Vault-13

REATA PHARMACEUTICALS INC RETA

CL A · Common Stock · CUSIP 75615P103

2 institutional holders -213 vs Q2 2023
17,30017.3k shares reported held*
$3.0mreported value*
0 new 0 added 1 reduced 208 sold out net sold ≈ $5.3bn (-30.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $172.35. Options: 2 managers hold calls ($16.5m notional), 2 hold puts ($50.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 160Q4 22: 169Q1 23: 205Q2 23: 215Q3 23: 22Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022160
Q4 2022169
Q1 2023205
Q2 2023215
Q3 20232

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 85 bought or addedQ4 22: 69 cut or sold outQ4 22Q1 23: 109 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 113 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 209 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228569
Q1 202310991
Q2 202311395
Q3 20230209

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 22 calls: $22.6mQ4 22 puts: $32.3mQ4 22P/C 1.43Q1 23 calls: $221.5mQ1 23 puts: $110.0mQ1 23P/C 0.50Q2 23 calls: $92.8mQ2 23 puts: $73.6mQ2 23P/C 0.79Q3 23 calls: $16.5mQ3 23 puts: $50.7mQ3 23P/C 3.08
Numbers
QuarterCallsPutsP/C
Q4 2022$22.6m$32.3m1.43
Q1 2023$221.5m$110.0m0.50
Q2 2023$92.8m$73.6m0.79
Q3 2023$16.5m$50.7m3.08

Biggest buyers

None

Biggest sellers

CPMG Inc Sold out -2,896,901-2.9m
VANGUARD GROUP INC Sold out -2,821,537-2.8m
BlackRock Inc. Sold out -2,538,770-2.5m
ADAGE CAPITAL PARTNERS GP, L.L.C. Sold out -1,766,070-1.8m
DEUTSCHE BANK AG\ Sold out -1,486,467-1.5m
WELLINGTON MANAGEMENT GROUP LLP Sold out -1,472,043-1.5m
First Light Asset Management, LLC Sold out -1,432,208-1.4m
Boxer Capital, LLC Sold out -1,430,004-1.4m
JANUS HENDERSON GROUP PLC Sold out -1,051,077-1.1m
STATE STREET CORP Sold out -713,150-713.1k

Biggest calls

Maven Securities LTD New $15.7m90.9k shares
SIMPLEX TRADING, LLC Reduced $807.0k23.7k shares

Biggest puts

Maven Securities LTD New $50.7m294.3k shares
SIMPLEX TRADING, LLC Reduced $032.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DekaBank Deutsche Girozentrale 0.01% of their portfolio FRANKFURT, 2M 17,00017.0k $2.9m $2.9m 0.01% Unchanged
2 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 300300 $51.7k $51.7k 0.00% Reduced -300 -300