Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

718 institutional holders -7 vs Q4 2023
181,786,095181.8m shares reported held*
$6.6bnreported value*
41 new 290 added 300 reduced 46 sold out net sold ≈ $206.9m (-6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.19. Options: 2 managers hold calls ($1.3m notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 568Q4 22: 614Q1 23: 620Q2 23: 633Q3 23: 630Q4 23: 725Q1 24: 718718Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022568
Q4 2022614
Q1 2023620
Q2 2023633
Q3 2023630
Q4 2023725
Q1 2024718

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 327 bought or addedQ4 22: 256 cut or sold outQ4 22Q1 23: 344 bought or addedQ1 23: 241 cut or sold outQ1 23Q2 23: 359 bought or addedQ2 23: 234 cut or sold outQ2 23Q3 23: 317 bought or addedQ3 23: 279 cut or sold outQ3 23Q4 23: 367 bought or addedQ4 23: 275 cut or sold outQ4 23Q1 24: 331 bought or addedQ1 24: 346 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022327256
Q1 2023344241
Q2 2023359234
Q3 2023317279
Q4 2023367275
Q1 2024331346

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $2.3mQ2 23 puts: $309Q2 23P/C 0.00Q3 23 calls: $2.7mQ3 23 puts: $42.2kQ3 23P/C 0.02Q4 23 calls: $3.7mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.3mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$2.3m$3090.00
Q3 2023$2.7m$42.2k0.02
Q4 2023$3.7m$00.00
Q1 2024$1.3m$00.00

Biggest buyers

MORGAN STANLEY Added +2,618,860+2.6m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +2,091,808+2.1m
Financial Engines Advisors L.L.C. Added +1,082,162+1.1m
Cetera Investment Advisers Added +1,019,272+1.0m
STATE STREET CORP Added +793,811+793.8k
JANE STREET GROUP, LLC Added +747,277+747.3k
GeoWealth Management, LLC Added +667,232+667.2k
JNBA Financial Advisors Added +314,713+314.7k
TIAA TRUST, NATIONAL ASSOCIATION Added +312,818+312.8k
GREAT LAKES ADVISORS, LLC Added +308,068+308.1k

Biggest sellers

Horizon Investments, LLC Reduced -3,488,560-3.5m
Financial Gravity Asset Management, Inc. Reduced -2,700,768-2.7m
Bank of New York Mellon Corp Reduced -1,068,539-1.1m
Creative Planning Reduced -944,108-944.1k
Cetera Advisor Networks LLC Sold out -801,061-801.1k
RAYMOND JAMES & ASSOCIATES Reduced -800,263-800.3k
AE Wealth Management LLC Reduced -794,025-794.0k
BANK OF AMERICA CORP /DE/ Reduced -790,185-790.2k
OSAIC HOLDINGS, INC. Reduced -734,912-734.9k
Koss-Olinger Consulting, LLC Sold out -727,438-727.4k

Biggest calls

SIMPLEX TRADING, LLC Reduced $1.3m24.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.98% of their portfolio OVERLAND PARK, KS 24,507,24024.5m $886.9m $886.9m 0.98% Reduced -944.1k -944,108
2 Financial Engines Advisors L.L.C. 1.45% of their portfolio SANTA CLARA, CA 17,759,66317.8m $642.7m $642.7m 1.45% Added +1.1m +1,082,162
3 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 8,949,5688.9m $323.9m $323.9m 0.17% Reduced -211.8k -211,824
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,043,9407.0m $254.9m $254.9m 0.01% Added +2.6m +2,618,860
5 Allworth Financial LP 1.55% of their portfolio FOLSOM, CA 6,058,7486.1m $219.3m $219.3m 1.55% Added +109.9k +109,901
6 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 5,419,8495.4m $196.1m $196.1m 0.60% Added +312.8k +312,818
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,365,6015.4m $194.2m $194.2m 0.01% Added +793.8k +793,811
8 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 5,291,9415.3m $191.5m $191.5m 0.05% Added +301.1k +301,137
9 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,671,0544.7m $169.0m $169.0m 0.06% Reduced -74.0k -74,011
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 2,970,1023.0m $107.5m $107.5m 0.11% Added +2.1m +2,091,808
11 Horizon Investments, LLC 2.56% of their portfolio Charlotte, NC 2,697,1282.7m $97.6m $97.6m 2.56% Reduced -3.5m -3,488,560
12 Stadion Money Management, LLC 5.77% of their portfolio WATKINSVILLE, GA 2,458,6952.5m $89.0m $89.0m 5.77% Reduced -34.7k -34,687
13 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 2,431,1962.4m $88.0m $88.0m 0.11% Added +747.3k +747,277
14 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 2,251,6872.3m $81.5m $81.5m 0.02% Reduced -1.1m -1,068,539
15 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,164,7912.2m $78.3m $78.3m 0.02% Reduced -327.1k -327,132
16 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 1,988,4872.0m $72.0m $72.0m 0.19% Added +198.3k +198,255
17 ASSETMARK, INC 0.23% of their portfolio CONCORD, CA 1,954,8722.0m $70.7m $70.7m 0.23% Reduced -9.1k -9,070
18 TOWNSQUARE CAPITAL LLC 0.95% of their portfolio Lehi, UT 1,791,2151.8m $64.8m $64.8m 0.95% Added +179.6k +179,564
19 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,593,9791.6m $57.7m $57.7m 0.02% Added +21.9k +21,850
20 CWM, LLC 0.28% of their portfolio OMAHA, NE 1,590,3331.6m $57.6m $57.6m 0.28% Added +117.6k +117,644
21 Mariner, LLC 0.11% of their portfolio Overland Park, KS 1,515,9171.5m $54.9m $54.9m 0.11% Added +10.5k +10,502
22 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,496,5891.5m $54.2m $54.2m 0.01% Reduced -790.2k -790,185
23 McNamara Financial Services, Inc. 10.97% of their portfolio MARSHFIELD, MA 1,416,8491.4m $51.3m $51.3m 10.97% Added +22.3k +22,324
24 Envestnet Portfolio Solutions, Inc. 0.19% of their portfolio BERWYN, PA 1,381,4151.4m $50.0m $50.0m 0.19% Added +118.3k +118,269
25 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 1,380,5361.4m $50.0m $50.0m 0.12% Added +1.0m +1,019,272
26 GREAT LAKES ADVISORS, LLC 0.41% of their portfolio CHICAGO, IL 1,352,0861.4m $48.9m $48.9m 0.41% Added +308.1k +308,068
27 Aptus Capital Advisors, LLC 1.05% of their portfolio FAIRHOPE, AL 1,349,0721.3m $48.8m $48.8m 1.05% Added +231.1k +231,083
28 Private Advisor Group, LLC 0.35% of their portfolio MORRISTOWN, NJ 1,336,1351.3m $48.4m $48.4m 0.35% Added +42.7k +42,704
29 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,218,1291.2m $44.1m $44.1m 0.10% Reduced -734.9k -734,912
30 Advisory Alpha, LLC 1.75% of their portfolio HOLLAND, MI 1,178,7391.2m $42.7m $42.7m 1.75% Reduced -244.3k -244,336
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 1,162,2361.2m $42.1m $42.1m 0.11% Added +77.9k +77,906
32 Focus Partners Wealth 0.32% of their portfolio ST LOUIS, MO 1,101,1881.1m $39.9m $39.9m 0.32% Added +182.5k +182,487
33 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,091,7281.1m $39.5m $39.5m 0.06% Reduced -13.0k -13,033
34 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 939,730939.7k $34.0m $34.0m 0.01% Added +116.3k +116,335
35 GeoWealth Management, LLC 1.25% of their portfolio CHICAGO, IL 894,170894.2k $32.4m $32.4m 1.25% Added +667.2k +667,232
36 Luken Investment Analytics, LLC 15.71% of their portfolio BRENTWOOD, TN 860,684860.7k $31.1m $31.1m 15.71% Added +85.7k +85,709
37 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 859,368859.4k $31.1m $31.1m 0.05% Reduced -207.6k -207,615
38 Pathstone Holdings, LLC 0.14% of their portfolio ENGLEWOOD, NJ 819,705819.7k $29.7m $29.7m 0.14% Reduced -30.5k -30,470
39 JNBA Financial Advisors 2.96% of their portfolio BLOOMINGTON, MN 778,648778.6k $28.2m $28.2m 2.96% Added +314.7k +314,713
40 Trilogy Capital Inc. 1.57% of their portfolio IRVINE, CA 753,640753.6k $27.3m $27.3m 1.57% Added +171.7k +171,695
41 Global Strategic Investment Solutions, LLC 2.99% of their portfolio Scottsdale, AZ 706,170706.2k $25.6m $25.6m 2.99% Reduced -2.5k -2,455
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 678,854678.9k $24.6m $24.6m 0.00% Reduced -357.2k -357,180
43 CUTLER INVESTMENT COUNSEL LLC 3.25% of their portfolio Jacksonville, OR 669,552669.6k $24.2m $24.2m 3.25% Added +26.6k +26,551
44 ST GERMAIN D J CO INC 1.17% of their portfolio SPRINGFIELD, MA 663,274663.3k $24.0m $24.0m 1.17% Reduced -2.8k -2,788
45 ICONIQ Capital, LLC 0.41% of their portfolio SAN FRANCISCO, CA 645,146645.1k $23.3m $23.3m 0.41% Reduced -550 -550
46 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.63% of their portfolio NORFOLK, VA 620,843620.8k $22.5m $22.5m 0.63% Added +9.1k +9,071
47 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 617,458617.5k $22.3m $22.3m 0.09% Added +38.4k +38,352
48 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 581,406581.4k $21.0m $21.0m 0.09% Added +154.8k +154,814
49 Valmark Advisers, Inc. 0.36% of their portfolio AKRON, OH 578,636578.6k $20.9m $20.9m 0.36% Reduced -8.0k -7,974
50 Financial Strategies Group, Inc. 5.63% of their portfolio OKEMOS, MI 565,405565.4k $20.9m $20.9m 5.63% Reduced -6.6k -6,619
51 Beacon Pointe Advisors, LLC 0.22% of their portfolio NEWPORT BEACH, CA 545,801545.8k $19.8m $19.8m 0.22% Reduced -81.1k -81,124
52 Betterment LLC 0.05% of their portfolio NEW YORK, NY 545,461545.5k $19.7m $19.7m 0.05% Reduced -242.7k -242,718
53 Ballentine Partners, LLC 0.37% of their portfolio Waltham, MA 540,913540.9k $19.6m $19.6m 0.37% Reduced -550 -550
54 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 536,756536.8k $19.4m $19.4m 0.04% Reduced -574.0k -574,017
55 AlphaStar Capital Management, LLC 1.98% of their portfolio CORNELIUS, NC 534,401534.4k $19.3m $19.3m 1.98% Added +8.7k +8,651
56 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 531,342531.3k $19.2m $19.2m 0.25% Added +34.9k +34,934
57 Financial Gravity Asset Management, Inc. 2.49% of their portfolio Lakeway, TX 517,578517.6k $18.5m $18.5m 2.49% Reduced -2.7m -2,700,768
58 AXXCESS WEALTH MANAGEMENT, LLC 0.53% of their portfolio CARLSBAD, CA 513,000513.0k $18.6m $18.6m 0.53% Added +63.5k +63,453
59 HERITAGE WEALTH MANAGEMENT, LLC 8.99% of their portfolio PHOENIX, AZ 487,674487.7k $17.6m $17.6m 8.99% Added +12.0k +12,044
60 N.E.W. Advisory Services LLC 1.88% of their portfolio DE PERE, WI 468,916468.9k $17.0m $17.0m 1.88% Reduced -11.9k -11,892
61 WALLER FINANCIAL PLANNING GROUP, INC 4.49% of their portfolio COLUMBUS, OH 465,521465.5k $16.8m $16.8m 4.49% Reduced -10.8k -10,834
62 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 458,802458.8k $16.6m $16.6m 0.14% Added +40.0k +39,972
63 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.46% of their portfolio LOS ANGELES, CA 445,102445.1k $16.1m $16.1m 0.46% Added +20.9k +20,921
64 KWB Wealth 2.16% of their portfolio REDLANDS, CA 444,483444.5k $16.1m $16.1m 2.16% Reduced -67.9k -67,866
65 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 436,275436.3k $15.8m $15.8m 0.05% Added +31.4k +31,403
66 Meeder Advisory Services, Inc. 1.60% of their portfolio DUBLIN, OH 435,658435.7k $15.8m $15.8m 1.60% Added +33.1k +33,126
67 WCG Wealth Advisors LLC 1.32% of their portfolio LAS VEGAS, NV 435,197435.2k $15.8m $15.8m 1.32% Reduced -147.8k -147,786
68 Venturi Wealth Management, LLC 0.99% of their portfolio AUSTIN, TX 424,027424.0k $15.3m $15.3m 0.99% Added +13.5k +13,483
69 SigFig Wealth Management, LLC 0.56% of their portfolio SAN FRANCISCO, CA 420,377420.4k $15.2m $15.2m 0.56% Reduced -25.6k -25,563
70 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 417,203417.2k $15.1m $15.1m 0.02% Reduced -10.7k -10,710
71 Capital Asset Advisory Services LLC 0.84% of their portfolio Williamston, MI 404,283404.3k $14.7m $14.7m 0.84% Added +63.9k +63,931
72 CGN Advisors LLC 1.81% of their portfolio MANHATTAN, KS 394,839394.8k $14.3m $14.3m 1.81% Reduced -87.9k -87,948
73 ERn Financial, LLC 2.42% of their portfolio MIDDLETON, WI 386,142386.1k $14.0m $14.0m 2.42% Reduced -146 -146
74 CAPITAL WEALTH MANAGEMENT, LLC 6.57% of their portfolio W. WARWICK, RI 378,883378.9k $13.7m $13.7m 6.57% Added +9.0k +8,952
75 ATLAS CAPITAL ADVISORS INC. 2.08% of their portfolio JACKSON, WY 368,117368.1k $13.3m $13.3m 2.08% Added +65.1k +65,110
76 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 3.43% of their portfolio NEWPORT BEACH, CA 342,829342.8k $12.1m $12.1m 3.43% Unchanged
77 Allen Capital Group, LLC 1.78% of their portfolio GRAND ISLAND, NE 338,085338.1k $12.2m $12.2m 1.78% Added +10.6k +10,575
78 Rodgers & Associates, LTD 1.52% of their portfolio Lancaster, PA 326,156326.2k $11.8m $11.8m 1.52% Added +3.1k +3,122
79 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 325,811325.8k $11.8m $11.8m 0.02% Reduced -162.8k -162,760
80 ISTHMUS PARTNERS, LLC 1.31% of their portfolio MADISON, WI 318,619318.6k $11.5m $11.5m 1.31% Added +747 +747
81 WOODMONT INVESTMENT COUNSEL LLC 0.96% of their portfolio NASHVILLE, TN 313,642313.6k $11.4m $11.4m 0.96% Added +22.4k +22,436
82 Sterneck Capital Management, LLC 6.73% of their portfolio KANSAS CITY, MO 311,299311.3k $11.3m $11.3m 6.73% Added +1.1k +1,132
83 Walkner Condon Financial Advisors LLC 2.34% of their portfolio MADISON, WI 305,247305.2k $11.0m $11.0m 2.34% Added +31.7k +31,658
84 Astor Investment Management LLC 4.21% of their portfolio CHICAGO, IL 292,908292.9k $10.6m $10.6m 4.21% Reduced -11.5k -11,514
85 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 288,152288.2k $10.4m $10.4m 0.12% Reduced -24.3k -24,335
86 Aspire Private Capital, LLC 2.59% of their portfolio Cornelius, NC 271,648271.6k $9.8m $9.8m 2.59% Reduced -4.8k -4,815
87 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 268,829268.8k $9.7m $9.7m 0.00% Reduced -184.3k -184,322
88 Tortoise Investment Management, LLC 1.16% of their portfolio WHITE PLAINS, NY 263,730263.7k $9.5m $9.5m 1.16% Added +43.8k +43,811
89 Facet Wealth, Inc. 0.33% of their portfolio WEST PALM BEACH, FL 262,146262.1k $9.9m $9.9m 0.33% Reduced -3.2k -3,157
90 Impact Partnership Wealth, LLC 3.76% of their portfolio MARIETTA, GA 262,044262.0k $9.5m $9.5m 3.76% Reduced -11.2k -11,158
91 FORBES J M & CO LLP 1.03% of their portfolio Boston, MA 261,983262.0k $9.5m $9.5m 1.03% Reduced -9.1k -9,102
92 Abich Financial Wealth Management LLC 7.19% of their portfolio ASHBURN, VA 256,983257.0k $9.3m $9.3m 7.19% Added +33.0k +32,961
93 TRUEFG, LLC 3.38% of their portfolio CEDAR PARK, TX 254,939254.9k $9.2m $9.2m 3.38% Added +14.8k +14,776
94 OneAscent Financial Services LLC 1.01% of their portfolio BIRMINGHAM, AL 253,306253.3k $9.2m $9.2m 1.01% Added +48.2k +48,192
95 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 248,242248.2k $9.0m $9.0m 0.13% Reduced -9.8k -9,807
96 Rinkey Investments 3.14% of their portfolio San Diego, CA 238,406238.4k $8.6m $8.6m 3.14% Added +33.1k +33,063
97 Sugarloaf Wealth Management, LLC 1.71% of their portfolio DULUTH, GA 228,785228.8k $8.3m $8.3m 1.71% Added +44.4k +44,442
98 Peak Financial Management, Inc. 2.60% of their portfolio WELLESLEY, MA 227,030227.0k $8.2m $8.2m 2.60% Added +7.9k +7,902
99 Opes Wealth Management LLC 1.85% of their portfolio MENLO PARK, CA 221,645221.6k $8.0m $8.0m 1.85% Reduced -21.2k -21,231
100 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 217,934217.9k $7.9m $7.9m 0.01% Reduced -800.3k -800,263