Vault-13

ISHARES TR IJJ

S&P MC 400VL ETF · ETP · CUSIP 464287705

730 institutional holders -4 vs Q4 2023
52,941,77952.9m shares reported held*
$6.3bnreported value*
48 new 207 added 269 reduced 48 sold out net bought ≈ $537.3m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $118.36. Options: 18 managers hold calls ($12.7bn notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 629Q4 22: 690Q1 23: 684Q2 23: 680Q3 23: 667Q4 23: 734Q1 24: 730730Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022629
Q4 2022690
Q1 2023684
Q2 2023680
Q3 2023667
Q4 2023734
Q1 2024730

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 291 bought or addedQ4 22: 240 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 285 cut or sold outQ1 23Q2 23: 244 bought or addedQ2 23: 291 cut or sold outQ2 23Q3 23: 201 bought or addedQ3 23: 284 cut or sold outQ3 23Q4 23: 269 bought or addedQ4 23: 259 cut or sold outQ4 23Q1 24: 255 bought or addedQ1 24: 317 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022291240
Q1 2023260285
Q2 2023244291
Q3 2023201284
Q4 2023269259
Q1 2024255317

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10bn$20bn$30bnQ2 23 calls: $11.6bnQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $10.1bnQ3 23 puts: $353.3kQ3 23P/C 0.00Q4 23 calls: $20.2bnQ4 23 puts: $364.9kQ4 23P/C 0.00Q1 24 calls: $12.7bnQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$11.6bn$00.00
Q3 2023$10.1bn$353.3k0.00
Q4 2023$20.2bn$364.9k0.00
Q1 2024$12.7bn$00.00

Biggest buyers

MORGAN STANLEY Added +4,061,295+4.1m
BANK OF AMERICA CORP /DE/ Added +255,837+255.8k
Lido Advisors, LLC Added +173,768+173.8k
Cambridge Investment Research Advisors, Inc. Added +151,869+151.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +142,982+143.0k
Cullen/Frost Bankers, Inc. Added +118,352+118.4k
Corient Private Wealth LP Added +89,570+89.6k
GOLDMAN SACHS GROUP INC Added +68,951+69.0k
Cetera Investment Advisers Added +65,372+65.4k
HighTower Advisors, LLC Added +60,050+60.0k

Biggest sellers

FMR LLC Reduced -91,932-91.9k
First Heartland Consultants, Inc. Reduced -87,305-87.3k
Bank of New York Mellon Corp Reduced -82,210-82.2k
CHILTON INVESTMENT CO INC. Sold out -63,073-63.1k
Alesco Advisors, LLC, An ESL Co Reduced -57,492-57.5k
LPL Financial LLC Reduced -56,641-56.6k
AMERIPRISE FINANCIAL INC Reduced -52,483-52.5k
Cetera Advisor Networks LLC Sold out -50,856-50.9k
Betterment LLC Reduced -47,122-47.1k
GUNN & Co INVESTMENT MANAGEMENT, INC. Sold out -42,290-42.3k

Biggest calls

Optiver Holding B.V. Added $4.7bn22.4m shares
JANE STREET GROUP, LLC Reduced $3.5bn22.2m shares
JPMORGAN CHASE & CO Reduced $2.8bn19.2m shares
IMC-Chicago, LLC Reduced $1.1bn5.6m shares
NWI MANAGEMENT LP New $420.6m2.0m shares
PICTON MAHONEY ASSET MANAGEMENT Reduced $111.5m530.0k shares
SG Americas Securities, LLC Reduced $61.4m5.3m shares
GARDA CAPITAL PARTNERS LP New $16.8m80.1k shares
SABBY MANAGEMENT, LLC New $15.8m750 shares
CenterStar Asset Management, LLC Added $5.0m39.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2026-05-06 6.8% 4.1m≈ $604.9m 2026-05-06

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 12,146,21112.1m $1.4bn $1.4bn 0.04% Added +4.1m +4,061,295
2 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 3,794,7663.8m $448.9m $448.9m 0.12% Reduced -16.6k -16,601
3 FMR LLC 0.03% of their portfolio BOSTON, MA 3,336,2833.3m $394.6m $394.6m 0.03% Reduced -91.9k -91,932
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 2,473,3042.5m $292.6m $292.6m 0.03% Added +255.8k +255,837
5 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,939,4731.9m $229.4m $229.4m 0.08% Reduced -21.6k -21,624
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 1,722,0491.7m $203.7m $203.7m 0.08% Added +22.2k +22,234
7 PNC Financial Services Group, Inc. 0.11% of their portfolio Pittsburgh, PA 1,303,9111.3m $154.2m $154.2m 0.11% Added +6.1k +6,140
8 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 928,097928.1k $109.9m $109.9m 0.03% Reduced -52.5k -52,483
9 D.A. DAVIDSON & CO. 0.91% of their portfolio GREAT FALLS, MT 856,735856.7k $101.3m $101.3m 0.91% Reduced -412 -412
10 Financial Engines Advisors L.L.C. 0.21% of their portfolio SANTA CLARA, CA 779,046779.0k $92.2m $92.2m 0.21% Reduced -13.9k -13,885
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 758,428758.4k $89.7m $89.7m 0.00% Reduced -22.6k -22,642
12 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 693,011693.0k $82.0m $82.0m 0.06% Reduced -12.7k -12,712
13 Cullen/Frost Bankers, Inc. 1.21% of their portfolio San Antonio, TX 690,549690.5k $81.7m $81.7m 1.21% Added +118.4k +118,352
14 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 671,326671.3k $79.4m $79.4m 0.01% Added +5.9k +5,925
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 622,147622.1k $73.6m $73.6m 0.08% Added +11.6k +11,591
16 Evensky & Katz LLC 5.06% of their portfolio CORAL GABLES, FL 606,003606.0k $71.7m $71.7m 5.06% Added +7.9k +7,912
17 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 588,421588.4k $69.6m $69.6m 0.04% Reduced -56.6k -56,641
18 MIDLAND WEALTH ADVISORS, LLC 4.20% of their portfolio EFFINGHAM, IL 577,135577.1k $68.3m $68.3m 4.20% Added +13.5k +13,451
19 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 503,016503.0k $59.5m $59.5m 0.01% Reduced -82.2k -82,210
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 500,594500.6k $59.2m $59.2m 0.01% Added +21.7k +21,652
21 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 426,641426.6k $50.5m $50.5m 0.08% Added +143.0k +142,982
22 GW HENSSLER & ASSOCIATES LTD 2.91% of their portfolio KENNESAW, GA 419,075419.1k $49.6m $49.6m 2.91% Added +19.1k +19,055
23 Willis Johnson & Associates, Inc. 4.27% of their portfolio Houston, TX 415,016415.0k $49.1m $49.1m 4.27% Added +7.3k +7,278
24 Wilmington Savings Fund Society, FSB 1.69% of their portfolio WILMINGTON, DE 372,946372.9k $44.1m $44.1m 1.69% First filing
25 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 368,449368.4k $43.6m $43.6m 0.09% Added +4.4k +4,390
26 MAI Capital Management 0.44% of their portfolio INDEPENDENCE, OH 355,658355.7k $42.1m $42.1m 0.44% Added +5.7k +5,732
27 Lido Advisors, LLC 0.37% of their portfolio Los Angeles, CA 345,926345.9k $40.9m $40.9m 0.37% Added +173.8k +173,768
28 BOKF, NA 0.70% of their portfolio TULSA, OK 330,061330.1k $38.7m $38.7m 0.70% Reduced -3.6k -3,595
29 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 320,830320.8k $37.9m $37.9m 0.06% Added +60.0k +60,050
30 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 297,890297.9k $35.2m $35.2m 0.05% Reduced -11.2k -11,210
31 Pathstone Holdings, LLC 0.15% of their portfolio ENGLEWOOD, NJ 269,212269.2k $31.8m $31.8m 0.15% Added +14.8k +14,764
32 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 259,136259.1k $30.7m $30.7m 0.03% Reduced -11.2k -11,226
33 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 256,891256.9k $30.4m $30.4m 0.12% Added +151.9k +151,869
34 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.34% of their portfolio CHICAGO, IL 240,735240.7k $28.5m $28.5m 0.34% Unchanged
35 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 234,140234.1k $27.7m $27.7m 0.07% Reduced -3.2k -3,249
36 Mesirow Financial Investment Management, Inc. 0.60% of their portfolio CHICAGO, IL 221,843221.8k $26.2m $26.2m 0.60% Added +15.5k +15,463
37 COURIER CAPITAL LLC 1.85% of their portfolio BUFFALO, NY 216,049216.0k $25.6m $25.6m 1.85% Added +2.3k +2,253
38 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 210,801210.8k $24.9m $24.9m 0.07% Added +5.9k +5,861
39 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 210,073210.1k $24.9m $24.9m 0.06% Added +18.1k +18,119
40 Rehmann Capital Advisory Group 1.70% of their portfolio LANSING, MI 192,734192.7k $22.8m $22.8m 1.70% Added +11.0k +10,986
41 1834 INVESTMENT ADVISORS CO 2.60% of their portfolio Milwaukee, WI 184,720184.7k $21.9m $21.9m 2.60% Reduced -18.9k -18,864
42 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 181,843181.8k $21.5m $21.5m 0.09% Reduced -1.3k -1,290
43 Arax Advisory Partners 2.27% of their portfolio NEW YORK, NY 181,652181.7k $21.5m $21.5m 2.27% Reduced -3.0k -2,962
44 Salomon & Ludwin, LLC 1.82% of their portfolio RICHMOND, VA 179,239179.2k $21.2m $21.2m 1.82% Reduced -3.4k -3,447
45 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 176,925176.9k $20.9m $20.9m 0.02% Added +42.6k +42,582
46 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 175,165175.2k $20.8m $20.8m 0.01% Reduced -14.9k -14,922
47 Wealth Advisory Solutions, LLC 5.33% of their portfolio ZIONSVILLE, IN 173,866173.9k $20.6m $20.6m 5.33% Added +19.4k +19,403
48 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 168,652168.7k $19.9m $19.9m 0.22% Added +2.2k +2,192
49 Mariner, LLC 0.04% of their portfolio Overland Park, KS 167,995168.0k $19.9m $19.9m 0.04% Reduced -1.0k -1,028
50 SPC Financial, Inc. 1.84% of their portfolio ROCKVILLE, MD 165,764165.8k $19.6m $19.6m 1.84% Added +1.7k +1,717
51 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 161,414161.4k $19.1m $19.1m 0.03% Added +89.6k +89,570
52 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 152,737152.7k $18.1m $18.1m 0.03% Reduced -5.0k -4,987
53 JMAC ENTERPRISES LLC 3.30% of their portfolio NEWTOWN, PA 150,138150.1k $17.8m $17.8m 3.30% Added +11.3k +11,326
54 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 133,825133.8k $15.8m $15.8m 0.04% Added +65.4k +65,372
55 Sterling Financial Planning, Inc. 6.21% of their portfolio SPARTA, NJ 129,620129.6k $15.3m $15.3m 6.21% Added +1.7k +1,745
56 Capital Advisors, Ltd. LLC 1.97% of their portfolio SHAKER HEIGHTS, OH 127,747127.7k $15.1m $15.1m 1.97% Reduced -324 -324
57 FIRST MERCHANTS CORP 1.13% of their portfolio Muncie, IN 126,550126.5k $15.0m $15.0m 1.13% Reduced -21.2k -21,225
58 ETF Portfolio Partners, Inc. 4.70% of their portfolio LEAWOOD, KS 125,453125.5k $14.8m $14.8m 4.70% Added +20.6k +20,602
59 COMERICA BANK 0.06% of their portfolio DALLAS, TX 125,411125.4k $14.8m $14.8m 0.06% Reduced -4.6k -4,636
60 Lutz Financial Services LLC 1.29% of their portfolio OMAHA, NE 124,413124.4k $14.7m $14.7m 1.29% Reduced -3.4k -3,383
61 Texas Yale Capital Corp. 0.61% of their portfolio ST. PETERSBURG, FL 115,243115.2k $13.6m $13.6m 0.61% Unchanged
62 Blue Edge Capital, LLC 2.22% of their portfolio RICHMOND, VA 112,629112.6k $13.3m $13.3m 2.22% Added +4.4k +4,424
63 GHP Investment Advisors, Inc. 0.65% of their portfolio Denver, CO 111,142111.1k $13.1m $13.1m 0.65% Reduced -1.1k -1,066
64 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 108,787108.8k $12.9m $12.9m 0.14% Added +9.0k +9,033
65 Ellis Investment Partners, LLC 2.79% of their portfolio Berwyn, PA 108,612108.6k $12.8m $12.8m 2.79% Reduced -1.9k -1,923
66 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 104,979105.0k $12.4m $12.4m 0.08% Added +4.8k +4,819
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 103,364103.4k $12.2m $12.2m 0.03% Reduced -5.6k -5,555
68 Flaharty Asset Management, LLC 1.81% of their portfolio CLEARWATER, FL 103,343103.3k $12.2m $12.2m 1.81% Added +12.9k +12,915
69 MONETA GROUP INVESTMENT ADVISORS LLC 0.20% of their portfolio ST LOUIS, MO 102,414102.4k $12.1m $12.1m 0.20% Added +42.3k +42,274
70 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 100,611100.6k $11.9m $11.9m 0.02% Added +2.5k +2,518
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 99,85799.9k $11.8m $11.8m 0.00% Added +69.0k +68,951
72 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 96,94496.9k $11.5m $11.5m 0.04% Reduced -20.9k -20,867
73 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 95,26095.3k $11.3m $11.3m 0.04% Reduced -501 -501
74 Asset Management Group, Inc. 2.01% of their portfolio STAMFORD, CT 90,63790.6k $10.7m $10.7m 2.01% Added +106 +106
75 Cassaday & Co Wealth Management LLC 0.34% of their portfolio MCLEAN, VA 87,98388.0k $10.4m $10.4m 0.34% Reduced -348 -348
76 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 86,64886.6k $10.2m $10.2m 0.14% Added +4.7k +4,677
77 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 82,38182.4k $9.7m $9.7m 0.11% Added +7.3k +7,330
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.81% of their portfolio CEDAR RAPIDS, IA 81,54981.5k $9.6m $9.6m 0.81% Reduced -2.3k -2,311
79 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 80,86980.9k $9.6m $9.6m 0.04% Reduced -1.3k -1,279
80 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 80,23380.2k $9.5m $9.5m 0.01% Reduced -2.0k -1,962
81 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 75,42675.4k $8.9m $8.9m 0.02% Reduced -793 -793
82 GREENUP STREET WEALTH MANAGEMENT LLC 2.21% of their portfolio OVERLAND PARK, KS 74,48874.5k $8.8m $8.8m 2.21% Added +2.1k +2,066
83 Mill Creek Capital Advisors, LLC 0.23% of their portfolio Conshohocken, PA 72,22672.2k $8.5m $8.5m 0.23% Unchanged
84 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 70,51570.5k $8.3m $8.3m 0.07% Reduced -124 -124
85 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 69,54169.5k $8.2m $8.2m 0.03% Added +6.4k +6,367
86 Omega Financial Group, LLC 3.35% of their portfolio Santa Barbara, CA 69,15269.2k $8.2m $8.2m 3.35% Added +2.4k +2,387
87 Ullmann Wealth Partners Group, LLC 1.18% of their portfolio JACKSONVILLE BEACH, FL 66,88366.9k $7.9m $7.9m 1.18% Reduced -1.2k -1,210
88 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 62,38662.4k $7.4m $7.4m 0.02% Reduced -935 -935
89 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 59,35059.4k $7.0m $7.0m 0.03% Reduced -2.1k -2,086
90 FIRST HAWAIIAN BANK 0.22% of their portfolio HONOLULU, HI 58,76358.8k $7.0m $7.0m 0.22% Reduced -11.0k -11,042
91 Merriman Wealth Management, LLC 0.31% of their portfolio SEATTLE, WA 58,58158.6k $6.9m $6.9m 0.31% Reduced -3.1k -3,112
92 GREENLEAF TRUST 0.06% of their portfolio KALAMAZOO, MI 58,34558.3k $6.9m $6.9m 0.06% Reduced -3.3k -3,288
93 Associated Banc-Corp 0.22% of their portfolio Green Bay, WI 58,25858.3k $6.9m $6.9m 0.22% Added +2.3k +2,257
94 One Capital Management, LLC 0.25% of their portfolio WESTLAKE VILLAGE, CA 57,78057.8k $6.8m $6.8m 0.25% Reduced -1.4k -1,367
95 LMG Wealth Partners, LLC 1.71% of their portfolio SHREVEPORT, LA 57,38357.4k $6.8m $6.8m 1.71% Reduced -82 -82
96 ETFIDEA, LLC 2.22% of their portfolio SYRACUSE, NY 54,95455.0k $6.5m $6.5m 2.22% Reduced -125 -125
97 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 53,97754.0k $6.4m $6.4m 0.05% Reduced -1.3k -1,337
98 IFP Advisors, Inc 0.28% of their portfolio TAMPA, FL 53,68353.7k $6.4m $6.4m 0.28% Reduced -237 -237
99 Oldfather Financial Services, LLC 2.51% of their portfolio KEARNEY, NE 51,62651.6k $6.1m $6.1m 2.51% Added +904 +904
100 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 51,17651.2k $6.1m $6.1m 0.05% Added +43.4k +43,358