Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

111 institutional holders +2 vs Q1 2024
17,697,29817.7m shares reported held*
$578.9mreported value*
13 new 44 added 34 reduced 12 sold out net bought ≈ $103.4m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.71. Options: 1 managers hold calls ($94.8k notional), 1 hold puts ($55.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164Q2 23: 149Q3 23: 144Q4 23: 133Q1 24: 109Q2 24: 111111Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164
Q2 2023149
Q3 2023144
Q4 2023133
Q1 2024109
Q2 2024111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ2 23: 58 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 84 cut or sold outQ4 23: 37 bought or addedQ4 23: 98 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 85 cut or sold outQ2 24: 57 bought or addedQ2 24: 46 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228564
Q1 20238175
Q2 20235889
Q3 20234884
Q4 20233798
Q1 20243585
Q2 20245746

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 23 calls: $24.4kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $81.8kQ4 23 puts: $3.1kQ4 23P/C 0.04Q1 24 calls: $107.4kQ1 24 puts: $9.8kQ1 24P/C 0.09Q2 24 calls: $94.8kQ2 24 puts: $55.6kQ2 24P/C 0.59
Numbers
QuarterCallsPutsP/C
Q3 2023$24.4k$00.00
Q4 2023$81.8k$3.1k0.04
Q1 2024$107.4k$9.8k0.09
Q2 2024$94.8k$55.6k0.59

Biggest buyers

OXFORD FINANCIAL GROUP, LTD. LLC New +2,097,491+2.1m
JPMORGAN CHASE & CO Added +1,555,918+1.6m
OneDigital Investment Advisors LLC New +79,506+79.5k
Bank of New York Mellon Corp Added +42,538+42.5k
CAPTRUST FINANCIAL ADVISORS Added +35,300+35.3k
Janney Montgomery Scott LLC Added +29,944+29.9k
Foundations Investment Advisors, LLC New +28,146+28.1k
CW Advisors, LLC New +27,016+27.0k
Trilogy Capital Inc. New +23,690+23.7k
Philip James Wealth Mangement, LLC Added +23,121+23.1k

Biggest sellers

Rockefeller Capital Management L.P. Reduced -199,702-199.7k
TWIN FOCUS CAPITAL PARTNERS, LLC Sold out -102,775-102.8k
JNBA Financial Advisors Reduced -78,791-78.8k
Kingsview Wealth Management, LLC Sold out -77,728-77.7k
CITADEL ADVISORS LLC Reduced -60,366-60.4k
EQUITABLE TRUST CO Sold out -59,326-59.3k
Edge Capital Group, LLC Reduced -50,639-50.6k
PARSONS CAPITAL MANAGEMENT INC/RI Sold out -40,595-40.6k
LPL Financial LLC Reduced -35,779-35.8k
MACROVIEW INVESTMENT MANAGEMENT LLC Reduced -35,207-35.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $94.8k2.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $55.6k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 8,997,3169.0m $294.0m $294.0m 0.01% Added +1.6m +1,555,918
2 OXFORD FINANCIAL GROUP, LTD. LLC 4.52% of their portfolio INDIANAPOLIS, IN 2,097,4912.1m $68.5m $68.5m 4.52% New
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 632,351632.4k $20.7m $20.7m 0.01% Reduced -35.8k -35,779
4 One Charles Private Wealth Services, LLC 5.38% of their portfolio HINGHAM, MA 395,583395.6k $12.9m $12.9m 5.38% Added +12.0k +11,963
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 367,071367.1k $12.0m $12.0m 0.00% Added +8.7k +8,653
6 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 274,014274.0k $9.0m $9.0m 0.03% Reduced -199.7k -199,702
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 262,410262.4k $8.6m $8.6m 0.01% Reduced -7.6k -7,561
8 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 252,853252.9k $8.3m $8.3m 0.03% Added +35.3k +35,300
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 246,653246.7k $8.1m $8.1m 0.00% Added +7.6k +7,623
10 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 223,372223.4k $7.3m $7.3m 0.00% Added +42.5k +42,538
11 Lowe Wealth Advisors, LLC 3.32% of their portfolio COLUMBIA, MD 222,824222.8k $7.3m $7.3m 3.32% Added +8.8k +8,799
12 Cullen/Frost Bankers, Inc. 0.08% of their portfolio San Antonio, TX 172,000172.0k $5.6m $5.6m 0.08% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 170,551170.6k $5.6m $5.6m 0.00% Added +2.0k +2,034
14 Moors & Cabot, Inc. 0.29% of their portfolio BOSTON, MA 163,822163.8k $5.4m $5.4m 0.29% Reduced -2.8k -2,831
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 153,227153.2k $5.0m $5.0m 0.00% Reduced -6.0k -6,030
16 Longview Financial Advisors, Inc. 3.69% of their portfolio HUNTSVILLE, AL 148,432148.4k $4.9m $4.9m 3.69% Added +1.2k +1,212
17 Philip James Wealth Mangement, LLC 3.14% of their portfolio MILTON, GA 144,283144.3k $4.7m $4.7m 3.14% Added +23.1k +23,121
18 Edge Capital Group, LLC 0.19% of their portfolio ATLANTA, GA 122,703122.7k $4.0m $4.0m 0.19% Reduced -50.6k -50,639
19 Atlas Wealth Partners, LLC 15.73% of their portfolio WYOMISSING, PA 113,672113.7k $3.7m $3.7m 15.73% Added +1.0k +1,019
20 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 111,070111.1k $3.6m $3.6m 0.03% First filing
21 Aptus Capital Advisors, LLC 0.07% of their portfolio FAIRHOPE, AL 107,268107.3k $3.5m $3.5m 0.07% Added +132 +132
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,541101.5k $3.3m $3.3m 0.00% Added +19.5k +19,539
23 NewEdge Wealth, LLC 0.07% of their portfolio STAMFORD, CT 100,156100.2k $3.3m $3.3m 0.07% Added +107 +107
24 Hilltop National Bank 1.01% of their portfolio CASPER, WY 96,21796.2k $3.1m $3.1m 1.01% Added +10.8k +10,802
25 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 93,63093.6k $3.1m $3.1m 0.01% Added +29.9k +29,944
26 GUARDIAN WEALTH ADVISORS, LLC / NC 0.34% of their portfolio RALEIGH, NC 90,10190.1k $2.9m $2.9m 0.34% Added +2.0k +2,040
27 EagleClaw Capital Managment, LLC 0.51% of their portfolio BOSTON, MA 85,91085.9k $2.8m $2.8m 0.51% Added +1.2k +1,200
28 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 84,35284.4k $2.8m $2.8m 0.05% Added +637 +637
29 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 79,50679.5k $2.6m $2.6m 0.03% New
30 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 79,22379.2k $2.6m $2.6m 0.00% Reduced -3.7k -3,700
31 NCM Capital Management, LLC 1.31% of their portfolio RAMSEY, NJ 76,63876.6k $2.5m $2.5m 1.31% Added +305 +305
32 JNBA Financial Advisors 0.25% of their portfolio BLOOMINGTON, MN 72,88572.9k $2.4m $2.4m 0.25% Reduced -78.8k -78,791
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 69,62469.6k $2.3m $2.3m 0.00% Reduced -16.2k -16,247
34 Pekin Hardy Strauss, Inc. 0.27% of their portfolio CHICAGO, IL 60,32360.3k $2.0m $2.0m 0.27% Reduced -3.9k -3,947
35 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 58,23058.2k $1.9m $1.9m 0.07% Reduced -3.0k -3,005
36 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 50,08650.1k $1.6m $1.6m 0.02% Added +2.5k +2,470
37 PECAUT & CO. 0.60% of their portfolio SIOUX CITY, IA 48,15048.1k $1.6m $1.6m 0.60% Reduced -6.0k -6,000
38 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 45,77745.8k $1.5m $1.5m 0.07% Added +127 +127
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 45,68245.7k $1.5m $1.5m 0.00% Reduced -507 -507
40 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 42,25442.3k $1.4m $1.4m 0.01% Added +928 +928
41 Auxano Advisors, LLC 0.37% of their portfolio BELLEVUE, WA 40,78340.8k $1.3m $1.3m 0.37% Reduced -29.9k -29,887
42 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,67239.7k $1.3m $1.3m 0.00% Added +43 +43
43 Compass Ion Advisors, LLC 0.18% of their portfolio CONSHOHOCKEN, PA 39,56639.6k $1.3m $1.3m 0.18% Unchanged
44 Abacus Planning Group, Inc. 0.25% of their portfolio COLUMBIA, SC 39,38539.4k $1.3m $1.3m 0.25% Reduced -951 -951
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 37,26937.3k $1.2m $1.2m 0.00% Added +14.6k +14,580
46 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 35,00335.0k $1.1m $1.1m 0.01% Unchanged
47 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 33,81533.8k $1.1m $1.1m 0.02% Added +541 +541
48 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,80233.8k $1.1m $1.1m 0.01% Added +43 +43
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,40833.4k $1.1m $1.1m 0.00% Added +13.8k +13,764
50 Ausdal Financial Partners, Inc. 0.12% of their portfolio Davenport, IA 33,16633.2k $1.1m $1.1m 0.12% Added +61 +61
51 TrinityPoint Wealth, LLC 0.16% of their portfolio MILFORD, CT 31,73931.7k $1.0m $1.0m 0.16% Reduced -9.7k -9,651
52 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 28,14628.1k $919.8k $919.8k 0.02% New
53 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 27,01627.0k $882.9k $882.9k 0.01% New
54 Baker Ellis Asset Management LLC 0.12% of their portfolio Vancouver, WA 24,61024.6k $804.3k $804.3k 0.12% Reduced -1.5k -1,460
55 Trilogy Capital Inc. 0.04% of their portfolio IRVINE, CA 23,69023.7k $774.2k $774.2k 0.04% New
56 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 23,38423.4k $764.2k $764.2k 0.03% Reduced -1.7k -1,660
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,77422.8k $744.2k $744.2k 0.00% Reduced -1.3k -1,322
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,25021.2k $694.5k $694.5k 0.00% Unchanged
59 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 20,67220.7k $675.6k $675.6k 0.00% Added +12.0k +11,952
60 Fernwood Investment Management, LLC 0.21% of their portfolio QUINCY, MA 20,63520.6k $674.3k $674.3k 0.21% Added +162 +162
61 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.38% of their portfolio JUPITER, FL 20,30320.3k $663.5k $663.5k 0.38% Reduced -5.1k -5,095
62 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 19,14219.1k $625.6k $625.6k 0.00% Added +6.1k +6,093
63 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 16,50016.5k $539.2k $539.2k 0.00% Unchanged
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,78215.8k $515.7k $515.7k 0.00% Added +6.3k +6,273
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 15,35715.4k $507.7k $507.7k 0.00% Added +13.2k +13,179
66 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.14% of their portfolio BETHLEHEM, PA 15,03115.0k $491.2k $491.2k 0.14% Unchanged
67 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 14,55914.6k $475.8k $475.8k 0.02% Reduced -143 -143
68 SCHWARTZ INVESTMENT COUNSEL INC 0.02% of their portfolio PLYMOUTH, MI 14,00014.0k $457.5k $457.5k 0.02% Unchanged
69 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 13,68213.7k $447.1k $447.1k 0.00% Reduced -15.0k -14,967
70 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,54412.5k $409.9k $409.9k 0.00% Added +12.0k +12,044
71 MACROVIEW INVESTMENT MANAGEMENT LLC 0.42% of their portfolio BETHESDA, MD 12,07612.1k $394.7k $394.7k 0.42% Reduced -35.2k -35,207
72 STAR Financial Bank 0.28% of their portfolio FORT WAYNE, IN 11,27911.3k $368.6k $368.6k 0.28% Reduced -3.6k -3,629
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,53710.5k $344.3k $344.3k 0.00% Reduced -14.0k -14,011
74 GARRISON POINT ADVISORS, LLC 0.22% of their portfolio Walnut Creek, CA 10,25910.3k $335.3k $335.3k 0.22% Unchanged
75 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.13% of their portfolio THE WOODLANDS, TX 9,6009.6k $345.1k $345.1k 0.13% Reduced -1.9k -1,925
76 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 9,3669.4k $306.1k $306.1k 0.02% Added +80 +80
77 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,9769.0k $293.3k $293.3k 0.00% Added +502 +502
78 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,9569.0k $292.7k $292.7k 0.01% Reduced -10.9k -10,890
79 Autumn Glory Partners, LLC 0.14% of their portfolio DALLAS, TX 8,5138.5k $278.2k $278.2k 0.14% Unchanged
80 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,1208.1k $265.4k $265.4k 0.00% Added +746 +746
81 KMG FIDUCIARY PARTNERS, LLC 0.03% of their portfolio TOLEDO, OH 7,9007.9k $258.2k $258.2k 0.03% Unchanged
82 LAKE STREET ADVISORS GROUP, LLC 0.01% of their portfolio PORTSMOUTH, NH 7,7317.7k $252.7k $252.7k 0.01% Added +607 +607
83 New England Private Wealth Advisors LLC 0.04% of their portfolio WELLESLEY, MA 7,6467.6k $249.9k $249.9k 0.04% Reduced -9.8k -9,766
84 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 6,8026.8k $222.0k $222.0k 0.00% New
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,5506.5k $214.1k $214.1k 0.00% Reduced -128 -128
86 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6,5166.5k $212.9k $212.9k 0.00% Added +19 +19
87 Crescent Grove Advisors, LLC 0.02% of their portfolio LAKE FOREST, IL 6,2506.2k $204.2k $204.2k 0.02% Reduced -905 -905
88 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,2366.2k $203.8k $203.8k 0.01% Unchanged
89 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 5,9355.9k $213.0k $213.0k 0.01% New
90 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,9185.9k $193.4k $193.4k 0.00% Reduced -12.6k -12,583
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,9384.9k $161.4k $161.4k 0.00% Reduced -60.4k -60,366
92 Spectrum Wealth Counsel, LLC 0.02% of their portfolio INDIANAPOLIS, IN 3,8613.9k $126.2k $126.2k 0.02% Unchanged
93 Front Row Advisors LLC 0.03% of their portfolio TIBURON, CA 2,7502.8k $89.9k $89.9k 0.03% Unchanged
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0762.1k $67.9k $67.9k 0.00% Added +330 +330
95 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 2,0502.0k $67.0k $67.0k 0.01% Unchanged
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8211.8k $60.0k $60.0k 0.00% Added +1.4k +1,417
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,4781.5k $48.3k $48.3k 0.00% New
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,4371.4k $47.0k $47.0k 0.00% Added +784 +784
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 769769 $25.1k $25.1k 0.00% New
100 Painted Porch Advisors LLC 0.01% of their portfolio SANTA BARBARA, CA 420420 $13.7k $13.7k 0.01% New