Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

88 institutional holders -6 vs Q1 2025
7,584,8197.6m shares reported held*
$138.8mreported value*
13 new 39 added 25 reduced 19 sold out net bought ≈ $4.2m (+255.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.30. Options: 2 managers hold calls ($2.1m notional), 2 hold puts ($687.8k).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 95Q1 25: 94Q2 25: 8888Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495
Q1 202594
Q2 202588

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 25 bought or addedQ3 23: 25 cut or sold outQ4 23: 32 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 20 cut or sold outQ2 24: 41 bought or addedQ2 24: 21 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 24 cut or sold outQ4 24: 66 bought or addedQ4 24: 28 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 47 cut or sold outQ2 25: 52 bought or addedQ2 25: 44 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232525
Q4 20233215
Q1 20244420
Q2 20244121
Q3 20245324
Q4 20246628
Q1 20255747
Q2 20255244

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 24 calls: $344.8kQ3 24 puts: $3.6mQ3 24P/C 10.35Q4 24 calls: $239.1kQ4 24 puts: $2.2mQ4 24P/C 9.13Q1 25 calls: $1.3mQ1 25 puts: $1.1mQ1 25P/C 0.87Q2 25 calls: $2.1mQ2 25 puts: $687.8kQ2 25P/C 0.33
Numbers
QuarterCallsPutsP/C
Q3 2024$344.8k$3.6m10.35
Q4 2024$239.1k$2.2m9.13
Q1 2025$1.3m$1.1m0.87
Q2 2025$2.1m$687.8k0.33

Biggest buyers

AE Wealth Management LLC Added +386,654+386.7k
Beacon Capital Management, LLC Added +301,046+301.0k
POM Investment Strategies, LLC Added +127,448+127.4k
JANE STREET GROUP, LLC New +114,135+114.1k
FSA Advisors, Inc. Added +108,644+108.6k
Owen LaRue, LLC Added +69,282+69.3k
HOWARD BAILEY SECURITIES, LLC Added +65,690+65.7k
OLD MISSION CAPITAL LLC New +53,370+53.4k
Blackston Financial Advisory Group, LLC New +52,909+52.9k
B.O.S.S. Retirement Advisors, LLC Added +49,087+49.1k

Biggest sellers

PEAK FINANCIAL ADVISORS LLC Sold out -502,384-502.4k
Cumberland Partners Ltd Sold out -126,665-126.7k
Diversify Advisory Services, LLC Sold out -109,305-109.3k
Arete Wealth Advisors, LLC Sold out -98,206-98.2k
CITADEL ADVISORS LLC Reduced -97,123-97.1k
PRINCIPAL SECURITIES, INC. Sold out -71,342-71.3k
Legacy Wealth Managment, LLC/ID Reduced -69,727-69.7k
Prosperity Wealth Management, Inc. Sold out -46,554-46.6k
Andina Capital Management, LLC Reduced -37,630-37.6k
IMC-Chicago, LLC Sold out -37,254-37.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.1m57.5k shares
Belvedere Trading LLC New $1.0m55.3k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $685.9k37.3k shares
Belvedere Trading LLC New $1.8k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 1,771,4701.8m $32.6m $32.6m 0.24% Added +386.7k +386,654
2 Beacon Capital Management, LLC 2.91% of their portfolio FRANKLIN, TN 1,174,2101.2m $21.6m $21.6m 2.91% Added +301.0k +301,046
3 POM Investment Strategies, LLC 6.23% of their portfolio RALEIGH, NC 474,221474.2k $8.7m $8.7m 6.23% Added +127.4k +127,448
4 Parkside Investments, LLC 0.95% of their portfolio DEERFIELD, IL 380,171380.2k $7.0m $7.0m 0.95% Reduced -3.3k -3,324
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 325,226325.2k $6.0m $6.0m 0.01% Reduced -2.2k -2,185
6 Elevated Capital Advisors, LLC 1.21% of their portfolio SANDY, UT 236,968237.0k $4.3m $4.3m 1.21% Unchanged
7 HOWARD BAILEY SECURITIES, LLC 1.23% of their portfolio FORT WAYNE, IN 217,017217.0k $4.0m $4.0m 1.23% Added +65.7k +65,690
8 Visionary Wealth Advisors 0.18% of their portfolio O'FALLON, IL 189,097189.1k $3.5m $3.5m 0.18% Added +23.5k +23,460
9 FSA Advisors, Inc. 2.74% of their portfolio TROY, MI 183,457183.5k $3.4m $3.4m 2.74% Added +108.6k +108,644
10 Legacy Investment Solutions, LLC 1.59% of their portfolio BOISE, ID 163,193163.2k $3.0m $3.0m 1.59% First filing
11 Legacy Wealth Managment, LLC/ID 1.59% of their portfolio BOISE, ID 163,193163.2k $3.0m $3.0m 1.59% Reduced -69.7k -69,727
12 Authentikos Wealth Advisory, LLC 2.07% of their portfolio MORGAN HILL, CA 162,025162.0k $3.0m $3.0m 2.07% Added +39.4k +39,417
13 Owen LaRue, LLC 0.99% of their portfolio ELIZABETHTOWN, KY 126,496126.5k $2.3m $2.3m 0.99% Added +69.3k +69,282
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 114,135114.1k $2.1m $2.1m 0.00% New
15 Tactive Advisors, LLC 0.59% of their portfolio Jacksonville, FL 98,90298.9k $1.8m $1.8m 0.59% First filing
16 DRIVE WEALTH MANAGEMENT, LLC 0.38% of their portfolio LEHI, UT 94,10994.1k $1.7m $1.7m 0.38% Added +15.1k +15,056
17 ARQ WEALTH ADVISORS, LLC 0.57% of their portfolio SCOTTSDALE, AZ 91,09691.1k $1.7m $1.7m 0.57% Unchanged
18 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 85,40385.4k $1.6m $1.6m 0.00% Reduced -1.7k -1,707
19 Park Edge Advisors, LLC 0.40% of their portfolio Cleveland, OH 85,15685.2k $1.6m $1.6m 0.40% Added +15.6k +15,640
20 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 84,90084.9k $1.1m $1.1m 0.01% Added +32.1k +32,067
21 B.O.S.S. Retirement Advisors, LLC 0.34% of their portfolio Lehi, UT 74,34974.3k $1.4m $1.4m 0.34% Added +49.1k +49,087
22 J HAGAN CAPITAL, INC. 0.80% of their portfolio LOUISVILLE, KY 68,25568.3k $1.2m $1.2m 0.80% Added +2.7k +2,748
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 65,75565.8k $1.2m $1.2m 0.00% Added +26.5k +26,520
24 Decker Retirement Planning Inc. 0.59% of their portfolio LEVI, UT 55,25355.3k $1.0m $1.0m 0.59% Added +36.8k +36,813
25 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 53,37053.4k $981.5k $981.5k 0.03% New
26 Blackston Financial Advisory Group, LLC 0.61% of their portfolio THE VILLAGES, FL 52,90952.9k $973.0k $973.0k 0.61% New
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,27849.3k $906.2k $906.2k 0.00% Reduced -11.4k -11,391
28 Cambridge Advisors Inc. 0.19% of their portfolio OMAHA, NE 48,28848.3k $888.0k $888.0k 0.19% Reduced -1.9k -1,922
29 Fiduciary Alliance LLC 0.06% of their portfolio GREENVILLE, SC 44,41644.4k $816.8k $816.8k 0.06% Reduced -4.7k -4,738
30 Claris Financial LLC 0.61% of their portfolio GLEN ALLEN, VA 43,96344.0k $808.5k $808.5k 0.61% New
31 Andina Capital Management, LLC 0.55% of their portfolio LOGAN, UT 42,53642.5k $782.2k $782.2k 0.55% Reduced -37.6k -37,630
32 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 41,73041.7k $767.4k $767.4k 0.03% Added +7.3k +7,330
33 NAPA WEALTH MANAGEMENT 0.34% of their portfolio Napa, CA 38,80738.8k $713.7k $713.7k 0.34% Added +962 +962
34 Clarity Capital Partners LLC 0.25% of their portfolio Newport Beach, CA 38,68138.7k $711.3k $711.3k 0.25% Added +5.3k +5,318
35 GREENBERG FINANCIAL GROUP 0.23% of their portfolio TUCSON, AZ 37,88437.9k $607.7k $607.7k 0.23% Reduced -8.5k -8,489
36 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 33,85833.9k $622.7k $622.7k 0.02% Added +4.1k +4,102
37 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 33,18333.2k $610.2k $610.2k 0.04% Added +522 +522
38 Collaborative Wealth Managment Inc. 0.26% of their portfolio LAKE MARY, FL 32,74632.7k $602.2k $602.2k 0.26% Added +3.4k +3,389
39 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 31,06531.1k $571.3k $571.3k 0.02% New
40 Guerra Advisors Inc 0.26% of their portfolio MIAMI, FL 29,48529.5k $542.2k $542.2k 0.26% New
41 COMPASS CAPITAL CORP /MA/ /ADV 0.22% of their portfolio BRAINTREE, MA 26,91026.9k $458.0k $458.0k 0.22% Reduced -19.1k -19,136
42 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 24,45524.5k $449.7k $449.7k 0.00% Added +7.8k +7,815
43 Park Square Financial Group, LLC 0.32% of their portfolio ROSWELL, GA 24,10724.1k $443.3k $443.3k 0.32% Added +20.7k +20,663
44 Luminist Capital LLC 0.42% of their portfolio GRAND RAPIDS, MI 23,29123.3k $425.3k $425.3k 0.42% Reduced -88 -88
45 CAP Partners, LLC 0.26% of their portfolio FRANKLIN, TN 22,21322.2k $408.5k $408.5k 0.26% Added +716 +716
46 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 21,74621.7k $399.9k $399.9k 0.01% Reduced -360 -360
47 JT Stratford LLC 0.06% of their portfolio GAINESVILLE, GA 21,71121.7k $399.3k $399.3k 0.06% Added +1.6k +1,595
48 Aspen Wealth Strategies, LLC 0.23% of their portfolio ARVADA, CO 20,60620.6k $378.9k $378.9k 0.23% Reduced -17.0k -17,010
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,62717.6k $324.2k $324.2k 0.00% Added +4.9k +4,910
50 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,23017.2k $316.9k $316.9k 0.01% Added +500 +500
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,12117.1k $314.9k $314.9k 0.00% Added +452 +452
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,07517.1k $314.0k $314.0k 0.00% Reduced -1.0k -1,000
53 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 16,87016.9k $310.2k $310.2k 0.00% Added +2.2k +2,180
54 Transce3nd, LLC 0.12% of their portfolio BUDA, TX 15,68915.7k $288.5k $288.5k 0.12% Added +3.2k +3,159
55 Smith Anglin Financial, LLC 0.03% of their portfolio DALLAS, TX 15,23815.2k $280.2k $280.2k 0.03% Reduced -16.7k -16,689
56 Straight Path Wealth Management 0.09% of their portfolio Jenison, MI 15,10015.1k $277.7k $277.7k 0.09% Reduced -50 -50
57 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 13,10013.1k $240.9k $240.9k 0.00% Reduced -3.2k -3,157
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,94812.9k $238.1k $238.1k 0.00% Reduced -97.1k -97,123
59 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,74512.7k $234.0k $234.0k 0.00% Reduced -5.4k -5,373
60 VISTA INVESTMENT MANAGEMENT 0.09% of their portfolio PITTSBURGH, PA 12,61112.6k $231.9k $231.9k 0.09% Added +306 +306
61 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 11,13211.1k $204.7k $204.7k 0.01% Added +959 +959
62 TOUNJIAN ADVISORY PARTNERS, LLC 0.04% of their portfolio FORT MYERS, FL 10,90010.9k $198.2k $198.2k 0.04% Reduced -3.6k -3,596
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,00010.0k $183.9k $183.9k 0.00% New
64 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 9,3049.3k $171.1k $171.1k 0.01% Added +451 +451
65 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,5907.6k $139.6k $139.6k 0.00% Added +2.6k +2,583
66 Belvedere Trading LLC 0.01% of their portfolio CHICAGO, IL 6,4276.4k $118.2k $118.2k 0.01% New
67 Whipplewood Advisors, LLC 0.05% of their portfolio LITTLETON, CO 4,9615.0k $91.2k $91.2k 0.05% Added +4.9k +4,941
68 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,6594.7k $85.7k $85.7k 0.00% Reduced -22 -22
69 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,9643.0k $55.0k $55.0k 0.00% Added +87 +87
70 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 2,6542.7k $48.8k $48.8k 0.02% Unchanged
71 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,3772.4k $43.7k $43.7k 0.00% Reduced -9.1k -9,065
72 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,2442.2k $41.3k $41.3k 0.00% Reduced -23.7k -23,703
73 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0002.0k $36.8k $36.8k 0.00% New
74 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,1861.2k $21.8k $21.8k 0.00% Added +7 +7
75 PIN OAK INVESTMENT ADVISORS INC 0.01% of their portfolio HOUSTON, TX 820820 $14.0k $14.0k 0.01% Added +55 +55
76 UBS Group AG 0.00% of their portfolio ZURICH, V8 767767 $14.1k $14.1k 0.00% Reduced -1.5k -1,479
77 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 521521 $9.6k $9.6k 0.00% Unchanged
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 453453 $8.3k $8.3k 0.00% New
79 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 382382 $7.0k $7.0k 0.00% Unchanged
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 364364 $6.7k $6.7k 0.00% Reduced -1.9k -1,883
81 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 313313 $5.8k $5.8k 0.00% New
82 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 163163 $3.0k $3.0k 0.00% New
83 Scarborough Advisors, LLC 0.00% of their portfolio ANNAPOLIS, MD 150150 $2.8k $2.8k 0.00% New
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9898 $2.0k $2.0k 0.00% Added +49 +49
85 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3333 $603 $603 0.00% Unchanged
86 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 88 $147 $147 0.00% Unchanged
87 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11 $14 $14 0.00% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged