Ancora Advisors LLC 0.44% of their portfolio Cleveland, OH 205,486205.5k $17.8m $17.8m 0.44% Added +32.2k +32,236
88 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 203,000203.0k $17.6m $17.6m 0.04% New
89 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 201,694201.7k $17.5m $17.5m 0.02% Added +187.9k +187,862
90 Patton Albertson Miller Group, LLC 2.47% of their portfolio Chattanooga, TN 200,647200.6k $17.4m $17.4m 2.47% Added +12.5k +12,507
91 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 200,619200.6k $17.4m $17.4m 0.02% Reduced -52.8k -52,752
92 Ethos Financial Group, LLC 3.03% of their portfolio KING OF PRUSSIA, PA 198,511198.5k $17.2m $17.2m 3.03% Added +9.0k +8,979
93 Dynamic Advisor Solutions LLC 0.53% of their portfolio PHOENIX, AZ 194,846194.8k $16.9m $16.9m 0.53% Added +5.3k +5,277
94 FIDUCIARY FINANCIAL GROUP, LLC 4.18% of their portfolio SAN RAFAEL, CA 193,444193.4k $17.3m $17.3m 4.18% First filing
95 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 191,936191.9k $16.6m $16.6m 0.03% Reduced -2.8k -2,765
96 Wealthcare Advisory Partners LLC 0.50% of their portfolio WEST CHESTER, PA 186,113186.1k $16.1m $16.1m 0.50% Added +3.5k +3,472
97 KESTRA PRIVATE WEALTH SERVICES, LLC 0.32% of their portfolio AUSTIN, TX 183,752183.8k $15.9m $15.9m 0.32% Reduced -25.3k -25,263
98 Atria Wealth Solutions, Inc. 0.18% of their portfolio NEW YORK, NY 183,329183.3k $15.9m $15.9m 0.18% Added +6.0k +6,017
99 Eagle Strategies LLC 3.02% of their portfolio NEW YORK, NY 182,448182.4k $15.8m $15.8m 3.02% Added +158.2k +158,206
100 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 181,838181.8k $16.0m $16.0m 0.10% Reduced -37.1k -37,121