Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPYC

US EQT PLS CNVEX · ETP · CUSIP 82889N103

34 institutional holders +15 vs Q1 2025
1,679,0071.7m shares reported held*
$68.8mreported value*
15 new 7 added 7 reduced 1 sold out net bought ≈ $11.1m (+269.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.00. Options: 3 managers hold calls ($2.2m notional), 0 hold puts (—).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 17Q4 22: 19Q1 23: 17Q2 23: 20Q3 23: 16Q4 23: 15Q1 24: 17Q2 24: 15Q3 24: 16Q4 24: 21Q1 25: 19Q2 25: 3434Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202317
Q2 202320
Q3 202316
Q4 202315
Q1 202417
Q2 202415
Q3 202416
Q4 202421
Q1 202519
Q2 202534

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 7 bought or addedQ3 23: 13 cut or sold outQ4 23: 9 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 8 cut or sold outQ2 24: 8 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 7 cut or sold outQ4 24: 11 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 10 cut or sold outQ2 25: 22 bought or addedQ2 25: 8 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023713
Q4 202398
Q1 2024108
Q2 202488
Q3 202477
Q4 2024118
Q1 2025910
Q2 2025228

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $32.7kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $247.8kQ1 25 puts: $0Q1 25P/C 0.00Q2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$32.7k$00.00
Q1 2025$247.8k$00.00
Q2 2025$2.2m$00.00

Biggest buyers

AE Wealth Management LLC New +116,592+116.6k
Austin Wealth Management, LLC Added +95,713+95.7k
Lloyd Advisory Services, LLC. New +38,978+39.0k
B.O.S.S. Retirement Advisors, LLC New +22,486+22.5k
ENTREWEALTH, LLC Added +15,632+15.6k
HOWARD BAILEY SECURITIES, LLC New +12,304+12.3k
LifeWealth Investments, LLC New +11,786+11.8k
CITADEL ADVISORS LLC Added +5,856+5.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +5,852+5.9k
AVANTAX ADVISORY SERVICES, INC. New +5,572+5.6k

Biggest sellers

MERCER GLOBAL ADVISORS INC /ADV Reduced -42,248-42.2k
Integrated Wealth Concepts LLC Reduced -16,943-16.9k
OLD MISSION CAPITAL LLC Sold out -8,031-8.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,884-2.9k
IFP Advisors, Inc Reduced -1,675-1.7k
Financial Enhancement Group LLC Reduced -1,660-1.7k
Fiduciary Alliance LLC Reduced -529-529
Aptus Capital Advisors, LLC Reduced -81-81

Biggest calls

GROUP ONE TRADING LLC Added $1.8m96.3k shares
IMC-Chicago, LLC New $417.5k22.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Austin Wealth Management, LLC 5.97% of their portfolio Austin, TX 824,404824.4k $33.5m $33.5m 5.97% Added +95.7k +95,713
2 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 229,841229.8k $9.5m $9.5m 0.10% Reduced -16.9k -16,943
3 ENTREWEALTH, LLC 5.67% of their portfolio AUSTIN, TX 198,466198.5k $8.2m $8.2m 5.67% Added +15.6k +15,632
4 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 116,592116.6k $4.8m $4.8m 0.04% New
5 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 86,34486.3k $3.6m $3.6m 0.00% Reduced -2.9k -2,884
6 Lloyd Advisory Services, LLC. 0.78% of their portfolio SUWANEE, GA 38,97839.0k $1.6m $1.6m 0.78% New
7 Financial Enhancement Group LLC 0.20% of their portfolio ANDERSON, IN 33,76533.8k $1.4m $1.4m 0.20% Reduced -1.7k -1,660
8 B.O.S.S. Retirement Advisors, LLC 0.23% of their portfolio Lehi, UT 22,48622.5k $929.1k $929.1k 0.23% New
9 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 21,81821.8k $901.5k $901.5k 0.00% Reduced -42.2k -42,248
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,56015.6k $642.9k $642.9k 0.00% Added +5.9k +5,856
11 Fiduciary Alliance LLC 0.04% of their portfolio GREENVILLE, SC 13,76813.8k $568.9k $568.9k 0.04% Reduced -529 -529
12 HOWARD BAILEY SECURITIES, LLC 0.16% of their portfolio FORT WAYNE, IN 12,30412.3k $508.4k $508.4k 0.16% New
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,27312.3k $507.1k $507.1k 0.00% Added +3.4k +3,355
14 LifeWealth Investments, LLC 0.08% of their portfolio WINTER GARDEN, FL 11,78611.8k $487.0k $487.0k 0.08% New
15 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,3447.3k $303.0k $303.0k 0.00% Added +254 +254
16 EVOLUTION WEALTH MANAGEMENT INC. 0.35% of their portfolio FORT MYERS, FL 6,7826.8k $280.2k $280.2k 0.35% First filing
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,8525.9k $241.8k $241.8k 0.00% New
18 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,5725.6k $230.2k $230.2k 0.00% New
19 Modern Wealth Management, LLC 0.01% of their portfolio KANSAS CITY, MO 5,5565.6k $229.6k $229.6k 0.01% New
20 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,1323.1k $129.4k $129.4k 0.00% Unchanged
21 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,7181.7k $71.0k $71.0k 0.00% Reduced -81 -81
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,5501.6k $64.0k $64.0k 0.00% Added +575 +575
23 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,1571.2k $47.8k $47.8k 0.00% New
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 668668 $27.6k $27.6k 0.00% Added +582 +582
25 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 492492 $20.3k $20.3k 0.02% New
26 Transce3nd, LLC 0.01% of their portfolio BUDA, TX 443443 $18.3k $18.3k 0.01% New
27 Park Square Financial Group, LLC 0.01% of their portfolio ROSWELL, GA 207207 $8.6k $8.6k 0.01% New
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 151151 $6.3k $6.3k 0.00% Unchanged
29 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 7474 $3.1k $3.1k 0.00% New
30 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3535 $1.4k $1.4k 0.00% Reduced -1.7k -1,675
31 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2222 $911 $911 0.00% New
32 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2020 $828 $828 0.00% First filing
33 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 77 $290 $290 0.00% New
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged