Vault-13

ISHARES TR OEF

S&P 100 ETF · ETP · CUSIP 464287101

742 institutional holders -20 vs Q4 2023
37,646,11137.6m shares reported held*
$9.0bnreported value*
67 new 157 added 313 reduced 86 sold out net sold ≈ $1.9bn (-6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $238.99. Options: 7 managers hold calls ($24.9m notional), 2 hold puts ($3.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 475Q4 22: 504Q1 23: 516Q2 23: 553Q3 23: 567Q4 23: 762Q1 24: 742742Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022475
Q4 2022504
Q1 2023516
Q2 2023553
Q3 2023567
Q4 2023762
Q1 2024742

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 168 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 185 bought or addedQ2 23: 195 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 194 cut or sold outQ3 23Q4 23: 411 bought or addedQ4 23: 156 cut or sold outQ4 23Q1 24: 224 bought or addedQ1 24: 399 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022168204
Q1 2023169221
Q2 2023185195
Q3 2023189194
Q4 2023411156
Q1 2024224399

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $59.7mQ2 23 puts: $15.8mQ2 23P/C 0.26Q3 23 calls: $66.5mQ3 23 puts: $12.3mQ3 23P/C 0.19Q4 23 calls: $29.5mQ4 23 puts: $2.8mQ4 23P/C 0.10Q1 24 calls: $24.9mQ1 24 puts: $3.1mQ1 24P/C 0.13
Numbers
QuarterCallsPutsP/C
Q2 2023$59.7m$15.8m0.26
Q3 2023$66.5m$12.3m0.19
Q4 2023$29.5m$2.8m0.10
Q1 2024$24.9m$3.1m0.13

Biggest buyers

SIGMA INVESTMENT COUNSELORS INC New +1,237,262+1.2m
Cresset Asset Management, LLC Added +1,033,351+1.0m
EVOKE WEALTH, LLC New +448,259+448.3k
MORGAN STANLEY Added +423,367+423.4k
Quantum Financial Advisors, LLC New +181,782+181.8k
FIFTH THIRD BANCORP Added +124,506+124.5k
CM WEALTH ADVISORS LLC Added +65,488+65.5k
Bricktown Capital, LLC Added +42,000+42.0k
Avid Wealth Partners LLC Added +37,526+37.5k
Select Asset Management & Trust Added +31,881+31.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -3,338,314-3.3m
BlackRock Inc. Reduced -954,368-954.4k
JPMORGAN CHASE & CO Reduced -572,052-572.1k
LPL Financial LLC Reduced -569,330-569.3k
Envestnet Portfolio Solutions, Inc. Reduced -496,315-496.3k
CWM, LLC Reduced -475,850-475.9k
PARK AVENUE SECURITIES LLC Reduced -368,050-368.1k
OSAIC HOLDINGS, INC. Reduced -326,395-326.4k
MML INVESTORS SERVICES, LLC Reduced -223,340-223.3k
Janney Montgomery Scott LLC Reduced -200,941-200.9k

Biggest calls

Capital Markets Trading UK LLP Reduced $18.0m749.7k shares
JANE STREET GROUP, LLC Reduced $3.5m27.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m7.9k shares
CITADEL ADVISORS LLC Reduced $791.7k3.2k shares
CMT Capital Markets Trading GmbH New $460.0k19.1k shares
Cutler Group LLC / CA Reduced $87.0k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.0m12.1k shares
CITADEL ADVISORS LLC Reduced $148.4k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.14% of their portfolio CHARLOTTE, NC 5,897,2495.9m $1.5bn $1.5bn 0.14% Added +1.3k +1,272
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,496,6593.5m $865.1m $865.1m 0.02% Added +423.4k +423,367
3 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 3,082,6263.1m $762.7m $762.7m 0.03% Reduced -572.1k -572,052
4 FIFTH THIRD BANCORP 2.23% of their portfolio CINCINNATI, OH 2,299,7002.3m $569.0m $569.0m 2.23% Added +124.5k +124,506
5 Cresset Asset Management, LLC 2.70% of their portfolio Chicago, IL 2,241,3092.2m $554.5m $554.5m 2.70% Added +1.0m +1,033,351
6 JONES FINANCIAL COMPANIES LLLP 0.62% of their portfolio DES PERES, MO 1,829,4151.8m $452.6m $452.6m 0.62% Reduced -57.8k -57,815
7 SIGMA INVESTMENT COUNSELORS INC 1.83% of their portfolio NORTHVILLE, MI 1,237,2621.2m $28.4m $28.4m 1.83% New
8 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 1,110,7701.1m $274.8m $274.8m 0.06% Added +3.8k +3,794
9 IEQ CAPITAL, LLC 3.20% of their portfolio Foster City, CA 899,341899.3k $222.5m $222.5m 3.20% Reduced -35.8k -35,767
10 Merriman Wealth Management, LLC 8.20% of their portfolio SEATTLE, WA 743,821743.8k $184.0m $184.0m 8.20% Added +22.5k +22,484
11 UBS Group AG 0.05% of their portfolio ZURICH, V8 637,804637.8k $157.8m $157.8m 0.05% Reduced -6.5k -6,520
12 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 624,578624.6k $154.5m $154.5m 0.08% Reduced -569.3k -569,330
13 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 592,464592.5k $146.6m $146.6m 0.04% Reduced -51.5k -51,483
14 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 581,289581.3k $143.8m $143.8m 0.05% Reduced -3.3m -3,338,314
15 EVOKE WEALTH, LLC 3.30% of their portfolio Los Angeles, CA 448,259448.3k $110.9m $110.9m 3.30% New
16 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 425,894425.9k $105.4m $105.4m 0.07% Added +3.9k +3,883
17 Relative Value Partners Group, LLC 5.37% of their portfolio NORTHBROOK, IL 381,083381.1k $87.1m $87.1m 5.37% Reduced -2.8k -2,767
18 OLD NATIONAL BANCORP /IN/ 2.23% of their portfolio EVANSVILLE, IN 379,146379.1k $93.8m $93.8m 2.23% Reduced -5.9k -5,905
19 CM WEALTH ADVISORS LLC 18.78% of their portfolio BEACHWOOD, OH 266,635266.6k $65.7m $65.7m 18.78% Added +65.5k +65,488
20 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 236,641236.6k $58.5m $58.5m 0.09% Reduced -13.5k -13,537
21 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 213,314213.3k $53.0m $53.0m 0.01% Reduced -158.6k -158,584
22 Mariner, LLC 0.11% of their portfolio Overland Park, KS 205,734205.7k $50.9m $50.9m 0.11% Added +20.6k +20,552
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 184,886184.9k $45.8m $45.8m 0.01% Added +997 +997
24 Quantum Financial Advisors, LLC 0.82% of their portfolio SANTA MONICA, CA 181,782181.8k $4.4m $4.4m 0.82% New
25 AGF MANAGEMENT LTD 0.25% of their portfolio TORONTO, A6 180,665180.7k $44.7m $44.7m 0.25% Reduced -85 -85
26 SIGNATUREFD, LLC 0.91% of their portfolio ATLANTA, GA 174,364174.4k $43.1m $43.1m 0.91% Reduced -2.7k -2,710
27 CWM, LLC 0.21% of their portfolio OMAHA, NE 173,270173.3k $42.9m $42.9m 0.21% Reduced -475.9k -475,850
28 Demars Financial Group, LLC 20.54% of their portfolio SPOKANE VALLEY, WA 168,563168.6k $41.7m $41.7m 20.54% Added +4.7k +4,680
29 FMR LLC 0.00% of their portfolio BOSTON, MA 164,391164.4k $40.7m $40.7m 0.00% Added +297 +297
30 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 156,924156.9k $38.8m $38.8m 0.06% Reduced -50.2k -50,171
31 OAKWORTH CAPITAL, INC. 2.92% of their portfolio BIRMINGHAM, AL 156,490156.5k $38.7m $38.7m 2.92% Reduced -86.5k -86,538
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 144,754144.8k $35.8m $35.8m 0.01% Reduced -13.4k -13,386
33 Financial Partners Group, Inc 5.70% of their portfolio Overland Park, KS 144,457144.5k $35.7m $35.7m 5.70% Added +5.0k +5,047
34 TWO SIGMA INVESTMENTS, LP 0.08% of their portfolio NEW YORK, NY 136,600136.6k $33.8m $33.8m 0.08% Reduced -71.2k -71,200
35 Bluespring Wealth Management, LLC 3.67% of their portfolio AUSTIN, TX 135,162135.2k $33.4m $33.4m 3.67% Added +4.8k +4,835
36 Dorsey & Whitney Trust CO LLC 2.11% of their portfolio SIOUX FALLS, SD 125,049125.0k $30.9m $30.9m 2.11% Unchanged
37 Abbrea Capital, LLC 4.07% of their portfolio Greenbrae, CA 124,770124.8k $30.9m $30.9m 4.07% Added +1.5k +1,522
38 OneDigital Investment Advisors LLC 0.47% of their portfolio OVERLAND PARK, KS 120,528120.5k $29.8m $29.8m 0.47% Reduced -112.4k -112,375
39 First Pacific Financial 8.11% of their portfolio VANCOUVER, WA 117,354117.4k $29.0m $29.0m 8.11% Reduced -1.6k -1,602
40 Altus Wealth Management, LLC 15.14% of their portfolio FT MITCHELL, KY 116,279116.3k $28.8m $28.8m 15.14% Added +18.8k +18,841
41 VICUS CAPITAL 2.56% of their portfolio STATE COLLEGE, PA 113,322113.3k $28.0m $28.0m 2.56% Reduced -827 -827
42 M&T Bank Corp 0.10% of their portfolio BUFFALO, NY 111,865111.9k $27.7m $27.7m 0.10% Reduced -823 -823
43 FSA WEALTH PARTNERS, INC. 6.70% of their portfolio Rockville, MD 108,877108.9k $26.9m $26.9m 6.70% Added +19.3k +19,322
44 IFP Advisors, Inc 1.16% of their portfolio TAMPA, FL 106,934106.9k $26.5m $26.5m 1.16% Added +30.3k +30,287
45 Pathstone Holdings, LLC 0.12% of their portfolio ENGLEWOOD, NJ 106,045106.0k $26.2m $26.2m 0.12% Added +4.0k +4,020
46 Steward Partners Investment Advisory, LLC 0.28% of their portfolio STAMFORD, CT 104,126104.1k $25.8m $25.8m 0.28% Reduced -15.1k -15,085
47 TWO SIGMA ADVISERS, LP 0.05% of their portfolio NEW YORK, NY 94,80694.8k $23.5m $23.5m 0.05% Added +13.4k +13,406
48 Amplius Wealth Advisors, LLC 2.61% of their portfolio BLUE BELL, PA 94,23794.2k $23.3m $23.3m 2.61% Reduced -352 -352
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 93,69493.7k $23.2m $23.2m 0.02% Added +8.2k +8,157
50 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 89,15789.2k $22.1m $22.1m 0.05% Reduced -326.4k -326,395
51 Dakota Wealth Management 0.48% of their portfolio PALM BEACH GARDENS, FL 77,69877.7k $19.2m $19.2m 0.48% Reduced -55.9k -55,878
52 Avid Wealth Partners LLC 15.42% of their portfolio SAN ANTONIO, TX 77,59177.6k $19.2m $19.2m 15.42% Added +37.5k +37,526
53 Aveo Capital Partners, LLC 2.05% of their portfolio ENGLEWOOD, CO 77,30177.3k $18.8m $18.8m 2.05% Added +21.4k +21,373
54 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 76,96677.0k $19.0m $19.0m 0.07% Added +723 +723
55 Harbour Trust & Investment Management Co 2.37% of their portfolio MICHIGAN CITY, IN 76,31976.3k $18.9m $18.9m 2.37% Reduced -1.7k -1,703
56 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 73,24673.2k $18.1m $18.1m 0.01% Reduced -4.6k -4,586
57 MONECO ADVISORS, LLC 2.81% of their portfolio FAIRFIELD, CT 71,63771.6k $17.7m $17.7m 2.81% Added +8.2k +8,202
58 One Capital Management, LLC 0.64% of their portfolio WESTLAKE VILLAGE, CA 71,25771.3k $17.6m $17.6m 0.64% Reduced -2.0k -2,030
59 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 69,58169.6k $17.2m $17.2m 0.07% Reduced -223.3k -223,340
60 Select Asset Management & Trust 6.79% of their portfolio MECHANICSBURG, PA 66,01766.0k $16.3m $16.3m 6.79% Added +31.9k +31,881
61 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 61,65661.7k $15.3m $15.3m 0.01% Reduced -6.2k -6,212
62 Integrated Wealth Concepts LLC 0.22% of their portfolio WALTHAM, MA 61,53061.5k $15.2m $15.2m 0.22% Reduced -22.2k -22,246
63 BROWN BROTHERS HARRIMAN & CO 0.12% of their portfolio NEW YORK, NY 61,45461.5k $15.2m $15.2m 0.12% Unchanged
64 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 61,42761.4k $15.2m $15.2m 0.06% Reduced -24.8k -24,776
65 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 61,38861.4k $15.2m $15.2m 0.04% Reduced -52.5k -52,483
66 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 5.27% of their portfolio New Cumberland, PA 59,09159.1k $14.6m $14.6m 5.27% Added +4.2k +4,205
67 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 58,60658.6k $14.5m $14.5m 0.05% Reduced -496.3k -496,315
68 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 58,00858.0k $14.4m $14.4m 0.06% Reduced -1.9k -1,914
69 PARK AVENUE SECURITIES LLC 0.18% of their portfolio NEW YORK, NY 56,75456.8k $14.0m $14.0m 0.18% Reduced -368.1k -368,050
70 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 53,31153.3k $13.2m $13.2m 0.15% Reduced -16.6k -16,649
71 COUNTRY CLUB BANK 0.93% of their portfolio KANSAS CITY, MO 53,23553.2k $13.2m $13.2m 0.93% Reduced -785 -785
72 STOCK YARDS BANK & TRUST CO 0.42% of their portfolio LOUISVILLE, KY 51,14951.1k $12.7m $12.7m 0.42% Reduced -933 -933
73 Lineweaver Wealth Advisors, LLC 2.96% of their portfolio VALLEY VIEW, OH 50,31250.3k $12.5m $12.5m 2.96% Added +2.9k +2,876
74 Roof Eidam Maycock Peralta, LLC 3.40% of their portfolio San Francisco, CA 50,11250.1k $12.4m $12.4m 3.40% Reduced -475 -475
75 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 49,43549.4k $12.2m $12.2m 0.01% Reduced -64.2k -64,212
76 SCS Capital Management LLC 0.13% of their portfolio BOSTON, MA 49,40449.4k $12.2m $12.2m 0.13% Added +110 +110
77 QUEST INVESTMENT MANAGEMENT LLC 1.36% of their portfolio LAKE OSWEGO, OR 49,32149.3k $12.2m $12.2m 1.36% Reduced -2.7k -2,684
78 Jackson Wealth Management, LLC 1.52% of their portfolio LAKE MARY, FL 49,03449.0k $12.1m $12.1m 1.52% Added +11.9k +11,866
79 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 49,00949.0k $12.1m $12.1m 0.00% Reduced -1.3k -1,318
80 Wealth Forward, LLC 9.18% of their portfolio FARGO, ND 47,14747.1k $11.7m $11.7m 9.18% Added +1.1k +1,071
81 WJ Wealth Management, LLC 4.54% of their portfolio GLENDALE, AZ 46,11246.1k $11.4m $11.4m 4.54% Reduced -5.5k -5,472
82 Financial Enhancement Group LLC 1.84% of their portfolio ANDERSON, IN 46,05646.1k $11.2m $11.2m 1.84% Added +616 +616
83 Keebeck Wealth Management 1.67% of their portfolio Chicago, IL 45,98946.0k $11.4m $11.4m 1.67% Reduced -9.5k -9,478
84 Bricktown Capital, LLC 2.15% of their portfolio DETROIT, MI 43,00043.0k $10.6m $10.6m 2.15% Added +42.0k +42,000
85 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 42,90042.9k $10.6m $10.6m 0.01% Reduced -37.7k -37,673
86 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 41,89241.9k $10.4m $10.4m 0.02% Reduced -9.3k -9,309
87 Investors Research Corp 2.36% of their portfolio ATLANTA, GA 40,74240.7k $10.1m $10.1m 2.36% Added +853 +853
88 Geller Advisors LLC 0.81% of their portfolio New York, NY 40,45540.5k $10.0m $10.0m 0.81% Added +63 +63
89 ARCADIA INVESTMENT ADVISORS LLC 5.58% of their portfolio EAGLE, ID 39,46439.5k $9.8m $9.8m 5.58% Reduced -335 -335
90 PATTEN & PATTEN INC/TN 0.68% of their portfolio CHATTANOOGA, TN 38,43438.4k $9.5m $9.5m 0.68% Added +25.1k +25,057
91 Waypoint Capital Advisors, LLC 2.46% of their portfolio Minneapolis, MN 37,98338.0k $9.4m $9.4m 2.46% Added +67 +67
92 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 37,61837.6k $9.3m $9.3m 0.01% Added +276 +276
93 One Wealth Advisors, LLC 1.59% of their portfolio SAN FRANCISCO, CA 36,99937.0k $9.2m $9.2m 1.59% Reduced -17.6k -17,571
94 TSA Wealth Managment LLC 3.99% of their portfolio HOUSTON, TX 36,98437.0k $9.2m $9.2m 3.99% Reduced -18.6k -18,612
95 Carnegie Investment Counsel 0.28% of their portfolio PEPPER PIKE, OH 36,37136.4k $9.0m $9.0m 0.28% Added +5.4k +5,366
96 ATTICUS WEALTH MANAGEMENT, LLC 2.90% of their portfolio Palm Beach Gardens, FL 35,85735.9k $8.9m $8.9m 2.90% Added +35 +35
97 Segment Wealth Management, LLC 0.67% of their portfolio HOUSTON, TX 35,53935.5k $8.8m $8.8m 0.67% Reduced -1.2k -1,212
98 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 35,36635.4k $8.8m $8.8m 0.01% Reduced -17.6k -17,566
99 Legacy Advisors, LLC 1.08% of their portfolio PLYMOUTH MEETING, PA 34,52434.5k $8.5m $8.5m 1.08% Reduced -3.1k -3,051
100 Continuum Advisory, LLC 1.25% of their portfolio EAGLE, ID 33,86733.9k $8.4m $8.4m 1.25% Added +1.7k +1,671