Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

487 institutional holders +28 vs Q4 2023
213,500,980213.5m shares reported held*
$7.0bnreported value*
73 new 196 added 150 reduced 42 sold out net bought ≈ $1.1bn (+31.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.76. Options: 1 managers hold calls ($3.3k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404Q2 23: 416Q3 23: 416Q4 23: 459Q1 24: 487487Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404
Q2 2023416
Q3 2023416
Q4 2023459
Q1 2024487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 200 bought or addedQ4 22: 191 cut or sold outQ4 22Q1 23: 201 bought or addedQ1 23: 187 cut or sold outQ1 23Q2 23: 209 bought or addedQ2 23: 170 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 164 cut or sold outQ3 23Q4 23: 225 bought or addedQ4 23: 184 cut or sold outQ4 23Q1 24: 269 bought or addedQ1 24: 192 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022200191
Q1 2023201187
Q2 2023209170
Q3 2023217164
Q4 2023225184
Q1 2024269192

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15k$20kQ2 23 calls: $16.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $6.6kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $3.3kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$16.1k$00.00
Q3 2023$0$0—
Q4 2023$6.6k$00.00
Q1 2024$3.3k$00.00

Biggest buyers

LPL Financial LLC Added +16,811,376+16.8m
GE INVESTMENT MANAGEMENT CORP. Added +12,993,162+13.0m
WELLS FARGO & COMPANY/MN Added +4,230,598+4.2m
Point72 Asset Management, L.P. New +3,825,400+3.8m
ASSETMARK, INC Added +3,043,460+3.0m
MORGAN STANLEY Added +2,208,711+2.2m
MISSION WEALTH MANAGEMENT, LP Added +817,432+817.4k
Dodds Wealth, LLC Added +759,703+759.7k
ROYAL BANK OF CANADA Added +682,295+682.3k
Cetera Investment Advisers Added +556,891+556.9k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -6,225,271-6.2m
Financial Gravity Asset Management, Inc. Reduced -4,659,954-4.7m
JANE STREET GROUP, LLC Sold out -2,564,405-2.6m
JPMORGAN CHASE & CO Reduced -1,457,822-1.5m
RFG Advisory, LLC Reduced -1,257,441-1.3m
Allianz Investment Management U.S. LLC Reduced -562,222-562.2k
Advisors Capital Management, LLC Reduced -453,231-453.2k
Charles Schwab Investment Advisory, Inc. Reduced -418,566-418.6k
Cetera Advisor Networks LLC Sold out -393,683-393.7k
Flagstone Financial Management Reduced -391,721-391.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $3.3k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.23% of their portfolio SAN FRANCISCO, CA 30,913,54030.9m $1.0bn $1.0bn 0.23% Reduced -190.0k -189,998
2 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 29,320,91429.3m $958.5m $958.5m 0.52% Added +16.8m +16,811,376
3 GE INVESTMENT MANAGEMENT CORP. 49.05% of their portfolio NORWALK, CT 15,814,66215.8m $517.0m $517.0m 49.05% Added +13.0m +12,993,162
4 Charles Schwab Investment Advisory, Inc. 0.56% of their portfolio SAN FRANCISCO, CA 12,487,77812.5m $408.2m $408.2m 0.56% Reduced -418.6k -418,566
5 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 8,517,5738.5m $278.4m $278.4m 0.07% Added +4.2m +4,230,598
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,429,5478.4m $275.6m $275.6m 0.01% Added +2.2m +2,208,711
7 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 8,133,9058.1m $265.9m $265.9m 0.10% Added +429.7k +429,740
8 Creative Planning 0.26% of their portfolio OVERLAND PARK, KS 7,203,8257.2m $235.5m $235.5m 0.26% Reduced -82.5k -82,520
9 D.A. DAVIDSON & CO. 1.41% of their portfolio GREAT FALLS, MT 4,795,1624.8m $156.8m $156.8m 1.41% Added +253.3k +253,254
10 Point72 Asset Management, L.P. 0.36% of their portfolio STAMFORD, CT 3,825,4003.8m $125.1m $125.1m 0.36% New
11 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.31% of their portfolio MINNEAPOLIS, MN 3,106,5823.1m $101.6m $101.6m 2.31% Added +161.8k +161,824
12 ASSETMARK, INC 0.32% of their portfolio CONCORD, CA 3,043,4783.0m $99.5m $99.5m 0.32% Added +3.0m +3,043,460
13 State of New Jersey Common Pension Fund D 0.30% of their portfolio TRENTON, NJ 3,040,0003.0m $99.4m $99.4m 0.30% Unchanged
14 MISSION WEALTH MANAGEMENT, LP 2.43% of their portfolio Santa Barbara, CA 2,776,6092.8m $90.8m $90.8m 2.43% Added +817.4k +817,432
15 Buckingham Capital Management, Inc. 10.32% of their portfolio DAYTON, OH 2,575,6192.6m $84.2m $84.2m 10.32% Added +514.9k +514,906
16 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,526,1712.5m $82.6m $82.6m 0.02% Added +682.3k +682,295
17 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 2,400,0392.4m $78.5m $78.5m 0.13% Added +181.0k +180,965
18 EASTERN BANK 2.70% of their portfolio BOSTON, MA 1,983,4572.0m $64.8m $64.8m 2.70% Reduced -169.4k -169,371
19 CAPITAL ADVISORS INC/OK 1.37% of their portfolio TULSA, OK 1,958,3912.0m $64.0m $64.0m 1.37% Reduced -16.5k -16,504
20 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,659,5671.7m $54.3m $54.3m 0.01% Added +36.1k +36,060
21 True Link Financial Advisors, LLC 5.00% of their portfolio SAN FRANCISCO, CA 1,594,9851.6m $52.1m $52.1m 5.00% Added +299.3k +299,261
22 Private Advisor Group, LLC 0.34% of their portfolio MORRISTOWN, NJ 1,464,3171.5m $47.9m $47.9m 0.34% Added +11.5k +11,543
23 CWM, LLC 0.23% of their portfolio OMAHA, NE 1,440,1321.4m $47.1m $47.1m 0.23% Added +38.8k +38,796
24 Zurich Insurance Group Ltd/FI 0.42% of their portfolio ZURICH, V8 1,402,9031.4m $45.9m $45.9m 0.42% Unchanged
25 Dodds Wealth, LLC 16.86% of their portfolio GREENWOOD VILLAGE, CO 1,268,2251.3m $41.5m $41.5m 16.86% Added +759.7k +759,703
26 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.64% of their portfolio LITTLE ROCK, AR 1,218,6181.2m $39.8m $39.8m 3.64% Added +10.7k +10,720
27 Roberts Financial Services LLC 8.05% of their portfolio MARQUETTE, MI 1,206,6281.2m $39.4m $39.4m 8.05% Added +143.3k +143,328
28 TCV Trust & Wealth Management, Inc. 3.37% of their portfolio RICHMOND, VA 1,076,7301.1m $35.2m $35.2m 3.37% Added +13.9k +13,892
29 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,031,9431.0m $33.7m $33.7m 0.01% Added +13.1k +13,060
30 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,025,3301.0m $33.5m $33.5m 0.01% Added +63.5k +63,492
31 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,017,6021.0m $33.3m $33.3m 0.07% Added +128.0k +127,987
32 Orange Investment Advisors, Inc. 3.73% of their portfolio GOSHEN, NY 953,625953.6k $31.2m $31.2m 3.73% Added +114.8k +114,841
33 Eagle Ridge Investment Management 2.81% of their portfolio STAMFORD, CT 934,457934.5k $30.5m $30.5m 2.81% Added +9.0k +8,984
34 Financial Gravity Asset Management, Inc. 3.57% of their portfolio Lakeway, TX 813,072813.1k $26.6m $26.6m 3.57% Reduced -4.7m -4,659,954
35 Migdal Insurance & Financial Holdings Ltd. 0.42% of their portfolio Petach Tikva, L3 800,259800.3k $26.2m $26.2m 0.42% Reduced -90.1k -90,064
36 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 776,954777.0k $25.4m $25.4m 0.06% Added +556.9k +556,891
37 Burt Wealth Advisors 6.44% of their portfolio North Bethesda, MD 776,859776.9k $25.4m $25.4m 6.44% Added +46.0k +45,990
38 Advisors Capital Management, LLC 0.46% of their portfolio RIDGEWOOD, NJ 766,348766.3k $25.1m $25.1m 0.46% Reduced -453.2k -453,231
39 Allworth Financial LP 0.17% of their portfolio FOLSOM, CA 756,969757.0k $24.7m $24.7m 0.17% Added +130.7k +130,673
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 731,259731.3k $23.9m $23.9m 0.06% Reduced -6.2m -6,225,271
41 CABOT WEALTH MANAGEMENT INC 3.11% of their portfolio BEVERLY, MA 727,417727.4k $23.8m $23.8m 3.11% Added +74.7k +74,670
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 715,920715.9k $23.4m $23.4m 0.00% Reduced -1.5m -1,457,822
43 Cherry Tree Wealth Management, LLC 5.88% of their portfolio MINNETONKA, MN 715,032715.0k $23.4m $23.4m 5.88% Added +35.1k +35,058
44 ST GERMAIN D J CO INC 1.10% of their portfolio SPRINGFIELD, MA 689,555689.6k $22.5m $22.5m 1.10% Added +48.5k +48,482
45 Great Lakes Retirement, Inc. 3.31% of their portfolio SANDUSKY, OH 684,198684.2k $22.4m $22.4m 3.31% Added +7.0k +7,042
46 Dynamic Advisor Solutions LLC 0.76% of their portfolio PHOENIX, AZ 684,142684.1k $22.4m $22.4m 0.76% Added +129.4k +129,425
47 NOTTINGHAM ADVISORS, INC. 2.72% of their portfolio AMHERST, NY 680,496680.5k $22.2m $22.2m 2.72% Added +32.8k +32,815
48 Astoria Portfolio Advisors LLC. 7.58% of their portfolio NEW YORK, NY 610,393610.4k $19.6m $19.6m 7.58% Added +35.5k +35,542
49 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 1.46% of their portfolio NEW YORK, NY 599,326599.3k $19.6m $19.6m 1.46% Reduced -2.2k -2,210
50 Occidental Asset Management, LLC 3.60% of their portfolio Burlingame, CA 589,756589.8k $19.3m $19.3m 3.60% Added +63.5k +63,467
51 Squarepoint Ops LLC 0.08% of their portfolio NEW YORK, NY 586,207586.2k $19.2m $19.2m 0.08% Added +44.8k +44,811
52 GenTrust, LLC 1.14% of their portfolio MIAMI, FL 565,750565.8k $18.5m $18.5m 1.14% Added +23.9k +23,885
53 High Probability Advisors, LLC 3.41% of their portfolio Pittsford, NY 562,628562.6k $18.4m $18.4m 3.41% Added +51.3k +51,269
54 Willow Creek Wealth Management Inc. 2.11% of their portfolio Sebastopol, CA 551,916551.9k $18.0m $18.0m 2.11% Added +51.3k +51,314
55 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 516,370516.4k $16.9m $16.9m 0.22% Reduced -302.5k -302,513
56 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 510,900510.9k $16.7m $16.7m 0.02% Unchanged
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 479,107479.1k $15.7m $15.7m 0.02% Added +385.9k +385,884
58 WRAPMANAGER INC 4.33% of their portfolio MILL VALLEY, CA 476,517476.5k $15.6m $15.6m 4.33% Added +17.6k +17,586
59 M&T Bank Corp 0.05% of their portfolio BUFFALO, NY 473,981474.0k $15.5m $15.5m 0.05% Added +3.5k +3,463
60 Flaharty Asset Management, LLC 2.14% of their portfolio CLEARWATER, FL 441,942441.9k $14.4m $14.4m 2.14% Reduced -17.8k -17,813
61 Capital Analysts, LLC 0.63% of their portfolio FORT WASHINGTON, PA 410,784410.8k $13.4m $13.4m 0.63% Added +14.3k +14,318
62 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 398,619398.6k $13.0m $13.0m 0.01% Added +4.1k +4,094
63 Clark Capital Management Group, Inc. 0.10% of their portfolio PHILADELPHIA, PA 396,525396.5k $13.0m $13.0m 0.10% Reduced -36.5k -36,473
64 TRUEFG, LLC 4.67% of their portfolio CEDAR PARK, TX 389,882389.9k $12.7m $12.7m 4.67% Added +13.4k +13,392
65 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 387,938387.9k $12.7m $12.7m 0.02% Reduced -36.0k -36,000
66 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 384,115384.1k $12.6m $12.6m 0.01% Added +366.0k +365,955
67 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 354,455354.5k $11.6m $11.6m 0.14% Added +2.4k +2,400
68 CGN Advisors LLC 1.42% of their portfolio MANHATTAN, KS 341,435341.4k $11.2m $11.2m 1.42% Reduced -28.2k -28,238
69 Waverly Advisors, LLC 0.26% of their portfolio BIRMINGHAM, AL 334,674334.7k $10.9m $10.9m 0.26% New
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 328,030328.0k $10.7m $10.7m 0.01% Reduced -123.0k -123,045
71 INTEGRAL INVESTMENT ADVISORS, INC. 4.39% of their portfolio TURLOCK, CA 323,980324.0k $10.6m $10.6m 4.39% Added +84.9k +84,944
72 Wayfinding Financial, LLC 5.64% of their portfolio LYNNWOOD, WA 297,828297.8k $9.6m $9.6m 5.64% Added +156.2k +156,199
73 OLD MISSION CAPITAL LLC 0.24% of their portfolio CHICAGO, IL 294,097294.1k $9.6m $9.6m 0.24% Reduced -38.2k -38,176
74 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 291,392291.4k $9.5m $9.5m 0.03% Added +15.3k +15,288
75 LEUTHOLD GROUP, LLC 1.05% of their portfolio MINNEAPOLIS, MN 284,028284.0k $9.3m $9.3m 1.05% New
76 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 282,718282.7k $9.2m $9.2m 0.10% Reduced -13.2k -13,171
77 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 282,718282.7k $9.2m $9.2m 0.10% Reduced -13.2k -13,171
78 Leicht Financial Planning & Wealth Management, Inc. 5.05% of their portfolio PARSIPPANY, NJ 281,791281.8k $9.2m $9.2m 5.05% Added +22.0k +22,049
79 Fortune 45 LLC 7.42% of their portfolio Gonzales, LA 275,781275.8k $9.0m $9.0m 7.42% Added +19.8k +19,849
80 Amtrust Financial Services, Inc. 4.43% of their portfolio New York, NY 270,400270.4k $8.8m $8.8m 4.43% Unchanged
81 Shilanski & Associates, Inc. 2.94% of their portfolio ANCHORAGE, AK 261,175261.2k $8.5m $8.5m 2.94% Added +16.2k +16,192
82 Obsidian Personal Planning Solutions LLC 5.41% of their portfolio ROCKVILLE, MD 256,481256.5k $8.2m $8.2m 5.41% New
83 5th Street Advisors, LLC 4.65% of their portfolio Southport, CT 251,072251.1k $8.2m $8.2m 4.65% New
84 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.11% of their portfolio ST. LOUIS, MO 246,764246.8k $8.1m $8.1m 0.11% Reduced -2.1k -2,069
85 BANK HAPOALIM BM 1.04% of their portfolio TEL AVIV, L3 246,154246.2k $8.0m $8.0m 1.04% Added +23.3k +23,287
86 Flagstone Financial Management 2.90% of their portfolio LINCOLN, NE 229,744229.7k $7.5m $7.5m 2.90% Reduced -391.7k -391,721
87 APPLETON PARTNERS INC/MA 0.58% of their portfolio BOSTON, MA 228,012228.0k $7.5m $7.5m 0.58% Reduced -2.0k -2,008
88 Cornerstone Management, Inc. 1.65% of their portfolio DULUTH, GA 227,417227.4k $7.4m $7.4m 1.65% Unchanged
89 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.23% of their portfolio Seattle, WA 225,860225.9k $7.4m $7.4m 0.23% Added +2.9k +2,936
90 Freedom Investment Management, Inc. 0.57% of their portfolio SOUTH WINDSOR, CT 219,028219.0k $7.2m $7.2m 0.57% Added +39.9k +39,945
91 Global Retirement Partners, LLC 0.27% of their portfolio San Rafael, CA 218,107218.1k $7.1m $7.1m 0.27% Added +91.5k +91,515
92 FDx Advisors, Inc. 1.05% of their portfolio BERWYN, PA 212,521212.5k $6.9m $6.9m 1.05% Added +28.2k +28,217
93 FLAGSHIP HARBOR ADVISORS, LLC 0.44% of their portfolio BOSTON, MA 209,158209.2k $6.8m $6.8m 0.44% Reduced -103 -103
94 Auour Investments LLC 2.49% of their portfolio WOBURN, MA 206,386206.4k $6.7m $6.7m 2.49% Added +1.4k +1,351
95 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 205,000205.0k $6.7m $6.7m 0.01% Reduced -58.0k -58,000
96 Guardian Asset Advisors, LLC 5.46% of their portfolio MECHANICSBURG, PA 201,176201.2k $6.6m $6.6m 5.46% Added +44.9k +44,877
97 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 198,000198.0k $6.5m $6.5m 0.06% Added +59.1k +59,092
98 PROFFITT & GOODSON INC 1.14% of their portfolio KNOXVILLE, TN 196,826196.8k $6.4m $6.4m 1.14% Reduced -438 -438
99 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 192,500192.5k $6.3m $6.3m 0.01% Added +234 +234
100 Vermillion & White Wealth Management Group, LLC 4.96% of their portfolio PHOENIXVILLE, PA 190,107190.1k $6.2m $6.2m 4.96% Reduced -4.8k -4,828