LISTED FD TR BETZ
ROUNDHILL SPORTS · ETP · CUSIP 53656F789
54
institutional holders
-4 vs Q2 2023
711.2k
shares reported held*
$11.6mreported value*
5 new
6 added
18 reduced
9 sold out
net sold ≈ $3.3m (-217.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.34. Options: 3 managers hold calls ($1.0m notional), 0 hold puts (—).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 66 |
| Q4 2022 | 64 |
| Q1 2023 | 59 |
| Q2 2023 | 58 |
| Q3 2023 | 54 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 25 | 26 |
| Q1 2023 | 13 | 25 |
| Q2 2023 | 15 | 20 |
| Q3 2023 | 11 | 27 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $410.7k | $8.6k | 0.02 |
| Q1 2023 | $3.1m | $13.0k | 0.00 |
| Q2 2023 | $2.4m | $22.8k | 0.01 |
| Q3 2023 | $1.0m | $0 | 0.00 |
Biggest buyers
| Strategic Investment Solutions, Inc. /IL | Added | +100.2k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +48.8k |
| OLD MISSION CAPITAL LLC | New | +48.6k |
| Sunbelt Securities, Inc. | Added | +10.5k |
| Spire Wealth Management | Added | +2.0k |
| Qube Research & Technologies Ltd | New | +1.0k |
| Parallel Advisors, LLC | New | +825 |
| Cambridge Investment Research Advisors, Inc. | Added | +312 |
| HighTower Advisors, LLC | Added | +156 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +36 |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -260.4k |
| GREENWOOD CAPITAL ASSOCIATES LLC | Sold out | -68.5k |
| FLOW TRADERS U.S. LLC | Sold out | -40.0k |
| BANK OF MONTREAL /CAN/ | Reduced | -15.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -13.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Sold out | -11.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -6.2k |
| UBS Group AG | Sold out | -3.7k |
| ROYAL BANK OF CANADA | Reduced | -3.3k |
| Janney Montgomery Scott LLC | Reduced | -1.6k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $574.3k36.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $434.8k27.4k shares |
| Cutler Group LLC / CA | Added | $0300 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| JANE STREET GROUP, LLC 0.00% of their portfolio | 195.4k $3.1m | Reduced -260.4k |
| Strategic Investment Solutions, Inc. /IL 0.02% of their portfolio | 101.9k $1.8m | Added +100.2k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 59.3k $1.1m | Reduced -15.0k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 48.8k $774.7k | New |
| OLD MISSION CAPITAL LLC 0.03% of their portfolio | 48.6k $771.2k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 46.5k $738.0k | Reduced -1.6k |
| WR Wealth Planners, LLC 0.23% of their portfolio | 37.9k $600.5k | Reduced -74 |
| LPL Financial LLC 0.00% of their portfolio | 33.9k $537.9k | Reduced -1.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 30.7k $487.0k | Reduced -3.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.5k $342.0k | Added +312 |
| HighTower Advisors, LLC 0.00% of their portfolio | 18.6k $293.0k | Added +156 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.5k $183.0k | Reduced -13.1k |
| Sunbelt Securities, Inc. 0.02% of their portfolio | 10.6k $167.8k | Added +10.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.0k $158.7k | Reduced -75 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 7.7k $122.4k | Reduced -150 |
| VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio | 5.1k $80.0k | Reduced -600 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 4.1k $65.6k | Added +36 |
| CWM, LLC 0.00% of their portfolio | 4.1k $64.0k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 2.2k $34.6k | Added +2.0k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.9k $29.4k | Reduced -913 |
| MORGAN STANLEY 0.00% of their portfolio | 1.8k $29.0k | Reduced -507 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.0k $16.6k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 851 $13.5k | Reduced -851 |
| Parallel Advisors, LLC 0.00% of their portfolio | 825 $13.1k | New |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 756 $12.0k | Unchanged |
| Cape Investment Advisory, Inc. 0.01% of their portfolio | 602 $9.5k | Unchanged |
| Stephens Consulting, LLC 0.00% of their portfolio | 563 $8.9k | Reduced -350 |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 500 $7.9k | Unchanged |
| Cutler Group LLC / CA 0.00% of their portfolio | 462 $7.0k | Reduced -400 |
| TOMPKINS FINANCIAL CORP 0.00% of their portfolio | 400 $6.3k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 325 $5.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 300 $4.8k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 300 $4.0k | First filing |
| NewEdge Advisors, LLC 0.00% of their portfolio | 268 $4.3k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 259 $4.1k | Unchanged |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 210 $3.0k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 200 $3.2k | Reduced -6.2k |
| North Star Investment Management Corp. 0.00% of their portfolio | 200 $3.2k | Unchanged |
| Center for Financial Planning, Inc. 0.00% of their portfolio | 175 $2.8k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 151 $2.4k | Reduced -165 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 145 $2.3k | Unchanged |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 126 $2.0k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 100 $1.6k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 100 $1.6k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 82 $1.3k | Unchanged |
| Glassman Wealth Services 0.00% of their portfolio | 64 $1.0k | Unchanged |
| Centerpoint Advisors, LLC 0.00% of their portfolio | 62 $1.0k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio | 60 $952 | Unchanged |
| Abound Wealth Management 0.00% of their portfolio | 30 $476 | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 22 $349 | Unchanged |
| Hexagon Capital Partners LLC 0.00% of their portfolio | 5 $79 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $16 | Reduced -10 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 1 $16 | New |
| Tyler-Stone Wealth Management 0.00% of their portfolio | 1 $0 | Unchanged |