Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,256 institutional holders +6 vs Q4 2023
342,579,256342.6m shares reported held*
$28.8bnreported value*
78 new 384 added 471 reduced 63 sold out net bought ≈ $621.9m (+7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.21. Options: 4 managers hold calls ($12.4m notional), 5 hold puts ($975.6k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,123Q2 23: 1,148Q3 23: 1,146Q4 23: 1,250Q1 24: 1,2561,256Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123
Q2 20231,148
Q3 20231,146
Q4 20231,250
Q1 20241,256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 471 bought or addedQ4 22: 405 cut or sold outQ4 22Q1 23: 400 bought or addedQ1 23: 473 cut or sold outQ1 23Q2 23: 404 bought or addedQ2 23: 458 cut or sold outQ2 23Q3 23: 409 bought or addedQ3 23: 411 cut or sold outQ3 23Q4 23: 498 bought or addedQ4 23: 436 cut or sold outQ4 23Q1 24: 462 bought or addedQ1 24: 534 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473
Q2 2023404458
Q3 2023409411
Q4 2023498436
Q1 2024462534

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $16.1mQ2 23 puts: $1.7mQ2 23P/C 0.10Q3 23 calls: $12.4mQ3 23 puts: $1.8mQ3 23P/C 0.15Q4 23 calls: $14.6mQ4 23 puts: $567.4kQ4 23P/C 0.04Q1 24 calls: $12.4mQ1 24 puts: $975.6kQ1 24P/C 0.08
Numbers
QuarterCallsPutsP/C
Q2 2023$16.1m$1.7m0.10
Q3 2023$12.4m$1.8m0.15
Q4 2023$14.6m$567.4k0.04
Q1 2024$12.4m$975.6k0.08

Biggest buyers

MORGAN STANLEY Added +8,134,110+8.1m
JONES FINANCIAL COMPANIES LLLP Added +4,231,607+4.2m
Cetera Investment Advisers Added +1,067,086+1.1m
Mariner, LLC Added +655,795+655.8k
CITIGROUP INC Added +655,144+655.1k
Security National Bank New +343,196+343.2k
Bank of New York Mellon Corp Added +246,062+246.1k
BANK OF NOVA SCOTIA New +213,216+213.2k
JOHNSON INVESTMENT COUNSEL INC Added +184,428+184.4k
GOLDMAN SACHS GROUP INC Added +147,401+147.4k

Biggest sellers

FACTORY MUTUAL INSURANCE CO Reduced -1,140,900-1.1m
BANK OF AMERICA CORP /DE/ Reduced -1,065,418-1.1m
TIAA TRUST, NATIONAL ASSOCIATION Reduced -655,786-655.8k
WELLS FARGO & COMPANY/MN Reduced -652,131-652.1k
Cetera Advisor Networks LLC Sold out -603,951-604.0k
Cetera Advisors LLC Sold out -577,075-577.1k
EASTERN BANK Reduced -307,237-307.2k
PNC Financial Services Group, Inc. Reduced -302,271-302.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -234,373-234.4k
Transamerica Financial Advisors, LLC Reduced -231,811-231.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.8m116.8k shares
CITADEL ADVISORS LLC Reduced $2.4m29.1k shares
Cutler Group LLC / CA Reduced $134.0k40.3k shares
Mach-1 Financial Group, LLC New $3.4k148 shares

Biggest puts

CITADEL ADVISORS LLC Added $370.0k4.4k shares
BANK OF AMERICA CORP /DE/ New $361.6k4.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $243.9k2.9k shares
Mach-1 Financial Group, LLC New $169148 shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.48% of their portfolio CHARLOTTE, NC 58,519,07758.5m $4.9bn $4.9bn 0.48% Reduced -1.1m -1,065,418
2 WELLS FARGO & COMPANY/MN 0.75% of their portfolio SAN FRANCISCO, CA 33,982,32034.0m $2.9bn $2.9bn 0.75% Reduced -652.1k -652,131
3 JONES FINANCIAL COMPANIES LLLP 2.82% of their portfolio DES PERES, MO 24,631,18924.6m $2.1bn $2.1bn 2.82% Added +4.2m +4,231,607
4 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 22,525,87222.5m $1.9bn $1.9bn 0.05% Added +8.1m +8,134,110
5 US BANCORP \DE\ 2.47% of their portfolio MINNEAPOLIS, MN 21,072,61321.1m $1.8bn $1.8bn 2.47% Reduced -189.5k -189,524
6 PNC Financial Services Group, Inc. 0.82% of their portfolio Pittsburgh, PA 14,023,82914.0m $1.2bn $1.2bn 0.82% Reduced -302.3k -302,271
7 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 13,889,47413.9m $1.2bn $1.2bn 0.05% Reduced -150.7k -150,732
8 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 9,031,1999.0m $759.4m $759.4m 0.13% Reduced -62.4k -62,448
9 Bank of New York Mellon Corp 0.13% of their portfolio NEW YORK, NY 7,954,4988.0m $668.9m $668.9m 0.13% Added +246.1k +246,062
10 Baird Financial Group, Inc. 1.40% of their portfolio MILWAUKEE, WI 7,921,5337.9m $666.1m $666.1m 1.40% Added +119.4k +119,419
11 UBS Group AG 0.15% of their portfolio ZURICH, V8 5,427,5675.4m $456.4m $456.4m 0.15% Added +13.3k +13,336
12 TIAA TRUST, NATIONAL ASSOCIATION 1.28% of their portfolio CHARLOTTE, NC 4,993,5275.0m $419.9m $419.9m 1.28% Reduced -655.8k -655,786
13 AMERIPRISE FINANCIAL INC 0.11% of their portfolio MINNEAPOLIS, MN 4,576,8254.6m $385.2m $385.2m 0.11% Reduced -133.3k -133,269
14 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 4,358,2544.4m $366.5m $366.5m 0.14% Reduced -234.4k -234,373
15 Envestnet Portfolio Solutions, Inc. 1.22% of their portfolio BERWYN, PA 3,868,5253.9m $325.3m $325.3m 1.22% Added +103.2k +103,249
16 AMG National Trust Bank 9.26% of their portfolio GREENWOOD VILLAGE, CO 3,770,8953.8m $317.1m $317.1m 9.26% Reduced -19.6k -19,600
17 TRUIST FINANCIAL CORP 0.48% of their portfolio CHARLOTTE, NC 3,753,5033.8m $315.6m $315.6m 0.48% Reduced -11.6k -11,618
18 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,382,6203.4m $284.4m $284.4m 0.06% Added +147.4k +147,401
19 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 3,046,4973.0m $256.2m $256.2m 0.14% Added +97.8k +97,813
20 FMR LLC 0.02% of their portfolio BOSTON, MA 2,788,1172.8m $234.5m $234.5m 0.02% Reduced -40.0k -40,046
21 CIBC Private Wealth Group LLC 0.38% of their portfolio ATLANTA, GA 2,313,6732.3m $193.3m $193.3m 0.38% Reduced -7.0k -7,019
22 FIFTH THIRD BANCORP 0.75% of their portfolio CINCINNATI, OH 2,290,6252.3m $192.6m $192.6m 0.75% Reduced -23.6k -23,588
23 JOHNSON INVESTMENT COUNSEL INC 2.03% of their portfolio Cincinnati, OH 2,221,1112.2m $186.8m $186.8m 2.03% Added +184.4k +184,428
24 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,168,7662.2m $182.4m $182.4m 0.04% Reduced -230.6k -230,588
25 Pathstone Holdings, LLC 0.80% of their portfolio ENGLEWOOD, NJ 2,021,9332.0m $170.0m $170.0m 0.80% Reduced -4.3k -4,264
26 KEYBANK NATIONAL ASSOCIATION/OH 0.63% of their portfolio BROOKLYN, OH 1,821,0271.8m $153.1m $153.1m 0.63% Reduced -34.8k -34,840
27 COMMERCE BANK 0.93% of their portfolio KANSAS CITY, MO 1,671,6151.7m $140.6m $140.6m 0.93% Reduced -122.3k -122,332
28 Mariner, LLC 0.26% of their portfolio Overland Park, KS 1,469,2041.5m $123.5m $123.5m 0.26% Added +655.8k +655,795
29 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,434,7621.4m $120.6m $120.6m 0.08% Reduced -38.2k -38,195
30 Cetera Investment Advisers 0.24% of their portfolio SCHAUMBURG, IL 1,192,7721.2m $100.3m $100.3m 0.24% Added +1.1m +1,067,086
31 First Western Trust Bank 4.55% of their portfolio Denver, CO 1,188,9741.2m $100.0m $100.0m 4.55% Reduced -575 -575
32 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 1,121,1521.1m $94.3m $94.3m 0.16% Added +813 +813
33 OAKWORTH CAPITAL, INC. 6.88% of their portfolio BIRMINGHAM, AL 1,087,0431.1m $91.4m $91.4m 6.88% Added +10.1k +10,061
34 Glenview Trust Co 1.93% of their portfolio Louisville, KY 1,067,9161.1m $89.8m $89.8m 1.93% Added +56.7k +56,704
35 FACTORY MUTUAL INSURANCE CO 1.01% of their portfolio WALTHAM, MA 1,048,7001.0m $88.2m $88.2m 1.01% Reduced -1.1m -1,140,900
36 SYNOVUS FINANCIAL CORP 1.14% of their portfolio Columbus, GA 1,046,4811.0m $88.0m $88.0m 1.14% Reduced -3.5k -3,478
37 AVANTAX ADVISORY SERVICES, INC. 0.78% of their portfolio DALLAS, TX 1,043,4721.0m $87.7m $87.7m 0.78% Reduced -117.5k -117,519
38 WASHINGTON TRUST Co 3.12% of their portfolio WESTERLY, RI 1,008,9651.0m $84.8m $84.8m 3.12% Added +11.6k +11,618
39 Composition Wealth, LLC 2.13% of their portfolio LOS ANGELES, CA 1,005,0191.0m $84.5m $84.5m 2.13% Reduced -49.5k -49,459
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 970,599970.6k $81.6m $81.6m 0.08% Reduced -28.9k -28,949
41 JMG Financial Group, Ltd. 3.04% of their portfolio DOWNERS GROVE, IL 948,495948.5k $79.8m $79.8m 3.04% Reduced -4.5k -4,528
42 Janney Montgomery Scott LLC 0.23% of their portfolio PHILADELPHIA, PA 934,694934.7k $78.6m $78.6m 0.23% Reduced -5.8k -5,775
43 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 933,106933.1k $78.5m $78.5m 0.12% Reduced -85.4k -85,439
44 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 930,654930.7k $78.4m $78.4m 0.02% Added +116.4k +116,380
45 Atlantic Union Bankshares Corp 6.57% of their portfolio GLEN ALLEN, VA 927,193927.2k $78.0m $78.0m 6.57% Added +1.3k +1,293
46 Gilbert & Cook, Inc. 10.60% of their portfolio WEST DES MOINES, IA 925,114925.1k $77.8m $77.8m 10.60% Reduced -2.1k -2,076
47 ALBION FINANCIAL GROUP /UT 5.90% of their portfolio SALT LAKE CITY, UT 908,384908.4k $76.4m $76.4m 5.90% Reduced -5.3k -5,304
48 GERMAN AMERICAN BANCORP, INC. 8.35% of their portfolio JASPER, IN 825,980826.0k $69.5m $69.5m 8.35% Added +41.0k +40,969
49 COUNTRY TRUST BANK 1.77% of their portfolio Bloomington, IL 810,538810.5k $68.2m $68.2m 1.77% Reduced -13.6k -13,569
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.17% of their portfolio PLYMOUTH, MN 788,718788.7k $66.3m $66.3m 0.17% Reduced -17.0k -16,975
51 Pegasus Partners Ltd. 6.95% of their portfolio MEQUON, WI 779,386779.4k $65.5m $65.5m 6.95% Reduced -22.5k -22,477
52 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 746,689746.7k $62.8m $62.8m 0.07% Added +655.1k +655,144
53 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 720,790720.8k $60.6m $60.6m 0.02% Reduced -9.3k -9,329
54 International City Management Association Retirement Corp 49.34% of their portfolio WASHINGTON, DC 702,067702.1k $59.0m $59.0m 49.34% Unchanged
55 Millburn Ridgefield LLC /DE/ 1.62% of their portfolio New York, NY 697,781697.8k $58.7m $58.7m 1.62% Added +33.6k +33,561
56 Catalyst Capital Advisors LLC 1.41% of their portfolio San Juan, PR 697,781697.8k $58.7m $58.7m 1.41% Added +33.6k +33,561
57 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.54% of their portfolio NORFOLK, VA 653,290653.3k $54.9m $54.9m 1.54% Reduced -5.3k -5,302
58 Citizens Business Bank 11.19% of their portfolio ONTARIO, CA 638,425638.4k $53.7m $53.7m 11.19% Reduced -6.0k -5,967
59 UMB Bank, n.a. 0.83% of their portfolio Kansas City, MO 623,867623.9k $52.5m $52.5m 0.83% Added +37.0k +37,004
60 Badgley Phelps Wealth Managers, LLC 1.26% of their portfolio SEATTLE, WA 597,795597.8k $50.3m $50.3m 1.26% Added +11.8k +11,764
61 Cerity Partners LLC 0.13% of their portfolio NEW YORK, NY 596,033596.0k $50.0m $50.0m 0.13% Reduced -199.1k -199,098
62 M&T Bank Corp 0.17% of their portfolio BUFFALO, NY 586,482586.5k $49.3m $49.3m 0.17% Reduced -30.1k -30,076
63 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 570,817570.8k $48.0m $48.0m 0.05% Added +5.9k +5,855
64 COMERICA BANK 0.20% of their portfolio DALLAS, TX 556,168556.2k $46.8m $46.8m 0.20% Reduced -4.9k -4,892
65 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 552,341552.3k $46.5m $46.5m 0.10% Reduced -23.6k -23,622
66 Rockefeller Capital Management L.P. 0.13% of their portfolio NEW YORK, NY 542,065542.1k $45.6m $45.6m 0.13% Reduced -408 -408
67 HUNTINGTON NATIONAL BANK 0.36% of their portfolio COLUMBUS, OH 526,618526.6k $44.3m $44.3m 0.36% Added +14.4k +14,363
68 Starboard Value LP 0.91% of their portfolio New York, NY 525,000525.0k $44.1m $44.1m 0.91% Reduced -50.0k -50,000
69 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 498,028498.0k $41.9m $41.9m 0.07% Reduced -74.3k -74,284
70 AE Wealth Management LLC 0.47% of their portfolio TOPEKA, KS 490,875490.9k $41.3m $41.3m 0.47% Reduced -92.8k -92,786
71 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 480,908480.9k $40.4m $40.4m 0.16% Added +16.4k +16,368
72 STOCK YARDS BANK & TRUST CO 1.30% of their portfolio LOUISVILLE, KY 465,890465.9k $39.2m $39.2m 1.30% Reduced -1.9k -1,868
73 Texas Capital Bank Wealth Management Services Inc 4.29% of their portfolio Dallas, TX 464,429464.4k $39.1m $39.1m 4.29% Reduced -162.0k -161,965
74 Mesirow Financial Investment Management, Inc. 0.88% of their portfolio CHICAGO, IL 462,297462.3k $38.9m $38.9m 0.88% Added +34.1k +34,129
75 Steward Partners Investment Advisory, LLC 0.42% of their portfolio STAMFORD, CT 457,550457.6k $38.5m $38.5m 0.42% Added +3.2k +3,177
76 Dakota Wealth Management 0.90% of their portfolio PALM BEACH GARDENS, FL 428,086428.1k $36.0m $36.0m 0.90% Added +8.1k +8,106
77 STEPHENS INC /AR/ 0.55% of their portfolio LITTLE ROCK, AR 424,020424.0k $35.7m $35.7m 0.55% Added +12.1k +12,139
78 FIRST FOUNDATION ADVISORS 1.42% of their portfolio Irvine, CA 421,140421.1k $35.4m $35.4m 1.42% Added +22.9k +22,913
79 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 419,615419.6k $35.3m $35.3m 0.06% Reduced -405 -405
80 ALERUS FINANCIAL NA 2.64% of their portfolio GRAND FORKS, ND 415,562415.6k $34.9m $34.9m 2.64% Reduced -3.8k -3,800
81 StoneX Group Inc. 2.99% of their portfolio NEW YORK, NY 396,451396.5k $33.3m $33.3m 2.99% Added +28.2k +28,217
82 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 381,399381.4k $32.1m $32.1m 0.07% Reduced -112.5k -112,533
83 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 360,085360.1k $30.3m $30.3m 0.11% Reduced -47.9k -47,893
84 Stegner Investment Associates Inc. 21.39% of their portfolio LOUISVILLE, KY 347,293347.3k $29.2m $29.2m 21.39% Reduced -3.3k -3,263
85 Security National Bank 4.37% of their portfolio OMAHA, NE 343,196343.2k $28.9m $28.9m 4.37% New
86 River Wealth Advisors LLC 4.19% of their portfolio CAMP HILL, PA 342,713342.7k $28.8m $28.8m 4.19% Added +17.4k +17,364
87 BlackRock Inc. 0.00% of their portfolio New York, NY 332,210332.2k $27.9m $27.9m 0.00% Reduced -136.3k -136,305
88 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 323,549323.5k $27.2m $27.2m 0.05% Reduced -30.3k -30,336
89 MAI Capital Management 0.28% of their portfolio INDEPENDENCE, OH 319,702319.7k $26.9m $26.9m 0.28% Added +7.8k +7,761
90 D.A. DAVIDSON & CO. 0.24% of their portfolio GREAT FALLS, MT 315,922315.9k $26.6m $26.6m 0.24% Reduced -8.8k -8,788
91 COLDSTREAM CAPITAL MANAGEMENT INC 0.67% of their portfolio BELLEVUE, WA 314,300314.3k $26.4m $26.4m 0.67% Reduced -980 -980
92 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 309,123309.1k $26.0m $26.0m 0.11% Reduced -15.8k -15,779
93 BROWN ADVISORY INC 0.03% of their portfolio BALTIMORE, MD 305,649305.6k $25.7m $25.7m 0.03% Added +12.9k +12,887
94 Coastline Trust Co 3.05% of their portfolio PROVIDENCE, RI 299,750299.8k $25.2m $25.2m 3.05% Reduced -246 -246
95 HANTZ FINANCIAL SERVICES, INC. 0.48% of their portfolio SOUTHFIELD, MI 294,887294.9k $24.8m $24.8m 0.48% Added +32.1k +32,075
96 Consolidated Investment Group LLC 3.91% of their portfolio ENGLEWOOD, CO 287,160287.2k $24.1m $24.1m 3.91% Unchanged
97 Focus Partners Wealth 0.19% of their portfolio ST LOUIS, MO 277,931277.9k $23.4m $23.4m 0.19% Added +37.7k +37,698
98 XML Financial, LLC 2.37% of their portfolio BETHESDA, MD 275,194275.2k $23.1m $23.1m 2.37% Reduced -3.3k -3,343
99 AMARILLO NATIONAL BANK 4.27% of their portfolio AMARILLO, TX 271,989272.0k $22.9m $22.9m 4.27% Reduced -840 -840
100 SIGMA INVESTMENT COUNSELORS INC 1.47% of their portfolio NORTHVILLE, MI 271,311271.3k $22.8m $22.8m 1.47% Reduced -5.4k -5,355