HighMark Wealth Management LLC

ST. PAUL, MN · CIK 1802451 · 13F filing filed 2023-10-18

SEC-registered investment adviser since 2012 · limited liability company

Assets managed$611.7m
Staff5 · 4 in investment roles
Main clients (by assets)High net worth individuals 90%, Individuals 10%
Form ADV · 2026-04-28SEC adviser record

$120.6m reported value -9.4% vs Q2 2023

566positions

74.4%in top 10

31 new 160 added 80 reduced 28 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	113,812	$48.9m40.53%	40.53%	Reduced -1.4k	-1,424 -1.2%
2	ISHARES TR EAFE VALUE ETF EFV	EFV	293,559	$14.4m11.91%	11.91%	Reduced -11.8k	-11,798 -3.9%
3	ISHARES TR CORE S&P SCP ETF IJR	IJR	82,220	$7.8m6.43%	6.43%	Added +679	+679 0.8%
4	ISHARES TR CORE S&P US VLU IUSV	IUSV	82,081	$6.1m5.08%	5.08%	Reduced -1.8k	-1,813 -2.2%
5	WELLS FARGO CO NEW COM WFC	WFC	74,897	$3.1m2.54%	2.54%	Added +122	+122 0.2%
6	ISHARES TR CORE S&P MCP ETF IJH	IJH	11,978	$3.0m2.48%	2.48%	Added +35	+35 0.3%
7	AMAZON COM INC COM AMZN	AMZN	17,580	$2.2m1.85%	1.85%	Reduced -3.0k	-3,043 -14.8%
8	ISHARES TR 1 3 YR TREAS BD SHY	SHY	18,939	$1.5m1.27%	1.27%	Reduced -301	-301 -1.6%
9	ORTHOFIX MED INC COM OFIX	OFIX	115,060	$1.5m1.23%	1.23%	Reduced -645	-645 -0.6%
10	ISHARES TR S&P 500 VAL ETF IVE	IVE	8,364	$1.3m1.07%	1.07%	Reduced -217	-217 -2.5%
11	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	11,926	$1.2m1.00%	1.00%	Reduced -264	-264 -2.2%
12	HALOZYME THERAPEUTICS INC COM HALO	HALO	31,290	$1.2m0.99%	0.99%	Reduced -10.5k	-10,500 -25.1%
13	ISHARES TR SP SMCP600VL ETF IJS	IJS	12,762	$1.1m0.94%	0.94%	Reduced -265	-265 -2.0%
14	ELI LILLY & CO COM LLY	LLY	2,015	$1.1m0.90%	0.90%	Reduced -28	-28 -1.4%
15	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	2,605	$1.0m0.85%	0.85%	Added +10	+10 0.4%
16	MICROSOFT CORP COM MSFT	MSFT	3,108	$981.2k0.81%	0.81%	Added +89	+89 3.0%
17	MODEL N INC COM MODN	MODN	36,134	$882.0k0.73%	0.73%	Unchanged
18	APPLE INC COM AAPL	AAPL	4,633	$793.2k0.66%	0.66%	Reduced -187	-187 -3.9%
19	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	23,065	$774.3k0.64%	0.64%	Reduced -10.0k	-10,018 -30.3%
20	3M CO COM MMM	MMM	7,486	$700.8k0.58%	0.58%	Reduced -20	-20 -0.3%
21	US BANCORP DEL COM NEW USB	USB	18,181	$601.1k0.50%	0.50%	Added +114	+114 0.6%
22	TANDEM DIABETES CARE INC COM NEW TNDM	TNDM	27,170	$564.3k0.47%	0.47%	Added +2.9k	+2,870 11.8%
23	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,306	$558.3k0.46%	0.46%	Reduced -27	-27 -2.0%
24	SONENDO INC COM COM		697,992	$520.6k0.43%	0.43%	Added +200	+200 0.0%
25	PROCTER AND GAMBLE CO COM PG	PG	3,474	$506.7k0.42%	0.42%	Added +11	+11 0.3%
26	TRAVELERS COMPANIES INC COM TRV	TRV	2,920	$476.8k0.40%	0.40%	Added +18	+18 0.6%
27	AURINIA PHARMACEUTICALS INC COM AUPH	AUPH	59,999	$466.2k0.39%	0.39%	Reduced -2.5k	-2,500 -4.0%
28	NVIDIA CORPORATION COM NVDA	NVDA	983	$427.7k0.35%	0.35%	Added +3	+3 0.3%
29	ABBOTT LABS COM ABT	ABT	4,210	$407.8k0.34%	0.34%	Reduced -47	-47 -1.1%
30	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	1,960	$401.3k0.33%	0.33%	Added +248	+248 14.5%
31	XCEL ENERGY INC COM XEL	XEL	6,873	$393.3k0.33%	0.33%	Reduced -267	-267 -3.7%
32	EXXON MOBIL CORP COM XOM	XOM	3,029	$356.2k0.30%	0.30%	Added +21	+21 0.7%
33	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	9,008	$355.5k0.29%	0.29%	Unchanged
34	PROTHENA CORP PLC SHS PRTA	PRTA	7,352	$354.7k0.29%	0.29%	Unchanged
35	ISHARES TR S&P 100 ETF OEF	OEF	1,724	$345.9k0.29%	0.29%	Unchanged
36	ECOLAB INC COM ECL	ECL	2,017	$341.7k0.28%	0.28%	Added +6	+6 0.3%
37	KORU MEDICAL SYSTEMS INC COM KRMD	KRMD	120,935	$326.5k0.27%	0.27%	Unchanged
38	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	1,668	$326.3k0.27%	0.27%	Unchanged
39	QUIDELORTHO CORP COM QDEL	QDEL	4,290	$313.3k0.26%	0.26%	Unchanged
40	DEXCOM INC COM DXCM	DXCM	3,209	$299.4k0.25%	0.25%	Added +230	+230 7.7%
41	PROTO LABS INC COM PRLB	PRLB	9,945	$262.5k0.22%	0.22%	Added +4.8k	+4,800 93.3%
42	COSTCO WHSL CORP NEW COM COST	COST	407	$230.0k0.19%	0.19%	Unchanged
43	SOCIETAL CDMO INC COM REPH	REPH	484,985	$227.5k0.19%	0.19%	Added +156.0k	+155,997 47.4%
44	ISHARES TR MSCI EAFE ETF EFA	EFA	3,297	$227.2k0.19%	0.19%	Added +6	+6 0.2%
45	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	792	$190.5k0.16%	0.16%	Unchanged
46	ISHARES TR RUS MID CAP ETF IWR	IWR	2,722	$188.5k0.16%	0.16%	Unchanged
47	JOHNSON & JOHNSON COM JNJ	JNJ	1,201	$187.0k0.16%	0.16%	Added +9	+9 0.8%
48	ISHARES TR CORE MSCI EAFE IEFA	IEFA	2,878	$185.2k0.15%	0.15%	Added +234	+234 8.8%
49	PEPSICO INC COM PEP	PEP	1,007	$170.7k0.14%	0.14%	Reduced -78	-78 -7.2%
50	SPDR SER TR S&P BIOTECH XBI	XBI	2,245	$163.9k0.14%	0.14%	Unchanged
51	UBER TECHNOLOGIES INC COM UBER	UBER	3,543	$162.9k0.14%	0.14%	Reduced -169	-169 -4.5%
52	ALPHABET INC CAP STK CL C GOOG	GOOG	1,235	$162.8k0.14%	0.14%	Added +20	+20 1.6%
53	GLOBALSTAR INC COM COM		123,500	$161.8k0.13%	0.13%	Reduced -50.0k	-50,000 -28.8%
54	UNITEDHEALTH GROUP INC COM UNH	UNH	319	$160.9k0.13%	0.13%	Unchanged
55	WEST PHARMACEUTICAL SVSC INC COM WST	WST	420	$157.6k0.13%	0.13%	Unchanged
56	CHEVRON CORP NEW COM CVX	CVX	934	$157.5k0.13%	0.13%	Added +205	+205 28.1%
57	ANALOG DEVICES INC COM ADI	ADI	863	$151.1k0.13%	0.13%	Unchanged
58	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,151	$150.6k0.12%	0.12%	Added +22	+22 1.9%
59	BEST BUY INC COM BBY	BBY	2,163	$150.2k0.12%	0.12%	Added +24	+24 1.1%
60	SPDR SER TR S&P REGL BKG KRE	KRE	3,595	$150.2k0.12%	0.12%	Added +31	+31 0.9%
61	HEICO CORP NEW COM HEI	HEI	904	$146.4k0.12%	0.12%	Unchanged
62	ADOBE INC COM ADBE	ADBE	285	$145.3k0.12%	0.12%	Unchanged
63	DANAHER CORPORATION COM DHR	DHR	560	$138.8k0.12%	0.12%	Unchanged
64	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	394	$138.2k0.11%	0.11%	Added +25	+25 6.8%
65	TESLA INC COM TSLA	TSLA	543	$136.0k0.11%	0.11%	Reduced -5	-5 -0.9%
66	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	377	$134.9k0.11%	0.11%	Reduced -128	-128 -25.4%
67	SLEEP NUMBER CORP COM SNBRQ	SNBRQ	5,331	$131.1k0.11%	0.11%	Unchanged
68	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	1,663	$130.6k0.11%	0.11%	Unchanged
69	ATRICURE INC COM ATRC	ATRC	2,825	$123.7k0.10%	0.10%	Added +1.8k	+1,800 175.6%
70	DISNEY WALT CO COM DIS	DIS	1,479	$119.9k0.10%	0.10%	Added +496	+496 50.5%
71	MEDTRONIC PLC SHS MDT	MDT	1,520	$119.1k0.10%	0.10%	Added +12	+12 0.8%
72	FASTENAL CO COM FAST	FAST	2,141	$117.0k0.10%	0.10%	Added +1	+1 0.1%
73	INSMED INC COM PAR $.01 INSM	INSM	4,575	$115.5k0.10%	0.10%	Unchanged
74	ABRDN NATL MUN INCOME FD SH BEN INT SH BEN INT		12,880	$110.9k0.09%	0.09%	Unchanged
75	S&P GLOBAL INC COM SPGI	SPGI	300	$109.6k0.09%	0.09%	Unchanged
76	GLOBANT S A COM GLOB	GLOB	547	$108.2k0.09%	0.09%	Unchanged
77	WEBSTER FINL CORP COM WBS	WBS	2,683	$108.1k0.09%	0.09%	Added +24	+24 0.9%
78	VISA INC COM CL A V	V	463	$106.5k0.09%	0.09%	Unchanged
79	COSTAR GROUP INC COM CSGP	CSGP	1,317	$101.3k0.08%	0.08%	Unchanged
80	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	706	$99.0k0.08%	0.08%	Added +8	+8 1.1%
81	WORKDAY INC CL A WDAY	WDAY	459	$98.6k0.08%	0.08%	Unchanged
82	SPDR SER TR S&P BK ETF KBE	KBE	2,655	$97.8k0.08%	0.08%	Reduced -116	-116 -4.2%
83	CATERPILLAR INC COM CAT	CAT	352	$96.0k0.08%	0.08%	Unchanged
84	SELECT SECTOR SPDR TR ENERGY XLE	XLE	1,061	$95.9k0.08%	0.08%	Added +285	+285 36.7%
85	BICYCLE THERAPEUTICS PLC SPONSORED ADS BCYC	BCYC	4,435	$89.1k0.07%	0.07%	Added +200	+200 4.7%
86	VEEVA SYS INC CL A COM VEEV	VEEV	436	$88.7k0.07%	0.07%	Unchanged
87	PAYCOR HCM INC COM COM		3,865	$88.2k0.07%	0.07%	Unchanged
88	MASTERCARD INCORPORATED CL A MA	MA	217	$86.1k0.07%	0.07%	Unchanged
89	ANSYS INC COM ANSS	ANSS	286	$85.1k0.07%	0.07%	Unchanged
90	IDEXX LABS INC COM IDXX	IDXX	192	$84.0k0.07%	0.07%	Unchanged
91	TYLER TECHNOLOGIES INC COM TYL	TYL	215	$83.0k0.07%	0.07%	Unchanged
92	ISHARES TR MRGSTR MD CP ETF IMCB	IMCB	1,297	$77.5k0.06%	0.06%	Unchanged
93	ISHARES TR MSCI ACWI ETF ACWI	ACWI	828	$76.4k0.06%	0.06%	Added +236	+236 39.9%
94	RB GLOBAL INC COM RBA	RBA	1,205	$75.3k0.06%	0.06%	Unchanged
95	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	850	$73.7k0.06%	0.06%	Added +700	+700 466.7%
96	VALERO ENERGY CORP COM VLO	VLO	509	$72.2k0.06%	0.06%	Added +50	+50 10.9%
97	CVS HEALTH CORP COM CVS	CVS	1,027	$71.7k0.06%	0.06%	Added +108	+108 11.8%
98	CISCO SYS INC COM CSCO	CSCO	1,321	$71.0k0.06%	0.06%	Added +134	+134 11.3%
99	HOME DEPOT INC COM HD	HD	231	$69.9k0.06%	0.06%	Unchanged
100	MIROMATRIX MED INC COM COM		51,972	$68.1k0.06%	0.06%	Unchanged

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
REATA PHARMACEUTICALS INC RETA	RETA	21,219	$2.2m21.2k shares
KRYSTAL BIOTECH INC KRYS	KRYS	17,185	$2.0m17.2k shares
ISHARES TR EEM	EEM	2,681	$106.1k2.7k shares
INVESCO EXCHANGE TRADED FD T		7,551	$37.5k7.6k shares
ROCKWELL AUTOMATION INC ROK	ROK	86	$28.2k86 shares
NUVASIVE INC NUVA	NUVA	500	$20.8k500 shares
ATKORE INC ATKR	ATKR	100	$15.6k100 shares
FIRST TR EXCHANGE-TRADED FD HYLS	HYLS	341	$13.5k341 shares
VANECK ETF TRUST ESPO	ESPO	238	$13.3k238 shares
INVESCO EXCH TRADED FD TR II		1,200	$11.4k1.2k shares
VIEWRAY INC VRAYQ	VRAYQ	28,000	$9.9k28.0k shares
FISCALNOTE HOLDINGS INC DSAC	DSAC	2,000	$7.3k2.0k shares
LISTED FD TR BETZ	BETZ	292	$5.1k292 shares
LISTED FD TR NERD	NERD	283	$4.4k283 shares
WORLD WRESTLING ENTMT INC WWE	WWE	35	$3.8k35 shares
LAUDER ESTEE COS INC EL	EL	19	$3.7k19 shares
CRH PLC		63	$3.5k63 shares
TELEFLEX INCORPORATED TFX	TFX	14	$3.4k14 shares
BXP INC BXP	BXP	46	$2.6k46 shares
ROYALTY PHARMA PLC RPRX	RPRX	82	$2.5k82 shares
STIFEL FINL CORP SF	SF	4	$1.9k4 shares
AVINGER INC		1,900	$1.4k1.9k shares
BEYOND INC NXH	NXH	40	$1.3k40 shares
JETBLUE AWYS CORP JBLU	JBLU	25	$22225 shares
AEROJET ROCKETDYNE HLDGS INC AJRD	AJRD	1	$611 shares