Vault-13

ISHARES TR IJJ

S&P MC 400VL ETF · ETP · CUSIP 464287705

667 institutional holders -13 vs Q2 2023
44,429,29044.4m shares reported held*
$4.5bnreported value*
39 new 162 added 236 reduced 48 sold out net sold ≈ $124.1m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $101.05. Options: 14 managers hold calls ($10.1bn notional), 1 hold puts ($353.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 629Q4 22: 690Q1 23: 684Q2 23: 680Q3 23: 667667Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022629
Q4 2022690
Q1 2023684
Q2 2023680
Q3 2023667

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 291 bought or addedQ4 22: 240 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 285 cut or sold outQ1 23Q2 23: 244 bought or addedQ2 23: 291 cut or sold outQ2 23Q3 23: 201 bought or addedQ3 23: 284 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022291240
Q1 2023260285
Q2 2023244291
Q3 2023201284

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5bn$10bn$15bnQ4 22 calls: $7.5bnQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $8.7bnQ1 23 puts: $544.7kQ1 23P/C 0.00Q2 23 calls: $11.6bnQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $10.1bnQ3 23 puts: $353.3kQ3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$7.5bn$00.00
Q1 2023$8.7bn$544.7k0.00
Q2 2023$11.6bn$00.00
Q3 2023$10.1bn$353.3k0.00

Biggest buyers

LPL Financial LLC Added +266,162+266.2k
World Investment Advisors Added +159,967+160.0k
Wealth Advisory Solutions, LLC Added +152,154+152.2k
COMERICA BANK New +133,306+133.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +97,256+97.3k
Arax Advisory Partners Added +91,417+91.4k
Wealthspire Advisors, LLC Added +70,863+70.9k
Cullen/Frost Bankers, Inc. Added +61,449+61.4k
First Heartland Consultants, Inc. Added +52,652+52.7k
HighTower Advisors, LLC Added +25,375+25.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -362,003-362.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -268,446-268.4k
WELLS FARGO & COMPANY/MN Reduced -185,879-185.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -164,281-164.3k
FMR LLC Reduced -132,369-132.4k
JSF Financial, LLC Reduced -118,687-118.7k
Lido Advisors, LLC Reduced -113,266-113.3k
MORGAN STANLEY Reduced -94,877-94.9k
Composition Wealth, LLC Reduced -88,393-88.4k
Raymond James Financial Services Advisors, Inc. Reduced -82,713-82.7k

Biggest calls

CTC LLC Reduced $2.7bn151.4k shares
JANE STREET GROUP, LLC Added $2.5bn17.8m shares
Optiver Holding B.V. Added $2.0bn11.2m shares
IMC-Chicago, LLC Added $1.1bn6.6m shares
JPMORGAN CHASE & CO Reduced $1.1bn9.9m shares
Twin Tree Management, LP Reduced $546.1m4.2m shares
PICTON MAHONEY ASSET MANAGEMENT Reduced $99.0m560.0k shares
Maven Securities LTD Added $48.3m328.6k shares
SG Americas Securities, LLC Added $39.3m6.4m shares
HRT FINANCIAL LP New $8.2m48.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $353.3k3.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2026-05-06 6.8% 4.1m≈ $604.9m 2026-05-06

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,118,7294.1m $415.7m $415.7m 0.04% Reduced -94.9k -94,877
2 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 4,007,6284.0m $404.5m $404.5m 0.13% Reduced -185.9k -185,879
3 FMR LLC 0.03% of their portfolio BOSTON, MA 3,349,7783.3m $338.1m $338.1m 0.03% Reduced -132.4k -132,369
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 2,273,4722.3m $229.5m $229.5m 0.03% Reduced -362.0k -362,003
5 UBS Group AG 0.09% of their portfolio ZURICH, V8 1,911,6061.9m $192.9m $192.9m 0.09% Added +21.0k +21,036
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 1,712,2331.7m $172.8m $172.8m 0.08% Reduced -164.3k -164,281
7 PNC Financial Services Group, Inc. 0.12% of their portfolio Pittsburgh, PA 1,365,8011.4m $137.9m $137.9m 0.12% Added +6.9k +6,936
8 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,140,4421.1m $115.1m $115.1m 0.04% Reduced -32.1k -32,129
9 D.A. DAVIDSON & CO. 0.96% of their portfolio GREAT FALLS, MT 874,999875.0k $88.3m $88.3m 0.96% Added +10.1k +10,137
10 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 854,347854.3k $86.2m $86.2m 0.06% Added +266.2k +266,162
11 Financial Engines Advisors L.L.C. 0.21% of their portfolio SANTA CLARA, CA 797,679797.7k $81.0m $81.0m 0.21% Reduced -18.5k -18,508
12 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 742,308742.3k $74.9m $74.9m 0.02% Reduced -51.2k -51,247
13 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 700,323700.3k $70.7m $70.7m 0.06% Reduced -13.7k -13,726
14 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 663,164663.2k $66.9m $66.9m 0.01% Reduced -6.0k -5,971
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 591,058591.1k $59.7m $59.7m 0.08% Reduced -6.1k -6,137
16 Evensky & Katz LLC 5.01% of their portfolio CORAL GABLES, FL 581,272581.3k $58.7m $58.7m 5.01% Reduced -45.9k -45,865
17 Cullen/Frost Bankers, Inc. 0.86% of their portfolio San Antonio, TX 489,329489.3k $49.4m $49.4m 0.86% Added +61.4k +61,449
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 470,249470.2k $47.5m $47.5m 0.01% Reduced -17.7k -17,714
19 Wilmington Savings Fund Society, FSB 1.92% of their portfolio WILMINGTON, DE 433,208433.2k $43.7m $43.7m 1.92% Reduced -30.9k -30,860
20 GW HENSSLER & ASSOCIATES LTD 2.78% of their portfolio KENNESAW, GA 402,826402.8k $40.7m $40.7m 2.78% Added +5.9k +5,939
21 Willis Johnson & Associates, Inc. 4.29% of their portfolio Houston, TX 396,404396.4k $40.0m $40.0m 4.29% Added +3.2k +3,209
22 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 358,017358.0k $36.1m $36.1m 0.10% Added +8.8k +8,820
23 MAI Capital Management 0.53% of their portfolio INDEPENDENCE, OH 353,008353.0k $35.6m $35.6m 0.53% Added +3.5k +3,486
24 BOKF, NA 0.70% of their portfolio TULSA, OK 334,791334.8k $31.8m $31.8m 0.70% Reduced -4.9k -4,948
25 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 326,424326.4k $32.9m $32.9m 0.06% Reduced -10.2k -10,223
26 Wealth Advisory Solutions, LLC 6.55% of their portfolio ZIONSVILLE, IN 311,393311.4k $33.5m $33.5m 6.55% Added +152.2k +152,154
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 303,135303.1k $30.6m $30.6m 0.00% Added +7.4k +7,430
28 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 280,720280.7k $28.4m $28.4m 0.04% Reduced -44.7k -44,686
29 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 276,225276.2k $27.9m $27.9m 0.04% Reduced -8.3k -8,331
30 Smith Anglin Financial, LLC 3.26% of their portfolio DALLAS, TX 265,789265.8k $26.8m $26.8m 3.26% Added +17.6k +17,636
31 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 260,674260.7k $26.3m $26.3m 0.05% Reduced -268.4k -268,446
32 PATHSTONE FAMILY OFFICE, LLC 0.20% of their portfolio ENGLEWOOD, NJ 255,717255.7k $25.8m $25.8m 0.20% Added +2.2k +2,248
33 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 242,973243.0k $24.7m $24.7m 0.12% Reduced -30.1k -30,105
34 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.32% of their portfolio CHICAGO, IL 238,835238.8k $24.1m $24.1m 0.32% Unchanged
35 Alesco Advisors, LLC, An ESL Co 0.89% of their portfolio Pittsford, NY 228,447228.4k $23.1m $23.1m 0.89% Reduced -5.2k -5,174
36 1834 INVESTMENT ADVISORS CO 2.71% of their portfolio Milwaukee, WI 215,590215.6k $21.8m $21.8m 2.71% Reduced -16.5k -16,475
37 COURIER CAPITAL LLC 1.76% of their portfolio BUFFALO, NY 210,519210.5k $21.2m $21.2m 1.76% Added +1.5k +1,508
38 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 196,998197.0k $19.9m $19.9m 0.08% Added +5.9k +5,937
39 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 195,633195.6k $19.8m $19.8m 0.04% Added +25.4k +25,375
40 Arax Advisory Partners 2.37% of their portfolio NEW YORK, NY 188,243188.2k $19.0m $19.0m 2.37% Added +91.4k +91,417
41 Equitable Holdings, Inc. 0.27% of their portfolio NEW YORK, NY 187,297187.3k $18.9m $18.9m 0.27% Added +1.0k +1,018
42 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 185,121185.1k $18.7m $18.7m 0.09% Reduced -5.7k -5,742
43 Salomon & Ludwin, LLC 1.92% of their portfolio RICHMOND, VA 182,686182.7k $18.4m $18.4m 1.92% Reduced -863 -863
44 World Investment Advisors 3.63% of their portfolio LINCROFT, NJ 180,464180.5k $18.3m $18.3m 3.63% Added +160.0k +159,967
45 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 174,544174.5k $18.7m $18.7m 0.01% Reduced -38.2k -38,250
46 Lido Advisors, LLC 0.19% of their portfolio Los Angeles, CA 169,680169.7k $17.1m $17.1m 0.19% Reduced -113.3k -113,266
47 SPC Financial, Inc. 1.90% of their portfolio ROCKVILLE, MD 168,075168.1k $17.0m $17.0m 1.90% Reduced -407 -407
48 Mariner, LLC 0.04% of their portfolio Overland Park, KS 165,661165.7k $16.7m $16.7m 0.04% Added +23.4k +23,445
49 Key Bridge Compliance, LLC 4.96% of their portfolio COVINGTON, KY 156,930156.9k $15.8m $15.8m 4.96% First filing
50 FIRST MERCHANTS CORP 1.35% of their portfolio Muncie, IN 150,070150.1k $15.1m $15.1m 1.35% Reduced -7.9k -7,888
51 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 148,919148.9k $15.0m $15.0m 0.03% Reduced -82.7k -82,713
52 Rehmann Capital Advisory Group 1.32% of their portfolio LANSING, MI 140,686140.7k $14.2m $14.2m 1.32% Added +13.7k +13,738
53 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 139,387139.4k $14.1m $14.1m 0.06% Reduced -29.6k -29,625
54 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 138,123138.1k $13.9m $13.9m 0.02% Reduced -74.2k -74,241
55 JMAC ENTERPRISES LLC 3.38% of their portfolio NEWTOWN, PA 135,806135.8k $13.7m $13.7m 3.38% Added +4.3k +4,309
56 COMERICA BANK 0.07% of their portfolio DALLAS, TX 133,306133.3k $13.5m $13.5m 0.07% New
57 Lutz Financial Services LLC 1.42% of their portfolio OMAHA, NE 129,223129.2k $13.0m $13.0m 1.42% Reduced -1.4k -1,356
58 Capital Advisors, Ltd. LLC 1.95% of their portfolio SHAKER HEIGHTS, OH 126,291126.3k $12.7m $12.7m 1.95% Added +82 +82
59 Sterling Financial Planning, Inc. 6.50% of their portfolio SPARTA, NJ 125,713125.7k $12.7m $12.7m 6.50% Added +1.7k +1,674
60 Texas Yale Capital Corp. 0.52% of their portfolio ST. PETERSBURG, FL 115,068115.1k $11.6m $11.6m 0.52% Reduced -57 -57
61 GHP Investment Advisors, Inc. 0.68% of their portfolio Denver, CO 114,784114.8k $11.2m $11.2m 0.68% Reduced -33 -33
62 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 110,555110.6k $11.2m $11.2m 0.03% Reduced -14.1k -14,107
63 Ellis Investment Partners, LLC 2.85% of their portfolio Berwyn, PA 109,831109.8k $11.1m $11.1m 2.85% Added +53 +53
64 Blue Edge Capital, LLC 2.26% of their portfolio RICHMOND, VA 106,621106.6k $10.8m $10.8m 2.26% Reduced -1.8k -1,831
65 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 106,078106.1k $10.7m $10.7m 0.05% Reduced -48.6k -48,578
66 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 105,723105.7k $10.7m $10.7m 0.05% First filing
67 ETF Portfolio Partners, Inc. 3.88% of their portfolio LEAWOOD, KS 104,269104.3k $10.5m $10.5m 3.88% Reduced -176 -176
68 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 103,747103.7k $10.5m $10.5m 0.16% Added +385 +385
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 99,44499.4k $10.0m $10.0m 0.03% Added +97.3k +97,256
70 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 97,72397.7k $9.9m $9.9m 0.02% Added +2.1k +2,084
71 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 92,26992.3k $9.3m $9.3m 0.02% Reduced -3.6k -3,628
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.92% of their portfolio CEDAR RAPIDS, IA 90,86190.9k $9.2m $9.2m 0.92% Added +3.0k +2,963
73 Flaharty Asset Management, LLC 1.53% of their portfolio CLEARWATER, FL 90,47090.5k $9.1m $9.1m 1.53% Added +3.0k +3,044
74 Asset Management Group, Inc. 1.99% of their portfolio STAMFORD, CT 89,78589.8k $9.1m $9.1m 1.99% Reduced -404 -404
75 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 89,29589.3k $9.0m $9.0m 0.04% Reduced -473 -473
76 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 83,86683.9k $8.5m $8.5m 0.14% Added +70.9k +70,863
77 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 81,15081.2k $8.2m $8.2m 0.08% Added +9.7k +9,739
78 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 79,21279.2k $8.0m $8.0m 0.02% Reduced -22 -22
79 First Heartland Consultants, Inc. 1.01% of their portfolio LAKE ST. LOUIS, MO 79,17279.2k $8.0m $8.0m 1.01% Added +52.7k +52,652
80 Ullmann Wealth Partners Group, LLC 1.49% of their portfolio JACKSONVILLE BEACH, FL 79,01179.0k $8.0m $8.0m 1.49% Reduced -13.1k -13,064
81 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 73,62173.6k $7.5m $7.5m 0.10% Added +7.2k +7,154
82 Mill Creek Capital Advisors, LLC 0.24% of their portfolio Conshohocken, PA 72,26872.3k $7.3m $7.3m 0.24% Reduced -3.1k -3,150
83 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 71,89071.9k $7.3m $7.3m 0.07% Added +706 +706
84 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 71,30971.3k $7.2m $7.2m 0.06% Reduced -3.2k -3,216
85 FIRST HAWAIIAN BANK 0.24% of their portfolio HONOLULU, HI 70,48170.5k $7.1m $7.1m 0.24% Reduced -914 -914
86 GREENUP STREET WEALTH MANAGEMENT LLC 2.30% of their portfolio OVERLAND PARK, KS 69,69069.7k $7.0m $7.0m 2.30% Added +12.5k +12,465
87 Cassaday & Co Wealth Management LLC 0.29% of their portfolio MCLEAN, VA 69,39869.4k $7.0m $7.0m 0.29% Reduced -1.5k -1,504
88 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 66,68966.7k $6.7m $6.7m 0.03% Reduced -6.8k -6,831
89 Betterment LLC 0.02% of their portfolio NEW YORK, NY 66,27266.3k $6.7m $6.7m 0.02% Added +1.4k +1,368
90 CHILTON INVESTMENT CO INC. 0.20% of their portfolio STAMFORD, CT 63,07363.1k $6.4m $6.4m 0.20% Unchanged
91 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 62,34262.3k $6.3m $6.3m 0.03% Reduced -6.6k -6,614
92 Merriman Wealth Management, LLC 0.33% of their portfolio SEATTLE, WA 62,26162.3k $6.3m $6.3m 0.33% Reduced -1.3k -1,287
93 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 61,87161.9k $6.2m $6.2m 0.02% Reduced -5.7k -5,656
94 Omega Financial Group, LLC 3.05% of their portfolio Santa Barbara, CA 61,83961.8k $6.2m $6.2m 3.05% Reduced -881 -881
95 Bryn Mawr Trust Advisors, LLC 0.39% of their portfolio PHILADELPHIA, PA 59,65759.7k $6.0m $6.0m 0.39% Added +18.3k +18,334
96 MONETA GROUP INVESTMENT ADVISORS LLC 0.14% of their portfolio ST LOUIS, MO 59,10459.1k $6.0m $6.0m 0.14% Added +4.2k +4,199
97 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 58,73458.7k $5.9m $5.9m 0.04% Reduced -11.6k -11,555
98 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 57,90857.9k $5.8m $5.8m 0.05% Added +2.6k +2,559
99 LMG Wealth Partners, LLC 1.77% of their portfolio SHREVEPORT, LA 57,49657.5k $5.8m $5.8m 1.77% Added +756 +756
100 Asset Dedication, LLC 0.49% of their portfolio SAN FRANCISCO, CA 56,47956.5k $5.7m $5.7m 0.49% Reduced -718 -718