Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

2,209 institutional holders -11 vs Q4 2023
339,952,505340.0m shares reported held*
$71.5bnreported value*
168 new 826 added 841 reduced 179 sold out net sold ≈ $3.8bn (-18.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($65.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $210.29. Options: 106 managers hold calls ($55.9bn notional), 146 hold puts ($97.6bn).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 1,866Q4 22: 1,990Q1 23: 1,911Q2 23: 1,968Q3 23: 1,923Q4 23: 2,220Q1 24: 2,2092,209Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990
Q1 20231,911
Q2 20231,968
Q3 20231,923
Q4 20232,220
Q1 20242,209

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 863 bought or addedQ4 22: 847 cut or sold outQ4 22Q1 23: 764 bought or addedQ1 23: 944 cut or sold outQ1 23Q2 23: 849 bought or addedQ2 23: 848 cut or sold outQ2 23Q3 23: 780 bought or addedQ3 23: 882 cut or sold outQ3 23Q4 23: 1,110 bought or addedQ4 23: 783 cut or sold outQ4 23Q1 24: 994 bought or addedQ1 24: 1,020 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022863847
Q1 2023764944
Q2 2023849848
Q3 2023780882
Q4 20231,110783
Q1 20249941,020

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25bn$50bn$75bn$100bnQ2 23 calls: $36.0bnQ2 23 puts: $68.0bnQ2 23P/C 1.89Q3 23 calls: $29.4bnQ3 23 puts: $65.1bnQ3 23P/C 2.21Q4 23 calls: $51.2bnQ4 23 puts: $83.6bnQ4 23P/C 1.63Q1 24 calls: $55.9bnQ1 24 puts: $97.6bnQ1 24P/C 1.75
Numbers
QuarterCallsPutsP/C
Q2 2023$36.0bn$68.0bn1.89
Q3 2023$29.4bn$65.1bn2.21
Q4 2023$51.2bn$83.6bn1.63
Q1 2024$55.9bn$97.6bn1.75

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +5,421,073+5.4m
JPMORGAN CHASE & CO Added +3,713,476+3.7m
MORGAN STANLEY Added +3,425,074+3.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,080,036+3.1m
ALLIANCEBERNSTEIN L.P. Added +2,437,381+2.4m
NATIXIS New +2,100,100+2.1m
BNP PARIBAS FINANCIAL MARKETS Added +1,872,296+1.9m
FMR LLC Added +665,923+665.9k
WOLVERINE TRADING, LLC Added +633,423+633.4k
JANE STREET GROUP, LLC Added +631,811+631.8k

Biggest sellers

TORONTO DOMINION BANK Reduced -4,223,151-4.2m
ROYAL BANK OF CANADA Reduced -4,176,434-4.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -4,007,000-4.0m
Granite Bay Wealth Management, LLC Reduced -3,891,917-3.9m
Varma Mutual Pension Insurance Co Reduced -2,858,952-2.9m
CREDIT SUISSE AG/ Reduced -2,494,489-2.5m
Balyasny Asset Management L.P. Reduced -2,125,553-2.1m
Rokos Capital Management LLP Reduced -1,980,015-2.0m
BANK OF MONTREAL /CAN/ Reduced -1,971,006-2.0m
WELLS FARGO & COMPANY/MN Reduced -1,795,233-1.8m

Biggest calls

CITADEL ADVISORS LLC Added $6.7bn32.1m shares
MILLENNIUM MANAGEMENT LLC Added $5.2bn24.7m shares
CTC LLC New $4.4bn211.5k shares
BARCLAYS PLC Reduced $4.4bn21.0m shares
GOLDMAN SACHS GROUP INC Added $4.4bn20.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.6bn17.1m shares
CITIGROUP INC Reduced $2.6bn12.6m shares
UBS Group AG Reduced $2.6bn12.2m shares
BANK OF AMERICA CORP /DE/ Reduced $1.9bn8.9m shares
WELLS FARGO & COMPANY/MN Reduced $1.9bn8.8m shares

Biggest puts

CITADEL ADVISORS LLC Added $9.7bn46.0m shares
BARCLAYS PLC Added $8.9bn42.3m shares
CTC LLC New $7.4bn352.6k shares
MILLENNIUM MANAGEMENT LLC Reduced $7.3bn34.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0bn33.4m shares
CITIGROUP INC Reduced $6.6bn31.3m shares
BANK OF AMERICA CORP /DE/ Reduced $5.9bn28.2m shares
UBS Group AG Added $4.3bn20.6m shares
BNP PARIBAS FINANCIAL MARKETS Added $4.1bn194.9k shares
WELLS FARGO & COMPANY/MN Reduced $3.4bn16.3m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.28% of their portfolio NEW YORK, NY 49,352,98249.4m $10.4bn $10.4bn 0.28% Added +3.4m +3,425,074
2 BANK OF AMERICA CORP /DE/ 0.65% of their portfolio CHARLOTTE, NC 31,406,89131.4m $6.6bn $6.6bn 0.65% Added +5.4m +5,421,073
3 GOLDMAN SACHS GROUP INC 1.07% of their portfolio NEW YORK, NY 24,115,15324.1m $5.1bn $5.1bn 1.07% Reduced -418.7k -418,718
4 WELLS FARGO & COMPANY/MN 1.10% of their portfolio SAN FRANCISCO, CA 19,810,90319.8m $4.2bn $4.2bn 1.10% Reduced -1.8m -1,795,233
5 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 12,019,44812.0m $2.5bn $2.5bn 0.11% Added +3.7m +3,713,476
6 BlackRock Inc. 0.05% of their portfolio New York, NY 9,879,8349.9m $2.1bn $2.1bn 0.05% Added +194.2k +194,244
7 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 6.75% of their portfolio TORONTO, A6 9,112,0009.1m $1.9bn $1.9bn 6.75% Reduced -4.0m -4,007,000
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2.71% of their portfolio BALA CYNWYD, PA 8,645,6438.6m $1.8bn $1.8bn 2.71% Added +3.1m +3,080,036
9 JONES FINANCIAL COMPANIES LLLP 2.16% of their portfolio DES PERES, MO 7,534,9757.5m $1.6bn $1.6bn 2.16% Added +202.5k +202,500
10 Empower Advisory Group, LLC 5.74% of their portfolio Greenwood Village, CO 7,295,1617.3m $1.5bn $1.5bn 5.74% Reduced -200.3k -200,323
11 Rafferty Asset Management, LLC 5.52% of their portfolio New York, NY 7,034,9637.0m $1.5bn $1.5bn 5.52% Reduced -1.5m -1,549,724
12 LPL Financial LLC 0.67% of their portfolio FORT MILL, SC 5,936,6985.9m $1.2bn $1.2bn 0.67% Added +364.8k +364,750
13 UBS Group AG 0.32% of their portfolio ZURICH, V8 4,544,3104.5m $955.7m $955.7m 0.32% Added +282.4k +282,367
14 ROYAL BANK OF CANADA 0.23% of their portfolio TORONTO, A6 4,455,4824.5m $937.0m $937.0m 0.23% Reduced -4.2m -4,176,434
15 NORTHERN TRUST CORP 0.14% of their portfolio CHICAGO, IL 3,778,0453.8m $794.5m $794.5m 0.14% Reduced -23.7k -23,741
16 US BANCORP \DE\ 1.10% of their portfolio MINNEAPOLIS, MN 3,754,4893.8m $789.6m $789.6m 1.10% Added +88.6k +88,582
17 HRT FINANCIAL LP 4.72% of their portfolio NEW YORK, NY 3,607,8613.6m $758.7m $758.7m 4.72% Added +60.1k +60,073
18 BNP PARIBAS FINANCIAL MARKETS 0.94% of their portfolio PARIS, I0 3,606,8193.6m $758.5m $758.5m 0.94% Added +1.9m +1,872,296
19 ALLIANCEBERNSTEIN L.P. 0.25% of their portfolio NASHVILLE, TN 3,413,9363.4m $718.0m $718.0m 0.25% Added +2.4m +2,437,381
20 TORONTO DOMINION BANK 1.08% of their portfolio TORONTO, ONTARIO, A6 3,290,8533.3m $692.1m $692.1m 1.08% Reduced -4.2m -4,223,151
21 PNC Financial Services Group, Inc. 0.48% of their portfolio Pittsburgh, PA 3,251,3643.3m $683.8m $683.8m 0.48% Reduced -28.7k -28,670
22 ENVESTNET ASSET MANAGEMENT INC 0.25% of their portfolio Berwyn, PA 3,246,6933.2m $682.8m $682.8m 0.25% Reduced -9.4k -9,433
23 M&T Bank Corp 2.18% of their portfolio BUFFALO, NY 2,976,9803.0m $626.1m $626.1m 2.18% Added +377.7k +377,659
24 FMR LLC 0.04% of their portfolio BOSTON, MA 2,592,4252.6m $545.2m $545.2m 0.04% Added +665.9k +665,923
25 BANK OF MONTREAL /CAN/ 0.17% of their portfolio TORONTO, A6 2,540,9222.5m $532.8m $532.8m 0.17% Reduced -2.0m -1,971,006
26 JANE STREET GROUP, LLC 0.69% of their portfolio NEW YORK, NY 2,525,2702.5m $531.1m $531.1m 0.69% Added +631.8k +631,811
27 NATIXIS 2.46% of their portfolio PARIS, I0 2,100,1002.1m $441.7m $441.7m 2.46% New
28 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 2,078,5032.1m $437.1m $437.1m 0.08% Reduced -193.8k -193,812
29 CITIGROUP INC 0.47% of their portfolio NEW YORK, NY 2,064,6512.1m $434.2m $434.2m 0.47% Added +545.3k +545,256
30 CIBC WORLD MARKET INC. 1.04% of their portfolio TORONTO, A6 1,925,8061.9m $405.0m $405.0m 1.04% Added +423.8k +423,774
31 CANADA PENSION PLAN INVESTMENT BOARD 0.38% of their portfolio TORONTO ONTARIO, A6 1,723,0001.7m $362.3m $362.3m 0.38% Unchanged
32 BARCLAYS PLC 0.15% of their portfolio LONDON, X0 1,557,6091.6m $327.6m $327.6m 0.15% Reduced -1.3m -1,297,423
33 Rokos Capital Management LLP 8.35% of their portfolio LONDON, X0 1,547,5841.5m $325.5m $325.5m 8.35% Reduced -2.0m -1,980,015
34 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 1,532,7311.5m $322.5m $322.5m 0.09% Added +210.5k +210,521
35 Millburn Ridgefield LLC /DE/ 8.51% of their portfolio New York, NY 1,461,6191.5m $307.4m $307.4m 8.51% Added +141.2k +141,226
36 Catalyst Capital Advisors LLC 7.40% of their portfolio San Juan, PR 1,461,6191.5m $307.4m $307.4m 7.40% Added +141.2k +141,226
37 FRANKLIN RESOURCES INC 0.10% of their portfolio San Mateo, CA 1,435,2691.4m $301.8m $301.8m 0.10% Added +31.4k +31,417
38 TRUIST FINANCIAL CORP 0.45% of their portfolio CHARLOTTE, NC 1,411,4591.4m $296.8m $296.8m 0.45% Reduced -52.3k -52,253
39 Baird Financial Group, Inc. 0.49% of their portfolio MILWAUKEE, WI 1,114,4251.1m $234.4m $234.4m 0.49% Added +4.6k +4,635
40 FACTORY MUTUAL INSURANCE CO 2.59% of their portfolio WALTHAM, MA 1,070,5001.1m $225.1m $225.1m 2.59% Reduced -438.2k -438,200
41 59 North Capital Management, LP 13.26% of their portfolio Houston, TX 1,046,3181.0m $220.0m $220.0m 13.26% Added +562.2k +562,160
42 Envestnet Portfolio Solutions, Inc. 0.81% of their portfolio BERWYN, PA 1,028,0091.0m $216.2m $216.2m 0.81% Added +13.4k +13,439
43 Pathstone Holdings, LLC 0.91% of their portfolio ENGLEWOOD, NJ 917,980918.0k $193.1m $193.1m 0.91% Added +383 +383
44 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 899,802899.8k $189.2m $189.2m 0.13% Reduced -28.4k -28,364
45 AMG National Trust Bank 5.46% of their portfolio GREENWOOD VILLAGE, CO 888,075888.1k $186.8m $186.8m 5.46% Added +8.4k +8,417
46 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 869,932869.9k $182.9m $182.9m 0.03% Reduced -493.1k -493,144
47 KEYBANK NATIONAL ASSOCIATION/OH 0.74% of their portfolio BROOKLYN, OH 846,865846.9k $178.1m $178.1m 0.74% Added +13.2k +13,248
48 AVANTAX ADVISORY SERVICES, INC. 1.54% of their portfolio DALLAS, TX 826,965827.0k $173.9m $173.9m 1.54% Reduced -47.2k -47,229
49 Raymond James Financial Services Advisors, Inc. 0.25% of their portfolio ST. PETERSBURG, FL 798,232798.2k $167.9m $167.9m 0.25% Added +20.3k +20,321
50 Cetera Investment Advisers 0.39% of their portfolio SCHAUMBURG, IL 790,880790.9k $166.3m $166.3m 0.39% Added +612.3k +612,255
51 FIFTH THIRD BANCORP 0.62% of their portfolio CINCINNATI, OH 754,329754.3k $158.6m $158.6m 0.62% Added +123.4k +123,437
52 Johns Hopkins University 6.13% of their portfolio BALTIMORE, MD 747,499747.5k $157.2m $157.2m 6.13% Unchanged
53 BROWN ADVISORY INC 0.21% of their portfolio BALTIMORE, MD 744,012744.0k $156.5m $156.5m 0.21% Reduced -24.1k -24,098
54 SYNOVUS FINANCIAL CORP 2.00% of their portfolio Columbus, GA 732,087732.1k $154.0m $154.0m 2.00% Added +24.5k +24,531
55 Mariner, LLC 0.31% of their portfolio Overland Park, KS 718,306718.3k $151.1m $151.1m 0.31% Reduced -13.9k -13,916
56 LBMC INVESTMENT ADVISORS, LLC 12.88% of their portfolio BRENTWOOD, TN 706,274706.3k $148.5m $148.5m 12.88% Added +4.7k +4,669
57 WOLVERINE TRADING, LLC 1.50% of their portfolio CHICAGO, IL 702,841702.8k $147.8m $147.8m 1.50% Added +633.4k +633,423
58 Rockefeller Capital Management L.P. 0.43% of their portfolio NEW YORK, NY 693,254693.3k $145.8m $145.8m 0.43% Added +32.3k +32,306
59 Optiver Holding B.V. 6.02% of their portfolio AMSTERDAM, P7 690,192690.2k $145.1m $145.1m 6.02% Added +561.0k +561,001
60 HighTower Advisors, LLC 0.23% of their portfolio CHICAGO, IL 688,232688.2k $144.7m $144.7m 0.23% Reduced -71.7k -71,671
61 TIAA TRUST, NATIONAL ASSOCIATION 0.44% of their portfolio CHARLOTTE, NC 678,942678.9k $142.8m $142.8m 0.44% Reduced -13.1k -13,071
62 OSAIC HOLDINGS, INC. 0.30% of their portfolio SCOTTSDALE, AZ 646,747646.7k $136.0m $136.0m 0.30% Reduced -231.5k -231,468
63 CIBC Private Wealth Group LLC 0.26% of their portfolio ATLANTA, GA 631,224631.2k $131.5m $131.5m 0.26% Added +45.7k +45,724
64 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 630,379630.4k $132.6m $132.6m 0.22% Added +18.7k +18,674
65 Sand Hill Global Advisors, LLC 6.16% of their portfolio Palo Alto, CA 617,011617.0k $129.8m $129.8m 6.16% Reduced -12.5k -12,474
66 GENDELL JEFFREY L 4.92% of their portfolio Greenwich, CT 606,201606.2k $127.5m $127.5m 4.92% Added +156.2k +156,201
67 Creative Planning 0.13% of their portfolio OVERLAND PARK, KS 571,852571.9k $120.3m $120.3m 0.13% Reduced -19.4k -19,429
68 Jefferies Financial Group Inc. 2.42% of their portfolio NEW YORK, NY 570,493570.5k $120.0m $120.0m 2.42% Reduced -213.1k -213,127
69 BROADWOOD CAPITAL INC 8.94% of their portfolio New York, NY 566,000566.0k $119.0m $119.0m 8.94% Unchanged
70 Cerity Partners LLC 0.31% of their portfolio NEW YORK, NY 563,974564.0k $118.5m $118.5m 0.31% Reduced -337.2k -337,151
71 Temasek Holdings (Private) Ltd 0.62% of their portfolio SINGAPORE, U0 531,706531.7k $111.8m $111.8m 0.62% Reduced -273.3k -273,294
72 GLENMEDE TRUST CO NA 0.54% of their portfolio PHILADELPHIA, PA 511,438511.4k $107.6m $107.6m 0.54% Added +1.6k +1,640
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 504,820504.8k $106.2m $106.2m 0.11% Added +62.8k +62,759
74 COMMERCE BANK 0.70% of their portfolio KANSAS CITY, MO 501,233501.2k $105.4m $105.4m 0.70% Reduced -15.2k -15,165
75 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 487,925487.9k $102.6m $102.6m 0.12% Added +2.5k +2,474
76 GRIMES & Co WEALTH MANAGEMENT, LLC 3.10% of their portfolio WESTBOROUGH, MA 479,856479.9k $100.9m $100.9m 3.10% Reduced -13.2k -13,224
77 CITADEL ADVISORS LLC 0.10% of their portfolio MIAMI, FL 471,292471.3k $99.1m $99.1m 0.10% Reduced -1.3m -1,298,620
78 OLD MISSION CAPITAL LLC 2.32% of their portfolio CHICAGO, IL 450,774450.8k $94.8m $94.8m 2.32% Added +373.4k +373,384
79 Cresset Asset Management, LLC 0.45% of their portfolio Chicago, IL 440,338440.3k $92.6m $92.6m 0.45% Added +71.0k +70,992
80 TWO SIGMA INVESTMENTS, LP 0.22% of their portfolio NEW YORK, NY 435,724435.7k $91.6m $91.6m 0.22% Reduced -532.3k -532,312
81 BLAIR WILLIAM & CO/IL 0.29% of their portfolio CHICAGO, IL 435,339435.3k $91.6m $91.6m 0.29% Added +19.7k +19,661
82 MAI Capital Management 0.95% of their portfolio INDEPENDENCE, OH 432,249432.2k $90.9m $90.9m 0.95% Added +58.3k +58,273
83 Tower Research Capital LLC (TRC) 2.17% of their portfolio NEW YORK, NY 428,888428.9k $90.2m $90.2m 2.17% Added +308.7k +308,719
84 Balyasny Asset Management L.P. 0.23% of their portfolio Chicago, IL 417,929417.9k $87.9m $87.9m 0.23% Reduced -2.1m -2,125,553
85 SG Americas Securities, LLC 0.44% of their portfolio NEW YORK, NY 409,997410.0k $86.2m $86.2m 0.44% Reduced -214.8k -214,783
86 MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 398,265398.3k $83.8m $83.8m 0.07% Added +101.4k +101,398
87 NATIONAL BANK OF CANADA /FI/ 0.14% of their portfolio MONTREAL, A8 388,448388.4k $79.4m $79.4m 0.14% Reduced -7.4k -7,378
88 Parallax Volatility Advisers, L.P. 2.30% of their portfolio San Francisco, CA 384,573384.6k $80.9m $80.9m 2.30% New
89 D. E. Shaw & Co., Inc. 0.10% of their portfolio New York, NY 377,184377.2k $79.3m $79.3m 0.10% New
90 Twin Tree Management, LP 1.74% of their portfolio DALLAS, TX 365,214365.2k $76.8m $76.8m 1.74% Reduced -621.4k -621,369
91 WASHINGTON TRUST Co 2.73% of their portfolio WESTERLY, RI 353,101353.1k $74.3m $74.3m 2.73% Added +3.8k +3,819
92 CITIZENS FINANCIAL GROUP INC/RI 2.47% of their portfolio PROVIDENCE, RI 351,780351.8k $74.0m $74.0m 2.47% Reduced -11.8k -11,774
93 HALBERT HARGROVE GLOBAL ADVISORS, LLC 4.84% of their portfolio LONG BEACH, CA 347,592347.6k $73.1m $73.1m 4.84% Reduced -4.8k -4,761
94 ARVEST TRUST CO N A 3.92% of their portfolio ROGERS, AR 328,132328.1k $69.0m $69.0m 3.92% Reduced -2.2k -2,220
95 COMERICA BANK 0.30% of their portfolio DALLAS, TX 327,917327.9k $69.0m $69.0m 0.30% Reduced -8.8k -8,850
96 Alaska Permanent Fund Corp 0.96% of their portfolio JUNEAU, AK 309,518309.5k $65.1m $65.1m 0.96% Unchanged
97 NEUBERGER BERMAN GROUP LLC 0.05% of their portfolio NEW YORK, NY 308,255308.3k $64.8m $64.8m 0.05% Reduced -310.3k -310,304
98 Parkside Investments, LLC 10.26% of their portfolio DEERFIELD, IL 307,503307.5k $64.7m $64.7m 10.26% Added +4.5k +4,473
99 Main Street Research LLC 4.37% of their portfolio SAUSALITO, CA 305,424305.4k $64.2m $64.2m 4.37% Added +29.8k +29,834
100 MONETA GROUP INVESTMENT ADVISORS LLC 1.03% of their portfolio ST LOUIS, MO 300,337300.3k $63.2m $63.2m 1.03% Added +80.0k +80,026