HighMark Wealth Management LLC

ST. PAUL, MN · CIK 1802451 · 13F filing filed 2024-04-29

SEC-registered investment adviser since 2012 · limited liability company

Assets managed$611.7m
Staff5 · 4 in investment roles
Main clients (by assets)High net worth individuals 90%, Individuals 10%
Form ADV · 2026-04-28SEC adviser record

$161.5m reported value +19.0% vs Q4 2023

567positions

73.4%in top 10

51 new 144 added 69 reduced 60 sold out vs Q4 2023

Holdings, Q1 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	109,351	$57.3m35.49%	35.49%	Reduced -3.9k	-3,882 -3.4%
2	ISHARES TR EAFE VALUE ETF EFV	EFV	273,771	$14.9m9.22%	9.22%	Reduced -17.0k	-17,034 -5.9%
3	ISHARES TR RUSSELL 2000 ETF IWM	IWM	62,143	$13.0m8.05%	8.05%	Reduced -775	-775 -1.2%
4	ISHARES TR CORE S&P SCP ETF IJR	IJR	82,400	$9.1m5.61%	5.61%	Reduced -782	-782 -0.9%
5	ISHARES TR CORE S&P US VLU IUSV	IUSV	80,946	$7.3m4.53%	4.53%	Reduced -2.1k	-2,089 -2.5%
6	INVESCO EXCH TRADED FD TR II DORSEY WRGT SMLC DWAS	DWAS	49,485	$4.5m2.77%	2.77%	Reduced -585	-585 -1.2%
7	ISHARES TR CORE S&P MCP ETF IJH	IJH	71,537	$4.3m2.69%	2.69%	Added +2.6k	+2,562 3.7%
8	WELLS FARGO CO NEW COM WFC	WFC	74,775	$4.3m2.69%	2.69%	Reduced -82	-82 -0.1%
9	PERFORMANT HEALTHCARE INC COM PFMT	PFMT	725,550	$2.1m1.32%	1.32%	Added +276.5k	+276,500 61.6%
10	ELI LILLY & CO COM LLY	LLY	2,208	$1.7m1.07%	1.07%	Added +193	+193 9.6%
11	ISHARES TR S&P 500 VAL ETF IVE	IVE	8,152	$1.5m0.94%	0.94%	Reduced -424	-424 -4.9%
12	MICROSOFT CORP COM MSFT	MSFT	3,157	$1.4m0.84%	0.84%	Added +18	+18 0.6%
13	US BANCORP DEL COM NEW USB	USB	27,899	$1.2m0.77%	0.77%	Added +10.1k	+10,101 56.8%
14	PARAGON 28 INC COM FNA	FNA	96,611	$1.2m0.74%	0.74%	Added +88.6k	+88,611 1107.6%
15	TELA BIO INC COM TELA	TELA	193,811	$1.1m0.68%	0.68%	New
16	MODEL N INC COM MODN	MODN	36,134	$1.0m0.64%	0.64%	Unchanged
17	ISHARES TR CORE US AGGBD ET AGG	AGG	10,275	$1.0m0.62%	0.62%	Added +3.8k	+3,752 57.5%
18	ISHARES TR 20 YR TR BD ETF TLT	TLT	10,585	$1.0m0.62%	0.62%	Added +4.1k	+4,057 62.1%
19	TANDEM DIABETES CARE INC COM NEW TNDM	TNDM	27,170	$962.1k0.60%	0.60%	Unchanged
20	NVIDIA CORPORATION COM NVDA	NVDA	1,001	$922.8k0.57%	0.57%	Added +43	+43 4.5%
21	APPLE INC COM AAPL	AAPL	4,763	$833.9k0.52%	0.52%	Added +118	+118 2.5%
22	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	23,000	$832.4k0.52%	0.52%	Reduced -299	-299 -1.3%
23	ISHARES TR RUS 2000 VAL ETF IWN	IWN	5,163	$819.9k0.51%	0.51%	Added +1.9k	+1,917 59.1%
24	CRINETICS PHARMACEUTICALS IN COM CRNX	CRNX	17,215	$805.8k0.50%	0.50%	Added +13.0k	+12,965 305.1%
25	3M CO COM MMM	MMM	7,536	$799.3k0.50%	0.50%	Reduced -356	-356 -4.5%
26	ALPHATEC HLDGS INC COM NEW ATEC	ATEC	57,400	$791.5k0.49%	0.49%	Added +21.2k	+21,250 58.8%
27	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,555	$747.6k0.46%	0.46%	Added +5	+5 0.3%
28	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	5,818	$688.2k0.43%	0.43%	Reduced -2.8k	-2,754 -32.1%
29	TRAVELERS COMPANIES INC COM TRV	TRV	2,935	$675.5k0.42%	0.42%	Unchanged
30	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,234	$673.0k0.42%	0.42%	Reduced -22	-22 -1.8%
31	ISHARES TR 1 3 YR TREAS BD SHY	SHY	7,754	$662.4k0.41%	0.41%	Reduced -4.5k	-4,481 -36.6%
32	ISHARES TR SP SMCP600VL ETF IJS	IJS	6,211	$638.2k0.40%	0.40%	Reduced -2.9k	-2,924 -32.0%
33	PLIANT THERAPEUTICS INC COM PLRX	PLRX	42,500	$633.2k0.39%	0.39%	Added +19.0k	+19,000 80.8%
34	XCEL ENERGY INC COM XEL	XEL	11,370	$611.2k0.38%	0.38%	Added +4.5k	+4,459 64.5%
35	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	2,344	$609.2k0.38%	0.38%	Added +154	+154 7.0%
36	AMAZON COM INC COM AMZN	AMZN	3,197	$588.4k0.36%	0.36%	Reduced -14.5k	-14,462 -81.9%
37	PROCTER AND GAMBLE CO COM PG	PG	3,508	$569.1k0.35%	0.35%	Added +17	+17 0.5%
38	ABBOTT LABS COM ABT	ABT	4,210	$479.9k0.30%	0.30%	Unchanged
39	ECOLAB INC COM ECL	ECL	2,029	$468.5k0.29%	0.29%	Added +6	+6 0.3%
40	DEXCOM INC COM DXCM	DXCM	3,020	$418.9k0.26%	0.26%	Reduced -38	-38 -1.2%
41	PROTHENA CORP PLC SHS PRTA	PRTA	16,502	$408.8k0.25%	0.25%	Added +9.2k	+9,150 124.5%
42	ISHARES TR S&P 100 ETF OEF	OEF	1,619	$400.5k0.25%	0.25%	Reduced -45	-45 -2.7%
43	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	1,668	$399.8k0.25%	0.25%	Unchanged
44	AURINIA PHARMACEUTICALS INC COM AUPH	AUPH	75,196	$376.7k0.23%	0.23%	Added +2.2k	+2,197 3.0%
45	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	9,075	$357.2k0.22%	0.22%	Unchanged
46	PROTO LABS INC COM PRLB	PRLB	9,945	$355.5k0.22%	0.22%	Unchanged
47	EXXON MOBIL CORP COM XOM	XOM	3,019	$350.9k0.22%	0.22%	Reduced -36	-36 -1.2%
48	SI-BONE INC COM SIBN	SIBN	19,000	$311.0k0.19%	0.19%	Unchanged
49	COSTCO WHSL CORP NEW COM COST	COST	384	$288.4k0.18%	0.18%	Added +2	+2 0.5%
50	KORU MEDICAL SYSTEMS INC COM KRMD	KRMD	120,935	$285.4k0.18%	0.18%	Unchanged
51	ATRICURE INC COM ATRC	ATRC	9,125	$277.6k0.17%	0.17%	Unchanged
52	ISHARES TR MSCI EAFE ETF EFA	EFA	3,297	$263.3k0.16%	0.16%	Unchanged
53	UBER TECHNOLOGIES INC COM UBER	UBER	3,029	$236.3k0.15%	0.15%	Reduced -556	-556 -15.5%
54	ISHARES TR CORE MSCI EAFE IEFA	IEFA	3,087	$236.2k0.15%	0.15%	Reduced -148	-148 -4.6%
55	ISHARES TR RUS MID CAP ETF IWR	IWR	2,722	$228.9k0.14%	0.14%	Unchanged
56	GLOBALSTAR INC COM COM		148,500	$218.3k0.14%	0.14%	Added +5.0k	+5,000 3.5%
57	XENON PHARMACEUTICALS INC COM XENE	XENE	5,000	$215.2k0.13%	0.13%	New
58	SPDR SER TR S&P BIOTECH XBI	XBI	2,220	$210.7k0.13%	0.13%	Unchanged
59	ALPHABET INC CAP STK CL C GOOG	GOOG	1,295	$206.3k0.13%	0.13%	Added +30	+30 2.4%
60	QUIDELORTHO CORP COM QDEL	QDEL	4,290	$205.7k0.13%	0.13%	Unchanged
61	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	792	$197.8k0.12%	0.12%	Unchanged
62	JOHNSON & JOHNSON COM JNJ	JNJ	1,219	$195.9k0.12%	0.12%	Added +9	+9 0.7%
63	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,266	$193.0k0.12%	0.12%	Added +52	+52 4.3%
64	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	377	$185.9k0.12%	0.12%	Unchanged
65	BEST BUY INC COM BBY	BBY	2,217	$181.9k0.11%	0.11%	Added +25	+25 1.1%
66	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	399	$174.1k0.11%	0.11%	Unchanged
67	HEICO CORP NEW COM HEI	HEI	904	$172.7k0.11%	0.11%	Unchanged
68	DISNEY WALT CO COM DIS	DIS	1,377	$171.5k0.11%	0.11%	Added +19	+19 1.4%
69	PEPSICO INC COM PEP	PEP	977	$170.9k0.11%	0.11%	Reduced -28	-28 -2.8%
70	ANALOG DEVICES INC COM ADI	ADI	863	$170.7k0.11%	0.11%	Unchanged
71	UNITEDHEALTH GROUP INC COM UNH	UNH	332	$170.2k0.11%	0.11%	Added +12	+12 3.8%
72	WEST PHARMACEUTICAL SVSC INC COM WST	WST	420	$166.2k0.10%	0.10%	Unchanged
73	FASTENAL CO COM FAST	FAST	2,142	$165.2k0.10%	0.10%	Added +1	+1 0.1%
74	CVS HEALTH CORP COM CVS	CVS	2,032	$162.1k0.10%	0.10%	Added +995	+995 96.0%
75	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	1,663	$154.5k0.10%	0.10%	Unchanged
76	ADOBE INC COM ADBE	ADBE	286	$144.3k0.09%	0.09%	Unchanged
77	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	732	$139.8k0.09%	0.09%	Added +19	+19 2.7%
78	DANAHER CORPORATION COM DHR	DHR	560	$139.7k0.09%	0.09%	Unchanged
79	WEBSTER FINL CORP COM WBS	WBS	2,733	$138.8k0.09%	0.09%	Added +23	+23 0.8%
80	MEDTRONIC PLC SHS MDT	MDT	1,546	$134.8k0.08%	0.08%	Added +12	+12 0.8%
81	ABRDN NATL MUN INCOME FD SH BEN INT SH BEN INT		12,880	$133.4k0.08%	0.08%	Unchanged
82	ADVANCED MICRO DEVICES INC COM AMD	AMD	705	$132.7k0.08%	0.08%	Added +83	+83 13.3%
83	VISA INC COM CL A V	V	463	$132.0k0.08%	0.08%	Unchanged
84	CATERPILLAR INC COM CAT	CAT	352	$129.0k0.08%	0.08%	Unchanged
85	S&P GLOBAL INC COM SPGI	SPGI	300	$127.6k0.08%	0.08%	Unchanged
86	COSTAR GROUP INC COM CSGP	CSGP	1,317	$127.2k0.08%	0.08%	Unchanged
87	WORKDAY INC CL A WDAY	WDAY	459	$125.2k0.08%	0.08%	Unchanged
88	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	1,717	$124.3k0.08%	0.08%	Added +989	+989 135.8%
89	INSMED INC COM PAR $.01 INSM	INSM	4,575	$124.1k0.08%	0.08%	Unchanged
90	CHEVRON CORP NEW COM CVX	CVX	715	$123.5k0.08%	0.08%	Reduced -26	-26 -3.5%
91	TESLA INC COM TSLA	TSLA	668	$115.7k0.07%	0.07%	Added +146	+146 28.0%
92	GLOBANT S A COM GLOB	GLOB	555	$112.1k0.07%	0.07%	Added +8	+8 1.5%
93	BICYCLE THERAPEUTICS PLC SPONSORED ADS BCYC	BCYC	4,435	$110.4k0.07%	0.07%	Unchanged
94	J P MORGAN EXCHANGE TRADED F U S TECH LEADERS JTEK	JTEK	1,631	$107.9k0.07%	0.07%	New
95	MASTERCARD INCORPORATED CL A MA	MA	219	$105.5k0.07%	0.07%	Unchanged
96	IDEXX LABS INC COM IDXX	IDXX	192	$103.7k0.06%	0.06%	Unchanged
97	SELECT SECTOR SPDR TR ENERGY XLE	XLE	1,086	$102.5k0.06%	0.06%	Added +3	+3 0.3%
98	VALERO ENERGY CORP COM VLO	VLO	600	$102.3k0.06%	0.06%	Added +1	+1 0.2%
99	ANSYS INC COM ANSS	ANSS	286	$99.3k0.06%	0.06%	Unchanged
100	COINBASE GLOBAL INC COM CL A COIN	COIN	365	$96.7k0.06%	0.06%	Added +25	+25 7.3%

Sold out since Q4 2023

Security	Ticker	Shares held before	Value then
HALOZYME THERAPEUTICS INC HALO	HALO	31,290	$1.2m31.3k shares
SPDR SER TR KRE	KRE	3,625	$190.0k3.6k shares
SOCIETAL CDMO INC REPH	REPH	484,985	$170.0k485.0k shares
VANGUARD STAR FDS VXUS	VXUS	2,433	$141.0k2.4k shares
SPDR SER TR KBE	KBE	2,675	$123.1k2.7k shares
PIMCO ETF TR BOND	BOND	409	$37.8k409 shares
LIFEMD INC LFMD	LFMD	3,000	$24.9k3.0k shares
ENVISTA HOLDINGS CORPORATION NVST	NVST	1,000	$24.1k1.0k shares
J P MORGAN EXCHANGE TRADED F JEPI	JEPI	403	$22.1k403 shares
CLEAR SECURE INC YOU	YOU	1,052	$21.7k1.1k shares
PRIVIA HEALTH GROUP INC PRVA	PRVA	900	$20.7k900 shares
SPDR SER TR SPIB	SPIB	613	$20.1k613 shares
SSGA ACTIVE ETF TR TOTL	TOTL	443	$17.8k443 shares
KARUNA THERAPEUTICS INC		55	$17.4k55 shares
VANGUARD MUN BD FDS VTEB	VTEB	317	$16.2k317 shares
ETF MANAGERS TR		4,737	$15.3k4.7k shares
ALPHA METALLURGICAL RESOUR I AMR	AMR	40	$13.6k40 shares
SPDR SERIES TRUST SPYM	SPYM	241	$13.5k241 shares
VANGUARD BD INDEX FDS BND	BND	146	$10.7k146 shares
ISHARES TR IGSB	IGSB	205	$10.5k205 shares
SPDR SER TR FLRN	FLRN	260	$8.0k260 shares
SPDR SER TR SPSB	SPSB	249	$7.4k249 shares
PACCAR INC PCAR	PCAR	66	$6.4k66 shares
VANGUARD SCOTTSDALE FDS VCSH	VCSH	83	$6.4k83 shares
HUMANA INC HUM	HUM	13	$6.0k13 shares