Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

759 institutional holders -43 vs Q4 2023
50,631,44650.6m shares reported held*
$5.2bnreported value*
33 new 228 added 318 reduced 73 sold out net sold ≈ $545.4m (-5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $102.77. Options: 3 managers hold calls ($3.7m notional), 3 hold puts ($1.6m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737Q3 23: 718Q4 23: 802Q1 24: 759759Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737
Q3 2023718
Q4 2023802
Q1 2024759

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ4 22Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ1 23Q2 23: 259 bought or addedQ2 23: 319 cut or sold outQ2 23Q3 23: 227 bought or addedQ3 23: 342 cut or sold outQ3 23Q4 23: 313 bought or addedQ4 23: 301 cut or sold outQ4 23Q1 24: 261 bought or addedQ1 24: 391 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317
Q2 2023259319
Q3 2023227342
Q4 2023313301
Q1 2024261391

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $1.7mQ2 23 puts: $294.8kQ2 23P/C 0.17Q3 23 calls: $2.0mQ3 23 puts: $547.2kQ3 23P/C 0.27Q4 23 calls: $3.7mQ4 23 puts: $3.3mQ4 23P/C 0.87Q1 24 calls: $3.7mQ1 24 puts: $1.6mQ1 24P/C 0.44
Numbers
QuarterCallsPutsP/C
Q2 2023$1.7m$294.8k0.17
Q3 2023$2.0m$547.2k0.27
Q4 2023$3.7m$3.3m0.87
Q1 2024$3.7m$1.6m0.44

Biggest buyers

MORGAN STANLEY Added +4,276,795+4.3m
FMR LLC Added +1,211,798+1.2m
M&T Bank Corp Added +522,898+522.9k
Lido Advisors, LLC Added +124,357+124.4k
BANK OF AMERICA CORP /DE/ Added +120,760+120.8k
UBS Group AG Added +90,257+90.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +59,847+59.8k
First Heartland Consultants, Inc. Added +59,756+59.8k
JANE STREET GROUP, LLC New +58,267+58.3k
LAKE STREET PRIVATE WEALTH, LLC New +52,845+52.8k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -4,151,251-4.2m
Clark Capital Management Group, Inc. Sold out -1,627,256-1.6m
OSAIC HOLDINGS, INC. Reduced -1,195,651-1.2m
Corient Private Wealth LP Reduced -782,873-782.9k
Orion Portfolio Solutions, LLC Reduced -575,234-575.2k
Orion Porfolio Solutions, LLC Reduced -575,234-575.2k
GOLDMAN SACHS GROUP INC Reduced -350,528-350.5k
PRINCIPAL SECURITIES, INC. Reduced -198,453-198.5k
AMERIPRISE FINANCIAL INC Reduced -176,757-176.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -171,285-171.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.4m32.9k shares
CITADEL ADVISORS LLC Reduced $328.8k3.2k shares
Cutler Group LLC / CA Reduced $18.0k2.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $832.4k8.1k shares
CITADEL ADVISORS LLC Added $606.3k5.9k shares
Curated Wealth Partners LLC New $206.3k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 11,901,05111.9m $1.2bn $1.2bn 0.03% Added +4.3m +4,276,795
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,930,5213.9m $403.9m $403.9m 0.04% Added +120.8k +120,760
3 FMR LLC 0.02% of their portfolio BOSTON, MA 3,036,1093.0m $312.0m $312.0m 0.02% Added +1.2m +1,211,798
4 M&T Bank Corp 0.55% of their portfolio BUFFALO, NY 1,547,8891.5m $159.1m $159.1m 0.55% Added +522.9k +522,898
5 REGIONS FINANCIAL CORP 1.12% of their portfolio BIRMINGHAM, AL 1,440,2511.4m $148.0m $148.0m 1.12% Added +26.7k +26,741
6 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,385,7461.4m $142.4m $142.4m 0.04% Reduced -72.4k -72,383
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,191,3491.2m $122.4m $122.4m 0.04% Added +90.3k +90,257
8 Prime Capital Investment Advisors, LLC 1.36% of their portfolio OVERLAND PARK, KS 947,755947.8k $97.4m $97.4m 1.36% Reduced -27.6k -27,584
9 Modera Wealth Management, LLC 1.25% of their portfolio WESTWOOD, NJ 799,994800.0k $82.2m $82.2m 1.25% Reduced -16.4k -16,387
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 732,736732.7k $75.3m $75.3m 0.00% Reduced -29.2k -29,224
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 717,342717.3k $73.7m $73.7m 0.03% Reduced -4.2m -4,151,251
12 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 702,171702.2k $72.2m $72.2m 0.05% Reduced -25.0k -24,972
13 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 690,890690.9k $71.0m $71.0m 0.04% Reduced -127.4k -127,448
14 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 577,573577.6k $59.4m $59.4m 0.10% Reduced -124.1k -124,106
15 BESSEMER GROUP INC 0.10% of their portfolio WOODBRIDGE, NJ 521,591521.6k $53.6m $53.6m 0.10% Reduced -846 -846
16 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 461,253461.3k $47.4m $47.4m 0.01% Reduced -1.3k -1,296
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 442,286442.3k $45.5m $45.5m 0.05% Reduced -171.3k -171,285
18 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 398,184398.2k $40.9m $40.9m 0.05% Added +8.5k +8,469
19 One Capital Management, LLC 1.48% of their portfolio WESTLAKE VILLAGE, CA 396,684396.7k $40.8m $40.8m 1.48% Added +16.4k +16,389
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 393,412393.4k $40.6m $40.6m 0.01% Reduced -176.8k -176,757
21 EXENCIAL WEALTH ADVISORS, LLC 1.34% of their portfolio OKLAHOMA CITY, OK 347,724347.7k $35.7m $35.7m 1.34% Added +28.1k +28,107
22 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 345,551345.6k $35.5m $35.5m 0.01% Reduced -71.2k -71,162
23 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 334,761334.8k $34.4m $34.4m 0.06% Reduced -132.7k -132,742
24 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 322,475322.5k $33.1m $33.1m 0.07% Added +2.4k +2,408
25 GW HENSSLER & ASSOCIATES LTD 1.85% of their portfolio KENNESAW, GA 306,851306.9k $31.5m $31.5m 1.85% Added +24.8k +24,846
26 BAILARD, INC. 0.87% of their portfolio Foster City, CA 306,387306.4k $31.5m $31.5m 0.87% Added +4.3k +4,255
27 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 298,015298.0k $30.6m $30.6m 0.01% Reduced -350.5k -350,528
28 Palisades Hudson Asset Management, L.P. 13.62% of their portfolio FORT LAUDERDALE, FL 291,047291.0k $29.9m $29.9m 13.62% Reduced -2.3k -2,288
29 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 263,127263.1k $27.0m $27.0m 0.04% Reduced -107.6k -107,618
30 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 262,660262.7k $27.0m $27.0m 0.02% Reduced -14.4k -14,380
31 Probity Advisors, Inc. 5.55% of their portfolio DALLAS, TX 261,201261.2k $26.8m $26.8m 5.55% Reduced -3.1k -3,080
32 Savant Capital, LLC 0.30% of their portfolio ROCKFORD, IL 253,548253.5k $26.1m $26.1m 0.30% Reduced -13.7k -13,680
33 Mariner, LLC 0.05% of their portfolio Overland Park, KS 241,205241.2k $24.8m $24.8m 0.05% Reduced -13.5k -13,483
34 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 239,520239.5k $24.6m $24.6m 0.03% Reduced -3.9k -3,885
35 SPC Financial, Inc. 2.31% of their portfolio ROCKVILLE, MD 239,425239.4k $24.6m $24.6m 2.31% Added +5.4k +5,418
36 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 233,230233.2k $24.0m $24.0m 0.09% Added +4.9k +4,909
37 GHP Investment Advisors, Inc. 1.09% of their portfolio Denver, CO 213,603213.6k $21.9m $21.9m 1.09% Reduced -2.8k -2,781
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.18% of their portfolio IRVING, TX 213,339213.3k $21.9m $21.9m 0.18% Reduced -17.0k -17,020
39 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 209,846209.8k $21.6m $21.6m 0.05% Reduced -1.2m -1,195,651
40 Heartwood Wealth Advisors LLC 2.60% of their portfolio RICHMOND, VA 205,124205.1k $21.1m $21.1m 2.60% Added +1.7k +1,652
41 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.72% of their portfolio FORT WAYNE, IN 203,822203.8k $20.9m $20.9m 1.72% Reduced -2.8k -2,834
42 Waverly Advisors, LLC 0.49% of their portfolio BIRMINGHAM, AL 202,938202.9k $20.9m $20.9m 0.49% Reduced -19.2k -19,222
43 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 201,082201.1k $20.7m $20.7m 0.05% Reduced -1.3k -1,316
44 Lido Advisors, LLC 0.16% of their portfolio Los Angeles, CA 178,960179.0k $18.4m $18.4m 0.16% Added +124.4k +124,357
45 MAI Capital Management 0.18% of their portfolio INDEPENDENCE, OH 167,240167.2k $17.2m $17.2m 0.18% Added +7.1k +7,076
46 Ellis Investment Partners, LLC 3.56% of their portfolio Berwyn, PA 159,188159.2k $16.4m $16.4m 3.56% Reduced -1.2k -1,153
47 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 158,229158.2k $16.3m $16.3m 0.05% Added +4.5k +4,461
48 MONETA GROUP INVESTMENT ADVISORS LLC 0.26% of their portfolio ST LOUIS, MO 154,077154.1k $15.8m $15.8m 0.26% Added +48.3k +48,291
49 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 149,004149.0k $15.3m $15.3m 0.02% Reduced -61.1k -61,143
50 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 138,728138.7k $14.3m $14.3m 0.02% Reduced -8.3k -8,344
51 COMERICA BANK 0.06% of their portfolio DALLAS, TX 135,334135.3k $13.9m $13.9m 0.06% Reduced -12.4k -12,403
52 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 127,819127.8k $13.1m $13.1m 0.05% Reduced -2.1k -2,114
53 ETFIDEA, LLC 4.20% of their portfolio SYRACUSE, NY 119,831119.8k $12.3m $12.3m 4.20% Added +1.8k +1,804
54 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 115,565115.6k $11.9m $11.9m 0.03% Reduced -6.4k -6,403
55 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 114,937114.9k $11.8m $11.8m 0.04% Reduced -8.3k -8,323
56 Relative Value Partners Group, LLC 0.68% of their portfolio NORTHBROOK, IL 112,890112.9k $11.0m $11.0m 0.68% Reduced -1.2k -1,216
57 One Day In July LLC 1.53% of their portfolio BURLINGTON, VT 111,979112.0k $11.5m $11.5m 1.53% Reduced -756 -756
58 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 107,459107.5k $11.0m $11.0m 0.03% Added +2.0k +1,965
59 Covenant Partners, LLC 3.19% of their portfolio Nashville, TN 106,505106.5k $10.9m $10.9m 3.19% Reduced -594 -594
60 Wealth Architects, LLC 1.41% of their portfolio MOUNTAIN VIEW, CA 103,800103.8k $10.7m $10.7m 1.41% Reduced -55 -55
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 99,91799.9k $10.3m $10.3m 0.02% Added +59.8k +59,847
62 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 99,29099.3k $10.2m $10.2m 0.01% Reduced -8.5k -8,521
63 JFS WEALTH ADVISORS, LLC 0.81% of their portfolio HERMITAGE, PA 98,92698.9k $10.2m $10.2m 0.81% Added +8.7k +8,739
64 Asset Dedication, LLC 0.74% of their portfolio SAN FRANCISCO, CA 96,07796.1k $9.9m $9.9m 0.74% Reduced -1.8k -1,821
65 First Heartland Consultants, Inc. 0.99% of their portfolio LAKE ST. LOUIS, MO 93,25593.3k $9.6m $9.6m 0.99% Added +59.8k +59,756
66 Councilor Wealth, LLC 4.72% of their portfolio BETHESDA, MD 91,74891.7k $9.4m $9.4m 4.72% Reduced -8.8k -8,803
67 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 91,73291.7k $9.4m $9.4m 0.01% Reduced -30.3k -30,307
68 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 91,58491.6k $9.4m $9.4m 0.02% Reduced -63.1k -63,054
69 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 91,15691.2k $9.4m $9.4m 0.05% Reduced -816 -816
70 Asset Management Group, Inc. 1.74% of their portfolio STAMFORD, CT 90,33390.3k $9.3m $9.3m 1.74% Reduced -1.8k -1,759
71 BUCKINGHAM STRATEGIC WEALTH, LLC 0.09% of their portfolio CLAYTON, MO 86,92286.9k $8.9m $8.9m 0.09% Added +774 +774
72 BOKF, NA 0.16% of their portfolio TULSA, OK 86,26186.3k $8.7m $8.7m 0.16% Reduced -1.5k -1,455
73 Sterling Financial Planning, Inc. 3.51% of their portfolio SPARTA, NJ 84,39084.4k $8.7m $8.7m 3.51% Reduced -2.1k -2,127
74 RTD Financial Advisors, Inc. 1.16% of their portfolio Philadelphia, PA 84,02984.0k $8.6m $8.6m 1.16% Added +1.6k +1,580
75 HOME FEDERAL BANK OF TENNESSEE 2.67% of their portfolio KNOXVILLE, TN 83,87383.9k $8.6m $8.6m 2.67% Added +1.0k +1,044
76 SAX WEALTH ADVISORS, LLC 1.00% of their portfolio PARSIPPANY, NJ 83,27183.3k $8.6m $8.6m 1.00% Reduced -6.1k -6,056
77 Evanson Asset Management, LLC 0.61% of their portfolio CARMEL, CA 80,20180.2k $8.2m $8.2m 0.61% Reduced -6.8k -6,785
78 Wilmington Savings Fund Society, FSB 0.31% of their portfolio WILMINGTON, DE 79,01579.0k $8.1m $8.1m 0.31% First filing
79 Forbes Financial Planning, Inc. 6.98% of their portfolio EAST GREENWICH, RI 78,96679.0k $8.1m $8.1m 6.98% Added +75 +75
80 Salomon & Ludwin, LLC 0.69% of their portfolio RICHMOND, VA 77,95178.0k $8.0m $8.0m 0.69% Reduced -166 -166
81 Capital Advisors, Ltd. LLC 1.04% of their portfolio SHAKER HEIGHTS, OH 77,38477.4k $8.0m $8.0m 1.04% Reduced -3.7k -3,718
82 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 77,15077.2k $7.9m $7.9m 0.09% Reduced -1.8k -1,820
83 Lansing Street Advisors 3.53% of their portfolio AMBLER, PA 76,42176.4k $7.9m $7.9m 3.53% Added +7.0k +7,032
84 Sepio Capital, LP 0.67% of their portfolio Salt Lake City, UT 75,77175.8k $7.8m $7.8m 0.67% Unchanged
85 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 75,45375.5k $7.8m $7.8m 0.03% Reduced -5.4k -5,448
86 Pinnacle Financial Partners Inc 0.17% of their portfolio Nashville, TN 75,33575.3k $7.7m $7.7m 0.17% Added +1.8k +1,813
87 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 75,26775.3k $7.7m $7.7m 0.07% Added +691 +691
88 Chicago Partners Investment Group LLC 0.31% of their portfolio CHICAGO, IL 74,92174.9k $7.4m $7.4m 0.31% Added +1.0k +1,035
89 Access Investment Management LLC 2.49% of their portfolio ATLANTA, GA 73,31573.3k $7.5m $7.5m 2.49% Reduced -5.0k -5,035
90 Family Firm, Inc. 1.81% of their portfolio BETHESDA, MD 72,20172.2k $7.4m $7.4m 1.81% Added +1.2k +1,244
91 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 72,10272.1k $7.4m $7.4m 0.01% Reduced -782.9k -782,873
92 BURNS J W & CO INC/NY 1.01% of their portfolio DEWITT, NY 70,58270.6k $7.3m $7.3m 1.01% Reduced -734 -734
93 Ifrah Financial Services, Inc. 1.94% of their portfolio Little Rock, AR 67,13567.1k $6.9m $6.9m 1.94% Reduced -493 -493
94 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 65,64865.6k $6.7m $6.7m 0.03% Reduced -83.5k -83,522
95 NorthCrest Asset Manangement, LLC 0.22% of their portfolio PLYMOUTH, MN 63,94763.9k $6.6m $6.6m 0.22% Added +1.9k +1,858
96 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 62,79162.8k $6.5m $6.5m 0.07% Reduced -53.0k -52,979
97 Ironwood Financial, llc 1.46% of their portfolio TUCSON, AZ 61,96162.0k $6.4m $6.4m 1.46% Reduced -345 -345
98 VICUS CAPITAL 0.57% of their portfolio STATE COLLEGE, PA 60,73960.7k $6.2m $6.2m 0.57% Added +3.2k +3,160
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 59,78359.8k $6.1m $6.1m 0.14% Added +2.3k +2,330
100 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 59,07359.1k $6.1m $6.1m 0.05% Added +49.1k +49,059