Vault-13

CAPITOL SER TR

STERLING CAP ENH · CUSIP 14064D444

27 institutional holders +26 vs Q1 2025
11,356,58211.4m shares reported held*
$287.0mreported value*
26 new 0 added 0 reduced 0 sold out net bought ≈ $287.3m (+11.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($287.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.27.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q1 25: 1Q2 25: 2727Q1 25Q2 25
Numbers
QuarterHolders
Q1 20251
Q2 202527

Biggest buyers

AE Wealth Management LLC New +5,248,695+5.2m
Kingdom Financial Group LLC. New +1,739,013+1.7m
CWA Asset Management Group, LLC New +1,210,812+1.2m
HOWARD BAILEY SECURITIES, LLC New +1,041,159+1.0m
LifeWealth Investments, LLC New +937,364+937.4k
Global Wealth Management Investment Advisory, Inc. New +267,790+267.8k
FWG Investments, LLC. New +237,264+237.3k
B.O.S.S. Retirement Advisors, LLC New +156,664+156.7k
Quest 10 Wealth Builders, Inc. New +94,832+94.8k
Transce3nd, LLC New +93,816+93.8k

Biggest sellers

None

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.97% of their portfolio TOPEKA, KS 5,248,6955.2m $132.7m $132.7m 0.97% New
2 Kingdom Financial Group LLC. 38.40% of their portfolio PEORIA, AZ 1,739,0131.7m $44.0m $44.0m 38.40% New
3 CWA Asset Management Group, LLC 1.29% of their portfolio NAPLES, FL 1,210,8121.2m $30.6m $30.6m 1.29% New
4 HOWARD BAILEY SECURITIES, LLC 8.11% of their portfolio FORT WAYNE, IN 1,041,1591.0m $26.3m $26.3m 8.11% New
5 LifeWealth Investments, LLC 4.06% of their portfolio WINTER GARDEN, FL 937,364937.4k $23.7m $23.7m 4.06% New
6 Global Wealth Management Investment Advisory, Inc. 1.27% of their portfolio FORT LAUDERDALE, FL 267,790267.8k $6.8m $6.8m 1.27% New
7 FWG Investments, LLC. 4.56% of their portfolio LEXINGTON, KY 237,264237.3k $6.0m $6.0m 4.56% New
8 B.O.S.S. Retirement Advisors, LLC 0.99% of their portfolio Lehi, UT 156,664156.7k $4.0m $4.0m 0.99% New
9 Quest 10 Wealth Builders, Inc. 2.33% of their portfolio Fuquay-Varina, VA 94,83294.8k $2.4m $2.4m 2.33% New
10 Transce3nd, LLC 1.00% of their portfolio BUDA, TX 93,81693.8k $2.4m $2.4m 1.00% New
11 Lloyd Advisory Services, LLC. 0.85% of their portfolio SUWANEE, GA 69,41769.4k $1.8m $1.8m 0.85% New
12 FSA Advisors, Inc. 1.18% of their portfolio TROY, MI 57,63257.6k $1.5m $1.5m 1.18% New
13 FLP Wealth Management, LLC 3.16% of their portfolio BENTONVILLE, AR 44,60044.6k $1.1m $1.1m 3.16% New
14 Decker Retirement Planning Inc. 0.36% of their portfolio LEVI, UT 24,42724.4k $617.3k $617.3k 0.36% New
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,87523.9k $603.4k $603.4k 0.00% New
16 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 23,05823.1k $583.0k $583.0k 0.02% New
17 Guerra Advisors Inc 0.21% of their portfolio MIAMI, FL 17,77217.8k $449.2k $449.2k 0.21% New
18 Pineridge Advisors LLC 0.15% of their portfolio ST. CHARLES, MO 16,15216.2k $408.2k $408.2k 0.15% New
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,54115.5k $392.8k $392.8k 0.00% New
20 Arcadia Wealth Management, LLC 0.16% of their portfolio Manchester, NH 14,20714.2k $359.1k $359.1k 0.16% New
21 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,47813.5k $340.6k $340.6k 0.01% New
22 LifePlan Investment Advisors, Inc. 0.11% of their portfolio RALEIGH, NC 8,6478.6k $218.5k $218.5k 0.11% New
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,3668.4k $211.4k $211.4k 0.00% New
24 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 2,9232.9k $73.9k $73.9k 0.00% New
25 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 247247 $6.2k $6.2k 0.00% New
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 205205 $5.2k $5.2k 0.00% New
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged