Vault-13

INNOVATOR ETFS TRUST AOCT

EQUITY DEF PRO 2 · ETP · CUSIP 45784N601

40 institutional holders -5 vs Q1 2025
1,923,0581.9m shares reported held*
$49.4mreported value*
1 new 13 added 16 reduced 5 sold out net sold ≈ $1.4m (-53.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.71.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q4 24: 25Q1 25: 45Q2 25: 4040Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q4 202425
Q1 202545
Q2 202540

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 25: 26 bought or addedQ1 25: 7 cut or sold outQ1 25Q2 25: 14 bought or addedQ2 25: 21 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 2025267
Q2 20251421

Biggest buyers

CWM, LLC Added +47,616+47.6k
Csenge Advisory Group New +34,198+34.2k
AE Wealth Management LLC Added +14,735+14.7k
Atria Investments, Inc Added +7,294+7.3k
KFG WEALTH MANAGEMENT, LLC Added +7,197+7.2k
Triad Wealth Partners, LLC Added +6,865+6.9k
Encompass More Asset Management Added +6,440+6.4k
RAYMOND JAMES FINANCIAL INC Added +3,914+3.9k
Bison Wealth, LLC Added +2,582+2.6k
HOWARD BAILEY SECURITIES, LLC Added +2,390+2.4k

Biggest sellers

FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ Sold out -59,500-59.5k
OLD MISSION CAPITAL LLC Sold out -25,755-25.8k
John W. Brooker & Co., CPAs Sold out -24,600-24.6k
Atlantic Private Wealth, LLC Sold out -22,665-22.7k
JANE STREET GROUP, LLC Sold out -18,655-18.7k
Legacy CG, LLC Reduced -6,579-6.6k
WealthShield Partners, LLC Reduced -5,702-5.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,450-5.5k
Cetera Investment Advisers Reduced -5,318-5.3k
Bellwether Advisors, LLC Reduced -4,038-4.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy CG, LLC 5.12% of their portfolio PLANO, TX 668,011668.0k $17.2m $17.2m 5.12% Reduced -6.6k -6,579
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 201,946201.9k $5.2m $5.2m 0.00% Added +3.9k +3,914
3 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 135,337135.3k $3.5m $3.5m 0.04% Added +7.3k +7,294
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 112,269112.3k $2.9m $2.9m 0.00% Reduced -285 -285
5 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 109,641109.6k $2.8m $2.8m 0.02% Added +14.7k +14,735
6 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 98,88498.9k $2.5m $2.5m 0.03% Reduced -1.6k -1,600
7 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 67,46667.5k $1.7m $1.7m 0.00% Reduced -2.0k -1,987
8 CWM, LLC 0.00% of their portfolio OMAHA, NE 50,78450.8k $1.3m $1.3m 0.00% Added +47.6k +47,616
9 HOWARD BAILEY SECURITIES, LLC 0.34% of their portfolio FORT WAYNE, IN 42,36942.4k $1.1m $1.1m 0.34% Added +2.4k +2,390
10 Bison Wealth, LLC 0.08% of their portfolio ATLANTA, GA 36,89036.9k $948.6k $948.6k 0.08% Added +2.6k +2,582
11 Tradition Wealth Management, LLC 0.07% of their portfolio EDINA, MN 35,70535.7k $918.1k $918.1k 0.07% Unchanged
12 Csenge Advisory Group 0.05% of their portfolio CLEARWATER, FL 34,19834.2k $865.6k $865.6k 0.05% New
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,39932.4k $833.1k $833.1k 0.00% Reduced -5.3k -5,318
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,36531.4k $806.5k $806.5k 0.00% Reduced -5.5k -5,450
15 Capasso Planning Partners LLC 0.45% of their portfolio CHARLESTON, SC 30,85730.9k $793.4k $793.4k 0.45% Reduced -595 -595
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 27,99528.0k $720.0k $720.0k 0.00% Added +205 +205
17 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 24,04624.0k $618.3k $618.3k 0.01% Added +2.2k +2,208
18 KFG WEALTH MANAGEMENT, LLC 0.08% of their portfolio GRANGER, IN 19,45619.5k $500.3k $500.3k 0.08% Added +7.2k +7,197
19 MTM FINANCIAL GROUP, LLC 0.25% of their portfolio BETHLEHEM, PA 17,86617.9k $459.4k $459.4k 0.25% Added +176 +176
20 IFG Advisors, LLC 0.07% of their portfolio ST. LOUIS, MO 16,09016.1k $413.7k $413.7k 0.07% Unchanged
21 Encompass More Asset Management 0.10% of their portfolio Danville, CA 15,94315.9k $409.9k $409.9k 0.10% Added +6.4k +6,440
22 GILL CAPITAL PARTNERS, LLC 0.13% of their portfolio DENVER, CO 15,34415.3k $394.5k $394.5k 0.13% Reduced -1.1k -1,118
23 Triad Wealth Partners, LLC 0.08% of their portfolio LAWRENCE, KS 15,21815.2k $391.3k $391.3k 0.08% Added +6.9k +6,865
24 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 11,92611.9k $306.7k $306.7k 0.01% Added +1.5k +1,476
25 Syntegra Private Wealth Group, LLC 0.03% of their portfolio Chesterfield, MO 11,73511.7k $301.7k $301.7k 0.03% Unchanged
26 Comprehensive Financial Consultants Institutional, Inc. 0.10% of their portfolio Bloomington, IN 11,46911.5k $294.9k $294.9k 0.10% Reduced -1.1k -1,056
27 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,00010.0k $257.1k $257.1k 0.01% Unchanged
28 Cypress Wealth Services, LLC 0.04% of their portfolio PALM DESERT, CA 9,0569.1k $232.9k $232.9k 0.04% Unchanged
29 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,8896.9k $175.8k $175.8k 0.00% Unchanged
30 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 6,2086.2k $159.6k $159.6k 0.02% Reduced -5.7k -5,702
31 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,6753.7k $94.5k $94.5k 0.00% Reduced -387 -387
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,9993.0k $77.1k $77.1k 0.00% Reduced -1.6k -1,642
33 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,9563.0k $76.0k $76.0k 0.00% Unchanged
34 Bellwether Advisors, LLC 0.01% of their portfolio LINCOLN, NE 2,5002.5k $64.3k $64.3k 0.01% Reduced -4.0k -4,038
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4581.5k $37.5k $37.5k 0.00% Reduced -1.2k -1,204
36 Wood Tarver Financial Group, LLC 0.01% of their portfolio BOISE, ID 871871 $22.0k $22.0k 0.01% Reduced -2.4k -2,377
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 600600 $15.4k $15.4k 0.00% Reduced -100 -100
38 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $12.9k $12.9k 0.00% Unchanged
39 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 137137 $3.5k $3.5k 0.00% Unchanged
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged