Vault-13

SOCIETAL CDMO INC REPH

COM · Common Stock · CUSIP 75629F109

47 institutional holders +5 vs Q4 2023
50,797,03750.8m shares reported held*
$54.9mreported value*
17 new 11 added 8 reduced 13 sold out net sold ≈ $5.9m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.08. Options: 2 managers hold calls ($216 notional), 2 hold puts ($324).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 48Q1 23: 47Q2 23: 43Q3 23: 48Q4 23: 42Q1 24: 4747Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202247
Q4 202248
Q1 202347
Q2 202343
Q3 202348
Q4 202342
Q1 202447

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 14 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 12 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 28 bought or addedQ1 24: 21 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222220
Q1 20232215
Q2 20231416
Q3 20232512
Q4 20231315
Q1 20242821

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500$1k$1.5k$2kQ2 23 calls: $2.0kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $105Q4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $216Q1 24 puts: $324Q1 24P/C 1.50
Numbers
QuarterCallsPutsP/C
Q2 2023$2.0k$00.00
Q3 2023$1.5k$00.00
Q4 2023$105$00.00
Q1 2024$216$3241.50

Biggest buyers

Beryl Capital Management LLC New +8,942,946+8.9m
Vazirani Asset Management LLC New +750,000+750.0k
Skandinaviska Enskilda Banken AB (publ) New +717,241+717.2k
AWM Investment Company, Inc. Added +660,086+660.1k
Crystalline Management Inc. New +518,629+518.6k
EHP Funds Inc. New +500,400+500.4k
FNY Investment Advisers, LLC New +250,000+250.0k
BlackRock Inc. Added +220,378+220.4k
STATE STREET CORP Added +188,900+188.9k
MORGAN STANLEY Added +141,710+141.7k

Biggest sellers

Driehaus Capital Management LLC Sold out -4,249,229-4.2m
ROYCE & ASSOCIATES LP Sold out -3,293,382-3.3m
Samjo Management, LLC Reduced -2,856,700-2.9m
Nantahala Capital Management, LLC Sold out -2,429,412-2.4m
Caligan Partners LP Sold out -1,689,768-1.7m
First Eagle Investment Management, LLC Sold out -1,631,431-1.6m
Alyeska Investment Group, L.P. Sold out -1,597,931-1.6m
HighMark Wealth Management LLC Sold out -484,985-485.0k
TITLEIST ASSET MANAGEMENT, LLC Reduced -182,916-182.9k
CITADEL ADVISORS LLC Reduced -100,167-100.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $216200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $324300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Light Asset Management, LLC 1.63% of their portfolio Edina, MN 19,676,39619.7m $21.3m $21.3m 1.63% Unchanged
2 Beryl Capital Management LLC 11.78% of their portfolio REDONDO BEACH, CA 8,942,9468.9m $9.7m $9.7m 11.78% New
3 AWM Investment Company, Inc. 1.12% of their portfolio NEW YORK, NY 7,886,5007.9m $8.5m $8.5m 1.12% Added +660.1k +660,086
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,062,4193.1m $3.3m $3.3m 0.00% Added +5.6k +5,600
5 OV Management LLC 2.33% of their portfolio MINNEAPOLIS, MN 2,977,2883.0m $3.2m $3.2m 2.33% Unchanged
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,010,6841.0m $1.1m $1.1m 0.00% Added +73.2k +73,150
7 Trium Capital LLP 0.41% of their portfolio LONDON, X0 1,003,6661.0m $1.1m $1.1m 0.41% Not comparable
8 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 850,317850.3k $918.0k $918.0k 0.00% Added +19.1k +19,100
9 Vazirani Asset Management LLC 2.25% of their portfolio NEW YORK, NY 750,000750.0k $810.0k $810.0k 2.25% New
10 Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio STOCKHOLM, V7 717,241717.2k $774.6k $774.6k 0.00% New
11 Crystalline Management Inc. 0.73% of their portfolio Montreal, Quebec, Z4 518,629518.6k $560.1k $560.1k 0.73% New
12 EHP Funds Inc. 0.37% of their portfolio TORONTO, Z4 500,400500.4k $540.4k $540.4k 0.37% New
13 BlackRock Inc. 0.00% of their portfolio New York, NY 491,862491.9k $531.2k $531.2k 0.00% Added +220.4k +220,378
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 315,758315.8k $341.0k $341.0k 0.00% Added +188.9k +188,900
15 Clear Harbor Asset Management, LLC 0.03% of their portfolio Stamford, CT 272,421272.4k $294.2k $294.2k 0.03% Reduced -86.4k -86,440
16 FNY Investment Advisers, LLC 0.16% of their portfolio NEW YORK, NY 250,000250.0k $270.0k $270.0k 0.16% New
17 Samjo Management, LLC 0.08% of their portfolio New York, NY 213,300213.3k $230.4k $230.4k 0.08% Reduced -2.9m -2,856,700
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 202,500202.5k $218.7k $218.7k 0.00% Reduced -47.1k -47,100
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 200,382200.4k $216.4k $216.4k 0.00% Added +39.1k +39,143
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 142,110142.1k $153.5k $153.5k 0.00% Added +141.7k +141,710
21 PenderFund Capital Management Ltd. 0.05% of their portfolio VANCOUVER, A1 123,400123.4k $180.5k $180.5k 0.05% New
22 Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio HONG KONG, K3 86,66286.7k $93.6k $93.6k 0.01% New
23 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 74,73174.7k $80.7k $80.7k 0.00% Reduced -22.7k -22,725
24 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 71,46271.5k $77.2k $77.2k 0.00% Added +15.1k +15,112
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 58,55258.6k $63.2k $63.2k 0.00% Reduced -100.2k -100,167
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 48,16648.2k $52.0k $52.0k 0.00% New
27 Amplius Wealth Advisors, LLC 0.01% of their portfolio BLUE BELL, PA 47,80047.8k $51.6k $51.6k 0.01% Unchanged
28 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 46,35246.4k $50.1k $50.1k 0.00% New
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 37,78537.8k $40.8k $40.8k 0.00% Reduced -60.5k -60,504
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 37,04737.0k $40.0k $40.0k 0.00% Unchanged
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,92031.9k $34.5k $34.5k 0.00% Unchanged
32 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 27,90827.9k $30.1k $30.1k 0.00% New
33 Virtu Financial LLC 0.00% of their portfolio New York, NY 24,59924.6k $27.0k $27.0k 0.00% New
34 TITLEIST ASSET MANAGEMENT, LLC 0.00% of their portfolio SAN ANTONIO, TX 22,73222.7k $24.6k $24.6k 0.00% Reduced -182.9k -182,916
35 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 19,50019.5k $21.1k $21.1k 0.00% New
36 WYNNEFIELD CAPITAL INC 0.01% of their portfolio NEW YORK, NY 13,00013.0k $14.0k $14.0k 0.01% Unchanged
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,80011.8k $13.0k $13.0k 0.00% Unchanged
38 DIMENSION CAPITAL MANAGEMENT LLC 0.00% of their portfolio Coral Gables, FL 10,59110.6k $11.4k $11.4k 0.00% Unchanged
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 10,43510.4k $11.3k $11.3k 0.00% Reduced -18.2k -18,245
40 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 4,1024.1k $4.4k $4.4k 0.00% New
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0041.0k $1.1k $1.1k 0.00% New
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 954954 $1.0k $1.0k 0.00% Added +12 +12
43 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 557557 $1.0k $1.0k 0.00% New
44 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 500500 $540 $540 0.00% New
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 402402 $0 $0 0.00% Added +48 +48
46 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 257257 $278 $278 0.00% Unchanged
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged