Vault-13

ISHARES TR IMCB

MRGSTR MD CP ETF · ETP · CUSIP 464288208

157 institutional holders +2 vs Q2 2023
6,123,9936.1m shares reported held*
$365.9mreported value*
10 new 39 added 47 reduced 10 sold out net sold ≈ $2.7m (-46.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.74. Options: 2 managers hold calls ($10.3m notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 152Q1 23: 150Q2 23: 155Q3 23: 157157Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022152
Q1 2023150
Q2 2023155
Q3 2023157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 57 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225257
Q1 20235555
Q2 20235754
Q3 20234957

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $7.0mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $9.3mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $10.3mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$7.0m$00.00
Q2 2023$9.3m$00.00
Q3 2023$10.3m$00.00

Biggest buyers

LPL Financial LLC Added +54,629+54.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +25,205+25.2k
MEANS INVESTMENT CO., INC. Added +24,545+24.5k
CITADEL ADVISORS LLC Added +22,913+22.9k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Added +17,248+17.2k
OSAIC HOLDINGS, INC. Added +14,264+14.3k
AMERIPRISE FINANCIAL INC Added +11,908+11.9k
Cetera Advisors LLC Added +7,651+7.7k
ROYAL BANK OF CANADA Added +7,379+7.4k
Lion Street Advisors, LLC New +7,316+7.3k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -78,788-78.8k
WELLS FARGO & COMPANY/MN Reduced -75,194-75.2k
ASSETMARK, INC Reduced -23,152-23.2k
Cerity Partners LLC Sold out -22,762-22.8k
RAYMOND JAMES & ASSOCIATES Reduced -20,868-20.9k
SILVER OAK SECURITIES, INCORPORATED Sold out -16,448-16.4k
CIBC Private Wealth Group LLC Reduced -12,400-12.4k
RFG Advisory, LLC Sold out -10,576-10.6k
Benchmark Wealth Management, LLC Reduced -10,420-10.4k
Gladstone Institutional Advisory LLC Reduced -7,980-8.0k

Biggest calls

JANE STREET GROUP, LLC Added $10.3m115.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,165,7021.2m $69.6m $69.6m 0.03% Added +287 +287
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 900,006900.0k $53.8m $53.8m 0.01% Reduced -192 -192
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 434,736434.7k $26.0m $26.0m 0.02% Added +54.6k +54,629
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 316,048316.0k $18.9m $18.9m 0.04% Added +5.6k +5,613
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 239,466239.5k $14.3m $14.3m 0.01% Reduced -20.9k -20,868
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 172,886172.9k $10.3m $10.3m 0.00% Added +11.9k +11,908
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 171,716171.7k $10.3m $10.3m 0.00% Reduced -75.2k -75,194
8 Matrix Trust Co 2.46% of their portfolio DENVER, CO 157,955158.0k $9.4m $9.4m 2.46% Added +4.8k +4,801
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 126,397126.4k $7.5m $7.5m 0.01% Reduced -78.8k -78,788
10 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 120,735120.7k $7.2m $7.2m 0.05% Reduced -893 -893
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,588119.6k $7.1m $7.1m 0.00% Added +3.6k +3,576
12 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 2.24% of their portfolio BERMUDA RUN, NC 110,669110.7k $6.6m $6.6m 2.24% Added +17.2k +17,248
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 98,82598.8k $5.9m $5.9m 0.01% Added +14.3k +14,264
14 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 90,97491.0k $5.4m $5.4m 0.06% Reduced -565 -565
15 PACIFIC FINANCIAL GROUP INC 3.53% of their portfolio NASHVILLE, TN 90,74090.7k $5.4m $5.4m 3.53% Reduced -1.8k -1,765
16 MEANS INVESTMENT CO., INC. 0.85% of their portfolio BANGOR, ME 86,74486.7k $5.2m $5.2m 0.85% Added +24.5k +24,545
17 Gladstone Institutional Advisory LLC 0.30% of their portfolio Bedminster, NJ 78,62878.6k $4.7m $4.7m 0.30% Reduced -8.0k -7,980
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 77,63977.6k $4.6m $4.6m 0.01% Reduced -149 -149
19 Sunburst Financial Group, LLC 1.47% of their portfolio VESTAVIA HILLS, AL 69,94069.9k $4.2m $4.2m 1.47% Added +3.1k +3,089
20 YARGER WEALTH STRATEGIES, LLC 3.48% of their portfolio WESTERVILLE, OH 68,40568.4k $4.1m $4.1m 3.48% Reduced -420 -420
21 Benchmark Wealth Management, LLC 2.50% of their portfolio OLD LYME, CT 65,49465.5k $3.9m $3.9m 2.50% Reduced -10.4k -10,420
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 57,59857.6k $3.4m $3.4m 0.00% Added +7.4k +7,379
23 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 57,39257.4k $3.4m $3.4m 0.05% Added +980 +980
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,26153.3k $3.2m $3.2m 0.01% Added +510 +510
25 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 47,12547.1k $2.8m $2.8m 0.02% Added +5.4k +5,370
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 43,52043.5k $2.6m $2.6m 0.00% Reduced -709 -709
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,38043.4k $2.6m $2.6m 0.00% Unchanged
28 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 42,63242.6k $2.5m $2.5m 0.03% Added +2.3k +2,314
29 Goldstein Advisors, LLC 0.49% of their portfolio Madison, WI 39,40239.4k $2.4m $2.4m 0.49% Reduced -438 -438
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,51838.5k $2.3m $2.3m 0.00% Reduced -267 -267
31 Brand Asset Management Group, Inc. 1.16% of their portfolio CHESTERFIELD, MO 37,82037.8k $2.3m $2.3m 1.16% Reduced -445 -445
32 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 36,58336.6k $2.2m $2.2m 0.03% Added +7.7k +7,651
33 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 36,24336.2k $2.2m $2.2m 0.00% Reduced -3.8k -3,804
34 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 32,72032.7k $2.0m $2.0m 0.02% Added +199 +199
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,89129.9k $1.8m $1.8m 0.00% Added +22.9k +22,913
36 Marshall Financial Group, LLC 0.62% of their portfolio Hunt Valley, MD 28,90228.9k $1.7m $1.7m 0.62% Reduced -588 -588
37 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 28,19028.2k $1.7m $1.7m 0.06% Added +6.4k +6,420
38 FLAGSTAR SECURITIES, INC 0.63% of their portfolio New York, NY 27,68027.7k $1.7m $1.7m 0.63% Reduced -107 -107
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,20525.2k $1.5m $1.5m 0.00% New
40 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,96624.0k $1.4m $1.4m 0.02% Added +296 +296
41 Global Retirement Partners, LLC 0.07% of their portfolio San Rafael, CA 23,78723.8k $1.4m $1.4m 0.07% Added +2 +2
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,13020.1k $1.2m $1.2m 0.00% Reduced -32 -32
43 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 19,55819.6k $1.2m $1.2m 0.06% Unchanged
44 World Investment Advisors 0.23% of their portfolio LINCROFT, NJ 19,39119.4k $1.2m $1.2m 0.23% Added +426 +426
45 PARSONS CAPITAL MANAGEMENT INC/RI 0.09% of their portfolio PROVIDENCE, RI 19,13819.1k $1.1m $1.1m 0.09% Reduced -530 -530
46 Pitti Group Wealth Management, LLC 1.30% of their portfolio VICTOR, NY 19,01819.0k $1.1m $1.1m 1.30% Added +1.5k +1,498
47 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 18,78918.8k $1.1m $1.1m 0.03% Reduced -208 -208
48 BEDEL FINANCIAL CONSULTING INC 0.21% of their portfolio INDIANAPOLIS, IN 17,23017.2k $1.0m $1.0m 0.21% First filing
49 Bedel Financial Consulting, Inc. 0.21% of their portfolio INDIANAPOLIS, IN 17,23017.2k $1.0m $1.0m 0.21% Added +5.8k +5,827
50 Patriot Financial Group Insurance Agency, LLC 0.19% of their portfolio Westborough, MA 15,09215.1k $901.4k $901.4k 0.19% Added +488 +488
51 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 14,13814.1k $844.5k $844.5k 0.01% Added +1.0k +1,025
52 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,79813.8k $824.0k $824.0k 0.01% Unchanged
53 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 13,36013.4k $798.0k $798.0k 0.06% Reduced -1.5k -1,473
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,83612.8k $766.7k $766.7k 0.00% Reduced -15 -15
55 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 12,40012.4k $740.7k $740.7k 0.00% Reduced -12.4k -12,400
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 12,35812.4k $741.8k $741.8k 0.06% Reduced -248 -248
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,89311.9k $710.0k $710.0k 0.00% Unchanged
58 NWAM LLC 0.07% of their portfolio MERCER ISLAND, WA 11,88511.9k $709.9k $709.9k 0.07% Reduced -1.5k -1,456
59 Apella Capital, LLC 0.05% of their portfolio WEST HARTFORD, CT 11,53211.5k $688.8k $688.8k 0.05% Unchanged
60 PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.58% of their portfolio PORTAGE, MI 11,24311.2k $671.5k $671.5k 0.58% Added +1 +1
61 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,07611.1k $661.6k $661.6k 0.02% Reduced -791 -791
62 S.A. Mason LLC 0.45% of their portfolio HOLLAND, MI 10,47510.5k $625.7k $625.7k 0.45% Reduced -1.3k -1,290
63 TRUEFG, LLC 0.27% of their portfolio CEDAR PARK, TX 10,26910.3k $613.4k $613.4k 0.27% Added +25 +25
64 Liberty Capital Management, Inc. 0.18% of their portfolio BIRMINGHAM, MI 10,20010.2k $609.2k $609.2k 0.18% Unchanged
65 Summit Asset Management, LLC 0.16% of their portfolio MEMPHIS, TN 9,8559.9k $588.6k $588.6k 0.16% Unchanged
66 DFPG INVESTMENTS, LLC 0.05% of their portfolio SANDY, UT 8,7128.7k $510.5k $510.5k 0.05% Added +2.1k +2,127
67 DB Wealth Management Group, LLC 0.33% of their portfolio SAN DIEGO, CA 8,6628.7k $517.4k $517.4k 0.33% Added +373 +373
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,4668.5k $505.7k $505.7k 0.00% Reduced -1.1k -1,122
69 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 7,9477.9k $474.7k $474.7k 0.01% Added +2.2k +2,195
70 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 7,7367.7k $462.1k $462.1k 0.01% Reduced -23 -23
71 Lion Street Advisors, LLC 0.14% of their portfolio Austin, TX 7,3167.3k $437.0k $437.0k 0.14% New
72 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 7,2327.2k $432.0k $432.0k 0.02% Reduced -70 -70
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,0197.0k $419.2k $419.2k 0.00% New
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,7726.8k $404.5k $404.5k 0.00% Added +540 +540
75 Three Seasons Wealth, LLC 0.39% of their portfolio SALT LAKE CITY, UT 6,6506.7k $399.2k $399.2k 0.39% First filing
76 Haverford Trust Co 0.00% of their portfolio Radnor, PA 6,5176.5k $389.3k $389.3k 0.00% Unchanged
77 Mission Creek Capital Partners, Inc. 0.13% of their portfolio SAN FRANCISCO, CA 6,5126.5k $389.0k $389.0k 0.13% Added +2.6k +2,626
78 Kaydan Wealth Management, Inc. 0.15% of their portfolio FENTON, MI 6,4526.5k $385.4k $385.4k 0.15% Reduced -168 -168
79 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 6,2006.2k $370.3k $370.3k 0.00% New
80 Divergent Wealth Advisors 0.08% of their portfolio SOUTH JORDAN, UT 6,1896.2k $369.7k $369.7k 0.08% Unchanged
81 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 5,9005.9k $352.4k $352.4k 0.04% Unchanged
82 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,7285.7k $342.1k $342.1k 0.01% Unchanged
83 Financial Futures Ltd Liability Co. 0.28% of their portfolio BRIELLE, NJ 5,6835.7k $339.4k $339.4k 0.28% Unchanged
84 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,5215.5k $331.3k $331.3k 0.01% Added +875 +875
85 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 5,1745.2k $309.0k $309.0k 0.06% Added +200 +200
86 Good Life Advisors, LLC 0.03% of their portfolio READING, PA 5,0765.1k $303.2k $303.2k 0.03% Reduced -400 -400
87 Procyon Advisors, LLC 0.03% of their portfolio SHELTON, CT 4,9114.9k $293.3k $293.3k 0.03% Unchanged
88 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 4,7774.8k $285.4k $285.4k 0.01% Added +256 +256
89 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 4,6044.6k $275.0k $275.0k 0.01% Reduced -72 -72
90 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,5984.6k $274.7k $274.7k 0.01% Reduced -574 -574
91 Windsor Wealth Management, Inc. 0.05% of their portfolio INDIANAPOLIS, IN 4,5684.6k $273.0k $273.0k 0.05% Unchanged
92 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,4734.5k $267.2k $267.2k 0.00% Reduced -415 -415
93 Financial Perspectives, Inc 0.12% of their portfolio MINNEAPOLIS, MN 4,2864.3k $256.0k $256.0k 0.12% Added +391 +391
94 Wealth Management Associates, Inc. 0.15% of their portfolio Cherry Hill, NJ 4,2224.2k $252.2k $252.2k 0.15% Unchanged
95 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,1404.1k $247.3k $247.3k 0.00% Unchanged
96 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 4,0804.1k $243.7k $243.7k 0.01% Added +115 +115
97 Glenview Trust Co 0.01% of their portfolio Louisville, KY 3,8873.9k $232.2k $232.2k 0.01% Unchanged
98 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,8283.8k $228.6k $228.6k 0.03% Unchanged
99 Clearwater Capital Advisors, LLC 0.03% of their portfolio HOFFMAN ESTATES, IL 3,6463.6k $217.8k $217.8k 0.03% Unchanged
100 Robertson Stephens Wealth Management, LLC 0.01% of their portfolio San Francisco, CA 3,5603.6k $213.7k $213.7k 0.01% Unchanged