SOCIETAL CDMO INC REPH
COM · Common Stock · CUSIP 75629F109
48
institutional holders
+5 vs Q2 2023
60.0m
shares reported held*
$28.1mreported value*
9 new
16 added
9 reduced
3 sold out
net bought ≈ $7.3m (+15.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.47. Options: 2 managers hold calls ($1.5k notional), 1 hold puts ($0).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 48 |
| Q1 2023 | 47 |
| Q2 2023 | 43 |
| Q3 2023 | 48 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 20 |
| Q1 2023 | 22 | 15 |
| Q2 2023 | 14 | 16 |
| Q3 2023 | 25 | 12 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $83.3k | $1.8k | 0.02 |
| Q1 2023 | $3.8k | $119 | 0.03 |
| Q2 2023 | $2.0k | $0 | 0.00 |
| Q3 2023 | $1.5k | $0 | 0.00 |
Biggest buyers
| First Light Asset Management, LLC | Added | +6.3m |
| Samjo Capital LLC | Added | +4.6m |
| Nantahala Capital Management, LLC | New | +1.2m |
| Driehaus Capital Management LLC | Added | +1.2m |
| ROYCE & ASSOCIATES LP | Added | +759.0k |
| Caligan Partners LP | Added | +612.5k |
| Clear Harbor Asset Management, LLC | Added | +596.9k |
| VANGUARD GROUP INC | Added | +260.1k |
| HighMark Wealth Management LLC | Added | +156.0k |
| AWM Investment Company, Inc. | Added | +140.0k |
Biggest sellers
| STEPHENS INC /AR/ | Reduced | -110.2k |
| Squarepoint Ops LLC | Sold out | -89.5k |
| GOLDMAN SACHS GROUP INC | Sold out | -45.2k |
| PRUDENTIAL FINANCIAL INC | Sold out | -34.2k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -33.8k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -31.2k |
| First Eagle Investment Management, LLC | Reduced | -20.3k |
| CITADEL ADVISORS LLC | Reduced | -17.9k |
| BlackRock Inc. | Reduced | -15.2k |
| Amplius Wealth Advisors, LLC | Reduced | -1.0k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $1.5k3.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| First Light Asset Management, LLC 0.88% of their portfolio | 19.7m $9.2m | Added +6.3m |
| AWM Investment Company, Inc. 0.71% of their portfolio | 10.3m $4.8m | Added +140.0k |
| Samjo Capital LLC 1.48% of their portfolio | 8.0m $3.8m | Added +4.6m |
| Driehaus Capital Management LLC 0.03% of their portfolio | 4.2m $2.0m | Added +1.2m |
| ROYCE & ASSOCIATES LP 0.02% of their portfolio | 3.3m $1.5m | Added +759.0k |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.1m $1.4m | Added +260.1k |
| Caligan Partners LP 0.41% of their portfolio | 1.7m $794.2k | Added +612.5k |
| First Eagle Investment Management, LLC 0.00% of their portfolio | 1.6m $765.1k | Reduced -20.3k |
| Alyeska Investment Group, L.P. 0.01% of their portfolio | 1.6m $749.4k | Unchanged |
| Nantahala Capital Management, LLC 0.07% of their portfolio | 1.2m $586.2k | New |
| Clear Harbor Asset Management, LLC 0.05% of their portfolio | 938.8k $440.3k | Added +596.9k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 836.0k $392.0k | Reduced -31.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 790.2k $370.7k | Added +30.5k |
| HighMark Wealth Management LLC 0.19% of their portfolio | 485.0k $227.5k | Added +156.0k |
| KORNITZER CAPITAL MANAGEMENT INC /KS 0.00% of their portfolio | 350.0k $164.2k | Unchanged |
| STEPHENS INC /AR/ 0.00% of their portfolio | 313.2k $146.9k | Reduced -110.2k |
| BlackRock Inc. 0.00% of their portfolio | 271.5k $127.3k | Reduced -15.2k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 249.6k $117.1k | Unchanged |
| TITLEIST ASSET MANAGEMENT, LLC 0.02% of their portfolio | 210.1k $98.6k | Added +38.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 138.4k $64.9k | Added +262 |
| STATE STREET CORP 0.00% of their portfolio | 126.9k $59.5k | Added +7.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 66.5k $31.2k | Reduced -17.9k |
| HOURGLASS CAPITAL, LLC 0.01% of their portfolio | 60.0k $28.1k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 56.3k $26.4k | Unchanged |
| Amplius Wealth Advisors, LLC 0.00% of their portfolio | 47.8k $22.4k | Reduced -1.0k |
| EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio | 46.7k $21.9k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 37.0k $17.4k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 31.9k $15.0k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 24.8k $11.6k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 23.6k $11.1k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 22.1k $10.3k | Added +8.9k |
| Weaver Consulting Group 0.00% of their portfolio | 20.2k $9.5k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 15.1k $6.8k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 13.4k $6.3k | Reduced -33.8k |
| WYNNEFIELD CAPITAL INC 0.00% of their portfolio | 13.0k $6.1k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 12.6k $6.0k | New |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 12.0k $5.6k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.8k $6.0k | New |
| DIMENSION CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 10.6k $5.0k | Reduced -1 |
| UBS Group AG 0.00% of their portfolio | 8.2k $3.8k | New |
| Sandy Spring Bank 0.00% of their portfolio | 2.0k $939 | New |
| Bull Oak Capital, LLC 0.00% of their portfolio | 1.5k $704 | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 770 $361 | Added +20 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 332 $0 | Added +62 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 257 $121 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 200 $94 | Reduced -215 |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 5 $3 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |