Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

233 institutional holders +6 vs Q1 2024
10,946,46410.9m shares reported held*
$1.3bnreported value*
26 new 63 added 93 reduced 21 sold out net sold ≈ $589.6m (-4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $123.28. Options: 2 managers hold calls ($468.5k notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199Q3 23: 201Q4 23: 231Q1 24: 227Q2 24: 233233Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199
Q3 2023201
Q4 2023231
Q1 2024227
Q2 2024233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ2 23: 117 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 81 cut or sold outQ4 23: 119 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 108 bought or addedQ1 24: 97 cut or sold outQ2 24: 89 bought or addedQ2 24: 114 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969
Q2 202311747
Q3 202310181
Q4 202311983
Q1 202410897
Q2 202489114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 23 calls: $2.6mQ3 23 puts: $374.4kQ3 23P/C 0.14Q4 23 calls: $3.4mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $731.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $468.5kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$2.6m$374.4k0.14
Q4 2023$3.4m$00.00
Q1 2024$731.0k$00.00
Q2 2024$468.5k$00.00

Biggest buyers

Atlas Private Wealth Advisors Added +121,483+121.5k
GTS SECURITIES LLC Added +79,717+79.7k
RAYMOND JAMES & ASSOCIATES Added +71,497+71.5k
Axiom Advisory, LLC New +34,650+34.6k
JANE STREET GROUP, LLC New +34,372+34.4k
Cresset Asset Management, LLC New +33,566+33.6k
Cetera Investment Advisers Added +32,038+32.0k
CHOREO, LLC Added +23,195+23.2k
Mach-1 Financial Group, LLC New +16,934+16.9k
Integrated Wealth Concepts LLC Added +14,910+14.9k

Biggest sellers

MORGAN STANLEY Reduced -4,162,638-4.2m
AFFINITY WEALTH MANAGEMENT LLC Reduced -198,979-199.0k
JPMORGAN CHASE & CO Reduced -121,500-121.5k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -100,936-100.9k
Private Advisor Group, LLC Reduced -59,088-59.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -48,891-48.9k
Darwin Wealth Management, LLC Sold out -42,535-42.5k
WELLS FARGO & COMPANY/MN Reduced -39,673-39.7k
OSAIC HOLDINGS, INC. Reduced -37,587-37.6k
Dynasty Wealth Management, LLC Sold out -33,304-33.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $468.5k3.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,871,4961.9m $230.7m $230.7m 0.02% Reduced -4.2m -4,162,638
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,380,5691.4m $170.2m $170.2m 0.04% Reduced -39.7k -39,673
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 869,341869.3k $107.2m $107.2m 0.05% Reduced -20.1k -20,060
4 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 782,719782.7k $96.5m $96.5m 0.06% Added +71.5k +71,497
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 337,122337.1k $41.6m $41.6m 0.00% Reduced -11.3k -11,293
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 290,132290.1k $35.8m $35.8m 0.01% Reduced -7.5k -7,539
7 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 284,296284.3k $35.1m $35.1m 0.06% Reduced -33.0k -32,991
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 236,764236.8k $29.2m $29.2m 0.01% Reduced -23.6k -23,626
9 Atlas Private Wealth Advisors 4.67% of their portfolio RED BANK, NJ 232,821232.8k $28.7m $28.7m 4.67% Added +121.5k +121,483
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 217,152217.2k $26.8m $26.8m 0.01% Reduced -5.8k -5,766
11 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 204,228204.2k $25.2m $25.2m 0.04% Reduced -29.4k -29,429
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 204,066204.1k $25.2m $25.2m 0.00% Reduced -121.5k -121,500
13 Gratus Wealth Advisors, LLC 4.01% of their portfolio VIRGINIA BEACH, VA 188,655188.7k $23.3m $23.3m 4.01% Reduced -2.3k -2,340
14 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 142,102142.1k $17.5m $17.5m 0.04% Reduced -37.6k -37,587
15 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 140,268140.3k $17.3m $17.3m 0.03% Reduced -12.7k -12,705
16 Crumly & Associates Inc. 4.76% of their portfolio SPRINGFIELD, IL 133,986134.0k $16.5m $16.5m 4.76% Added +3.9k +3,921
17 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 130,012130.0k $16.0m $16.0m 0.02% Reduced -16.7k -16,659
18 Good Life Advisors, LLC 1.22% of their portfolio READING, PA 120,465120.5k $14.9m $14.9m 1.22% Reduced -13.5k -13,476
19 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 117,643117.6k $14.5m $14.5m 0.05% Reduced -23.8k -23,835
20 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 103,402103.4k $12.7m $12.7m 0.03% Added +32.0k +32,038
21 Garrett Wealth Advisory Group, LLC 4.50% of their portfolio WEATHERFORD, TX 99,48999.5k $12.3m $12.3m 4.50% Added +372 +372
22 AIFG Consultants Ltd. 9.01% of their portfolio HALFMOON, NY 98,28398.3k $12.1m $12.1m 9.01% Reduced -10.8k -10,842
23 GTS SECURITIES LLC 0.23% of their portfolio NEW YORK, NY 90,03090.0k $11.1m $11.1m 0.23% Added +79.7k +79,717
24 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 88,12188.1k $10.8m $10.8m 0.06% Added +240 +240
25 KICKSTAND VENTURES, LLC. 2.87% of their portfolio PITTSFORD, NY 85,11685.1k $10.5m $10.5m 2.87% Reduced -9.3k -9,330
26 Strategic Blueprint, LLC 0.67% of their portfolio ATLANTA, GA 80,34880.3k $9.9m $9.9m 0.67% Added +3.4k +3,391
27 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 76,88076.9k $9.5m $9.5m 0.02% Added +4.6k +4,642
28 New England Private Wealth Advisors LLC 1.65% of their portfolio WELLESLEY, MA 76,55876.6k $9.4m $9.4m 1.65% Reduced -1.6k -1,559
29 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 76,02376.0k $9.4m $9.4m 0.13% Added +14.9k +14,910
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 75,83075.8k $9.3m $9.3m 0.01% Added +3.9k +3,871
31 Frisch Financial Group, Inc. 2.53% of their portfolio MELVILLE, NY 67,65067.7k $8.3m $8.3m 2.53% Reduced -1.8k -1,811
32 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 66,88966.9k $8.2m $8.2m 0.09% Added +309 +309
33 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 64,77064.8k $8.0m $8.0m 0.02% Reduced -1.5k -1,520
34 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 60,52760.5k $7.5m $7.5m 0.03% Reduced -2.4k -2,365
35 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 58,16058.2k $7.2m $7.2m 0.05% Reduced -1.3k -1,258
36 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 55,69355.7k $6.9m $6.9m 0.02% Reduced -11.4k -11,409
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.13% of their portfolio AUSTIN, TX 54,39654.4k $6.7m $6.7m 0.13% Reduced -100.9k -100,936
38 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $6.2m $6.2m 0.01% Unchanged
39 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 47,07547.1k $5.8m $5.8m 0.04% Reduced -59.1k -59,088
40 NTV Asset Management LLC 0.79% of their portfolio Charleston, WV 44,71244.7k $5.5m $5.5m 0.79% Reduced -18.6k -18,552
41 Davis Investment Partners, LLC 2.28% of their portfolio CHARLOTTE, NC 43,99044.0k $5.6m $5.6m 2.28% Added +942 +942
42 CX Institutional 0.25% of their portfolio AUBURN, IN 43,84143.8k $5.4m $5.4m 0.25% Added +1.2k +1,224
43 StoneCrest Wealth Management, Inc. 3.87% of their portfolio CHANDLER, AZ 41,16841.2k $5.1m $5.1m 3.87% Reduced -11.5k -11,541
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 41,16041.2k $5.1m $5.1m 0.00% Added +9.2k +9,159
45 POM Investment Strategies, LLC 3.98% of their portfolio RALEIGH, NC 40,33840.3k $5.0m $5.0m 3.98% Reduced -1.9k -1,864
46 Vestmark Advisory Solutions, Inc. 0.19% of their portfolio Wakefield, MA 37,65537.7k $4.6m $4.6m 0.19% Added +677 +677
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 36,92536.9k $4.6m $4.6m 0.00% Reduced -1.3k -1,284
48 Shakespeare Wealth Management, LLC 1.30% of their portfolio Pewaukee, WI 36,45336.5k $4.5m $4.5m 1.30% Reduced -611 -611
49 CHOREO, LLC 0.08% of their portfolio ROCKFORD, IL 36,36236.4k $4.5m $4.5m 0.08% Added +23.2k +23,195
50 Axiom Advisory, LLC 0.05% of their portfolio SAN DIEGO, CA 34,65034.6k $4.2m $4.2m 0.05% New
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,37234.4k $4.2m $4.2m 0.00% New
52 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 33,56633.6k $4.1m $4.1m 0.02% New
53 Dana Investment Advisors, Inc. 0.13% of their portfolio BROOKFIELD, WI 32,24532.2k $4.0m $4.0m 0.13% Added +124 +124
54 WINTRUST INVESTMENTS LLC 0.35% of their portfolio CHICAGO, IL 32,24132.2k $4.0m $4.0m 0.35% Added +150 +150
55 Ausdal Financial Partners, Inc. 0.40% of their portfolio Davenport, IA 30,25230.3k $3.7m $3.7m 0.40% Reduced -3.8k -3,771
56 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 28,94528.9k $3.6m $3.6m 0.10% Reduced -4.4k -4,402
57 COZAD ASSET MANAGEMENT INC 0.32% of their portfolio CHAMPAIGN, IL 25,75525.8k $3.2m $3.2m 0.32% Added +285 +285
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,06224.1k $3.0m $3.0m 0.00% Reduced -24.6k -24,593
59 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 23,99824.0k $3.0m $3.0m 0.02% Reduced -667 -667
60 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 23,24423.2k $2.9m $2.9m 0.02% Added +2.1k +2,127
61 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 22,17822.2k $2.7m $2.7m 0.09% Added +1.7k +1,726
62 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 22,13422.1k $2.7m $2.7m 0.06% Added +3.2k +3,172
63 Mariner, LLC 0.01% of their portfolio Overland Park, KS 21,48021.5k $2.6m $2.6m 0.01% Added +6.0k +5,991
64 GUARDIAN WEALTH ADVISORS, LLC / NC 0.30% of their portfolio RALEIGH, NC 21,06621.1k $2.6m $2.6m 0.30% Reduced -922 -922
65 Baker Avenue Asset Management, LP 0.08% of their portfolio SAN FRANCISCO, CA 20,16420.2k $2.5m $2.5m 0.08% Reduced -993 -993
66 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 19,92619.9k $2.5m $2.5m 0.06% Added +1.8k +1,815
67 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 19,46419.5k $2.4m $2.4m 0.02% Added +199 +199
68 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 17,58117.6k $2.2m $2.2m 0.10% Added +25 +25
69 Clear Creek Financial Management, LLC 0.26% of their portfolio SILVERDALE, WA 17,45117.5k $2.2m $2.2m 0.26% Added +650 +650
70 Mach-1 Financial Group, LLC 1.47% of their portfolio Rogers, AR 16,93416.9k $2.1m $2.1m 1.47% New
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,82315.8k $2.0m $2.0m 0.00% Reduced -48.9k -48,891
72 Beck Bode, LLC 0.37% of their portfolio DEDHAM, MA 14,89814.9k $1.8m $1.8m 0.37% Reduced -7.1k -7,120
73 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 14,85414.9k $1.8m $1.8m 0.07% Added +767 +767
74 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 14,59714.6k $1.8m $1.8m 0.09% Reduced -9.3k -9,312
75 Richard W. Paul & Associates, LLC 0.69% of their portfolio NOVI, MI 14,41514.4k $1.8m $1.8m 0.69% Reduced -6.9k -6,917
76 BURKE & HERBERT BANK & TRUST CO 0.43% of their portfolio ALEXANDRIA, VA 14,32814.3k $1.8m $1.8m 0.43% New
77 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,84413.8k $1.7m $1.7m 0.00% Reduced -1.0k -1,011
78 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 13,57813.6k $1.7m $1.7m 0.07% Reduced -80 -80
79 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,47113.5k $1.7m $1.7m 0.01% Reduced -969 -969
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,17213.2k $1.6m $1.6m 0.00% Added +313 +313
81 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,12313.1k $1.6m $1.6m 0.02% Reduced -50 -50
82 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,79812.8k $1.6m $1.6m 0.02% Reduced -4.0k -4,007
83 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 12,71912.7k $1.6m $1.6m 0.04% Reduced -1.0k -1,048
84 Secure Asset Management, LLC 0.29% of their portfolio Troy, MI 12,53312.5k $1.5m $1.5m 0.29% Reduced -115 -115
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 12,50012.5k $1.5m $1.5m 0.00% Reduced -2.9k -2,900
86 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 12,43512.4k $1.5m $1.5m 0.03% Reduced -236 -236
87 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.49% of their portfolio New Cumberland, PA 11,93711.9k $1.5m $1.5m 0.49% Reduced -13.7k -13,671
88 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 11,92611.9k $1.5m $1.5m 0.01% New
89 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 11,77811.8k $1.5m $1.5m 0.02% Reduced -491 -491
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio ORLANDO, FL 11,61811.6k $1.4m $1.4m 0.13% Added +226 +226
91 Gateway Wealth Partners, LLC 0.42% of their portfolio APPLETON, WI 11,28311.3k $1.4m $1.4m 0.42% Added +9.2k +9,157
92 Sachetta, LLC 0.55% of their portfolio LYNNFIELD, MA 10,44910.4k $1.3m $1.3m 0.55% Reduced -4.0k -3,959
93 WealthBridge Capital Management, LLC 0.42% of their portfolio WESTERVILLE, OH 10,31310.3k $1.3m $1.3m 0.42% Reduced -99 -99
94 BlueChip Wealth Advisors LLC 0.73% of their portfolio Milton, GA 10,09010.1k $1.2m $1.2m 0.73% Reduced -2.0k -2,028
95 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 9,9279.9k $1.2m $1.2m 0.02% Added +465 +465
96 Kraft, Davis & Associates, LLC 0.36% of their portfolio St. Louis, MO 9,8369.8k $1.2m $1.2m 0.36% Added +7.5k +7,513
97 PRIVATE TRUST CO NA 0.12% of their portfolio CLEVELAND, OH 8,8718.9k $1.1m $1.1m 0.12% Reduced -75 -75
98 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,7198.7k $1.1m $1.1m 0.00% Unchanged
99 Zullo Investment Group, Inc. 0.47% of their portfolio SCRANTON, PA 8,6508.7k $1.1m $1.1m 0.47% Unchanged
100 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 8,0008.0k $983.7k $983.7k 0.00% New