Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

193 institutional holders +26 vs Q1 2025
23,752,34623.8m shares reported held*
$636.3mreported value*
43 new 86 added 47 reduced 21 sold out net bought ≈ $165.9m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.79. Options: 1 managers hold calls ($986.7k notional), 1 hold puts ($417.1k).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112Q1 25: 167Q2 25: 193193Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112
Q1 2025167
Q2 2025193

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 23 bought or addedQ3 23: 30 cut or sold outQ4 23: 26 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 21 cut or sold outQ2 24: 35 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 61 bought or addedQ3 24: 22 cut or sold outQ4 24: 72 bought or addedQ4 24: 32 cut or sold outQ4 24Q1 25: 133 bought or addedQ1 25: 35 cut or sold outQ2 25: 129 bought or addedQ2 25: 68 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232330
Q4 20232624
Q1 20243321
Q2 20243523
Q3 20246122
Q4 20247232
Q1 202513335
Q2 202512968

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $325.6kQ1 25 puts: $476.6kQ1 25P/C 1.46Q2 25 calls: $986.7kQ2 25 puts: $417.1kQ2 25P/C 0.42
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$0$0—
Q1 2025$325.6k$476.6k1.46
Q2 2025$986.7k$417.1k0.42

Biggest buyers

CWM, LLC Added +2,353,256+2.4m
Boothe Investment Group, Inc. New +1,091,693+1.1m
Fielder Capital Group LLC New +342,726+342.7k
TRUIST FINANCIAL CORP Added +306,942+306.9k
Clark Capital Management Group, Inc. Added +236,042+236.0k
AE Wealth Management LLC Added +226,842+226.8k
Private Advisor Group, LLC Added +222,035+222.0k
RAYMOND JAMES FINANCIAL INC New +215,027+215.0k
PEAK FINANCIAL ADVISORS LLC Added +213,303+213.3k
Deane Retirement Strategies, Inc. Added +195,011+195.0k

Biggest sellers

Whalen Wealth Management Inc. Sold out -310,696-310.7k
Capital A Wealth Management, LLC Sold out -290,509-290.5k
Advisor Resource Council Reduced -229,566-229.6k
Clear Creek Financial Management, LLC Reduced -208,815-208.8k
HighTower Advisors, LLC Reduced -184,017-184.0k
MONEY CONCEPTS CAPITAL CORP Reduced -158,310-158.3k
FISCHER INVESTMENT STRATEGIES, LLC Reduced -145,304-145.3k
Prime Capital Investment Advisors, LLC Reduced -109,644-109.6k
Geneos Wealth Management Inc. Reduced -105,966-106.0k
OneDigital Investment Advisors LLC Sold out -91,951-92.0k

Biggest calls

CITADEL ADVISORS LLC Added $986.7k36.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $417.1k15.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.22% of their portfolio OMAHA, NE 2,375,8392.4m $63.5m $63.5m 0.22% Added +2.4m +2,353,256
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,727,7211.7m $46.2m $46.2m 0.00% Added +12.9k +12,920
3 AE Wealth Management LLC 0.23% of their portfolio TOPEKA, KS 1,198,9241.2m $32.1m $32.1m 0.23% Added +226.8k +226,842
4 Boothe Investment Group, Inc. 11.13% of their portfolio DOVER, DE 1,091,6931.1m $29.2m $29.2m 11.13% New
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 853,567853.6k $22.8m $22.8m 0.01% Added +109.7k +109,654
6 Beacon Capital Management, LLC 2.68% of their portfolio FRANKLIN, TN 743,247743.2k $19.9m $19.9m 2.68% Added +22.2k +22,181
7 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 649,039649.0k $17.4m $17.4m 0.09% Added +222.0k +222,035
8 Pasadena Private Wealth, LLC 2.94% of their portfolio PASADENA, CA 642,421642.4k $17.2m $17.2m 2.94% Added +101.5k +101,486
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 635,079635.1k $17.0m $17.0m 0.00% Added +176.5k +176,514
10 PEAK FINANCIAL ADVISORS LLC 7.40% of their portfolio DENVER, CO 540,375540.4k $14.4m $14.4m 7.40% Added +213.3k +213,303
11 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 531,164531.2k $14.2m $14.2m 0.12% Added +108.0k +107,953
12 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 522,298522.3k $14.0m $14.0m 0.02% Reduced -184.0k -184,017
13 Altiora Financial Group, LLC 2.07% of their portfolio LEBANON, OH 395,833395.8k $10.6m $10.6m 2.07% Added +3.6k +3,573
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 347,892347.9k $9.3m $9.3m 0.00% Reduced -6.6k -6,565
15 Fielder Capital Group LLC 2.44% of their portfolio NASHVILLE, TN 342,726342.7k $9.2m $9.2m 2.44% New
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 325,132325.1k $8.7m $8.7m 0.01% Added +306.9k +306,942
17 New York Life Investment Management LLC 0.08% of their portfolio New York, NY 320,834320.8k $8.6m $8.6m 0.08% Added +188.5k +188,513
18 Dynamic Advisor Solutions LLC 0.26% of their portfolio PHOENIX, AZ 317,566317.6k $8.5m $8.5m 0.26% Added +114.3k +114,318
19 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 310,132310.1k $8.3m $8.3m 0.06% Added +236.0k +236,042
20 POM Investment Strategies, LLC 5.74% of their portfolio RALEIGH, NC 300,265300.3k $8.0m $8.0m 5.74% Added +14.1k +14,071
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 282,412282.4k $7.6m $7.6m 0.02% Added +15.9k +15,862
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 277,517277.5k $7.4m $7.4m 0.00% Added +13.0k +12,999
23 NAPA WEALTH MANAGEMENT 3.37% of their portfolio Napa, CA 263,528263.5k $7.0m $7.0m 3.37% Reduced -18.8k -18,778
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 234,131234.1k $6.3m $6.3m 0.01% Added +157.2k +157,166
25 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 220,239220.2k $5.9m $5.9m 0.05% Added +17.1k +17,120
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 215,027215.0k $5.7m $5.7m 0.00% New
27 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 214,147214.1k $5.7m $5.7m 0.07% Added +37.3k +37,344
28 Philip James Wealth Mangement, LLC 0.71% of their portfolio MILTON, GA 207,438207.4k $5.5m $5.5m 0.71% Added +8.4k +8,371
29 COWA, LLC 2.09% of their portfolio Tulsa, OK 205,019205.0k $5.5m $5.5m 2.09% Added +42.7k +42,717
30 Belpointe Asset Management LLC 0.22% of their portfolio RENO, NV 199,895199.9k $5.3m $5.3m 0.22% Added +8.4k +8,434
31 Deane Retirement Strategies, Inc. 2.34% of their portfolio NEW ORLEANS, LA 195,651195.7k $5.2m $5.2m 2.34% Added +195.0k +195,011
32 Elevated Capital Advisors, LLC 1.59% of their portfolio SANDY, UT 192,050192.1k $5.7m $5.7m 1.59% Unchanged
33 Longview Financial Advisors, Inc. 4.27% of their portfolio HUNTSVILLE, AL 187,965188.0k $5.0m $5.0m 4.27% Reduced -10.5k -10,463
34 Beacon Capital Management, Inc. 0.26% of their portfolio DAYTON, OH 186,965187.0k $5.0m $5.0m 0.26% Unchanged
35 Aspen Wealth Strategies, LLC 2.94% of their portfolio ARVADA, CO 182,167182.2k $4.9m $4.9m 2.94% Added +5.1k +5,098
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 164,441164.4k $4.4m $4.4m 0.01% Added +49.7k +49,718
37 Astor Investment Management LLC 2.36% of their portfolio CHICAGO, IL 163,635163.6k $4.4m $4.4m 2.36% Reduced -6.4k -6,367
38 Archford Capital Strategies, LLC 0.56% of their portfolio SWANSEA, IL 162,917162.9k $4.4m $4.4m 0.56% Added +4.9k +4,916
39 R. W. Roge & Company, Inc. 2.39% of their portfolio BOHEMIA, NY 157,465157.5k $4.2m $4.2m 2.39% Added +80.0k +79,994
40 HOWARD BAILEY SECURITIES, LLC 1.22% of their portfolio FORT WAYNE, IN 147,930147.9k $4.0m $4.0m 1.22% Added +7.5k +7,455
41 Ignite Planners, LLC 0.69% of their portfolio SAN CLEMENTE, CA 142,359142.4k $3.9m $3.9m 0.69% Added +23.1k +23,088
42 CSS LLC/IL 0.24% of their portfolio CHICAGO, IL 140,635140.6k $3.8m $3.8m 0.24% Added +16.3k +16,300
43 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 137,103137.1k $3.7m $3.7m 0.01% New
44 Ethos Financial Group, LLC 0.31% of their portfolio KING OF PRUSSIA, PA 135,791135.8k $3.6m $3.6m 0.31% Added +14.3k +14,325
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 128,985129.0k $3.4m $3.4m 0.00% Reduced -9.6k -9,635
46 Clear Creek Financial Management, LLC 0.32% of their portfolio SILVERDALE, WA 125,998126.0k $3.4m $3.4m 0.32% Reduced -208.8k -208,815
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 125,526125.5k $3.4m $3.4m 0.00% Added +34.9k +34,913
48 Stratos Investment Management, LLC 0.15% of their portfolio BEACHWOOD, OH 122,866122.9k $3.3m $3.3m 0.15% Added +37.1k +37,129
49 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 121,141121.1k $3.2m $3.2m 0.07% Added +931 +931
50 Financial Enhancement Group LLC 0.47% of their portfolio ANDERSON, IN 117,554117.6k $3.3m $3.3m 0.47% Added +3.3k +3,257
51 FSA Advisors, Inc. 2.54% of their portfolio TROY, MI 116,645116.6k $3.1m $3.1m 2.54% Added +55.0k +55,049
52 Cumberland Partners Ltd 0.21% of their portfolio TORONTO, A6 112,220112.2k $3.0m $3.0m 0.21% Added +241 +241
53 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 109,754109.8k $2.9m $2.9m 0.08% Added +96.5k +96,528
54 CLG LLC 0.90% of their portfolio Long Beach, CA 108,206108.2k $2.9m $2.9m 0.90% Reduced -10.6k -10,599
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 108,196108.2k $2.9m $2.9m 0.00% New
56 Authentikos Wealth Advisory, LLC 1.95% of their portfolio MORGAN HILL, CA 104,794104.8k $2.8m $2.8m 1.95% Reduced -28.6k -28,605
57 PMV Capital Advisers, LLC 6.15% of their portfolio DALLAS, TX 103,273103.3k $2.8m $2.8m 6.15% New
58 Upper Left Wealth Management, LLC 1.78% of their portfolio TAMPA, FL 99,73599.7k $2.7m $2.7m 1.78% Reduced -23.2k -23,189
59 Cambria Investment Management, L.P. 0.15% of their portfolio Manhattan Beach, CA 85,29185.3k $2.3m $2.3m 0.15% New
60 Empowered Funds, LLC 0.03% of their portfolio NEWTOWN SQUARE, PA 85,29185.3k $2.3m $2.3m 0.03% New
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 84,57684.6k $2.3m $2.3m 0.00% Added +50.9k +50,935
62 Austin Wealth Management, LLC 0.41% of their portfolio Austin, TX 84,38084.4k $2.3m $2.3m 0.41% New
63 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 83,86583.9k $2.2m $2.2m 0.04% Added +15.3k +15,316
64 Optivise Advisory Services LLC 1.05% of their portfolio FRANKLIN, TN 76,56476.6k $2.0m $2.0m 1.05% Added +15.3k +15,332
65 KWB Wealth 0.27% of their portfolio REDLANDS, CA 75,46475.5k $2.2m $2.2m 0.27% New
66 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 74,83274.8k $2.0m $2.0m 0.00% Added +46.5k +46,482
67 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 73,41073.4k $2.0m $2.0m 0.01% Added +38.5k +38,510
68 Encompass More Asset Management 0.45% of their portfolio Danville, CA 72,43472.4k $1.9m $1.9m 0.45% Reduced -21.8k -21,783
69 Magnolia Private Wealth, LLC 1.50% of their portfolio PHILADELPHIA, PA 72,13572.1k $1.9m $1.9m 1.50% Added +45.7k +45,699
70 TCFG WEALTH MANAGEMENT, LLC 0.86% of their portfolio LAGUNA NIGUEL, CA 70,75470.8k $1.9m $1.9m 0.86% Added +1.7k +1,679
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 65,57465.6k $1.8m $1.8m 0.00% Reduced -39.4k -39,419
72 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 65,48065.5k $1.8m $1.8m 0.10% Added +17.0k +16,989
73 Fiduciary Alliance LLC 0.13% of their portfolio GREENVILLE, SC 64,68464.7k $1.7m $1.7m 0.13% New
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 64,17564.2k $1.7m $1.7m 0.00% Added +56.8k +56,831
75 Pekin Hardy Strauss, Inc. 0.19% of their portfolio CHICAGO, IL 63,79563.8k $1.7m $1.7m 0.19% New
76 Aries Wealth Management 0.39% of their portfolio PORTLAND, ME 55,48155.5k $1.5m $1.5m 0.39% Added +4.2k +4,206
77 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 55,26355.3k $1.5m $1.5m 0.02% Reduced -5.0k -5,048
78 Darwin Wealth Management, LLC 0.50% of their portfolio TAMPA, FL 53,66653.7k $1.4m $1.4m 0.50% New
79 RETIREMENT GUYS FORMULA LLC 0.52% of their portfolio MAUMEE, OH 51,27751.3k $1.4m $1.4m 0.52% Added +14.8k +14,791
80 Andina Capital Management, LLC 0.96% of their portfolio LOGAN, UT 51,16751.2k $1.4m $1.4m 0.96% Added +219 +219
81 Sharp Wealth Advisory, LLC 0.85% of their portfolio HORSHAM, PA 49,49049.5k $1.3m $1.3m 0.85% Added +15.8k +15,750
82 WESPAC Advisors, LLC 0.92% of their portfolio ORINDA, CA 49,33449.3k $1.3m $1.3m 0.92% Reduced -1.6k -1,633
83 B.O.S.S. Retirement Advisors, LLC 0.32% of their portfolio Lehi, UT 47,97248.0k $1.3m $1.3m 0.32% Added +26.9k +26,924
84 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 46,89346.9k $1.3m $1.3m 0.02% Reduced -25.6k -25,575
85 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 46,79546.8k $1.3m $1.3m 0.03% Reduced -1.4k -1,355
86 FMA Wealth Management, LLC 0.92% of their portfolio DUXBURY, MA 46,71546.7k $1.2m $1.2m 0.92% Added +6.7k +6,728
87 SECURED RETIREMENT ADVISORS, LLC 0.73% of their portfolio ST LOUIS PARK, MN 45,53645.5k $1.2m $1.2m 0.73% Added +4.7k +4,695
88 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 45,45945.5k $1.2m $1.2m 0.02% Added +44.8k +44,828
89 Proficio Capital Partners LLC 0.07% of their portfolio NEWTON, MA 43,96544.0k $1.2m $1.2m 0.07% Added +35.0k +35,000
90 Ascentis Wealth Management, LLC 0.27% of their portfolio DALLAS, TX 42,57042.6k $1.1m $1.1m 0.27% Added +2.1k +2,118
91 Legacy Capital Group California, Inc. 0.31% of their portfolio LOS GATOS, CA 41,79241.8k $1.1m $1.1m 0.31% Added +261 +261
92 Global Wealth Strategies & Associates 0.30% of their portfolio DENVER, CO 39,61739.6k $1.1m $1.1m 0.30% Reduced -2.5k -2,483
93 FISCHER INVESTMENT STRATEGIES, LLC 0.71% of their portfolio Westlake Village, CA 39,46239.5k $1.1m $1.1m 0.71% Reduced -145.3k -145,304
94 BRIGHTON JONES LLC 0.03% of their portfolio SEATTLE, WA 37,81837.8k $1.0m $1.0m 0.03% Added +351 +351
95 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,93536.9k $987.6k $987.6k 0.00% Added +16.8k +16,789
96 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 36,20436.2k $968.1k $968.1k 0.01% Added +3.0k +3,010
97 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 35,75635.8k $956.1k $956.1k 0.01% Reduced -1.5k -1,494
98 Hilltop Holdings Inc. 0.06% of their portfolio DALLAS, TX 35,58235.6k $951.5k $951.5k 0.06% Reduced -3.3k -3,258
99 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 35,55635.6k $950.8k $950.8k 0.06% New
100 Delta Investment Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 35,30235.3k $944.0k $944.0k 0.18% New