Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

376 institutional holders +10 vs Q2 2023
58,402,15358.4m shares reported held*
$2.3bnreported value*
43 new 134 added 88 reduced 39 sold out net sold ≈ $47.8m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.45. Options: 19 managers hold calls ($251.5m notional), 18 hold puts ($333.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366Q3 23: 376376Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366
Q3 2023376

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 204 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 127 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112
Q2 2023204114
Q3 2023177127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ4 22 calls: $240.5mQ4 22 puts: $212.7mQ4 22P/C 0.88Q1 23 calls: $232.3mQ1 23 puts: $163.5mQ1 23P/C 0.70Q2 23 calls: $213.7mQ2 23 puts: $187.2mQ2 23P/C 0.88Q3 23 calls: $251.5mQ3 23 puts: $333.1mQ3 23P/C 1.32
Numbers
QuarterCallsPutsP/C
Q4 2022$240.5m$212.7m0.88
Q1 2023$232.3m$163.5m0.70
Q2 2023$213.7m$187.2m0.88
Q3 2023$251.5m$333.1m1.32

Biggest buyers

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +681,516+681.5k
Grantham, Mayo, Van Otterloo & Co. LLC Added +527,677+527.7k
DIMENSIONAL FUND ADVISORS LP Added +279,758+279.8k
BANK OF AMERICA CORP /DE/ Added +247,631+247.6k
Crossmark Global Holdings, Inc. Added +234,814+234.8k
AMERICAN CENTURY COMPANIES INC Added +197,283+197.3k
CITADEL ADVISORS LLC Added +169,722+169.7k
WELLS FARGO & COMPANY/MN Added +143,538+143.5k
OSAIC HOLDINGS, INC. Added +115,948+115.9k
Quantbot Technologies LP New +100,668+100.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -2,105,022-2.1m
LAZARD ASSET MANAGEMENT LLC Reduced -1,493,245-1.5m
GOLDMAN SACHS GROUP INC Reduced -508,098-508.1k
RENAISSANCE TECHNOLOGIES LLC Reduced -260,800-260.8k
Balyasny Asset Management L.P. Reduced -198,925-198.9k
JPMORGAN CHASE & CO Reduced -112,002-112.0k
Beck Bode, LLC Sold out -72,711-72.7k
BANK OF MONTREAL /CAN/ Reduced -60,290-60.3k
Russell Investments Group, Ltd. Reduced -58,630-58.6k
FIL Ltd Reduced -36,812-36.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $56.2m1.4m shares
Optiver Holding B.V. Added $44.5m1.1m shares
CITADEL ADVISORS LLC Added $31.4m796.3k shares
GROUP ONE TRADING LLC Reduced $30.3m767.3k shares
JANE STREET GROUP, LLC Added $21.4m541.8k shares
Walleye Trading LLC Reduced $20.0m507.5k shares
Walleye Capital LLC Added $13.3m336.1k shares
SIMPLEX TRADING, LLC Added $12.5m317.9k shares
MILLENNIUM MANAGEMENT LLC Added $7.7m193.9k shares
PEAK6 Investments LLC Added $5.3m134.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $62.2m1.6m shares
Optiver Holding B.V. Added $62.0m1.6m shares
Walleye Trading LLC Added $54.3m1.4m shares
Allianz Asset Management GmbH New $39.5m1.0m shares
Walleye Capital LLC Added $28.9m733.0k shares
GROUP ONE TRADING LLC Added $23.2m588.6k shares
CITADEL ADVISORS LLC Reduced $14.6m368.8k shares
PEAK6 Investments LLC Added $14.0m355.3k shares
SIMPLEX TRADING, LLC Added $11.7m295.6k shares
MILLENNIUM MANAGEMENT LLC Reduced $7.4m188.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.15% of their portfolio AUSTIN, TX 11,244,70811.2m $443.7m $443.7m 0.15% Added +279.8k +279,758
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,374,6888.4m $330.5m $330.5m 0.03% Added +73.1k +73,129
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,291,2504.3m $169.3m $169.3m 0.04% Reduced -508.1k -508,098
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,619,6953.6m $142.8m $142.8m 0.02% Added +247.6k +247,631
5 LAZARD ASSET MANAGEMENT LLC 0.16% of their portfolio NEW YORK, NY 2,928,8972.9m $115.6m $115.6m 0.16% Reduced -1.5m -1,493,245
6 JANE STREET GROUP, LLC 0.14% of their portfolio NEW YORK, NY 2,265,2262.3m $89.4m $89.4m 0.14% Reduced -2.1m -2,105,022
7 BlackRock Inc. 0.00% of their portfolio New York, NY 2,036,8702.0m $80.4m $80.4m 0.00% Added +43.1k +43,138
8 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,828,3861.8m $72.1m $72.1m 0.01% Added +4.4k +4,393
9 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 1,466,9231.5m $57.9m $57.9m 0.08% Added +1.7k +1,727
10 RENAISSANCE TECHNOLOGIES LLC 0.10% of their portfolio NEW YORK, NY 1,425,2431.4m $56.2m $56.2m 0.10% Reduced -260.8k -260,800
11 Clark Capital Management Group, Inc. 0.42% of their portfolio PHILADELPHIA, PA 1,060,3301.1m $41.8m $41.8m 0.42% Added +37.9k +37,894
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 940,246940.2k $37.1m $37.1m 0.01% Reduced -29.8k -29,848
13 Grantham, Mayo, Van Otterloo & Co. LLC 0.16% of their portfolio Boston, MA 842,864842.9k $33.3m $33.3m 0.16% Added +527.7k +527,677
14 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.04% of their portfolio BOSTON, MA 774,320774.3k $30.6m $30.6m 0.04% Added +681.5k +681,516
15 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 768,796768.8k $30.3m $30.3m 0.03% Added +169.7k +169,722
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 753,155753.2k $29.7m $29.7m 0.01% Added +143.5k +143,538
17 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 698,250698.2k $27.6m $27.6m 0.02% Added +197.3k +197,283
18 FMR LLC 0.00% of their portfolio BOSTON, MA 697,758697.8k $27.5m $27.5m 0.00% Reduced -21.7k -21,711
19 FIL Ltd 0.03% of their portfolio HAMILTON, D0 671,454671.5k $26.5m $26.5m 0.03% Reduced -36.8k -36,812
20 NATIXIS ADVISORS, LLC 0.08% of their portfolio Boston, MA 622,654622.7k $24.6m $24.6m 0.08% Added +18.2k +18,167
21 COOKSON PEIRCE & CO INC 1.60% of their portfolio PITTSBURGH, PA 618,851618.9k $24.4m $24.4m 1.60% Added +3.2k +3,238
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 615,582615.6k $24.3m $24.3m 0.01% Added +46.7k +46,653
23 Crossmark Global Holdings, Inc. 0.44% of their portfolio HOUSTON, TX 482,431482.4k $19.6m $19.6m 0.44% Added +234.8k +234,814
24 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 428,962429.0k $16.9m $16.9m 0.01% Added +70.0k +70,046
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 323,055323.1k $12.7m $12.7m 0.01% Reduced -7.7k -7,688
26 MERITAGE PORTFOLIO MANAGEMENT 0.67% of their portfolio OVERLAND PARK, KS 231,614231.6k $9.1m $9.1m 0.67% Reduced -1.6k -1,607
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 227,601227.6k $9.0m $9.0m 0.01% Added +115.9k +115,948
28 APG Asset Management N.V. 0.01% of their portfolio Amsterdam, P7 179,200179.2k $7.1m $7.1m 0.01% Added +56.2k +56,200
29 QRG CAPITAL MANAGEMENT, INC. 0.12% of their portfolio BERWYN, PA 169,942169.9k $6.7m $6.7m 0.12% First filing
30 American Assets Investment Management, LLC 0.73% of their portfolio SAN DIEGO, CA 166,918166.9k $6.6m $6.6m 0.73% Unchanged
31 RENAISSANCE GROUP LLC 0.30% of their portfolio Covington, KY 164,032164.0k $6.5m $6.5m 0.30% Reduced -8.2k -8,208
32 HENNESSY ADVISORS INC 0.42% of their portfolio NOVATO, CA 151,000151.0k $6.0m $6.0m 0.42% Reduced -3.2k -3,200
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 141,980142.0k $5.6m $5.6m 0.00% Reduced -26.8k -26,784
34 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.36% of their portfolio BALA CYNWYD, PA 139,998140.0k $5.5m $5.5m 0.36% Unchanged
35 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 139,232139.2k $5.5m $5.5m 0.01% Added +15.6k +15,640
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 137,305137.3k $5.4m $5.4m 0.00% Reduced -9.4k -9,381
37 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 133,921133.9k $5.3m $5.3m 0.01% Reduced -4.4k -4,363
38 Mariner, LLC 0.01% of their portfolio Overland Park, KS 132,910132.9k $5.2m $5.2m 0.01% Added +11.2k +11,213
39 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 125,704125.7k $5.0m $5.0m 0.01% Reduced -198.9k -198,925
40 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 122,864122.9k $4.8m $4.8m 0.02% Added +5.7k +5,722
41 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.07% of their portfolio Stamford, CT 122,689122.7k $4.8m $4.8m 0.07% Added +15.1k +15,134
42 REGIONS FINANCIAL CORP 0.04% of their portfolio BIRMINGHAM, AL 111,437111.4k $4.4m $4.4m 0.04% Added +3.2k +3,170
43 Ramirez Asset Management, Inc. 0.94% of their portfolio NEW YORK, NY 111,105111.1k $4.4m $4.4m 0.94% First filing
44 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 110,558110.6k $4.4m $4.4m 0.05% Added +2.1k +2,128
45 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 110,558110.6k $4.4m $4.4m 0.05% Added +2.1k +2,128
46 Manatuck Hill Partners, LLC 2.11% of their portfolio WESTPORT, CT 107,448107.4k $4.2m $4.2m 2.11% Unchanged
47 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 104,476104.5k $4.1m $4.1m 0.02% Added +26.9k +26,888
48 Summit Global Investments 0.27% of their portfolio BOUNTIFUL, UT 102,778102.8k $4.1m $4.1m 0.27% Reduced -2.2k -2,199
49 Quantbot Technologies LP 0.27% of their portfolio NEW YORK, NY 100,668100.7k $4.0m $4.0m 0.27% New
50 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 97,43297.4k $3.8m $3.8m 0.01% Reduced -3.7k -3,717
51 Sanders Capital, LLC 0.01% of their portfolio West Palm Beach, FL 95,08095.1k $3.8m $3.8m 0.01% Added +21.4k +21,380
52 Quantinno Capital Management LP 0.17% of their portfolio NEW YORK, NY 94,82394.8k $3.7m $3.7m 0.17% Added +56.3k +56,295
53 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 89,17589.2k $3.5m $3.5m 0.00% Added +68.9k +68,891
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 88,19188.2k $3.5m $3.5m 0.00% Reduced -60.3k -60,290
55 MRP Capital Investments, LLC 1.64% of their portfolio ALPHARETTA, GA 85,65385.7k $1.5m $1.5m 1.64% Added +85.5k +85,453
56 SAL Trading, LLC 11.35% of their portfolio Wilmington, DE 82,70082.7k $3.3m $3.3m 11.35% New
57 ADVISOR PARTNERS II, LLC 0.13% of their portfolio WALNUT CREEK, CA 82,21882.2k $3.2m $3.2m 0.13% Added +7.2k +7,224
58 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 82,08882.1k $3.2m $3.2m 0.01% New
59 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 79,35679.4k $3.1m $3.1m 0.01% Added +8.7k +8,673
60 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 77,27577.3k $3.0m $3.0m 0.01% Added +9.8k +9,826
61 Catalyst Capital Advisors LLC 0.08% of their portfolio San Juan, PR 75,95076.0k $3.0m $3.0m 0.08% Reduced -3.1k -3,150
62 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 72,10572.1k $2.8m $2.8m 0.00% Added +22.7k +22,672
63 Aquatic Capital Management LLC 0.12% of their portfolio CHICAGO, IL 70,30070.3k $2.8m $2.8m 0.12% Added +60.6k +60,600
64 Old Port Advisors 1.00% of their portfolio PORTLAND, ME 69,83169.8k $2.8m $2.8m 1.00% First filing
65 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 69,06269.1k $2.7m $2.7m 0.00% Added +7.6k +7,586
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 68,42368.4k $2.7m $2.7m 0.00% Added +61.2k +61,247
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 68,10068.1k $2.7m $2.7m 0.00% Reduced -5.5k -5,536
68 BUCKINGHAM STRATEGIC WEALTH, LLC 0.04% of their portfolio CLAYTON, MO 67,08267.1k $2.6m $2.6m 0.04% Added +969 +969
69 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 65,10865.1k $2.6m $2.6m 0.03% Reduced -1.9k -1,860
70 JT Stratford LLC 0.64% of their portfolio GAINESVILLE, GA 62,64462.6k $2.5m $2.5m 0.64% Added +33.9k +33,927
71 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 61,80261.8k $2.4m $2.4m 0.01% Added +26.1k +26,122
72 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 61,24361.2k $2.4m $2.4m 0.04% Reduced -16 -16
73 West Family Investments, Inc. 0.82% of their portfolio CARLSBAD, CA 59,50759.5k $2.3m $2.3m 0.82% Added +3.9k +3,884
74 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 59,50759.5k $2.3m $2.3m 0.02% Added +8.8k +8,817
75 Laird Norton Wetherby Wealth Management, LLC 0.13% of their portfolio Seattle, WA 58,83358.8k $2.3m $2.3m 0.13% Reduced -4.2k -4,216
76 Vanguard Personalized Indexing Management, LLC 0.07% of their portfolio OAKLAND, CA 56,82856.8k $2.2m $2.2m 0.07% Added +3.0k +2,955
77 First Trust Direct Indexing L.P. 0.24% of their portfolio Boston, MA 53,89053.9k $2.1m $2.1m 0.24% Added +1.4k +1,365
78 Naviter Wealth, LLC 0.49% of their portfolio LITTLE ROCK, AR 51,76151.8k $2.0m $2.0m 0.49% Added +3.7k +3,661
79 Qtron Investments LLC 0.38% of their portfolio Boston, MA 50,86350.9k $2.0m $2.0m 0.38% Unchanged
80 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 50,82650.8k $2.0m $2.0m 0.00% Reduced -355 -355
81 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 49,63449.6k $2.0m $2.0m 0.02% Reduced -3.0k -3,049
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 48,53948.5k $1.9m $1.9m 0.00% Added +2.2k +2,174
83 RITHOLTZ WEALTH MANAGEMENT 0.09% of their portfolio NEW YORK, NY 48,35648.4k $1.9m $1.9m 0.09% Added +4.8k +4,794
84 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 47,09547.1k $1.9m $1.9m 0.00% Unchanged
85 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,93146.9k $1.9m $1.9m 0.00% Reduced -1.1k -1,053
86 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 45,60345.6k $1.8m $1.8m 0.01% Added +175 +175
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 45,54745.5k $1.8m $1.8m 0.00% Added +9.8k +9,790
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 43,16743.2k $1.7m $1.7m 0.00% Reduced -112.0k -112,002
89 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 42,88742.9k $1.7m $1.7m 0.01% Reduced -7.6k -7,595
90 Vident Advisory, LLC 0.05% of their portfolio Alpharetta, GA 41,35141.4k $1.6m $1.6m 0.05% First filing
91 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 40,27140.3k $1.6m $1.6m 0.00% Added +64 +64
92 Koss-Olinger Consulting, LLC 0.23% of their portfolio GAINESVILLE, FL 39,65939.7k $1.6m $1.6m 0.23% Reduced -9.4k -9,389
93 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 39,38039.4k $1.6m $1.6m 0.05% Added +2.2k +2,181
94 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 38,78238.8k $1.5m $1.5m 0.04% Added +1.6k +1,622
95 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 38,14638.1k $1.5m $1.5m 0.01% Added +122 +122
96 THOROUGHBRED FINANCIAL SERVICES, LLC 0.15% of their portfolio BRENTWOOD, TN 37,68837.7k $1.5m $1.5m 0.15% Added +2.6k +2,646
97 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 37,54037.5k $1.5m $1.5m 0.00% Added +3.5k +3,471
98 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 36,83936.8k $1.5m $1.5m 0.01% Added +10.4k +10,359
99 Pacer Advisors, Inc. 0.01% of their portfolio Malvern, PA 36,40036.4k $1.4m $1.4m 0.01% Added +2.4k +2,370
100 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 36,04336.0k $1.4m $1.4m 0.03% Added +726 +726