Vault-13

LISTED FD TR NERD

ROUNDHILL VIDEO · ETP · CUSIP 53656F706

17 institutional holders +0 vs Q2 2023
183,760183.8k shares reported held*
$2.6mreported value*
2 new 4 added 2 reduced 2 sold out net bought ≈ $488.4k (+35.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.97. Options: 2 managers hold calls ($175.0k notional), 1 hold puts ($6.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 23Q1 23: 21Q2 23: 17Q3 23: 1717Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202224
Q4 202223
Q1 202321
Q2 202317
Q3 202317

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 6 bought or addedQ3 23: 4 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202268
Q1 202367
Q2 2023510
Q3 202364

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $48.2kQ1 23 puts: $497.0kQ1 23P/C 10.31Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $175.0kQ3 23 puts: $6.9kQ3 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$48.2k$497.0k10.31
Q2 2023$0$0—
Q3 2023$175.0k$6.9k0.04

Biggest buyers

CITADEL ADVISORS LLC New +34,249+34.2k
JANE STREET GROUP, LLC Added +19,478+19.5k
UBS Group AG New +4,798+4.8k
BANK OF MONTREAL /CAN/ Added +3,551+3.6k
HUB Investment Partners, LLC Added +1,292+1.3k
Clearstead Advisors, LLC Added +146+146

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -26,598-26.6k
HighTower Advisors, LLC Reduced -1,309-1.3k
HighMark Wealth Management LLC Sold out -283-283
O'Dell Group, LLC Sold out -150-150

Biggest calls

CITADEL ADVISORS LLC New $175.0k12.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $6.9k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 55,30755.3k $769.0k $769.0k 0.00% Reduced -1.3k -1,309
2 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,29041.3k $573.4k $573.4k 0.00% Added +19.5k +19,478
3 HUB Investment Partners, LLC 0.08% of their portfolio AUSTIN, TX 35,90435.9k $498.6k $498.6k 0.08% Added +1.3k +1,292
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,24934.2k $475.6k $475.6k 0.00% New
5 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,3367.3k $117.4k $117.4k 0.00% Added +3.6k +3,551
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,7984.8k $66.6k $66.6k 0.00% New
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,4801.5k $20.6k $20.6k 0.00% Reduced -26.6k -26,598
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1381.1k $15.8k $15.8k 0.00% Unchanged
9 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 509509 $7.1k $7.1k 0.00% Unchanged
10 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 500500 $6.9k $6.9k 0.00% Unchanged
11 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 474474 $6.6k $6.6k 0.00% Added +146 +146
12 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 427427 $5.9k $5.9k 0.00% Unchanged
13 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 180180 $2.5k $2.5k 0.00% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100100 $1.0k $1.0k 0.00% Unchanged
15 West Branch Capital LLC 0.00% of their portfolio AMHERST, MA 3838 $532 $532 0.00% Unchanged
16 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3030 $407 $407 0.00% Unchanged
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged