Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

399 institutional holders -4 vs Q4 2023
37,525,34737.5m shares reported held*
$3.4bnreported value*
37 new 184 added 122 reduced 38 sold out net bought ≈ $383.4m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.84. Options: 0 managers hold calls (— notional), 1 hold puts ($211.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 344Q4 22: 369Q1 23: 373Q2 23: 375Q3 23: 367Q4 23: 403Q1 24: 399399Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373
Q2 2023375
Q3 2023367
Q4 2023403
Q1 2024399

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 172 bought or addedQ4 22: 162 cut or sold outQ4 22Q1 23: 181 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 192 bought or addedQ3 23: 157 cut or sold outQ3 23Q4 23: 215 bought or addedQ4 23: 169 cut or sold outQ4 23Q1 24: 221 bought or addedQ1 24: 160 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022172162
Q1 2023181163
Q2 2023189158
Q3 2023192157
Q4 2023215169
Q1 2024221160

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $351.3kQ4 23 puts: $249.6kQ4 23P/C 0.71Q1 24 calls: $0Q1 24 puts: $211.3kQ1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$351.3k$249.6k0.71
Q1 2024$0$211.3k—

Biggest buyers

MORGAN STANLEY Added +2,498,878+2.5m
Sand Hill Global Advisors, LLC Added +375,740+375.7k
CWM, LLC Added +327,264+327.3k
Cetera Investment Advisers Added +299,795+299.8k
WELLS FARGO & COMPANY/MN Added +239,893+239.9k
Concurrent Investment Advisors, LLC Added +222,211+222.2k
Thrivent Financial for Lutherans Added +220,789+220.8k
JPMORGAN CHASE & CO Added +175,534+175.5k
UBS Group AG Added +122,573+122.6k
Simplicity Wealth,LLC New +120,647+120.6k

Biggest sellers

Cetera Advisor Networks LLC Sold out -288,015-288.0k
OSAIC HOLDINGS, INC. Reduced -286,326-286.3k
Koss-Olinger Consulting, LLC Sold out -277,970-278.0k
Financial Gravity Asset Management, Inc. Reduced -202,722-202.7k
ROYAL BANK OF CANADA Reduced -174,350-174.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -120,344-120.3k
CAPTRUST FINANCIAL ADVISORS Reduced -120,336-120.3k
Ferguson Shapiro LLC Reduced -104,260-104.3k
Orion Porfolio Solutions, LLC Reduced -87,054-87.1k
Orion Portfolio Solutions, LLC Reduced -87,054-87.1k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $211.3k2.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 7,491,9307.5m $688.2m $688.2m 0.02% Added +2.5m +2,498,878
2 CWM, LLC 1.32% of their portfolio OMAHA, NE 2,955,8053.0m $271.5m $271.5m 1.32% Added +327.3k +327,264
3 TECTONIC ADVISORS LLC 12.47% of their portfolio FRISCO, TX 1,779,6771.8m $163.5m $163.5m 12.47% Added +75.1k +75,087
4 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,486,0341.5m $136.5m $136.5m 0.05% Reduced -20.3k -20,279
5 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,063,6271.1m $97.7m $97.7m 0.03% Added +239.9k +239,893
6 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,026,4121.0m $94.3m $94.3m 0.21% Reduced -286.3k -286,326
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 847,715847.7k $77.9m $77.9m 0.04% Added +40.6k +40,559
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 795,790795.8k $73.1m $73.1m 0.01% Added +52.8k +52,757
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 766,738766.7k $70.4m $70.4m 0.02% Added +122.6k +122,573
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 721,382721.4k $66.3m $66.3m 0.00% Added +175.5k +175,534
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 563,125563.1k $51.7m $51.7m 0.01% Reduced -174.3k -174,350
12 OneDigital Investment Advisors LLC 0.81% of their portfolio OVERLAND PARK, KS 561,251561.3k $51.6m $51.6m 0.81% Added +45.4k +45,442
13 Essential Planning, LLC. 23.54% of their portfolio PORTSMOUTH, NH 508,547508.5k $47.0m $47.0m 23.54% Added +987 +987
14 Sand Hill Global Advisors, LLC 1.74% of their portfolio Palo Alto, CA 399,783399.8k $36.7m $36.7m 1.74% Added +375.7k +375,740
15 SCOTIA CAPITAL INC. 0.21% of their portfolio TORONTO, A6 382,496382.5k $35.1m $35.1m 0.21% Added +21.8k +21,844
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 350,783350.8k $32.2m $32.2m 0.02% Added +47.5k +47,501
17 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 346,903346.9k $31.9m $31.9m 0.08% Added +299.8k +299,795
18 RFG Advisory, LLC 1.03% of their portfolio BIRMINGHAM, AL 328,614328.6k $30.2m $30.2m 1.03% Added +106.8k +106,806
19 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 305,809305.8k $28.1m $28.1m 0.04% Added +26.1k +26,082
20 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 300,096300.1k $27.6m $27.6m 0.08% Reduced -120.3k -120,344
21 Hudson Capital Management LLC 9.33% of their portfolio RAMSEY, NJ 294,572294.6k $27.1m $27.1m 9.33% Added +36.2k +36,178
22 Concurrent Investment Advisors, LLC 1.04% of their portfolio Tampa, FL 278,282278.3k $25.6m $25.6m 1.04% Added +222.2k +222,211
23 Your Advocates Ltd., LLP 10.61% of their portfolio HOUSTON, TX 273,734273.7k $25.1m $25.1m 10.61% Reduced -28.4k -28,393
24 Vickerman Investment Advisors, Inc. 8.04% of their portfolio SPOKANE, WA 271,454271.5k $24.9m $24.9m 8.04% Added +13.9k +13,891
25 Goldstein Advisors, LLC 4.07% of their portfolio Madison, WI 259,726259.7k $23.9m $23.9m 4.07% Added +41.1k +41,068
26 Southland Equity Partners LLC 6.37% of their portfolio WILDWOOD, MO 246,970247.0k $22.7m $22.7m 6.37% Added +32.0k +32,041
27 NewEdge Advisors, LLC 0.20% of their portfolio NEW ORLEANS, LA 246,085246.1k $22.6m $22.6m 0.20% Added +79.9k +79,863
28 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 240,101240.1k $22.1m $22.1m 0.04% Added +220.8k +220,789
29 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 232,893232.9k $21.4m $21.4m 0.04% Added +44.1k +44,055
30 WCG Wealth Advisors LLC 1.78% of their portfolio LAS VEGAS, NV 231,999232.0k $21.3m $21.3m 1.78% Reduced -13.5k -13,485
31 CreativeOne Wealth, LLC 0.85% of their portfolio OVERLAND PARK, KS 231,883231.9k $21.3m $21.3m 0.85% Added +119.2k +119,234
32 Kelman-Lazarov, Inc. 3.84% of their portfolio MEMPHIS, TN 213,832213.8k $19.6m $19.6m 3.84% Added +11.2k +11,196
33 PRUDENT INVESTORS NETWORK, INC. 7.39% of their portfolio LAKE FOREST, CA 213,338213.3k $19.6m $19.6m 7.39% First filing
34 Flaharty Asset Management, LLC 2.87% of their portfolio CLEARWATER, FL 210,450210.4k $19.3m $19.3m 2.87% Reduced -24.3k -24,258
35 Horizon Investments, LLC 0.50% of their portfolio Charlotte, NC 208,330208.3k $19.0m $19.0m 0.50% Reduced -20.8k -20,833
36 Alpha Cubed Investments, LLC 1.00% of their portfolio COSTA MESA, CA 207,603207.6k $19.1m $19.1m 1.00% Added +30.9k +30,865
37 Freedom Investment Management, Inc. 1.45% of their portfolio SOUTH WINDSOR, CT 197,463197.5k $18.1m $18.1m 1.45% Reduced -11.5k -11,519
38 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 193,988194.0k $17.8m $17.8m 0.02% Added +21.5k +21,471
39 John W. Brooker & Co., CPAs 9.43% of their portfolio OAKLAND, CA 191,036191.0k $17.5m $17.5m 9.43% Added +2.6k +2,646
40 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 179,664179.7k $16.5m $16.5m 0.06% Reduced -120.3k -120,336
41 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 175,806175.8k $16.1m $16.1m 0.06% Reduced -6.9k -6,908
42 Stratos Wealth Partners, LTD. 0.27% of their portfolio BEACHWOOD, OH 174,549174.5k $16.0m $16.0m 0.27% Added +33.8k +33,807
43 Cardinal Point Capital Management ULC 2.92% of their portfolio TORONTO, A6 167,154167.2k $15.4m $15.4m 2.92% Added +464 +464
44 VALLEY NATIONAL ADVISERS INC 2.22% of their portfolio BETHLEHEM, PA 159,662159.7k $14.7m $14.7m 2.22% Added +14.2k +14,234
45 Legacy Private Trust Co. 1.06% of their portfolio NEENAH, WI 157,948157.9k $14.5m $14.5m 1.06% Added +44.4k +44,381
46 B. Riley Wealth Advisors, Inc. 0.37% of their portfolio MEMPHIS, TN 156,696156.7k $13.8m $13.8m 0.37% Added +56.3k +56,262
47 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 155,084155.1k $14.2m $14.2m 0.13% Added +34.8k +34,835
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 148,469148.5k $13.6m $13.6m 0.00% Reduced -3.8k -3,759
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 147,860147.9k $13.6m $13.6m 0.04% Reduced -13.7k -13,679
50 FSM Wealth Advisors, LLC 4.81% of their portfolio CLEVELAND, OH 147,597147.6k $13.6m $13.6m 4.81% Added +24.4k +24,415
51 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 142,238142.2k $13.1m $13.1m 0.09% Added +32.0k +31,980
52 GeoWealth Management, LLC 0.48% of their portfolio CHICAGO, IL 135,748135.7k $12.5m $12.5m 0.48% Added +34.5k +34,539
53 Sheridan Capital Management, LLC 9.23% of their portfolio San Rafael, CA 133,356133.4k $12.3m $12.3m 9.23% Reduced -2.0k -2,036
54 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 130,580130.6k $12.0m $12.0m 0.02% Added +7.2k +7,171
55 Smart Portfolios, LLC 12.25% of their portfolio LAKE FOREST PARK, WA 126,562126.6k $11.6m $11.6m 12.25% Added +65.0k +64,997
56 ACIMA PRIVATE WEALTH, LLC 4.24% of their portfolio RICHMOND, VA 125,151125.2k $11.5m $11.5m 4.24% Added +1.7k +1,665
57 Regis Acquisition Inc. 6.77% of their portfolio DENVER, CO 121,131121.1k $11.1m $11.1m 6.77% Added +15.0k +14,975
58 Simplicity Wealth,LLC 0.26% of their portfolio SUMMIT, NJ 120,647120.6k $11.1m $11.1m 0.26% New
59 Bleakley Financial Group, LLC 0.32% of their portfolio PARSIPPANY, NJ 120,647120.6k $11.1m $11.1m 0.32% Added +5.5k +5,542
60 Sowell Financial Services LLC 0.52% of their portfolio NORTH LITTLE ROCK, AR 120,117120.1k $11.0m $11.0m 0.52% Reduced -20.1k -20,050
61 KWMG, LLC 1.20% of their portfolio OVERLAND PARK, KS 119,289119.3k $11.0m $11.0m 1.20% Added +5.4k +5,440
62 VICUS CAPITAL 1.00% of their portfolio STATE COLLEGE, PA 119,202119.2k $10.9m $10.9m 1.00% Added +6.0k +6,002
63 Ferguson Shapiro LLC 4.94% of their portfolio DECATUR, GA 116,692116.7k $10.7m $10.7m 4.94% Reduced -104.3k -104,260
64 TD Capital Management LLC 1.13% of their portfolio MEMPHIS, TN 115,645115.6k $10.6m $10.6m 1.13% Added +2.6k +2,595
65 FinTrust Capital Advisors, LLC 2.05% of their portfolio Greenville, SC 115,464115.5k $10.6m $10.6m 2.05% Added +15.7k +15,702
66 Vantage Financial Partners Ltd., Inc. 2.74% of their portfolio ARLINGTON HEIGHTS, IL 114,507114.5k $10.5m $10.5m 2.74% Added +25.0k +25,006
67 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 114,289114.3k $10.5m $10.5m 0.01% Added +10.0k +10,042
68 GM Advisory Group, LLC 0.70% of their portfolio MELVILLE, NY 108,738108.7k $10.0m $10.0m 0.70% Reduced -55.0k -54,962
69 STEPH & CO 3.20% of their portfolio MARINETTE, WI 101,352101.4k $9.3m $9.3m 3.20% Added +5.5k +5,460
70 Cornerstone Advisory, LLC 1.30% of their portfolio HUNT VALLEY, MD 99,15799.2k $9.1m $9.1m 1.30% Added +27.5k +27,549
71 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 98,08598.1k $9.0m $9.0m 0.03% Added +14.2k +14,232
72 PAX Financial Group, LLC 1.76% of their portfolio SAN ANTONIO, TX 95,68295.7k $8.8m $8.8m 1.76% Added +21.1k +21,083
73 M Holdings Securities, Inc. 1.46% of their portfolio PORTLAND, OR 94,62694.6k $8.7m $8.7m 1.46% Added +3.2k +3,177
74 Cornerstone Wealth Management, LLC 0.70% of their portfolio ST. PETERS, MO 93,86193.9k $8.6m $8.6m 0.70% Reduced -998 -998
75 Intelligence Driven Advisers, LLC 1.26% of their portfolio CARLSBAD, CA 93,10993.1k $8.6m $8.6m 1.26% Reduced -23.8k -23,800
76 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 92,27492.3k $8.5m $8.5m 0.06% Reduced -17.3k -17,273
77 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 91,96892.0k $8.4m $8.4m 0.03% Added +9.8k +9,765
78 Csenge Advisory Group 0.47% of their portfolio CLEARWATER, FL 91,54091.5k $8.4m $8.4m 0.47% Added +225 +225
79 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.23% of their portfolio NORFOLK, VA 91,39191.4k $8.4m $8.4m 0.23% Reduced -18.0k -17,991
80 IFG Advisory, LLC 0.60% of their portfolio ATLANTA, GA 88,28088.3k $8.1m $8.1m 0.60% Added +518 +518
81 Visionary Wealth Advisors 0.55% of their portfolio O'FALLON, IL 88,05288.1k $8.1m $8.1m 0.55% Added +14.0k +13,965
82 Destination Wealth Management 0.27% of their portfolio Walnut Creek, CA 87,22987.2k $8.0m $8.0m 0.27% Added +1.9k +1,869
83 Roger Wittlin Investment Advisory, LLC 5.42% of their portfolio San Francisco, CA 84,10284.1k $7.7m $7.7m 5.42% Added +17.1k +17,142
84 Treasure Coast Financial Planning 5.05% of their portfolio VERO BEACH, FL 84,05584.1k $7.7m $7.7m 5.05% Added +12.1k +12,103
85 FOUNDERS FINANCIAL SECURITIES LLC 0.80% of their portfolio TOWSON, MD 83,36383.4k $7.7m $7.7m 0.80% Reduced -20.3k -20,342
86 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 81,63181.6k $7.5m $7.5m 0.08% Reduced -87.1k -87,054
87 Orion Portfolio Solutions, LLC 0.08% of their portfolio Omaha, NE 81,63181.6k $7.5m $7.5m 0.08% Reduced -87.1k -87,054
88 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.50% of their portfolio LONG BEACH, CA 81,32481.3k $7.5m $7.5m 0.50% Added +4.1k +4,088
89 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 80,19480.2k $7.4m $7.4m 0.05% Reduced -3.3k -3,252
90 Bouvel Investment Partners, LLC 3.08% of their portfolio PHOENIXVILLE, PA 77,60877.6k $7.1m $7.1m 3.08% Reduced -2.5k -2,537
91 MinichMacGregor Wealth Management, LLC 1.77% of their portfolio Saratoga Springs, NY 76,27276.3k $6.9m $6.9m 1.77% Added +3.1k +3,144
92 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 75,36475.4k $6.9m $6.9m 0.10% Added +3.5k +3,509
93 Brookstone Capital Management 0.12% of their portfolio WHEATON, IL 70,74170.7k $6.5m $6.5m 0.12% Added +12.7k +12,682
94 Inspire Advisors, LLC 0.87% of their portfolio Meridian, ID 68,35168.4k $6.3m $6.3m 0.87% New
95 Lee Financial Group Hawaii, Inc. 4.71% of their portfolio HONOLULU, HI 65,57565.6k $6.0m $6.0m 4.71% Added +506 +506
96 Foundations Investment Advisors, LLC 0.16% of their portfolio PHOENIX, AZ 65,53665.5k $6.0m $6.0m 0.16% Added +59.9k +59,918
97 Pacifica Partners Inc. 2.63% of their portfolio SURREY, Z4 64,77364.8k $5.9m $5.9m 2.63% Reduced -1.0k -1,020
98 MorganRosel Wealth Management, LLC 2.12% of their portfolio HIGHLANDS RANCH, CO 64,71964.7k $5.9m $5.9m 2.12% Reduced -42 -42
99 Merriman Wealth Management, LLC 0.26% of their portfolio SEATTLE, WA 64,39264.4k $5.9m $5.9m 0.26% Reduced -434 -434
100 Landmark Wealth Management, LLC 2.66% of their portfolio MELVILLE, NY 62,63162.6k $5.8m $5.8m 2.66% Added +2.8k +2,833