Vault-13

SPDR SER TR SPSB

PORTFOLIO SHORT · ETP · CUSIP 78464A474

523 institutional holders -37 vs Q4 2023
221,869,697221.9m shares reported held*
$6.7bnreported value*
34 new 213 added 201 reduced 67 sold out net bought ≈ $1.5bn (+48.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.27.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 531Q4 22: 572Q1 23: 552Q2 23: 550Q3 23: 531Q4 23: 560Q1 24: 523523Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022531
Q4 2022572
Q1 2023552
Q2 2023550
Q3 2023531
Q4 2023560
Q1 2024523

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 237 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 289 cut or sold outQ1 23Q2 23: 245 bought or addedQ2 23: 279 cut or sold outQ2 23Q3 23: 219 bought or addedQ3 23: 283 cut or sold outQ3 23Q4 23: 228 bought or addedQ4 23: 279 cut or sold outQ4 23Q1 24: 247 bought or addedQ1 24: 268 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022237260
Q1 2023237289
Q2 2023245279
Q3 2023219283
Q4 2023228279
Q1 2024247268

Biggest buyers

JPMORGAN CHASE & CO Added +42,199,688+42.2m
Creative Planning Added +6,598,884+6.6m
MORGAN STANLEY Added +2,696,298+2.7m
Advisory Alpha, LLC New +1,975,802+2.0m
Mariner, LLC Added +1,207,922+1.2m
Cetera Investment Advisers Added +1,057,210+1.1m
Valmark Advisers, Inc. Added +1,052,866+1.1m
Bank of New York Mellon Corp Added +928,832+928.8k
Horizon Investments, LLC Added +783,664+783.7k
COHEN & STEERS, INC. Added +774,316+774.3k

Biggest sellers

RiverFront Investment Group, LLC Sold out -2,213,786-2.2m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,642,991-1.6m
Advocacy Wealth Management, LLC Reduced -1,584,260-1.6m
AE Wealth Management LLC Reduced -1,048,270-1.0m
Litman Gregory Wealth Management LLC Reduced -906,808-906.8k
Cetera Advisor Networks LLC Sold out -580,193-580.2k
Banco Santander, S.A. Reduced -519,229-519.2k
RAYMOND JAMES & ASSOCIATES Reduced -478,465-478.5k
Coulter & Justus Financial Services, LLC Sold out -458,842-458.8k
Destination Wealth Management Reduced -443,103-443.1k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.08% of their portfolio NEW YORK, NY 58,188,88058.2m $1.7bn $1.7bn 0.08% Added +42.2m +42,199,688
2 Creative Planning 1.02% of their portfolio OVERLAND PARK, KS 30,887,28430.9m $919.5m $919.5m 1.02% Added +6.6m +6,598,884
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 13,122,81013.1m $390.7m $390.7m 0.01% Added +2.7m +2,696,298
4 Valmark Advisers, Inc. 3.46% of their portfolio AKRON, OH 6,670,2386.7m $198.6m $198.6m 3.46% Added +1.1m +1,052,866
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,281,5775.3m $157.2m $157.2m 0.02% Reduced -131.3k -131,259
6 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 4,818,1614.8m $143.4m $143.4m 0.08% Reduced -278.5k -278,480
7 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 4,199,8884.2m $125.0m $125.0m 0.05% Reduced -1.6m -1,642,991
8 Baird Financial Group, Inc. 0.21% of their portfolio MILWAUKEE, WI 3,437,2103.4m $102.3m $102.3m 0.21% Added +25.4k +25,434
9 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 2,997,7413.0m $89.2m $89.2m 0.04% Reduced -62.7k -62,702
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,718,6102.7m $80.9m $80.9m 0.00% Added +100.6k +100,608
11 HUNTINGTON NATIONAL BANK 0.61% of their portfolio COLUMBUS, OH 2,524,9722.5m $75.2m $75.2m 0.61% Reduced -11.6k -11,569
12 TIAA TRUST, NATIONAL ASSOCIATION 0.22% of their portfolio CHARLOTTE, NC 2,367,4612.4m $70.5m $70.5m 0.22% Added +147.8k +147,792
13 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,283,1692.3m $68.0m $68.0m 0.02% Added +107.6k +107,556
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,024,7062.0m $60.3m $60.3m 0.02% Reduced -58.6k -58,631
15 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,988,4452.0m $59.2m $59.2m 0.01% Added +100.8k +100,796
16 Advisory Alpha, LLC 2.42% of their portfolio HOLLAND, MI 1,975,8022.0m $58.8m $58.8m 2.42% New
17 ALLSTATE CORP 4.00% of their portfolio NORTHBROOK, IL 1,893,7001.9m $56.4m $56.4m 4.00% Added +342.1k +342,085
18 MCF Advisors LLC 4.19% of their portfolio LEXINGTON, KY 1,815,6781.8m $54.1m $54.1m 4.19% Added +199.7k +199,748
19 TOWNSQUARE CAPITAL LLC 0.79% of their portfolio Lehi, UT 1,811,5721.8m $53.9m $53.9m 0.79% Added +141.1k +141,105
20 Mariner, LLC 0.11% of their portfolio Overland Park, KS 1,802,5231.8m $53.7m $53.7m 0.11% Added +1.2m +1,207,922
21 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,683,7401.7m $50.1m $50.1m 0.08% Reduced -410.6k -410,560
22 Destination Wealth Management 1.60% of their portfolio Walnut Creek, CA 1,616,0631.6m $48.1m $48.1m 1.60% Reduced -443.1k -443,103
23 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 1,609,8161.6m $47.9m $47.9m 0.03% Reduced -101.1k -101,127
24 Rodgers & Associates, LTD 5.52% of their portfolio Lancaster, PA 1,444,1111.4m $43.0m $43.0m 5.52% Added +63.0k +62,984
25 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,324,3411.3m $39.4m $39.4m 0.01% Added +928.8k +928,832
26 COHEN & STEERS, INC. 0.08% of their portfolio NEW YORK, NY 1,276,6641.3m $38.0m $38.0m 0.08% Added +774.3k +774,316
27 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,275,3081.3m $38.1m $38.1m 0.01% Reduced -287.6k -287,624
28 BANK OF NOVA SCOTIA 0.08% of their portfolio TORONTO, A6 1,250,1521.3m $37.2m $37.2m 0.08% Added +208.3k +208,252
29 Relative Value Partners Group, LLC 2.29% of their portfolio NORTHBROOK, IL 1,241,9301.2m $37.2m $37.2m 2.29% Added +1.1k +1,109
30 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 1,190,4961.2m $35.4m $35.4m 0.08% Added +1.1m +1,057,210
31 Buckingham Capital Management, Inc. 4.15% of their portfolio DAYTON, OH 1,138,5811.1m $33.9m $33.9m 4.15% Added +114.2k +114,222
32 Concord Wealth Partners 6.08% of their portfolio ABINGDON, VA 1,134,2891.1m $33.8m $33.8m 6.08% Added +98.7k +98,724
33 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5.57% of their portfolio FORT WORTH, TX 1,133,9411.1m $33.8m $33.8m 5.57% Added +116.8k +116,840
34 Horizon Investments, LLC 0.86% of their portfolio Charlotte, NC 1,102,3451.1m $32.8m $32.8m 0.86% Added +783.7k +783,664
35 RED CEDAR INVESTMENT MANAGEMENT, LLC 4.03% of their portfolio GRAND RAPIDS, MI 1,084,3571.1m $32.3m $32.3m 4.03% Reduced -67.1k -67,137
36 Concord Asset Management, LLC/VA 8.39% of their portfolio ABINGDON, VA 1,070,8721.1m $31.9m $31.9m 8.39% Added +106.6k +106,557
37 Litman Gregory Wealth Management LLC 2.79% of their portfolio LARKSPUR, CA 1,033,8851.0m $30.8m $30.8m 2.79% Reduced -906.8k -906,808
38 Strategic Point Investment Advisors, LLC 5.34% of their portfolio PROVIDENCE, RI 987,810987.8k $29.4m $29.4m 5.34% Added +17.5k +17,463
39 Willow Creek Wealth Management Inc. 3.24% of their portfolio Sebastopol, CA 931,284931.3k $27.7m $27.7m 3.24% Added +68.0k +67,999
40 Mirae Asset Global Investments Co., Ltd. 0.06% of their portfolio SEOUL, M5 919,577919.6k $27.4m $27.4m 0.06% Added +444.5k +444,497
41 Strategic Wealth Partners, Ltd. 2.97% of their portfolio INDEPENDENCE, OH 910,805910.8k $27.1m $27.1m 2.97% Added +88.3k +88,306
42 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 896,370896.4k $26.7m $26.7m 0.06% Reduced -285.9k -285,902
43 Gemmer Asset Management LLC 2.99% of their portfolio WALNUT CREEK, CA 864,579864.6k $25.7m $25.7m 2.99% Added +787 +787
44 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 847,800847.8k $25.2m $25.2m 0.04% Unchanged
45 Walker Financial Services, Inc. 18.79% of their portfolio BOWLING GREEN, KY 768,154768.2k $22.9m $22.9m 18.79% Added +29.9k +29,948
46 ARKANSAS FINANCIAL GROUP, INC. 3.82% of their portfolio LITTLE ROCK, AR 728,852728.9k $21.7m $21.7m 3.82% Added +61.5k +61,450
47 CAPITAL WEALTH MANAGEMENT, LLC 10.24% of their portfolio W. WARWICK, RI 718,366718.4k $21.4m $21.4m 10.24% Added +93.1k +93,102
48 Flagstone Financial Management 7.81% of their portfolio LINCOLN, NE 679,097679.1k $20.2m $20.2m 7.81% Reduced -123.8k -123,752
49 CoreCap Advisors, LLC 1.06% of their portfolio SOUTHFIELD, MI 673,733673.7k $20.1m $20.1m 1.06% Added +69.8k +69,804
50 Cedar Mountain Advisors, LLC 5.03% of their portfolio LAKE OSWEGO, OR 672,572672.6k $20.0m $20.0m 5.03% Added +1.4k +1,396
51 Winthrop Capital Management, LLC 8.95% of their portfolio Carmel, IN 652,429652.4k $19.4m $19.4m 8.95% Reduced -14.6k -14,648
52 Orange Investment Advisors, Inc. 2.30% of their portfolio GOSHEN, NY 645,112645.1k $19.2m $19.2m 2.30% Added +157.3k +157,281
53 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 638,987639.0k $19.0m $19.0m 0.07% Added +163.8k +163,750
54 Cherry Tree Wealth Management, LLC 4.71% of their portfolio MINNETONKA, MN 629,454629.5k $18.7m $18.7m 4.71% Reduced -1.2k -1,194
55 BIP Wealth, LLC 1.37% of their portfolio ATLANTA, GA 629,202629.2k $18.7m $18.7m 1.37% Reduced -58.4k -58,427
56 Waverly Advisors, LLC 0.40% of their portfolio BIRMINGHAM, AL 576,849576.8k $17.2m $17.2m 0.40% New
57 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 567,089567.1k $16.9m $16.9m 0.03% Reduced -100.4k -100,356
58 Manning & Napier Group, LLC 0.19% of their portfolio Fairport, NY 557,178557.2k $16.6m $16.6m 0.19% Reduced -25.9k -25,891
59 Smithfield Trust Co 0.88% of their portfolio PITTSBURGH, PA 554,671554.7k $16.5m $16.5m 0.88% Added +26.9k +26,862
60 Occidental Asset Management, LLC 3.05% of their portfolio Burlingame, CA 547,414547.4k $16.3m $16.3m 3.05% Added +70.7k +70,741
61 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 545,801545.8k $16.2m $16.2m 0.02% Reduced -78.7k -78,670
62 Meiji Yasuda Life Insurance Co 0.33% of their portfolio TOKYO, M0 530,500530.5k $15.8m $15.8m 0.33% Unchanged
63 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 491,506491.5k $14.6m $14.6m 0.11% Reduced -70.9k -70,877
64 Kingsview Wealth Management, LLC 0.36% of their portfolio GRANTS PASS, OR 480,899480.9k $14.3m $14.3m 0.36% Added +93.0k +92,998
65 Dynamic Advisor Solutions LLC 0.48% of their portfolio PHOENIX, AZ 479,921479.9k $14.3m $14.3m 0.48% Added +25.6k +25,576
66 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 470,734470.7k $14.0m $14.0m 0.00% Reduced -74.4k -74,443
67 Portfolio Strategies, Inc. 0.94% of their portfolio MONTVALE, NJ 464,852464.9k $13.8m $13.8m 0.94% New
68 Hardy Reed LLC 1.72% of their portfolio TUPELO, MS 464,852464.9k $13.8m $13.8m 1.72% Reduced -2.0k -2,000
69 Whitcomb & Hess, Inc. 4.44% of their portfolio ASHLAND, OH 463,812463.8k $13.8m $13.8m 4.44% Added +24.3k +24,287
70 Trilogy Capital Inc. 0.79% of their portfolio IRVINE, CA 459,805459.8k $13.7m $13.7m 0.79% Reduced -1.7k -1,735
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 436,440436.4k $13.0m $13.0m 0.00% Reduced -409.3k -409,265
72 Convergence Financial, LLC 5.24% of their portfolio COLUMBIA, MO 426,530426.5k $12.7m $12.7m 5.24% Added +16.6k +16,582
73 M Holdings Securities, Inc. 1.98% of their portfolio PORTLAND, OR 396,339396.3k $11.8m $11.8m 1.98% Added +13.7k +13,708
74 Destiny Wealth Partners, LLC 2.10% of their portfolio TAVARES, FL 392,744392.7k $11.7m $11.7m 2.10% Reduced -52.2k -52,189
75 Cornerstone Management, Inc. 2.55% of their portfolio DULUTH, GA 385,925385.9k $11.5m $11.5m 2.55% Added +13.3k +13,285
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 385,004385.0k $11.5m $11.5m 0.03% Added +5.8k +5,800
77 Revisor Wealth Management LLC 5.12% of their portfolio AKRON, OH 379,981380.0k $11.3m $11.3m 5.12% Added +262.3k +262,274
78 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 361,921361.9k $10.8m $10.8m 0.10% Added +26.0k +26,045
79 Clark Capital Management Group, Inc. 0.08% of their portfolio PHILADELPHIA, PA 358,653358.7k $10.7m $10.7m 0.08% Added +80.2k +80,246
80 ROGCO, LP 4.14% of their portfolio CLAREMORE, OK 340,471340.5k $10.1m $10.1m 4.14% Added +15.3k +15,290
81 CreativeOne Wealth, LLC 0.40% of their portfolio OVERLAND PARK, KS 338,518338.5k $10.1m $10.1m 0.40% Added +32.6k +32,589
82 Obsidian Personal Planning Solutions LLC 6.56% of their portfolio ROCKVILLE, MD 337,918337.9k $10.0m $10.0m 6.56% Reduced -65.1k -65,064
83 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 337,900337.9k $10.1m $10.1m 0.02% Added +148.0k +148,000
84 Pinnacle Financial Partners Inc 0.22% of their portfolio Nashville, TN 336,690336.7k $10.0m $10.0m 0.22% Added +635 +635
85 CWM, LLC 0.05% of their portfolio OMAHA, NE 325,873325.9k $9.7m $9.7m 0.05% Added +131.2k +131,203
86 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 315,502315.5k $9.4m $9.4m 0.00% Unchanged
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.88% of their portfolio KOKOMO, IN 313,550313.6k $9.3m $9.3m 0.88% Reduced -392.5k -392,485
88 Auour Investments LLC 3.42% of their portfolio WOBURN, MA 311,621311.6k $9.3m $9.3m 3.42% Added +147.0k +146,988
89 Geneos Wealth Management Inc. 0.42% of their portfolio ENGLEWOOD, CO 309,667309.7k $9.2m $9.2m 0.42% Reduced -232 -232
90 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 307,658307.7k $9.2m $9.2m 0.20% Added +26.4k +26,357
91 RFG Advisory, LLC 0.29% of their portfolio BIRMINGHAM, AL 289,610289.6k $8.6m $8.6m 0.29% Added +92.4k +92,411
92 VISTA INVESTMENT MANAGEMENT 3.47% of their portfolio PITTSBURGH, PA 286,088286.1k $8.5m $8.5m 3.47% Added +29.8k +29,842
93 DLK Investment Management, LLC 3.62% of their portfolio SOLANA BEACH, CA 285,971286.0k $8.5m $8.5m 3.62% Added +14.5k +14,528
94 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.47% of their portfolio Greenbrae, CA 281,759281.8k $8.4m $8.4m 0.47% Added +3.9k +3,875
95 Beacon Harbor Wealth Advisors, Inc. 2.14% of their portfolio VIRGINIA BEACH, VA 271,876271.9k $8.1m $8.1m 2.14% Added +15.3k +15,258
96 Kraft, Davis & Associates, LLC 6.00% of their portfolio St. Louis, MO 271,733271.7k $19.9m $19.9m 6.00% Reduced -80.4k -80,384
97 WRAPMANAGER INC 2.23% of their portfolio MILL VALLEY, CA 270,265270.3k $8.0m $8.0m 2.23% Added +59.7k +59,719
98 Sweet Financial Partners, LLC 1.84% of their portfolio FAIRMONT, MN 267,636267.6k $8.0m $8.0m 1.84% Added +8.6k +8,622
99 Atria Investments, Inc 0.11% of their portfolio Charlotte, NC 265,100265.1k $7.9m $7.9m 0.11% Added +165.4k +165,365
100 COURIER CAPITAL LLC 0.56% of their portfolio BUFFALO, NY 262,296262.3k $7.8m $7.8m 0.56% Added +2.3k +2,286