Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

413 institutional holders -1 vs Q4 2023
67,026,67467.0m shares reported held*
$2.6bnreported value*
48 new 142 added 141 reduced 51 sold out net bought ≈ $136.6m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.52. Options: 16 managers hold calls ($180.7m notional), 18 hold puts ($139.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366Q3 23: 376Q4 23: 414Q1 24: 413413Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366
Q3 2023376
Q4 2023414
Q1 2024413

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 204 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 127 cut or sold outQ3 23Q4 23: 191 bought or addedQ4 23: 152 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 192 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112
Q2 2023204114
Q3 2023177127
Q4 2023191152
Q1 2024190192

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ2 23 calls: $213.7mQ2 23 puts: $187.2mQ2 23P/C 0.88Q3 23 calls: $251.5mQ3 23 puts: $333.1mQ3 23P/C 1.32Q4 23 calls: $292.6mQ4 23 puts: $299.6mQ4 23P/C 1.02Q1 24 calls: $180.7mQ1 24 puts: $139.4mQ1 24P/C 0.77
Numbers
QuarterCallsPutsP/C
Q2 2023$213.7m$187.2m0.88
Q3 2023$251.5m$333.1m1.32
Q4 2023$292.6m$299.6m1.02
Q1 2024$180.7m$139.4m0.77

Biggest buyers

MORGAN STANLEY Added +6,068,077+6.1m
Sanders Capital, LLC Added +2,891,730+2.9m
GROUPAMA ASSET MANAGMENT New +1,892,593+1.9m
GOLDMAN SACHS GROUP INC Added +476,482+476.5k
FRANKLIN RESOURCES INC Added +381,994+382.0k
MILLENNIUM MANAGEMENT LLC Added +276,444+276.4k
Insight Folios Inc New +116,598+116.6k
Stamos Capital Partners, L.P. Added +113,170+113.2k
FMR LLC Added +94,658+94.7k
Ethic Inc. Added +91,821+91.8k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Reduced -2,220,485-2.2m
Clark Capital Management Group, Inc. Sold out -1,104,981-1.1m
RENAISSANCE TECHNOLOGIES LLC Reduced -626,622-626.6k
FIL Ltd Sold out -610,222-610.2k
CITADEL ADVISORS LLC Reduced -522,933-522.9k
WELLS FARGO & COMPANY/MN Reduced -301,808-301.8k
Qube Research & Technologies Ltd Reduced -260,479-260.5k
NATIXIS ADVISORS, LLC Reduced -234,832-234.8k
DIMENSIONAL FUND ADVISORS LP Reduced -217,286-217.3k
APG Asset Management N.V. Sold out -204,300-204.3k

Biggest calls

CITADEL ADVISORS LLC Added $43.0m1.1m shares
Optiver Holding B.V. Added $40.9m1.0m shares
Twin Tree Management, LP Added $16.6m421.7k shares
Parallax Volatility Advisers, L.P. Added $14.0m355.0k shares
Walleye Trading LLC Reduced $13.9m354.1k shares
MILLENNIUM MANAGEMENT LLC Added $13.7m347.9k shares
Walleye Capital LLC Reduced $13.4m340.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.6m244.6k shares
GROUP ONE TRADING LLC Reduced $7.0m178.4k shares
SIMPLEX TRADING, LLC Reduced $3.2m81.5k shares

Biggest puts

Optiver Holding B.V. Reduced $47.2m1.2m shares
Walleye Trading LLC Reduced $23.1m586.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $14.9m378.3k shares
Walleye Capital LLC Reduced $9.4m237.9k shares
Parallax Volatility Advisers, L.P. Added $7.3m186.5k shares
GROUP ONE TRADING LLC Reduced $6.7m171.2k shares
JANE STREET GROUP, LLC Added $6.4m162.9k shares
SIMPLEX TRADING, LLC Reduced $6.4m162.8k shares
MILLENNIUM MANAGEMENT LLC Added $6.0m152.5k shares
PEAK6 Investments LLC Reduced $5.2m131.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 18,461,87718.5m $726.7m $726.7m 0.02% Added +6.1m +6,068,077
2 DIMENSIONAL FUND ADVISORS LP 0.12% of their portfolio AUSTIN, TX 11,404,06311.4m $448.9m $448.9m 0.12% Reduced -217.3k -217,286
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 5,402,2715.4m $212.6m $212.6m 0.04% Added +476.5k +476,482
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,599,3423.6m $141.7m $141.7m 0.01% Added +65.5k +65,487
5 Sanders Capital, LLC 0.20% of their portfolio West Palm Beach, FL 2,986,8103.0m $117.6m $117.6m 0.20% Added +2.9m +2,891,730
6 BlackRock Inc. 0.00% of their portfolio New York, NY 2,142,8732.1m $84.3m $84.3m 0.00% Added +3.1k +3,081
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,910,5531.9m $75.2m $75.2m 0.01% Reduced -16.6k -16,591
8 GROUPAMA ASSET MANAGMENT 0.27% of their portfolio PARIS, I0 1,892,5931.9m $14.8m $14.8m 0.27% New
9 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,478,1671.5m $58.2m $58.2m 0.06% Added +9.0k +8,987
10 Grantham, Mayo, Van Otterloo & Co. LLC 0.14% of their portfolio Boston, MA 1,004,3741.0m $39.5m $39.5m 0.14% Reduced -181.9k -181,940
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 874,613874.6k $34.4m $34.4m 0.01% Reduced -45.6k -45,557
12 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 813,061813.1k $32.0m $32.0m 0.02% Added +37.1k +37,148
13 FMR LLC 0.00% of their portfolio BOSTON, MA 775,240775.2k $30.5m $30.5m 0.00% Added +94.7k +94,658
14 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 620,053620.1k $24.4m $24.4m 0.03% Reduced -193.6k -193,615
15 COOKSON PEIRCE & CO INC 1.27% of their portfolio PITTSBURGH, PA 603,392603.4k $23.8m $23.8m 1.27% Reduced -6.1k -6,074
16 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 545,143545.1k $21.5m $21.5m 0.03% Reduced -626.6k -626,622
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 505,137505.1k $19.9m $19.9m 0.01% Reduced -142.1k -142,053
18 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 460,704460.7k $18.1m $18.1m 0.01% Added +382.0k +381,994
19 Crossmark Global Holdings, Inc. 0.33% of their portfolio HOUSTON, TX 439,319439.3k $17.3m $17.3m 0.33% Reduced -28.3k -28,289
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 352,093352.1k $13.9m $13.9m 0.01% Added +12.3k +12,313
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 344,650344.6k $13.6m $13.6m 0.00% Reduced -301.8k -301,808
22 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 338,809338.8k $13.3m $13.3m 0.03% Reduced -234.8k -234,832
23 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 291,794291.8k $11.5m $11.5m 0.01% Added +276.4k +276,444
24 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 281,238281.2k $11.1m $11.1m 0.02% Reduced -260.5k -260,479
25 QRG CAPITAL MANAGEMENT, INC. 0.13% of their portfolio BERWYN, PA 254,628254.6k $10.0m $10.0m 0.13% Added +3.1k +3,119
26 MERITAGE PORTFOLIO MANAGEMENT 0.60% of their portfolio OVERLAND PARK, KS 237,569237.6k $9.4m $9.4m 0.60% Reduced -10.1k -10,060
27 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 209,211209.2k $8.2m $8.2m 0.01% Reduced -522.9k -522,933
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 188,611188.6k $7.5m $7.5m 0.00% Reduced -35.6k -35,584
29 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.08% of their portfolio Stamford, CT 176,352176.4k $6.9m $6.9m 0.08% Added +39.3k +39,344
30 CWM, LLC 0.03% of their portfolio OMAHA, NE 167,453167.5k $6.6m $6.6m 0.03% Reduced -10.4k -10,382
31 American Assets Investment Management, LLC 0.63% of their portfolio SAN DIEGO, CA 166,918166.9k $6.6m $6.6m 0.63% Unchanged
32 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 165,912165.9k $6.5m $6.5m 0.01% Added +9.6k +9,610
33 Promethos Capital, LLC 3.77% of their portfolio BOSTON, MA 163,232163.2k $6.4m $6.4m 3.77% Added +11.2k +11,172
34 Ethic Inc. 0.16% of their portfolio NEW YORK, NY 160,897160.9k $6.3m $6.3m 0.16% Added +91.8k +91,821
35 RENAISSANCE GROUP LLC 0.24% of their portfolio Covington, KY 160,216160.2k $6.3m $6.3m 0.24% Reduced -118 -118
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 147,788147.8k $5.8m $5.8m 0.01% Added +2.9k +2,900
37 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 144,253144.3k $5.7m $5.7m 0.02% Reduced -11.9k -11,858
38 Mariner, LLC 0.01% of their portfolio Overland Park, KS 141,898141.9k $5.6m $5.6m 0.01% Added +2.3k +2,324
39 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 141,001141.0k $5.6m $5.6m 0.00% Added +26.7k +26,682
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 140,667140.7k $5.5m $5.5m 0.00% Added +36.0k +35,959
41 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 139,710139.7k $5.5m $5.5m 0.03% Added +34.4k +34,424
42 HENNESSY ADVISORS INC 0.22% of their portfolio NOVATO, CA 132,400132.4k $5.2m $5.2m 0.22% Reduced -10.4k -10,400
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 131,301131.3k $5.2m $5.2m 0.00% Added +2.4k +2,402
44 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 130,056130.1k $5.1m $5.1m 0.00% Added +8.6k +8,621
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 128,268128.3k $5.0m $5.0m 0.00% Reduced -17.1k -17,068
46 Y-Intercept (Hong Kong) Ltd 0.37% of their portfolio HONG KONG, K3 126,324126.3k $5.0m $5.0m 0.37% Added +24.8k +24,788
47 Stamos Capital Partners, L.P. 1.13% of their portfolio Menlo Park, CA 125,970126.0k $5.0m $5.0m 1.13% Added +113.2k +113,170
48 Ramirez Asset Management, Inc. 0.96% of their portfolio NEW YORK, NY 121,253121.3k $4.8m $4.8m 0.96% Added +1.3k +1,318
49 Insight Folios Inc 1.86% of their portfolio Charlotte, NC 116,598116.6k $4.6m $4.6m 1.86% New
50 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 112,989113.0k $4.4m $4.4m 0.02% Reduced -7.3k -7,273
51 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 112,970113.0k $4.4m $4.4m 0.01% Added +2.6k +2,639
52 Susquehanna International Securities, Ltd. 1.77% of their portfolio DUBLIN, L2 112,583112.6k $4.4m $4.4m 1.77% Added +83.4k +83,403
53 Manatuck Hill Partners, LLC 1.86% of their portfolio WESTPORT, CT 107,448107.4k $4.2m $4.2m 1.86% Unchanged
54 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 93,83093.8k $3.7m $3.7m 0.00% Reduced -515 -515
55 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 92,93792.9k $3.7m $3.7m 0.03% Added +37.9k +37,883
56 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 92,56292.6k $3.6m $3.6m 0.01% Reduced -2.9k -2,903
57 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 89,13689.1k $3.5m $3.5m 0.01% Added +43.2k +43,154
58 Naviter Wealth, LLC 0.58% of their portfolio LITTLE ROCK, AR 86,40486.4k $3.5m $3.5m 0.58% Added +20.9k +20,856
59 Quantinno Capital Management LP 0.07% of their portfolio NEW YORK, NY 84,66684.7k $3.3m $3.3m 0.07% Reduced -23.5k -23,549
60 GQG Partners LLC 0.00% of their portfolio FT. LAUDERDALE, FL 75,36775.4k $3.0m $3.0m 0.00% Reduced -66.2k -66,190
61 RITHOLTZ WEALTH MANAGEMENT 0.10% of their portfolio NEW YORK, NY 71,81271.8k $2.8m $2.8m 0.10% Added +16.9k +16,917
62 NOMURA HOLDINGS INC 0.02% of their portfolio TOKYO, M0 69,95170.0k $2.8m $2.8m 0.02% New
63 Catalyst Capital Advisors LLC 0.07% of their portfolio San Juan, PR 69,00069.0k $2.7m $2.7m 0.07% Reduced -1.2k -1,200
64 Old Port Advisors 0.80% of their portfolio PORTLAND, ME 66,78566.8k $2.6m $2.6m 0.80% Reduced -664 -664
65 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 66,10866.1k $2.6m $2.6m 0.03% Reduced -2.2k -2,200
66 Vanguard Personalized Indexing Management, LLC 0.06% of their portfolio OAKLAND, CA 65,76065.8k $2.6m $2.6m 0.06% Added +10.9k +10,882
67 Graham Capital Management, L.P. 0.07% of their portfolio ROWAYTON, CT 62,92662.9k $2.5m $2.5m 0.07% New
68 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 62,71962.7k $2.6m $2.6m 0.01% Added +6.7k +6,692
69 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 62,44062.4k $2.5m $2.5m 0.01% Added +30.5k +30,540
70 Laird Norton Wetherby Wealth Management, LLC 0.11% of their portfolio Seattle, WA 60,36460.4k $2.4m $2.4m 0.11% Reduced -1.1k -1,138
71 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 60,32060.3k $2.4m $2.4m 0.01% Added +9.1k +9,132
72 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,12060.1k $2.4m $2.4m 0.00% Added +3.5k +3,493
73 West Family Investments, Inc. 0.70% of their portfolio CARLSBAD, CA 56,98457.0k $2.2m $2.2m 0.70% Added +1.3k +1,330
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 56,83156.8k $2.2m $2.2m 0.00% Reduced -3.2k -3,204
75 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 56,05656.1k $2.2m $2.2m 0.01% Reduced -16.4k -16,416
76 BRANDES INVESTMENT PARTNERS, LP 0.03% of their portfolio LA JOLLA, CA 55,42955.4k $2.2m $2.2m 0.03% Added +724 +724
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 52,26052.3k $2.1m $2.1m 0.00% Added +1.7k +1,708
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 49,73649.7k $2.0m $2.0m 0.00% Added +4.0k +4,021
79 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 47,39447.4k $1.9m $1.9m 0.00% Reduced -1.4k -1,382
80 First Trust Direct Indexing L.P. 0.14% of their portfolio Boston, MA 47,19047.2k $1.9m $1.9m 0.14% Reduced -7.8k -7,836
81 AXQ CAPITAL, LP 0.44% of their portfolio JERSEY CITY, NJ 47,00047.0k $1.8m $1.8m 0.44% Added +17.0k +17,000
82 Vident Advisory, LLC 0.04% of their portfolio Alpharetta, GA 45,79445.8k $1.8m $1.8m 0.04% Added +3.0k +2,999
83 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 44,85144.9k $1.8m $1.8m 0.04% Added +3.1k +3,133
84 LMR Partners LLP 0.04% of their portfolio LONDON, X0 44,71644.7k $1.8m $1.8m 0.04% New
85 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 44,33044.3k $1.7m $1.7m 0.01% Reduced -230 -230
86 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 40,64240.6k $1.6m $1.6m 0.00% Reduced -1.5k -1,517
87 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 40,41840.4k $1.6m $1.6m 0.00% New
88 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 40,20740.2k $1.6m $1.6m 0.00% Unchanged
89 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 39,98240.0k $1.6m $1.6m 0.00% Reduced -2.2m -2,220,485
90 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,55938.6k $1.5m $1.5m 0.00% Reduced -135.8k -135,812
91 Richard P Slaughter Associates Inc 0.35% of their portfolio AUSTIN, TX 36,63136.6k $1.4m $1.4m 0.35% Reduced -740 -740
92 REGIONS FINANCIAL CORP 0.01% of their portfolio BIRMINGHAM, AL 36,09436.1k $1.4m $1.4m 0.01% Reduced -51.7k -51,684
93 XTX Topco Ltd 0.19% of their portfolio LONDON, X0 35,89935.9k $1.4m $1.4m 0.19% Added +25.3k +25,295
94 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 35,82035.8k $1.4m $1.4m 0.00% Added +281 +281
95 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 35,62435.6k $1.4m $1.4m 0.02% Added +202 +202
96 WINTRUST INVESTMENTS LLC 0.13% of their portfolio CHICAGO, IL 35,37035.4k $1.4m $1.4m 0.13% Reduced -40 -40
97 THOROUGHBRED FINANCIAL SERVICES, LLC 0.13% of their portfolio BRENTWOOD, TN 35,20635.2k $1.4m $1.4m 0.13% Reduced -2.1k -2,060
98 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 34,99935.0k $1.4m $1.4m 0.00% Added +43 +43
99 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 34,69934.7k $1.4m $1.4m 0.00% Added +21.0k +21,014
100 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 34,45634.5k $1.4m $1.4m 0.00% Reduced -1.3k -1,288