Vault-13

ISHARES TR OEF

S&P 100 ETF · ETP · CUSIP 464287101

567 institutional holders +14 vs Q2 2023
25,911,97725.9m shares reported held*
$5.2bnreported value*
50 new 139 added 159 reduced 35 sold out net sold ≈ $120.8m (-668.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $200.90. Options: 7 managers hold calls ($66.5m notional), 3 hold puts ($12.3m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 475Q4 22: 504Q1 23: 516Q2 23: 553Q3 23: 567567Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022475
Q4 2022504
Q1 2023516
Q2 2023553
Q3 2023567

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 168 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 185 bought or addedQ2 23: 195 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 194 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022168204
Q1 2023169221
Q2 2023185195
Q3 2023189194

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $176.2mQ4 22 puts: $14.5mQ4 22P/C 0.08Q1 23 calls: $90.8mQ1 23 puts: $46.0mQ1 23P/C 0.51Q2 23 calls: $59.7mQ2 23 puts: $15.8mQ2 23P/C 0.26Q3 23 calls: $66.5mQ3 23 puts: $12.3mQ3 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q4 2022$176.2m$14.5m0.08
Q1 2023$90.8m$46.0m0.51
Q2 2023$59.7m$15.8m0.26
Q3 2023$66.5m$12.3m0.19

Biggest buyers

Merriman Wealth Management, LLC New +699,984+700.0k
OLD NATIONAL BANCORP /IN/ Added +231,958+232.0k
FIFTH THIRD BANCORP Added +79,463+79.5k
PATHSTONE FAMILY OFFICE, LLC Added +67,019+67.0k
TWO SIGMA INVESTMENTS, LP Added +64,500+64.5k
One Capital Management, LLC Added +51,662+51.7k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Added +33,673+33.7k
LPL Financial LLC Added +33,175+33.2k
Financial Partners Group, Inc Added +31,626+31.6k
ARCADIA INVESTMENT ADVISORS LLC Added +29,352+29.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,607,994-1.6m
CM WEALTH ADVISORS LLC Reduced -90,928-90.9k
Activest Wealth Management Sold out -87,637-87.6k
BANK OF AMERICA CORP /DE/ Reduced -78,982-79.0k
JONES FINANCIAL COMPANIES LLLP Reduced -72,866-72.9k
Veritable, L.P. Sold out -67,259-67.3k
IFP Advisors, Inc Reduced -65,214-65.2k
Bricktown Capital, LLC Reduced -49,000-49.0k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -34,992-35.0k
UBS Group AG Reduced -30,156-30.2k

Biggest calls

Capital Markets Trading UK LLP Reduced $28.7m1.1m shares
SUMMIT SECURITIES GROUP LLC Added $19.5m9.7k shares
CITADEL ADVISORS LLC Added $9.2m45.7k shares
JANE STREET GROUP, LLC Added $6.4m59.3k shares
Maven Securities LTD Added $2.6m13.2k shares
Cutler Group LLC / CA Reduced $74.0k4.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUMMIT SECURITIES GROUP LLC Added $12.1m6.0k shares
CITADEL ADVISORS LLC Reduced $280.9k1.4k shares
Cutler Group LLC / CA Added $4.0k3.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.13% of their portfolio CHARLOTTE, NC 5,229,4555.2m $1.0bn $1.0bn 0.13% Reduced -79.0k -78,982
2 FIFTH THIRD BANCORP 1.97% of their portfolio CINCINNATI, OH 2,120,3742.1m $425.4m $425.4m 1.97% Added +79.5k +79,463
3 JONES FINANCIAL COMPANIES LLLP 0.64% of their portfolio DES PERES, MO 1,933,4771.9m $387.9m $387.9m 0.64% Reduced -72.9k -72,866
4 Cresset Asset Management, LLC 1.71% of their portfolio Chicago, IL 1,229,2261.2m $246.7m $246.7m 1.71% Reduced -3.9k -3,895
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,067,5181.1m $214.2m $214.2m 0.02% Added +14.8k +14,774
6 IEQ CAPITAL, LLC 3.84% of their portfolio Foster City, CA 939,844939.8k $188.6m $188.6m 3.84% Added +961 +961
7 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 906,071906.1k $181.8m $181.8m 0.05% Added +2.1k +2,117
8 Merriman Wealth Management, LLC 7.27% of their portfolio SEATTLE, WA 699,984700.0k $140.6m $140.6m 7.27% New
9 UBS Group AG 0.06% of their portfolio ZURICH, V8 605,486605.5k $121.5m $121.5m 0.06% Reduced -30.2k -30,156
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 499,239499.2k $100.2m $100.2m 0.03% Added +10.8k +10,783
11 EVOKE WEALTH, LLC 3.32% of their portfolio Los Angeles, CA 468,720468.7k $94.4m $94.4m 3.32% Reduced -1.3k -1,293
12 BlackRock Inc. 0.00% of their portfolio New York, NY 452,880452.9k $90.9m $90.9m 0.00% Added +10.5k +10,482
13 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 399,706399.7k $80.2m $80.2m 0.07% Added +10.7k +10,717
14 Relative Value Partners Group, LLC 5.34% of their portfolio NORTHBROOK, IL 396,128396.1k $79.5m $79.5m 5.34% Reduced -14.7k -14,709
15 OLD NATIONAL BANCORP /IN/ 1.94% of their portfolio EVANSVILLE, IN 334,226334.2k $67.1m $67.1m 1.94% Added +232.0k +231,958
16 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 319,228319.2k $64.0m $64.0m 0.04% Added +33.2k +33,175
17 OAKWORTH CAPITAL, INC. 4.51% of their portfolio BIRMINGHAM, AL 247,191247.2k $49.6m $49.6m 4.51% Reduced -10.5k -10,461
18 J.P. Morgan Private Wealth Advisors LLC 0.13% of their portfolio SAN FRANCISCO, CA 231,765231.8k $46.5m $46.5m 0.13% Added +10.0k +9,962
19 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 209,253209.3k $42.0m $42.0m 0.08% Reduced -3.3k -3,255
20 CM WEALTH ADVISORS LLC 17.04% of their portfolio BEACHWOOD, OH 207,981208.0k $44.2m $44.2m 17.04% Reduced -90.9k -90,928
21 AGF MANAGEMENT LTD 0.28% of their portfolio TORONTO, A6 193,750193.8k $38.9m $38.9m 0.28% Reduced -810 -810
22 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 184,087184.1k $36.9m $36.9m 0.05% Added +5.9k +5,918
23 SIGNATUREFD, LLC 0.95% of their portfolio ATLANTA, GA 182,149182.1k $36.5m $36.5m 0.95% Reduced -4.6k -4,585
24 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 166,983167.0k $35.4m $35.4m 0.01% Added +128 +128
25 FMR LLC 0.00% of their portfolio BOSTON, MA 163,892163.9k $32.9m $32.9m 0.00% Reduced -1.6k -1,569
26 Mariner, LLC 0.09% of their portfolio Overland Park, KS 159,013159.0k $31.9m $31.9m 0.09% Added +15.8k +15,756
27 Bluespring Wealth Management, LLC 3.42% of their portfolio AUSTIN, TX 128,785128.8k $25.9m $25.9m 3.42% Reduced -1.7k -1,667
28 Financial Partners Group, Inc 5.44% of their portfolio Overland Park, KS 128,098128.1k $26.4m $26.4m 5.44% Added +31.6k +31,626
29 First Pacific Financial 10.89% of their portfolio VANCOUVER, WA 121,777121.8k $24.4m $24.4m 10.89% Reduced -3.0k -2,980
30 Abbrea Capital, LLC 3.85% of their portfolio Greenbrae, CA 120,167120.2k $24.2m $24.2m 3.85% Added +484 +484
31 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 118,076118.1k $23.7m $23.7m 0.01% Added +8.4k +8,418
32 VICUS CAPITAL 2.47% of their portfolio STATE COLLEGE, PA 117,479117.5k $23.6m $23.6m 2.47% Added +4.2k +4,153
33 Dakota Wealth Management 1.01% of their portfolio PALM BEACH GARDENS, FL 114,502114.5k $23.0m $23.0m 1.01% Reduced -9.7k -9,661
34 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 113,553113.6k $22.8m $22.8m 0.09% Reduced -1.5k -1,509
35 Dorsey & Whitney Trust CO LLC 1.91% of their portfolio SIOUX FALLS, SD 109,490109.5k $22.0m $22.0m 1.91% Unchanged
36 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 108,700108.7k $21.8m $21.8m 0.06% Added +64.5k +64,500
37 Steward Partners Investment Advisory, LLC 0.32% of their portfolio STAMFORD, CT 105,159105.2k $21.1m $21.1m 0.32% Reduced -2.4k -2,448
38 PATHSTONE FAMILY OFFICE, LLC 0.16% of their portfolio ENGLEWOOD, NJ 101,889101.9k $20.4m $20.4m 0.16% Added +67.0k +67,019
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101,225101.2k $20.3m $20.3m 0.00% Reduced -1.6m -1,607,994
40 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 100,028100.0k $20.1m $20.1m 0.01% Reduced -13.9k -13,895
41 Amplius Wealth Advisors, LLC 2.61% of their portfolio BLUE BELL, PA 97,06397.1k $19.5m $19.5m 2.61% Reduced -62 -62
42 Altus Wealth Management, LLC 13.41% of their portfolio FT MITCHELL, KY 96,23096.2k $19.3m $19.3m 13.41% Added +2.9k +2,917
43 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 86,75286.8k $17.4m $17.4m 0.04% Added +5.3k +5,292
44 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 83,15783.2k $16.7m $16.7m 0.01% Reduced -5.2k -5,241
45 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 77,24177.2k $15.5m $15.5m 0.01% Added +24.0k +24,012
46 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 76,85676.9k $15.4m $15.4m 0.06% Reduced -48 -48
47 One Capital Management, LLC 0.68% of their portfolio WESTLAKE VILLAGE, CA 76,44876.4k $15.3m $15.3m 0.68% Added +51.7k +51,662
48 IFP Advisors, Inc 0.67% of their portfolio TAMPA, FL 74,55874.6k $15.0m $15.0m 0.67% Reduced -65.2k -65,214
49 FSA WEALTH PARTNERS, INC. 7.30% of their portfolio Rockville, MD 74,49974.5k $14.9m $14.9m 7.30% Added +2.0k +1,992
50 WJ Wealth Management, LLC 6.55% of their portfolio GLENDALE, AZ 67,24567.2k $13.5m $13.5m 6.55% Added +5.2k +5,168
51 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 62,46162.5k $12.5m $12.5m 0.01% Added +350 +350
52 BROWN BROTHERS HARRIMAN & CO 0.11% of their portfolio NEW YORK, NY 61,45461.5k $12.3m $12.3m 0.11% Reduced -10 -10
53 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 61,01861.0k $12.2m $12.2m 0.06% Reduced -2.3k -2,301
54 OneDigital Investment Advisors LLC 0.26% of their portfolio OVERLAND PARK, KS 59,81059.8k $12.0m $12.0m 0.26% Added +10.5k +10,519
55 COUNTRY CLUB BANK 0.89% of their portfolio KANSAS CITY, MO 54,53554.5k $11.0m $11.0m 0.89% Added +425 +425
56 STOCK YARDS BANK & TRUST CO 0.41% of their portfolio LOUISVILLE, KY 52,70552.7k $10.6m $10.6m 0.41% Reduced -1.1k -1,142
57 QUEST INVESTMENT MANAGEMENT LLC 1.48% of their portfolio LAKE OSWEGO, OR 52,11552.1k $10.5m $10.5m 1.48% Added +5.1k +5,080
58 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 4.89% of their portfolio New Cumberland, PA 50,84450.8k $10.2m $10.2m 4.89% Added +33.7k +33,673
59 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 50,30150.3k $10.1m $10.1m 0.00% Added +1.3k +1,317
60 Roof Eidam Maycock Peralta, LLC 3.30% of their portfolio San Francisco, CA 50,00350.0k $10.0m $10.0m 3.30% Added +364 +364
61 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 46,54346.5k $9.3m $9.3m 0.16% Added +1.7k +1,697
62 Financial Enhancement Group LLC 1.75% of their portfolio ANDERSON, IN 44,17544.2k $9.1m $9.1m 1.75% Reduced -161 -161
63 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 41,95042.0k $8.4m $8.4m 0.01% Reduced -1.3k -1,304
64 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 41,01441.0k $8.2m $8.2m 0.04% Added +9.9k +9,878
65 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 40,86040.9k $8.2m $8.2m 0.02% Added +3.4k +3,435
66 Geller Advisors LLC 0.94% of their portfolio New York, NY 40,36240.4k $8.1m $8.1m 0.94% Reduced -10.3k -10,260
67 Legacy Advisors, LLC 1.30% of their portfolio PLYMOUTH MEETING, PA 39,95040.0k $8.0m $8.0m 1.30% Reduced -191 -191
68 Polianta Ltd 3.88% of their portfolio ST HELIER, Y9 39,20039.2k $7.9m $7.9m 3.88% Reduced -2.6k -2,600
69 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 39,06739.1k $7.8m $7.8m 0.05% Reduced -35.0k -34,992
70 Investors Research Corp 2.02% of their portfolio ATLANTA, GA 38,61338.6k $7.7m $7.7m 2.02% Added +1.2k +1,220
71 Waypoint Capital Advisors, LLC 2.54% of their portfolio Minneapolis, MN 37,77137.8k $7.6m $7.6m 2.54% Unchanged
72 Keebeck Wealth Management 1.32% of their portfolio Chicago, IL 37,75337.8k $7.6m $7.6m 1.32% Added +8.7k +8,747
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 37,45837.5k $7.5m $7.5m 0.01% Reduced -1.2k -1,240
74 Segment Wealth Management, LLC 0.75% of their portfolio HOUSTON, TX 36,75136.8k $7.4m $7.4m 0.75% Reduced -1.1k -1,076
75 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 36,07336.1k $7.2m $7.2m 0.01% Reduced -352 -352
76 ATTICUS WEALTH MANAGEMENT, LLC 2.72% of their portfolio Palm Beach Gardens, FL 35,36335.4k $7.1m $7.1m 2.72% Added +563 +563
77 Canal Capital Management, LLC 1.43% of their portfolio Richmond, VA 35,06435.1k $7.0m $7.0m 1.43% Reduced -76 -76
78 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 35,03735.0k $7.0m $7.0m 0.01% Added +1.2k +1,179
79 Aveo Capital Partners, LLC 0.92% of their portfolio ENGLEWOOD, CO 34,72634.7k $7.0m $7.0m 0.92% Reduced -80 -80
80 Lineweaver Wealth Advisors, LLC 2.00% of their portfolio VALLEY VIEW, OH 34,23234.2k $6.9m $6.9m 2.00% Added +439 +439
81 ARCADIA INVESTMENT ADVISORS LLC 4.54% of their portfolio EAGLE, ID 34,18734.2k $6.9m $6.9m 4.54% Added +29.4k +29,352
82 Roble, Belko & Company, Inc 1.39% of their portfolio SEWICKLEY, PA 33,81133.8k $6.8m $6.8m 1.39% Reduced -167 -167
83 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 32,90032.9k $6.6m $6.6m 0.02% Added +20.2k +20,200
84 B. Riley Wealth Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 31,56931.6k $6.4m $6.4m 0.17% Reduced -2.4k -2,426
85 Continuum Advisory, LLC 1.00% of their portfolio EAGLE, ID 31,13031.1k $6.2m $6.2m 1.00% Added +27.2k +27,240
86 MONTAG A & ASSOCIATES INC 0.40% of their portfolio ATLANTA, GA 31,12131.1k $6.3m $6.3m 0.40% Added +3.5k +3,454
87 CARRET ASSET MANAGEMENT, LLC 0.86% of their portfolio NEW YORK, NY 30,79930.8k $6.2m $6.2m 0.86% Reduced -1.2k -1,246
88 Wharton Business Group, LLC 0.34% of their portfolio MALVERN, PA 30,64930.6k $6.1m $6.1m 0.34% Reduced -25 -25
89 Carnegie Investment Counsel 0.23% of their portfolio PEPPER PIKE, OH 30,01030.0k $6.0m $6.0m 0.23% Added +535 +535
90 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 28,45628.5k $5.7m $5.7m 0.00% Added +43 +43
91 FULTON BREAKEFIELD BROENNIMAN LLC 0.48% of their portfolio Bethesda, MD 27,35927.4k $5.5m $5.5m 0.48% Reduced -1.7k -1,748
92 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 26,28026.3k $5.3m $5.3m 0.00% Reduced -100 -100
93 One Wealth Advisors, LLC 1.15% of their portfolio SAN FRANCISCO, CA 25,73525.7k $5.2m $5.2m 1.15% Added +5.8k +5,779
94 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 25,62325.6k $5.1m $5.1m 0.05% Reduced -668 -668
95 W ADVISORS, LLC 4.19% of their portfolio Germantown, TN 25,40725.4k $5.1m $5.1m 4.19% Added +69 +69
96 KICKSTAND VENTURES, LLC. 1.58% of their portfolio PITTSFORD, NY 25,35325.4k $5.1m $5.1m 1.58% First filing
97 NTV Asset Management LLC 0.91% of their portfolio Charleston, WV 25,09125.1k $5.0m $5.0m 0.91% Added +825 +825
98 SCS Capital Management LLC 0.13% of their portfolio BOSTON, MA 24,52724.5k $4.9m $4.9m 0.13% Unchanged
99 Capital Advisors, Ltd. LLC 0.75% of their portfolio SHAKER HEIGHTS, OH 24,24924.2k $4.9m $4.9m 0.75% Unchanged
100 HB Wealth Management, LLC 0.08% of their portfolio Atlanta, GA 24,11224.1k $4.8m $4.8m 0.08% Added +279 +279