ROYALTY PHARMA PLC RPRX
SHS CLASS A · Common Stock · CUSIP G7709Q104
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersNew York, NY
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.25. Options: 11 managers hold calls ($40.5m notional), 9 hold puts ($11.8m).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 319 |
| Q4 2022 | 336 |
| Q1 2023 | 335 |
| Q2 2023 | 326 |
| Q3 2023 | 316 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 188 | 135 |
| Q1 2023 | 192 | 136 |
| Q2 2023 | 179 | 159 |
| Q3 2023 | 169 | 161 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $44.5m | $5.7m | 0.13 |
| Q1 2023 | $37.9m | $3.2m | 0.08 |
| Q2 2023 | $21.8m | $5.3m | 0.24 |
| Q3 2023 | $40.5m | $11.8m | 0.29 |
Biggest buyers
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Added | +1.2m |
| Man Group plc | New | +1.1m |
| TWO SIGMA INVESTMENTS, LP | Added | +1.1m |
| TWO SIGMA ADVISERS, LP | Added | +1.1m |
| MONTANOVA CAPITAL, LLC | Added | +1.0m |
| GMT Capital Corp | New | +929.7k |
| MORGAN STANLEY | Added | +702.8k |
| California Public Employees Retirement System | Added | +667.8k |
| VANGUARD GROUP INC | Added | +589.6k |
| GOLDMAN SACHS GROUP INC | Added | +563.1k |
Biggest sellers
| Silicon Valley Community Foundation | Reduced | -16.4m |
| FMR LLC | Reduced | -3.5m |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | Reduced | -2.1m |
| MARSHALL WACE, LLP | Reduced | -1.6m |
| TimesSquare Capital Management, LLC | Sold out | -1.3m |
| Ensign Peak Advisors, Inc | Reduced | -719.7k |
| Vantage Consulting Group Inc | Reduced | -593.2k |
| Man Group plc | Sold out | -578.1k |
| Compound Global Advisors, LLC | Sold out | -543.9k |
| CITADEL ADVISORS LLC | Reduced | -532.3k |
Biggest calls
| Compound Global Advisors, LLC | New | $17.0m626.4k shares |
| Parallax Volatility Advisers, L.P. | Added | $4.3m160.0k shares |
| GROUP ONE TRADING LLC | Added | $4.1m150.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $3.7m137.5k shares |
| CAPITAL FUND MANAGEMENT S.A. | New | $3.3m120.7k shares |
| JANE STREET GROUP, LLC | Added | $2.7m101.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $2.5m92.2k shares |
| CITADEL ADVISORS LLC | Added | $1.9m69.8k shares |
| MILLENNIUM MANAGEMENT LLC | New | $683.9k25.2k shares |
| PEAK6 Investments LLC | Reduced | $206.3k7.6k shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $5.0m182.6k shares |
| CITADEL ADVISORS LLC | Added | $2.4m87.1k shares |
| CAPITAL FUND MANAGEMENT S.A. | New | $1.5m55.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.1m40.9k shares |
| JANE STREET GROUP, LLC | New | $968.9k35.7k shares |
| GROUP ONE TRADING LLC | Added | $816.9k30.1k shares |
| Parallax Volatility Advisers, L.P. | New | $67.8k2.5k shares |
| HighTower Advisors, LLC | Reduced | $210 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Legorreta Pablo G. 13D · may seek influence -1.0 pts · filed 2026-08-17 | 18.7% |
| MORGAN STANLEY 13G · institution filed 2025-08-05 | 9.2% |
| Capital International Investors 13G · institution +1.1 pts · filed 2026-05-14 | 8.8% |
| FMR LLC 13G · institution -2.6 pts · filed 2025-11-05 | 6.5% |
| BlackRock, Inc. 13G · institution new · filed 2025-02-04 | 5.7% |
Fell to 5% or below in the last year: Severgnini Achille G. (4.8%, 2026-06-16)
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2021 | 0 | — | 2 | $27.1m | — |
| Q1 2022 | 1 | $1.2m | 1 | $9.0m | — |
| Q2 2022 | 0 | — | 4 | $27.4m | — |
| Q3 2022 | 0 | — | 6 | $100.6m | — |
| Q4 2022 | 0 | — | 4 | $30.8m | — |
| Q1 2023 | 0 | — | 3 | $11.1m | — |
| Q2 2023 | 1 | $19.3m | 2 | $63.9m | — |
| Q3 2023 | 0 | — | 1 | $4.6m | $4.6m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-08-10 | Coyne Terrance P. EVP & CFO · By TPC RP 2021, LLC | Sold plan | $1.2m37.5k shares |
| 2023-08-09 | Coyne Terrance P. EVP & CFO · By TPC RP 2021, LLC | Sold plan | $1.2m37.5k shares |
| 2023-07-13 | Coyne Terrance P. EVP & CFO · By TPC RP 2021, LLC | Sold plan | $1.2m37.5k shares |
| 2023-07-12 | Coyne Terrance P. EVP & CFO · By TPC RP 2021, LLC | Sold plan | $1.2m37.5k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.13% of their portfolio | 48.1m $1.3bn | Added +702.8k |
| VANGUARD GROUP INC 0.03% of their portfolio | 39.4m $1.1bn | Added +589.6k |
| FMR LLC 0.07% of their portfolio | 30.4m $825.8m | Reduced -3.5m |
| BlackRock Inc. 0.02% of their portfolio | 20.6m $558.1m | Reduced -177.7k |
| BAILLIE GIFFORD & CO 0.45% of their portfolio | 18.2m $495.1m | Reduced -259.3k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.61% of their portfolio | 9.8m $267.1m | Added +1.2m |
| VIKING GLOBAL INVESTORS LP 1.04% of their portfolio | 9.5m $256.9m | Reduced -386.7k |
| JPMORGAN CHASE & CO 0.03% of their portfolio | 8.9m $241.2m | Added +151.4k |
| STATE STREET CORP 0.01% of their portfolio | 8.4m $228.7m | Added +238.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 6.1m $165.9m | Reduced -44.3k |
| GOLDMAN SACHS GROUP INC 0.03% of their portfolio | 4.2m $114.3m | Added +563.1k |
| NORGES BANK 0.02% of their portfolio | 4.1m $112.3m | Added +39.2k |
| MONTANOVA CAPITAL, LLC 6.01% of their portfolio | 4.1m $111.2m | Added +1.0m |
| Swedbank AB 0.20% of their portfolio | 4.0m $107.3m | Added +101.8k |
| Aberdeen Group plc 0.26% of their portfolio | 3.7m $100.6m | Reduced -169.5k |
| Siguler Guff Advisers, LLC 47.04% of their portfolio | 3.4m $92.1m | Unchanged |
| NORTHERN TRUST CORP 0.01% of their portfolio | 2.6m $70.5m | Added +224.3k |
| Legal & General Group Plc 0.02% of their portfolio | 2.5m $69.1m | Added +132.0k |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 2.4m $66.2m | Added +229.2k |
| JANUS HENDERSON GROUP PLC 0.04% of their portfolio | 2.2m $60.7m | Reduced -37.7k |
| TWO SIGMA INVESTMENTS, LP 0.17% of their portfolio | 2.2m $59.9m | Added +1.1m |
| California Public Employees Retirement System 0.05% of their portfolio | 2.0m $55.0m | Added +667.8k |
| TWO SIGMA ADVISERS, LP 0.14% of their portfolio | 2.0m $54.3m | Added +1.1m |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio | 2.0m $54.0m | Reduced -303.4k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.06% of their portfolio | 2.0m $53.0m | Added +39.0k |
| Mitsubishi UFJ Trust & Banking Corp 0.12% of their portfolio | 1.8m $49.6m | Added +301.7k |
| Qube Research & Technologies Ltd 0.14% of their portfolio | 1.7m $46.4m | Added +531.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 1.6m $44.8m | Added +173.3k |
| MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio | 1.6m $44.6m | Reduced -232.4k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.6m $44.5m | Reduced -4.7k |
| Amundi 0.02% of their portfolio | 1.6m $44.9m | Added +239.7k |
| GENERAL ATLANTIC, L.P. 0.63% of their portfolio | 1.5m $40.7m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.5m $40.6m | Reduced -51.3k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 1.3m $36.5m | Added +189.6k |
| Homestead Advisers Corp 1.01% of their portfolio | 1.3m $36.5m | Added +21.0k |
| BARCLAYS PLC 0.02% of their portfolio | 1.3m $35.7m | Added +210.4k |
| Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio | 1.3m $35.4m | Reduced -1.1k |
| Alyeska Investment Group, L.P. 0.23% of their portfolio | 1.2m $33.3m | Reduced -192.8k |
| Swiss National Bank 0.03% of their portfolio | 1.2m $33.3m | Reduced -134.8k |
| Man Group plc 0.10% of their portfolio | 1.1m $30.8m | New |
| Rokos Capital Management LLP 1.08% of their portfolio | 1.1m $29.6m | Reduced -225.0k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 1.0m $28.0m | Reduced -11.2k |
| EVENTIDE ASSET MANAGEMENT, LLC 0.49% of their portfolio | 1.0m $27.3m | Reduced -35.6k |
| Squarepoint Ops LLC 0.13% of their portfolio | 956.6k $26.0m | Added +521.2k |
| Handelsbanken Fonder AB 0.14% of their portfolio | 931.6k $25.3m | Added +140.3k |
| GMT Capital Corp 0.95% of their portfolio | 929.7k $25.2m | New |
| Marathon Asset Management Ltd 0.65% of their portfolio | 765.8k $20.8m | Reduced -37.3k |
| UBS Group AG 0.01% of their portfolio | 744.4k $20.2m | Added +54.7k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.03% of their portfolio | 742.2k $20.1m | Added +82.0k |
| Point72 Asset Management, L.P. 0.07% of their portfolio | 728.2k $19.8m | Added +198.0k |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 669.1k $18.2m | Reduced -2.5k |
| Pictet Asset Management Holding SA 0.02% of their portfolio | 660.5k $17.9m | First filing |
| AQR CAPITAL MANAGEMENT LLC 0.04% of their portfolio | 635.7k $17.0m | Added +448.1k |
| Invesco Ltd. 0.00% of their portfolio | 610.0k $16.6m | Reduced -79.9k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio | 595.4k $16.2m | Reduced -10.9k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.24% of their portfolio | 576.9k $15.7m | Reduced -43.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio | 541.4k $14.7m | Added +156.7k |
| NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio | 530.8k $14.4m | Added +1.9k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 501.9k $13.6m | Added +99.3k |
| GLENMEDE TRUST CO NA 0.08% of their portfolio | 501.7k $13.6m | Added +465.1k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 495.2k $13.4m | Reduced -351.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 483.2k $13.1m | Reduced -287.5k |
| DekaBank Deutsche Girozentrale 0.03% of their portfolio | 479.6k $13.2m | Added +5.6k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 461.3k $12.5m | Reduced -14.0k |
| Indie Asset Partners, LLC 11.85% of their portfolio | 433.0k $11.8m | Unchanged |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 431.5k $11.7m | Added +126.2k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio | 428.0k $11.6m | Reduced -58.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 414.3k $11.2m | Reduced -99.6k |
| Torray Investment Partners LLC 1.98% of their portfolio | 412.6k $11.2m | Reduced -1.2k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 405.0k $11.6m | Reduced -24.9k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 397.8k $10.8m | Reduced -28.8k |
| TWINBEECH CAPITAL LP 0.19% of their portfolio | 363.3k $9.9m | Reduced -46.4k |
| Silicon Valley Community Foundation 1.18% of their portfolio | 358.3k $9.7m | Reduced -16.4m |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio | 357.2k $9.7m | Reduced -2.1m |
| VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio | 338.9k $9.2m | Added +28.9k |
| COOPER INVESTORS PTY LTD 0.79% of their portfolio | 321.4k $9.9m | First filing |
| ROYAL LONDON ASSET MANAGEMENT LTD 0.03% of their portfolio | 318.5k $8.6m | Added +52.5k |
| Trexquant Investment LP 0.21% of their portfolio | 314.7k $8.5m | Reduced -143.6k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 309.1k $8.4m | Added +560 |
| Overbrook Management Corp 1.89% of their portfolio | 298.7k $8.1m | Reduced -255.0k |
| APG Asset Management N.V. 0.02% of their portfolio | 290.8k $7.9m | Reduced -34.5k |
| TD Asset Management Inc 0.01% of their portfolio | 290.5k $7.9m | Added +96.0k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.15% of their portfolio | 287.3k $7.8m | Reduced -46.4k |
| CITIGROUP INC 0.01% of their portfolio | 279.2k $7.6m | Added +32.6k |
| STOREBRAND ASSET MANAGEMENT AS 0.04% of their portfolio | 275.2k $7.5m | Reduced -48.4k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 268.1k $7.2m | Reduced -38.1k |
| S&CO INC 0.57% of their portfolio | 253.6k $6.9m | Added +29.4k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.30% of their portfolio | 248.4k $6.7m | Reduced -634 |
| Alaska Permanent Fund Corp 0.13% of their portfolio | 247.1k $6.7m | Reduced -165.6k |
| HighTower Advisors, LLC 0.01% of their portfolio | 231.1k $6.3m | Added +69.5k |
| Advanced Portfolio Management, LLC 5.45% of their portfolio | 230.0k $6.2m | Added +80.0k |
| Korea Investment CORP 0.02% of their portfolio | 226.7k $6.2m | Added +188.8k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 218.8k $5.9m | Reduced -3.4k |
| Cubist Systematic Strategies, LLC 0.07% of their portfolio | 214.4k $5.8m | Reduced -115.6k |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.02% of their portfolio | 209.6k $5.6m | Added +90.3k |
| TUDOR INVESTMENT CORP ET AL 0.08% of their portfolio | 208.9k $5.7m | Added +147.9k |
| TORONTO DOMINION BANK 0.00% of their portfolio | 206.0k $5.6m | New |
| Jump Financial, LLC 0.21% of their portfolio | 203.0k $5.5m | Reduced -253.3k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio | 202.7k $5.5m | Added +6.5k |
| State of New Jersey Common Pension Fund D 0.02% of their portfolio | 202.1k $5.5m | Added +5.5k |