HOWARD BAILEY SECURITIES, LLC

FORT WAYNE, IN · CIK 2043986 · 13F filing filed 2026-02-27

SEC-registered investment adviser since 2019 · limited liability company

Assets managed$582.8m
Staff46 · 15 in investment roles
Main clients (by assets)Individuals 69%, High net worth individuals 29%, Pension plans 1%
Form ADV · 2026-07-22SEC adviser record

$324.4m reported value +8.1% vs Q1 2025

150positions

44.9%in top 10

24 new 59 added 63 reduced 28 sold out vs Q1 2025

Also in the report of:

AE Wealth Management LLC – $21.2m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	CAPITOL SER TR STERLING CAP ENH STERLING CAP ENH		1,041,159	$26.3m8.11%	8.11%	New
2	ISHARES TR RUS TP200 GR ETF IWY	IWY	101,835	$25.1m7.74%	7.74%	Added +4.2k	+4,223 4.3%
3	WISDOMTREE TR US EFFICIENT COR NTSX	NTSX	356,234	$17.8m5.50%	5.50%	Added +13.4k	+13,380 3.9%
4	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	174,952	$14.7m4.52%	4.52%	Added +5.5k	+5,510 3.2%
5	ISHARES TR RUS TP200 VL ETF IWX	IWX	172,528	$14.5m4.48%	4.48%	Added +4.0k	+3,968 2.4%
6	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	353,974	$10.3m3.19%	3.19%	Added +11.5k	+11,456 3.3%
7	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	138,482	$10.1m3.10%	3.10%	Added +437	+437 0.3%
8	WISDOMTREE TR YIELD ENHANCD US AGGY	AGGY	209,432	$9.1m2.82%	2.82%	Added +10.1k	+10,095 5.1%
9	WISDOMTREE TR INTL QULTY DIV IQDG	IQDG	230,033	$9.1m2.81%	2.81%	Reduced -26.3k	-26,343 -10.3%
10	ISHARES TR EAFE VALUE ETF EFV	EFV	136,592	$8.7m2.67%	2.67%	Reduced -7.3k	-7,304 -5.1%
11	ISHARES TR EAFE GRWTH ETF EFG	EFG	75,560	$8.5m2.61%	2.61%	Added +3.7k	+3,739 5.2%
12	ISHARES TR RUS MDCP VAL ETF IWS	IWS	61,094	$8.1m2.49%	2.49%	Added +13.1k	+13,074 27.2%
13	WISDOMTREE TR EM EX ST-OWNED XSOE	XSOE	225,855	$7.8m2.40%	2.40%	Added +5.4k	+5,411 2.5%
14	WISDOMTREE TR US LARGECAP DIVD DLN	DLN	82,266	$6.8m2.08%	2.08%	Added +2.1k	+2,099 2.6%
15	AIM ETF PRODUCTS TRUST U S LRGCP 6M APR SIXO	SIXO	161,958	$5.4m1.65%	1.65%	Added +2.2k	+2,176 1.4%
16	ISHARES INC CORE MSCI EMKT IEMG	IEMG	88,291	$5.3m1.63%	1.63%	Reduced -14.0k	-13,990 -13.7%
17	AIM ETF PRODUCTS TRUST US LRGCP B20 DEC DECW	DECW	160,393	$5.1m1.56%	1.56%	Added +1.7k	+1,677 1.1%
18	WISDOMTREE TR US MIDCAP DIVID DON	DON	86,573	$4.3m1.34%	1.34%	Added +3.3k	+3,271 3.9%
19	AIM ETF PRODUCTS TRUST US LRGCP B20 JAN JANW	JANW	121,116	$4.2m1.30%	1.30%	Added +7.2k	+7,176 6.3%
20	SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM SVOL	SVOL	217,017	$4.0m1.23%	1.23%	Added +65.7k	+65,690 43.4%
21	SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES CTA	CTA	147,930	$4.0m1.22%	1.22%	Added +7.5k	+7,455 5.3%
22	MICROSOFT CORP COM MSFT	MSFT	7,723	$3.8m1.18%	1.18%	Reduced -849	-849 -9.9%
23	SPDR SER TR PORT MTG BK ETF SPMB	SPMB	171,844	$3.8m1.17%	1.17%	Reduced -876	-876 -0.5%
24	ISHARES TR RUS MD CP GR ETF IWP	IWP	27,360	$3.8m1.17%	1.17%	Reduced -2.2k	-2,235 -7.5%
25	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	48,397	$3.6m1.12%	1.12%	Added +777	+777 1.6%
26	SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA TUA	TUA	162,933	$3.6m1.11%	1.11%	Reduced -1.3k	-1,345 -0.8%
27	WISDOMTREE TR JAPN HEDGE EQT DXJ	DXJ	31,099	$3.6m1.10%	1.10%	Added +1.2k	+1,234 4.1%
28	WISDOMTREE TR FUTRE STRAT FD WTMF	WTMF	98,784	$3.5m1.08%	1.08%	Added +3.9k	+3,851 4.1%
29	INNOVATOR ETFS TRUST EQUITY DEFINED P ZDEK	ZDEK	137,046	$3.4m1.04%	1.04%	Added +7.8k	+7,773 6.0%
30	AIM ETF PRODUCTS TRUST US LRGCP B20 OCT OCTW	OCTW	85,928	$3.2m0.98%	0.98%	Added +419	+419 0.5%
31	SIMPLIFY EXCHANGE TRADED FUN TREASURY OPT INC BUCK	BUCK	133,144	$3.1m0.97%	0.97%	Added +4.6k	+4,580 3.6%
32	WISDOMTREE TR US SMALLCAP FUND EES	EES	61,235	$3.1m0.96%	0.96%	Added +2.9k	+2,935 5.0%
33	PIMCO ETF TR ULTRA SHORT GOVT BILZ	BILZ	29,366	$3.0m0.92%	0.92%	Added +12.0k	+11,963 68.7%
34	ELEVATION SERIES TRUST TRUESHARES QUART QBER	QBER	115,328	$2.8m0.88%	0.88%	Added +38.1k	+38,090 49.3%
35	VANGUARD SCOTTSDALE FDS VNG RUS2000IDX VTWO	VTWO	31,064	$2.7m0.84%	0.84%	Added +3.6k	+3,562 12.9%
36	WISDOMTREE TR US HGH YLD CORP QHY	QHY	54,346	$2.5m0.77%	0.77%	Added +2.1k	+2,101 4.0%
37	SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF HIGH	HIGH	97,172	$2.4m0.73%	0.73%	Added +9.8k	+9,820 11.2%
38	ISHARES TR NATIONAL MUN ETF MUB	MUB	21,114	$2.2m0.68%	0.68%	Added +1.5k	+1,533 7.8%
39	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	7,042	$2.1m0.66%	0.66%	Added +3.1k	+3,064 77.0%
40	LISTED FDS TR TRUESHARES STRUC TRUESHARES STRUC		50,888	$2.0m0.62%	0.62%	New
41	ISHARES TR CORE MSCI INTL IDEV	IDEV	25,436	$1.9m0.60%	0.60%	Reduced -5.9k	-5,945 -18.9%
42	APPLE INC COM AAPL	AAPL	9,363	$1.9m0.59%	0.59%	Reduced -2.7k	-2,749 -22.7%
43	SIMPLIFY EXCHANGE TRADED FUN INTMD TERM TRSRY TYA	TYA	130,830	$1.8m0.54%	0.54%	Added +10.2k	+10,166 8.4%
44	ELEVATION SERIES TRUST TRUSHARES BULL QBUL	QBUL	66,482	$1.7m0.52%	0.52%	Added +2.2k	+2,235 3.5%
45	LITMAN GREGORY FDS TR IMGP DBI MANAGED DBMF	DBMF	65,551	$1.7m0.52%	0.52%	Added +1.1k	+1,121 1.7%
46	NVIDIA CORPORATION COM NVDA	NVDA	10,568	$1.7m0.51%	0.51%	Added +834	+834 8.6%
47	ISHARES TR CORE S&P500 ETF IVV	IVV	2,545	$1.6m0.49%	0.49%	Reduced -54	-54 -2.1%
48	AMAZON COM INC COM AMZN	AMZN	5,576	$1.2m0.38%	0.38%	Reduced -232	-232 -4.0%
49	VISA INC COM CL A V	V	3,294	$1.2m0.36%	0.36%	Reduced -51	-51 -1.5%
50	INNOVATOR ETFS TRUST EQUITY DEFINED P ZJUL	ZJUL	38,864	$1.1m0.34%	0.34%	New
51	INNOVATOR ETFS TRUST EQUITY DEFINED P AJUL	AJUL	39,059	$1.1m0.34%	0.34%	New
52	INNOVATOR ETFS TRUST EQUITY DEF PRO 2 AOCT	AOCT	42,369	$1.1m0.34%	0.34%	Added +2.4k	+2,390 6.0%
53	ELEVATION SERIES TRUST TRUESHARES SEASO ONEZ	ONEZ	39,353	$994.4k0.31%	0.31%	New
54	FIRST TR EXCHNG TRADED FD VI FT VEST US EQT GDEC	GDEC	27,135	$954.0k0.29%	0.29%	Reduced -31.0k	-30,970 -53.3%
55	AIM ETF PRODUCTS TRUST ALLIANZIM EQ BUF JULU	JULU	33,462	$921.5k0.28%	0.28%	Added +671	+671 2.0%
56	WISDOMTREE TR EUROPE HEDGED EQ HEDJ	HEDJ	18,674	$898.6k0.28%	0.28%	New
57	AIM ETF PRODUCTS TRUST U S LRGCP 6M JAN SIXJ	SIXJ	28,033	$897.3k0.28%	0.28%	Added +545	+545 2.0%
58	SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD SPD	SPD	19,873	$755.5k0.23%	0.23%	New
59	VANGUARD SCOTTSDALE FDS SHORT TERM TREAS VGSH	VGSH	12,561	$738.3k0.23%	0.23%	Reduced -59.5k	-59,527 -82.6%
60	STEEL DYNAMICS INC COM STLD	STLD	5,607	$717.7k0.22%	0.22%	Unchanged
61	S&P GLOBAL INC COM SPGI	SPGI	1,357	$715.5k0.22%	0.22%	Reduced -12	-12 -0.9%
62	ALPHABET INC CAP STK CL C GOOG	GOOG	3,837	$680.6k0.21%	0.21%	Added +49	+49 1.3%
63	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	20,222	$679.1k0.21%	0.21%	Reduced -1.3k	-1,346 -6.2%
64	WELLS FARGO CO NEW COM WFC	WFC	8,432	$675.6k0.21%	0.21%	Reduced -1	-1 -0.0%
65	DOUBLELINE ETF TRUST MORTGAGE ETF DMBS	DMBS	13,450	$660.0k0.20%	0.20%	Reduced -2.5k	-2,496 -15.7%
66	SCHWAB CHARLES CORP COM SCHW	SCHW	7,078	$645.8k0.20%	0.20%	Reduced -213	-213 -2.9%
67	AIM ETF PRODUCTS TRUST ALLIANZIM U S EQ FLJJ	FLJJ	20,639	$624.8k0.19%	0.19%	Added +12.4k	+12,376 149.8%
68	PARKER-HANNIFIN CORP COM PH	PH	882	$616.1k0.19%	0.19%	Reduced -2	-2 -0.2%
69	VANGUARD INDEX FDS VALUE ETF VTV	VTV	3,106	$549.0k0.17%	0.17%	Reduced -217	-217 -6.5%
70	META PLATFORMS INC CL A META	META	739	$545.5k0.17%	0.17%	Added +8	+8 1.1%
71	SIMPLIFY EXCHANGE TRADED FUN US EQT PLS CNVEX SPYC	SPYC	12,304	$508.4k0.16%	0.16%	New
72	ABBVIE INC COM ABBV	ABBV	2,724	$505.6k0.16%	0.16%	Added +813	+813 42.5%
73	IDEXX LABS INC COM IDXX	IDXX	938	$503.1k0.16%	0.16%	Added +13	+13 1.4%
74	LISTED FD TR TRUESHARES NOV TRUESHARES NOV		11,754	$492.7k0.15%	0.15%	Added +363	+363 3.2%
75	SPDR SER TR PORTFLI INTRMDIT SPTI	SPTI	16,941	$487.4k0.15%	0.15%	Reduced -1.5k	-1,465 -8.0%
76	LISTED FD TR TRUESHARES OCT TRUESHARES OCT		11,894	$486.1k0.15%	0.15%	Added +391	+391 3.4%
77	SIMPLIFY EXCHANGE TRADED FUN US EQT PLS UPSID SPUC	SPUC	10,837	$484.5k0.15%	0.15%	New
78	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,731	$481.3k0.15%	0.15%	Added +59	+59 2.2%
79	ORACLE CORP COM ORCL	ORCL	2,199	$480.8k0.15%	0.15%	Reduced -245	-245 -10.0%
80	AIM ETF PRODUCTS TRUST ALLIANZIM US EQT OCTU	OCTU	18,188	$477.8k0.15%	0.15%	New
81	AIM ETF PRODUCTS TRUST ALLIANZIM US EQU NVBU	NVBU	17,917	$476.1k0.15%	0.15%	New
82	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	8,865	$467.7k0.14%	0.14%	Added +482	+482 5.8%
83	CSX CORP COM CSX	CSX	14,209	$463.6k0.14%	0.14%	Reduced -7	-7 -0.1%
84	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	6,174	$462.4k0.14%	0.14%	Reduced -1.1k	-1,067 -14.7%
85	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	943	$458.1k0.14%	0.14%	Unchanged
86	SPDR SER TR PORTFOLIO SH TSR SPTS	SPTS	15,394	$450.9k0.14%	0.14%	Reduced -929	-929 -5.7%
87	BROADCOM INC COM AVGO	AVGO	1,633	$450.2k0.14%	0.14%	Reduced -11	-11 -0.7%
88	ISHARES TR 20 YR TR BD ETF TLT	TLT	4,973	$438.9k0.14%	0.14%	Reduced -2	-2 -0.0%
89	COSTAR GROUP INC COM CSGP	CSGP	5,379	$432.5k0.13%	0.13%	Added +65	+65 1.2%
90	HOME DEPOT INC COM HD	HD	1,153	$422.8k0.13%	0.13%	Reduced -724	-724 -38.6%
91	SPDR GOLD TR GOLD SHS GLD	GLD	1,308	$398.7k0.12%	0.12%	Added +84	+84 6.9%
92	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	7,657	$388.6k0.12%	0.12%	Reduced -766	-766 -9.1%
93	PIMCO ETF TR ENHNCD LW DUR AC LDUR	LDUR	3,875	$371.3k0.11%	0.11%	New
94	TESLA INC COM TSLA	TSLA	1,155	$366.8k0.11%	0.11%	Added +178	+178 18.2%
95	INTUIT COM INTU	INTU	452	$356.0k0.11%	0.11%	Reduced -10	-10 -2.2%
96	DEERE & CO COM DE	DE	700	$355.9k0.11%	0.11%	New
97	RTX CORPORATION COM RTX	RTX	2,419	$353.2k0.11%	0.11%	New
98	UNITEDHEALTH GROUP INC COM UNH	UNH	1,132	$353.1k0.11%	0.11%	Reduced -743	-743 -39.6%
99	WALMART INC COM WMT	WMT	3,563	$348.4k0.11%	0.11%	Reduced -3	-3 -0.1%
100	VEEVA SYS INC CL A COM VEEV	VEEV	1,196	$344.4k0.11%	0.11%	Added +14	+14 1.2%

Sold out since Q1 2025

Security	Ticker	Shares held before	Value then
VANGUARD SCOTTSDALE FDS VMBS	VMBS	162,942	$7.5m162.9k shares
ISHARES TR USIG	USIG	139,888	$7.1m139.9k shares
VANGUARD SCOTTSDALE FDS VGIT	VGIT	86,514	$5.1m86.5k shares
ISHARES TR SMAX	SMAX	102,914	$2.6m102.9k shares
VANGUARD SCOTTSDALE FDS VGLT	VGLT	39,957	$2.3m40.0k shares
LISTED FD TR		27,048	$969.4k27.0k shares
SCHWAB STRATEGIC TR SCHX	SCHX	41,744	$921.7k41.7k shares
LISTED FD TR		23,297	$870.0k23.3k shares
SIMPLIFY EXCHANGE TRADED FUN RFIX	RFIX	15,833	$847.1k15.8k shares
ACME UTD CORP ACU	ACU	20,000	$792.2k20.0k shares
LISTED FD TR		13,501	$444.5k13.5k shares
LISTED FD TR		13,347	$444.2k13.3k shares
LISTED FD TR		11,011	$441.6k11.0k shares
LISTED FD TR		14,460	$438.5k14.5k shares
MCDONALDS CORP MCD	MCD	1,095	$342.0k1.1k shares
JOHNSON & JOHNSON JNJ	JNJ	1,819	$301.7k1.8k shares
COCA COLA CO KO	KO	4,146	$296.9k4.1k shares
ONEOK INC NEW OKE	OKE	2,969	$294.6k3.0k shares
BONDBLOXX ETF TRUST XONE	XONE	5,037	$250.4k5.0k shares
TAKE-TWO INTERACTIVE SOFTWAR TTWO	TTWO	1,145	$237.3k1.1k shares
COTERRA ENERGY INC CTRA	CTRA	7,887	$227.9k7.9k shares
BROWN & BROWN INC BRO	BRO	1,829	$227.5k1.8k shares
T-MOBILE US INC TMUS	TMUS	848	$226.2k848 shares
VALERO ENERGY CORP VLO	VLO	1,642	$216.9k1.6k shares
AVERY DENNISON CORP AVY	AVY	1,143	$203.4k1.1k shares