Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

543 institutional holders +11 vs Q1 2024
138,197,801138.2m shares reported held*
$7.6bnreported value*
41 new 254 added 175 reduced 28 sold out net sold ≈ $1.2bn (-26.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($425.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.77. Options: 2 managers hold calls ($37.0k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437Q3 23: 446Q4 23: 507Q1 24: 532Q2 24: 543543Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437
Q3 2023446
Q4 2023507
Q1 2024532
Q2 2024543

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ2 23: 199 bought or addedQ2 23: 219 cut or sold outQ2 23Q3 23: 230 bought or addedQ3 23: 199 cut or sold outQ4 23: 252 bought or addedQ4 23: 205 cut or sold outQ4 23Q1 24: 299 bought or addedQ1 24: 214 cut or sold outQ2 24: 295 bought or addedQ2 24: 203 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228
Q2 2023199219
Q3 2023230199
Q4 2023252205
Q1 2024299214
Q2 2024295203

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 23 calls: $58.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $5.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $16.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $37.0kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$58.5k$00.00
Q4 2023$5.0k$00.00
Q1 2024$16.0k$00.00
Q2 2024$37.0k$00.00

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +1,084,117+1.1m
LPL Financial LLC Added +687,098+687.1k
AMERIPRISE FINANCIAL INC Added +451,807+451.8k
BANK OF AMERICA CORP /DE/ Added +408,051+408.1k
UBS Group AG Added +284,514+284.5k
Cetera Investment Advisers Added +232,129+232.1k
ROYAL BANK OF CANADA Added +229,803+229.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +210,398+210.4k
GOLDMAN SACHS GROUP INC Added +210,177+210.2k
WELLS FARGO & COMPANY/MN Added +207,758+207.8k

Biggest sellers

MORGAN STANLEY Reduced -27,301,458-27.3m
Global Assets Advisory, LLC Sold out -4,216,002-4.2m
JPMORGAN CHASE & CO Reduced -674,086-674.1k
Fifth Third Securities, Inc. Reduced -568,955-569.0k
Financial Advocates Investment Management Reduced -180,076-180.1k
OSAIC HOLDINGS, INC. Reduced -164,551-164.6k
GeoWealth Management, LLC Reduced -162,512-162.5k
Advisory Alpha, LLC Reduced -137,045-137.0k
PFG Investments, LLC Reduced -107,676-107.7k
ICA Group Wealth Management, LLC Reduced -93,729-93.7k

Biggest calls

SIMPLEX TRADING, LLC Added $37.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 19,372,72219.4m $1.1bn $1.1bn 0.53% Added +687.1k +687,098
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 14,963,66415.0m $819.3m $819.3m 0.06% Reduced -27.3m -27,301,458
3 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 8,758,5088.8m $479.5m $479.5m 0.12% Added +207.8k +207,758
4 Raymond James Financial Services Advisors, Inc. 0.54% of their portfolio ST. PETERSBURG, FL 6,872,7566.9m $376.3m $376.3m 0.54% Added +1.1m +1,084,117
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,050,9175.1m $276.5m $276.5m 0.03% Added +408.1k +408,051
6 COMMONWEALTH EQUITY SERVICES, LLC 0.40% of their portfolio WALTHAM, MA 4,634,7694.6m $253.8m $253.8m 0.40% Added +210.4k +210,398
7 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 4,499,5664.5m $246.3m $246.3m 0.07% Added +451.8k +451,807
8 UBS Group AG 0.07% of their portfolio ZURICH, V8 4,144,3024.1m $226.9m $226.9m 0.07% Added +284.5k +284,514
9 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 3,209,4453.2m $175.7m $175.7m 0.06% Added +159.0k +159,003
10 OSAIC HOLDINGS, INC. 0.39% of their portfolio SCOTTSDALE, AZ 2,990,5173.0m $163.7m $163.7m 0.39% Reduced -164.6k -164,551
11 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,919,2462.9m $159.8m $159.8m 0.04% Added +229.8k +229,803
12 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,818,0552.8m $154.3m $154.3m 0.10% Added +64.2k +64,200
13 Kestra Advisory Services, LLC 0.78% of their portfolio AUSTIN, TX 2,545,1162.5m $139.3m $139.3m 0.78% Added +3.0k +2,985
14 Cetera Investment Advisers 0.31% of their portfolio SCHAUMBURG, IL 2,496,2252.5m $136.7m $136.7m 0.31% Added +232.1k +232,129
15 Cambridge Investment Research Advisors, Inc. 0.39% of their portfolio FAIRFIELD, IA 1,929,7841.9m $105.7m $105.7m 0.39% Added +53.7k +53,693
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 1,862,9131.9m $102.0m $102.0m 0.10% Added +71.0k +71,047
17 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,640,2901.6m $89.8m $89.8m 0.10% Added +72.7k +72,701
18 Private Advisor Group, LLC 0.59% of their portfolio MORRISTOWN, NJ 1,611,0841.6m $88.2m $88.2m 0.59% Added +59.1k +59,099
19 Csenge Advisory Group 3.40% of their portfolio CLEARWATER, FL 1,094,6171.1m $59.9m $59.9m 3.40% Added +72.7k +72,712
20 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 1,054,8271.1m $57.8m $57.8m 0.23% Added +134.9k +134,925
21 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 993,943993.9k $54.4m $54.4m 0.04% Added +16.2k +16,228
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 957,282957.3k $52.4m $52.4m 0.00% Reduced -674.1k -674,086
23 Equitable Holdings, Inc. 0.54% of their portfolio NEW YORK, NY 943,358943.4k $51.6m $51.6m 0.54% Added +14.0k +13,962
24 Integrated Wealth Concepts LLC 0.68% of their portfolio WALTHAM, MA 914,644914.6k $50.1m $50.1m 0.68% Added +20.3k +20,293
25 Prospera Financial Services Inc 1.32% of their portfolio Dallas, TX 863,996864.0k $47.3m $47.3m 1.32% Added +37.8k +37,791
26 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 860,535860.5k $47.1m $47.1m 0.07% Added +39.2k +39,189
27 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 752,466752.5k $41.2m $41.2m 0.06% Added +85.0k +85,018
28 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 714,703714.7k $39.1m $39.1m 0.08% Added +24.9k +24,887
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.77% of their portfolio AUSTIN, TX 698,556698.6k $38.2m $38.2m 0.77% Added +17.3k +17,252
30 NewEdge Advisors, LLC 0.26% of their portfolio NEW ORLEANS, LA 656,385656.4k $35.9m $35.9m 0.26% Reduced -7.7k -7,711
31 D.A. DAVIDSON & CO. 0.31% of their portfolio GREAT FALLS, MT 644,886644.9k $35.3m $35.3m 0.31% Reduced -2.5k -2,493
32 Atria Wealth Solutions, Inc. 0.38% of their portfolio NEW YORK, NY 618,896618.9k $33.9m $33.9m 0.38% Reduced -6.2k -6,187
33 RVW Wealth, LLC 3.38% of their portfolio LOS ANGELES, CA 618,186618.2k $33.8m $33.8m 3.38% Reduced -1.8k -1,803
34 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 606,641606.6k $33.2m $33.2m 0.10% Added +9.8k +9,824
35 Steward Partners Investment Advisory, LLC 0.34% of their portfolio STAMFORD, CT 581,187581.2k $31.8m $31.8m 0.34% Reduced -23.0k -22,983
36 AVANTAX ADVISORY SERVICES, INC. 0.22% of their portfolio DALLAS, TX 567,723567.7k $31.1m $31.1m 0.22% Added +90.9k +90,903
37 HARBOUR INVESTMENTS, INC. 1.00% of their portfolio MADISON, WI 542,645542.6k $29.7m $29.7m 1.00% Reduced -7.5k -7,524
38 AFFINITY WEALTH MANAGEMENT LLC 5.18% of their portfolio WILMINGTON, DE 519,010519.0k $28.4m $28.4m 5.18% Added +81.8k +81,754
39 Koshinski Asset Management, Inc. 2.51% of their portfolio DECATUR, IL 496,712496.7k $27.1m $27.1m 2.51% Reduced -3.8k -3,753
40 Ascension Capital Advisors, Inc. 14.20% of their portfolio Houston, TX 488,411488.4k $26.7m $26.7m 14.20% Added +14.7k +14,746
41 Financial Partners Group, Inc 4.19% of their portfolio Overland Park, KS 484,936484.9k $26.6m $26.6m 4.19% Added +27.4k +27,359
42 Aptus Capital Advisors, LLC 0.49% of their portfolio FAIRHOPE, AL 470,966471.0k $25.8m $25.8m 0.49% Added +52.4k +52,383
43 Horizon Advisory Services, Inc. 12.31% of their portfolio WEST HENRIETTA, NY 469,610469.6k $25.7m $25.7m 12.31% Reduced -11.9k -11,950
44 GUARDIAN WEALTH ADVISORS, LLC / NC 2.98% of their portfolio RALEIGH, NC 464,850464.9k $25.5m $25.5m 2.98% Added +48.5k +48,512
45 CWM, LLC 0.11% of their portfolio OMAHA, NE 437,626437.6k $24.0m $24.0m 0.11% Added +53.6k +53,575
46 Hobart Private Capital, LLC 6.50% of their portfolio CHARLOTTE, NC 417,184417.2k $22.8m $22.8m 6.50% Added +170.9k +170,943
47 Solano Wealth Management, Inc. 12.01% of their portfolio Fairfield, CA 400,443400.4k $21.9m $21.9m 12.01% Added +11.7k +11,691
48 Sweet Financial Partners, LLC 4.93% of their portfolio FAIRMONT, MN 393,936393.9k $21.6m $21.6m 4.93% Reduced -4.6k -4,602
49 Stratos Wealth Partners, LTD. 0.34% of their portfolio BEACHWOOD, OH 393,216393.2k $21.5m $21.5m 0.34% Added +8.8k +8,764
50 INDEPENDENT FINANCIAL GROUP, LLC 0.86% of their portfolio SAN DIEGO, CA 391,137391.1k $21.4m $21.4m 0.86% Added +60.4k +60,447
51 Fifth Third Securities, Inc. 1.95% of their portfolio Cincinnati, OH 384,594384.6k $21.1m $21.1m 1.95% Reduced -569.0k -568,955
52 ABLE Financial Group, LLC 7.37% of their portfolio SCOTTSDALE, AZ 372,384372.4k $20.4m $20.4m 7.37% Added +318 +318
53 Western Wealth Management, LLC 1.47% of their portfolio GOLDEN, CO 362,414362.4k $19.8m $19.8m 1.47% Added +3.1k +3,150
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.34% of their portfolio ST. LOUIS, MO 356,723356.7k $19.5m $19.5m 0.34% Added +12.4k +12,417
55 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 352,350352.4k $19.3m $19.3m 0.06% Added +369 +369
56 Mariner, LLC 0.04% of their portfolio Overland Park, KS 346,927346.9k $19.0m $19.0m 0.04% Added +17.5k +17,515
57 Crumly & Associates Inc. 5.35% of their portfolio SPRINGFIELD, IL 339,613339.6k $18.6m $18.6m 5.35% Reduced -819 -819
58 Perennial Investment Advisors, LLC 2.54% of their portfolio Los Angeles, CA 324,521324.5k $17.8m $17.8m 2.54% Added +19.8k +19,794
59 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 316,833316.8k $17.3m $17.3m 0.02% Added +3.8k +3,798
60 BEACON FINANCIAL GROUP 1.93% of their portfolio DALLAS, TX 309,426309.4k $16.9m $16.9m 1.93% Reduced -8.3k -8,316
61 Key Client Fiduciary Advisors, LLC 8.37% of their portfolio Fairfield, NJ 302,692302.7k $16.6m $16.6m 8.37% Added +129.9k +129,939
62 Jaffetilchin Investment Partners, LLC 1.36% of their portfolio TAMPA, FL 291,954292.0k $16.0m $16.0m 1.36% Reduced -8.6k -8,616
63 PARK NATIONAL CORP /OH/ 0.58% of their portfolio NEWARK, OH 285,652285.7k $15.6m $15.6m 0.58% Reduced -7.3k -7,347
64 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 279,500279.5k $15.3m $15.3m 0.01% Reduced -19.0k -18,987
65 Good Life Advisors, LLC 1.23% of their portfolio READING, PA 272,956273.0k $14.9m $14.9m 1.23% Reduced -31.3k -31,261
66 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 260,177260.2k $14.2m $14.2m 0.00% Added +210.2k +210,177
67 Ergawealth Advisors, Inc. 7.75% of their portfolio OAK BROOK, IL 260,084260.1k $14.2m $14.2m 7.75% Added +8.1k +8,135
68 Arax Advisory Partners 1.33% of their portfolio NEW YORK, NY 249,054249.1k $13.6m $13.6m 1.33% Reduced -1.6k -1,611
69 Next Level Private LLC 5.87% of their portfolio HARRISON, NY 234,422234.4k $12.8m $12.8m 5.87% Added +165.0k +164,993
70 Traction Financial Partners, LLC 9.51% of their portfolio LITTLETON, CO 230,311230.3k $13.1m $13.1m 9.51% Added +14.2k +14,204
71 Foundations Investment Advisors, LLC 0.30% of their portfolio PHOENIX, AZ 229,311229.3k $12.6m $12.6m 0.30% Added +12.3k +12,311
72 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 227,536227.5k $12.5m $12.5m 0.04% Added +9.1k +9,123
73 Pine Valley Investments Ltd Liability Co 0.90% of their portfolio MARLTON, NJ 222,933222.9k $12.2m $12.2m 0.90% Reduced -5.2k -5,248
74 Sanctuary Advisors, LLC 0.09% of their portfolio INDIANAPOLIS, IN 218,356218.4k $11.8m $11.8m 0.09% First filing
75 Valmark Advisers, Inc. 0.19% of their portfolio AKRON, OH 202,974203.0k $11.1m $11.1m 0.19% Added +2.8k +2,830
76 IHT Wealth Management, LLC 0.41% of their portfolio Chicago, IL 202,150202.2k $11.1m $11.1m 0.41% Reduced -6.5k -6,526
77 Aspire Capital Advisors LLC 3.62% of their portfolio SEATTLE, WA 201,997202.0k $11.1m $11.1m 3.62% Added +6.3k +6,314
78 Gladstone Institutional Advisory LLC 0.58% of their portfolio Bedminster, NJ 201,782201.8k $11.0m $11.0m 0.58% Reduced -3.3k -3,276
79 IFG Advisory, LLC 0.70% of their portfolio ATLANTA, GA 198,881198.9k $10.9m $10.9m 0.70% Added +133.4k +133,420
80 First Heartland Consultants, Inc. 1.08% of their portfolio LAKE ST. LOUIS, MO 197,497197.5k $10.8m $10.8m 1.08% Reduced -63.9k -63,884
81 First Horizon Advisors, Inc. 0.33% of their portfolio MEMPHIS, TN 196,653196.7k $10.8m $10.8m 0.33% Added +7.1k +7,110
82 Legacy Capital Wealth Partners, LLC 2.71% of their portfolio LITTLE ROCK, AR 194,507194.5k $10.6m $10.6m 2.71% New
83 SILVER OAK SECURITIES, INCORPORATED 1.58% of their portfolio JACKSON, TN 192,884192.9k $10.6m $10.6m 1.58% Added +1.2k +1,160
84 US FINANCIAL ADVISORS, LLC 3.53% of their portfolio BRAINTREE, MA 192,349192.3k $10.5m $10.5m 3.53% Added +3.1k +3,102
85 HOWARD FINANCIAL SERVICES, LTD. 1.72% of their portfolio DALLAS, TX 191,951192.0k $10.5m $10.5m 1.72% Reduced -2.0k -2,018
86 Concurrent Investment Advisors, LLC 0.35% of their portfolio Tampa, FL 191,723191.7k $10.5m $10.5m 0.35% Reduced -11.5k -11,482
87 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 190,173190.2k $10.4m $10.4m 0.03% Added +8.2k +8,181
88 PINNACLE ASSOCIATES LTD 0.16% of their portfolio NEW YORK, NY 183,981184.0k $10.1m $10.1m 0.16% Added +4.3k +4,338
89 PFG Advisors 0.67% of their portfolio Phoenix, AZ 182,257182.3k $10.0m $10.0m 0.67% Reduced -3.6k -3,600
90 Plotkin Financial Advisors, LLC 6.28% of their portfolio CHEVY CHASE, MD 178,450178.4k $9.8m $9.8m 6.28% Reduced -2.6k -2,631
91 Sanchez Wealth Management Group 3.13% of their portfolio JACKSONVILLE, FL 176,690176.7k $9.7m $9.7m 3.13% Added +1.9k +1,867
92 Scarborough Advisors, LLC 3.93% of their portfolio ANNAPOLIS, MD 174,810174.8k $9.6m $9.6m 3.93% New
93 Cedrus LLC 4.64% of their portfolio Littleton, CO 169,438169.4k $9.3m $9.3m 4.64% Added +12.9k +12,910
94 Stratos Wealth Advisors, LLC 0.43% of their portfolio BEACHWOOD, OH 157,042157.0k $8.6m $8.6m 0.43% Added +23.0k +23,026
95 Ameritas Advisory Services, LLC 0.32% of their portfolio Lincoln, NE 153,861153.9k $8.4m $8.4m 0.32% Reduced -92 -92
96 Sigma Planning Corp 0.27% of their portfolio ANN ARBOR, MI 153,652153.7k $8.4m $8.4m 0.27% Reduced -22.2k -22,165
97 Wagner Wealth Management, LLC 2.52% of their portfolio GREENVILLE, SC 153,639153.6k $8.4m $8.4m 2.52% Reduced -18.5k -18,510
98 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 152,753152.8k $8.4m $8.4m 0.02% Reduced -39.5k -39,478
99 Asset Allocation Strategies LLC 2.80% of their portfolio FARMINGTON, MI 152,013152.0k $8.3m $8.3m 2.80% Reduced -6.0k -6,045
100 AJ Advisors, LLC 4.53% of their portfolio NASHVILLE, TN 149,522149.5k $8.2m $8.2m 4.53% Reduced -2.9k -2,850