Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

58 institutional holders -2 vs Q1 2025
5,105,4695.1m shares reported held*
$123.3mreported value*
10 new 23 added 17 reduced 12 sold out net sold ≈ $243.1k (-8.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($74 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.15.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 60Q1 24: 77Q2 24: 84Q3 24: 87Q4 24: 91Q1 25: 60Q2 25: 5858Q4 22Q2 23Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360
Q1 202477
Q2 202484
Q3 202487
Q4 202491
Q1 202560
Q2 202558

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 17 bought or addedQ3 23: 5 cut or sold outQ4 23: 52 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 28 cut or sold outQ2 24: 51 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 50 bought or addedQ3 24: 46 cut or sold outQ4 24: 43 bought or addedQ4 24: 51 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 67 cut or sold outQ2 25: 33 bought or addedQ2 25: 29 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023175
Q4 2023528
Q1 20245128
Q2 20245134
Q3 20245046
Q4 20244351
Q1 20252567
Q2 20253329

Biggest buyers

AE Wealth Management LLC Added +208,057+208.1k
PRINCIPAL SECURITIES, INC. Added +135,767+135.8k
FIG FINANCIAL ADVISORY SERVICES INC /ADV New +99,679+99.7k
Beacon Capital Management, LLC Added +70,707+70.7k
WealthPlan Investment Management, LLC Added +69,807+69.8k
FSA Advisors, Inc. Added +48,261+48.3k
Legacy Wealth Managment, LLC/ID Added +41,268+41.3k
POM Investment Strategies, LLC Added +26,994+27.0k
Blackston Financial Advisory Group, LLC New +26,547+26.5k
B.O.S.S. Retirement Advisors, LLC Added +22,465+22.5k

Biggest sellers

UBS Group AG Reduced -219,274-219.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -137,685-137.7k
Mid-American Wealth Advisory Group, Inc. Reduced -132,020-132.0k
Private Advisor Group, LLC Sold out -107,195-107.2k
WealthPLAN Partners, LLC Reduced -53,443-53.4k
CreativeOne Wealth, LLC Sold out -45,938-45.9k
SEAVIEW INVESTMENT MANAGERS LLC Sold out -30,656-30.7k
IHT Wealth Management, LLC Sold out -21,012-21.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -19,503-19.5k
JANE STREET GROUP, LLC Sold out -17,900-17.9k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 828,157828.2k $20.1m $20.1m 0.15% Added +208.1k +208,057
2 WealthPlan Investment Management, LLC 0.98% of their portfolio OMAHA, NE 556,049556.0k $13.5m $13.5m 0.98% Added +69.8k +69,807
3 Beacon Capital Management, LLC 1.78% of their portfolio FRANKLIN, TN 543,354543.4k $13.2m $13.2m 1.78% Added +70.7k +70,707
4 PRINCIPAL SECURITIES, INC. 0.21% of their portfolio DES MOINES, IA 463,219463.2k $11.2m $11.2m 0.21% Added +135.8k +135,767
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 253,127253.1k $6.1m $6.1m 0.00% Added +9.9k +9,874
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 219,061219.1k $5.3m $5.3m 0.00% Added +5.2k +5,215
7 POM Investment Strategies, LLC 3.71% of their portfolio RALEIGH, NC 213,960214.0k $5.2m $5.2m 3.71% Added +27.0k +26,994
8 Legacy Investment Solutions, LLC 2.33% of their portfolio BOISE, ID 181,762181.8k $4.4m $4.4m 2.33% First filing
9 Legacy Wealth Managment, LLC/ID 2.33% of their portfolio BOISE, ID 181,762181.8k $4.4m $4.4m 2.33% Added +41.3k +41,268
10 Elevated Capital Advisors, LLC 1.03% of their portfolio SANDY, UT 167,504167.5k $3.7m $3.7m 1.03% Unchanged
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 157,821157.8k $3.8m $3.8m 0.01% Added +6.7k +6,744
12 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.62% of their portfolio LEAWOOD, KS 113,954114.0k $2.8m $2.8m 0.62% Reduced -3.7k -3,677
13 WealthPLAN Partners, LLC 0.42% of their portfolio OMAHA, NE 107,206107.2k $2.6m $2.6m 0.42% Reduced -53.4k -53,443
14 FIG FINANCIAL ADVISORY SERVICES INC /ADV 1.61% of their portfolio OKLAHOMA CITY, OK 99,67999.7k $2.4m $2.4m 1.61% New
15 HOWARD BAILEY SECURITIES, LLC 0.73% of their portfolio FORT WAYNE, IN 97,17297.2k $2.4m $2.4m 0.73% Added +9.8k +9,820
16 Stegent Equity Advisors, Inc. 2.05% of their portfolio HOUSTON, TX 95,73395.7k $2.3m $2.3m 2.05% Reduced -3.3k -3,344
17 FSA Advisors, Inc. 1.75% of their portfolio TROY, MI 88,64088.6k $2.1m $2.1m 1.75% Added +48.3k +48,261
18 Authentikos Wealth Advisory, LLC 1.25% of their portfolio MORGAN HILL, CA 74,33074.3k $1.8m $1.8m 1.25% Added +8.9k +8,923
19 Encompass More Asset Management 0.38% of their portfolio Danville, CA 67,67967.7k $1.6m $1.6m 0.38% Added +1.0k +1,014
20 NAPA WEALTH MANAGEMENT 0.72% of their portfolio Napa, CA 62,55062.5k $1.5m $1.5m 0.72% Reduced -8.3k -8,332
21 TME FINANCIAL, INC. 1.19% of their portfolio Huntington Beach, CA 60,83360.8k $1.5m $1.5m 1.19% Reduced -4.5k -4,514
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,60760.6k $1.5m $1.5m 0.00% Reduced -219.3k -219,274
23 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 43,63043.6k $1.1m $1.1m 0.01% Reduced -7.1k -7,062
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 39,74639.7k $963.0k $963.0k 0.00% Reduced -19.5k -19,503
25 B.O.S.S. Retirement Advisors, LLC 0.22% of their portfolio Lehi, UT 36,11336.1k $875.0k $875.0k 0.22% Added +22.5k +22,465
26 Decker Retirement Planning Inc. 0.38% of their portfolio LEVI, UT 26,83526.8k $650.2k $650.2k 0.38% Added +17.1k +17,073
27 Blackston Financial Advisory Group, LLC 0.40% of their portfolio THE VILLAGES, FL 26,54726.5k $643.2k $643.2k 0.40% New
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,75222.8k $551.3k $551.3k 0.00% Reduced -6.4k -6,353
29 Redhawk Wealth Advisors, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 20,49320.5k $496.5k $496.5k 0.06% Added +291 +291
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,25618.3k $442.0k $442.0k 0.00% Added +9.1k +9,082
31 Pekin Hardy Strauss, Inc. 0.05% of their portfolio CHICAGO, IL 18,24018.2k $442.0k $442.0k 0.05% Reduced -2.4k -2,385
32 COMPASS CAPITAL CORP /MA/ /ADV 0.20% of their portfolio BRAINTREE, MA 17,79817.8k $414.5k $414.5k 0.20% Reduced -745 -745
33 J HAGAN CAPITAL, INC. 0.24% of their portfolio LOUISVILLE, KY 14,84914.8k $351.1k $351.1k 0.24% New
34 Guerra Advisors Inc 0.17% of their portfolio MIAMI, FL 14,47714.5k $350.8k $350.8k 0.17% New
35 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 13,17413.2k $319.2k $319.2k 0.01% New
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,05213.1k $316.2k $316.2k 0.00% Reduced -1.6k -1,594
37 Park Square Financial Group, LLC 0.22% of their portfolio ROSWELL, GA 12,33212.3k $298.8k $298.8k 0.22% Added +10.6k +10,612
38 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,60711.6k $281.2k $281.2k 0.01% Added +609 +609
39 PANORAMIC INVESTMENT ADVISORS, LLC 0.17% of their portfolio DENVER, CO 11,30011.3k $273.8k $273.8k 0.17% Added +750 +750
40 BlackDiamond Wealth Management, LLC 0.12% of their portfolio NEW YORK, NY 8,7528.8k $210.7k $210.7k 0.12% Reduced -418 -418
41 Cornerstone Wealth Management, LLC 0.01% of their portfolio ST. PETERS, MO 8,4298.4k $204.2k $204.2k 0.01% New
42 Transce3nd, LLC 0.07% of their portfolio BUDA, TX 7,2907.3k $176.6k $176.6k 0.07% Added +440 +440
43 Whipplewood Advisors, LLC 0.09% of their portfolio LITTLETON, CO 6,5356.5k $158.3k $158.3k 0.09% Added +1.6k +1,574
44 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 3,6883.7k $89.4k $89.4k 0.00% Reduced -9.0k -9,033
45 Parkside Financial Bank & Trust 0.01% of their portfolio SAINT LOUIS, MO 3,2153.2k $77.9k $77.9k 0.01% Unchanged
46 Brooklyn Investment Group 0.01% of their portfolio NEW YORK, NY 2,7712.8k $67.1k $67.1k 0.01% New
47 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,2712.3k $55.0k $55.0k 0.00% Added +48 +48
48 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,9261.9k $46.7k $46.7k 0.00% New
49 Luminist Capital LLC 0.05% of their portfolio GRAND RAPIDS, MI 1,9141.9k $46.1k $46.1k 0.05% Reduced -121 -121
50 Mid-American Wealth Advisory Group, Inc. 0.01% of their portfolio KANSAS CITY, MO 1,1911.2k $28.9k $28.9k 0.01% Reduced -132.0k -132,020
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 987987 $23.9k $23.9k 0.00% Unchanged
52 Ulland Investment Advisors, LLC 0.01% of their portfolio MINNEAPOLIS, MN 636636 $15.0k $15.0k 0.01% New
53 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 301301 $7.3k $7.3k 0.00% New
54 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 133133 $3.2k $3.2k 0.00% Unchanged
55 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7070 $1.7k $1.7k 0.00% Unchanged
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $52 $52 0.00% Reduced -215 -215
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $30 $30 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged