Vault-13

FIRST TR EXCHANGE-TRADED FD HYLS

FIRST TR TA HIYL · ETP · CUSIP 33738D408

199 institutional holders -13 vs Q2 2023
23,675,78823.7m shares reported held*
$928.8mreported value*
15 new 76 added 74 reduced 29 sold out net sold ≈ $75.0m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.23.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 203Q4 22: 220Q1 23: 204Q2 23: 212Q3 23: 199199Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022203
Q4 2022220
Q1 2023204
Q2 2023212
Q3 2023199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 117 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 104 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 97 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 103 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202284117
Q1 202398104
Q2 20239897
Q3 202391103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.2mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$1.2m—
Q3 2023$0$0—

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +214,209+214.2k
Kingsview Wealth Management, LLC Added +139,997+140.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +139,952+140.0k
One Capital Management, LLC Added +132,856+132.9k
Ocean Park Asset Management, LLC New +123,900+123.9k
Cambridge Investment Research Advisors, Inc. Added +113,841+113.8k
LPL Financial LLC Added +113,806+113.8k
Baird Financial Group, Inc. Added +76,383+76.4k
Clear Creek Financial Management, LLC Added +68,708+68.7k
Raymond James Financial Services Advisors, Inc. Added +62,330+62.3k

Biggest sellers

Prostatis Group LLC Reduced -1,623,172-1.6m
ROYAL BANK OF CANADA Reduced -677,448-677.4k
MORGAN STANLEY Reduced -511,286-511.3k
JANE STREET GROUP, LLC Reduced -468,440-468.4k
WELLS FARGO & COMPANY/MN Reduced -305,217-305.2k
BEACON FINANCIAL GROUP Reduced -262,016-262.0k
Darwin Wealth Management, LLC Reduced -203,337-203.3k
Csenge Advisory Group Reduced -169,433-169.4k
BANK OF AMERICA CORP /DE/ Reduced -115,372-115.4k
ShoreHaven Wealth Partners, LLC Sold out -75,650-75.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.7 pts · filed 2026-07-17 31.1% +2.7 pts 12.6m≈ $511.3m 2026-07-17

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,163,2924.2m $163.3m $163.3m 0.02% Reduced -511.3k -511,286
2 FIRST TRUST ADVISORS LP 0.12% of their portfolio Wheaton, IL 2,616,0332.6m $102.6m $102.6m 0.12% Reduced -31.2k -31,229
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,163,7642.2m $84.9m $84.9m 0.03% Reduced -305.2k -305,217
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,104,7382.1m $82.6m $82.6m 0.06% Added +113.8k +113,806
5 One Capital Management, LLC 2.36% of their portfolio WESTLAKE VILLAGE, CA 1,355,1481.4m $53.2m $53.2m 2.36% Added +132.9k +132,856
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,034,1661.0m $40.6m $40.6m 0.02% Added +32.2k +32,193
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 565,290565.3k $22.2m $22.2m 0.01% Reduced -677.4k -677,448
8 PARK NATIONAL CORP /OH/ 0.78% of their portfolio NEWARK, OH 437,505437.5k $17.2m $17.2m 0.78% Reduced -2.0k -1,962
9 Csenge Advisory Group 1.14% of their portfolio CLEARWATER, FL 427,850427.9k $16.8m $16.8m 1.14% Reduced -169.4k -169,433
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 427,400427.4k $16.8m $16.8m 0.00% Reduced -115.4k -115,372
11 Luken Investment Analytics, LLC 8.45% of their portfolio BRENTWOOD, TN 371,573371.6k $14.6m $14.6m 8.45% Reduced -21.0k -21,003
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 364,215364.2k $14.3m $14.3m 0.03% Added +214.2k +214,209
13 Kingsview Wealth Management, LLC 0.32% of their portfolio GRANTS PASS, OR 227,341227.3k $8.9m $8.9m 0.32% Added +140.0k +139,997
14 KMG FIDUCIARY PARTNERS, LLC 1.16% of their portfolio TOLEDO, OH 224,078224.1k $8.8m $8.8m 1.16% Added +9.1k +9,060
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 218,469218.5k $8.6m $8.6m 0.01% Reduced -61.2k -61,164
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 217,016217.0k $8.5m $8.5m 0.01% Added +140.0k +139,952
17 Arkadios Wealth Advisors 0.79% of their portfolio ATLANTA, GA 212,184212.2k $8.3m $8.3m 0.79% Added +9.6k +9,586
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 205,074205.1k $8.0m $8.0m 0.01% Reduced -1.5k -1,533
19 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 199,740199.7k $7.8m $7.8m 0.04% Added +113.8k +113,841
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 199,628199.6k $7.8m $7.8m 0.00% Reduced -63.0k -62,954
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 180,825180.8k $7.1m $7.1m 0.01% Added +62.3k +62,330
22 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 178,906178.9k $7.0m $7.0m 0.06% Added +6.2k +6,197
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 171,594171.6k $6.7m $6.7m 0.01% Reduced -7.7k -7,655
24 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 171,498171.5k $6.7m $6.7m 0.03% Reduced -11.3k -11,253
25 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 146,819146.8k $5.8m $5.8m 0.22% Reduced -24.5k -24,474
26 Advisory Alpha, LLC 0.30% of their portfolio HOLLAND, MI 146,626146.6k $5.8m $5.8m 0.30% Reduced -4.1k -4,094
27 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 142,072142.1k $5.6m $5.6m 0.02% Added +76.4k +76,383
28 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 126,349126.3k $5.0m $5.0m 0.07% Added +42.7k +42,724
29 HBW ADVISORY SERVICES LLC 1.02% of their portfolio SIMI VALLEY, CA 125,071125.1k $4.9m $4.9m 1.02% Added +28.6k +28,642
30 Ocean Park Asset Management, LLC 0.22% of their portfolio SANTA MONICA, CA 123,900123.9k $4.9m $4.9m 0.22% New
31 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 121,782121.8k $4.8m $4.8m 0.01% Added +1.9k +1,940
32 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 117,561117.6k $4.6m $4.6m 0.23% Reduced -4.2k -4,187
33 Darwin Wealth Management, LLC 1.08% of their portfolio TAMPA, FL 102,343102.3k $4.0m $4.0m 1.08% Reduced -203.3k -203,337
34 CWM, LLC 0.02% of their portfolio OMAHA, NE 101,476101.5k $4.0m $4.0m 0.02% Reduced -12.9k -12,921
35 Ascension Capital Advisors, Inc. 2.17% of their portfolio Houston, TX 95,94095.9k $3.8m $3.8m 2.17% Unchanged
36 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 94,06394.1k $3.7m $3.7m 0.02% Added +23.9k +23,935
37 Clear Creek Financial Management, LLC 0.65% of their portfolio SILVERDALE, WA 93,83693.8k $3.7m $3.7m 0.65% Added +68.7k +68,708
38 WEDBUSH SECURITIES INC 0.18% of their portfolio PASADENA, CA 91,84591.8k $3.6m $3.6m 0.18% Added +2.6k +2,642
39 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 91,78591.8k $3.6m $3.6m 0.04% Reduced -2.8k -2,841
40 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 85,43585.4k $3.4m $3.4m 0.07% Added +15.4k +15,360
41 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 83,40283.4k $3.3m $3.3m 0.01% Reduced -468.4k -468,440
42 EWG Elevate Inc. 1.46% of their portfolio ROSEVILLE, CA 82,07182.1k $3.2m $3.2m 1.46% Reduced -9.0k -9,030
43 StoneX Group Inc. 0.35% of their portfolio NEW YORK, NY 81,49481.5k $3.2m $3.2m 0.35% Added +2.6k +2,607
44 Brendel Financial Advisors LLC 4.74% of their portfolio HANOVER, NH 81,40581.4k $3.2m $3.2m 4.74% Added +7.9k +7,879
45 Janney Capital Management LLC 0.24% of their portfolio PITTSBURGH, PA 81,09681.1k $3.2m $3.2m 0.24% Added +10.8k +10,763
46 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 77,59977.6k $3.0m $3.0m 0.01% Reduced -1.2k -1,208
47 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 72,61372.6k $2.8m $2.8m 0.11% Reduced -13.3k -13,282
48 Composition Wealth, LLC 0.09% of their portfolio LOS ANGELES, CA 71,77771.8k $2.8m $2.8m 0.09% Added +3.9k +3,922
49 Kovack Advisors, Inc. 0.39% of their portfolio FT. LAUDERDALE, FL 71,47171.5k $2.8m $2.8m 0.39% Reduced -5.5k -5,495
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 70,16670.2k $2.8m $2.8m 0.00% Reduced -4.6k -4,626
51 Elevated Capital Advisors, LLC 0.92% of their portfolio SANDY, UT 68,76368.8k $2.7m $2.7m 0.92% Reduced -63.5k -63,516
52 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 65,97666.0k $2.6m $2.6m 0.01% First filing
53 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 64,18064.2k $2.5m $2.5m 0.03% Added +9.9k +9,931
54 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 62,15662.2k $2.4m $2.4m 0.02% Added +3.4k +3,363
55 GeoWealth Management, LLC 0.27% of their portfolio CHICAGO, IL 60,61460.6k $2.4m $2.4m 0.27% Added +43.0k +42,979
56 Blackhawk Capital Partners, LLC 1.73% of their portfolio THIENSVILLE, WI 60,45760.5k $2.4m $2.4m 1.73% Reduced -51.5k -51,526
57 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 60,15860.2k $2.4m $2.4m 0.03% Added +9.4k +9,389
58 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 59,97260.0k $2.4m $2.4m 0.01% Reduced -60.9k -60,926
59 LVZ, Inc. 0.35% of their portfolio Holland, MI 55,76755.8k $2.2m $2.2m 0.35% Reduced -29.9k -29,854
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 54,17654.2k $2.1m $2.1m 0.00% New
61 Prostatis Group LLC 0.99% of their portfolio HANOVER, MD 50,21150.2k $2.0m $2.0m 0.99% Reduced -1.6m -1,623,172
62 Legacy Capital Wealth Partners, LLC 0.53% of their portfolio LITTLE ROCK, AR 48,90948.9k $1.9m $1.9m 0.53% Added +15.9k +15,880
63 U.S. Capital Wealth Advisors, LLC 0.08% of their portfolio AUSTIN, TX 46,85946.9k $1.8m $1.8m 0.08% New
64 Wagner Wealth Management, LLC 0.66% of their portfolio GREENVILLE, SC 45,86745.9k $1.8m $1.8m 0.66% Reduced -3.3k -3,325
65 Richard W. Paul & Associates, LLC 0.80% of their portfolio NOVI, MI 44,66244.7k $1.8m $1.8m 0.80% Added +3.6k +3,639
66 Quad-Cities Investment Group, LLC 1.17% of their portfolio DAVENPORT, IA 44,56644.6k $1.7m $1.7m 1.17% Added +11.0k +11,017
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 43,78743.8k $1.7m $1.7m 0.05% Reduced -2.3k -2,291
68 CENTAURUS FINANCIAL, INC. 0.14% of their portfolio ANAHEIM, CA 42,42442.4k $1.7m $1.7m 0.14% Reduced -14.3k -14,299
69 Integrated Advisors Network LLC 0.10% of their portfolio DALLAS, TX 42,16342.2k $1.7m $1.7m 0.10% Added +2.5k +2,548
70 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 42,12142.1k $1.6m $1.6m 0.08% Added +12.1k +12,091
71 FLAGSTAR SECURITIES, INC 0.62% of their portfolio New York, NY 41,36841.4k $1.6m $1.6m 0.62% Added +1.2k +1,234
72 BEACON FINANCIAL GROUP 0.22% of their portfolio DALLAS, TX 38,80538.8k $1.5m $1.5m 0.22% Reduced -262.0k -262,016
73 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 38,37338.4k $1.5m $1.5m 0.02% Reduced -7.6k -7,626
74 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 38,07538.1k $1.5m $1.5m 0.06% Added +3.4k +3,371
75 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 37,80737.8k $1.5m $1.5m 0.06% Reduced -20.9k -20,926
76 J.W. COLE ADVISORS, INC. 0.10% of their portfolio TAMPA, FL 35,02435.0k $1.4m $1.4m 0.10% Added +1.0k +1,006
77 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 34,79934.8k $1.4m $1.4m 0.09% Reduced -2.7k -2,717
78 COTTONWOOD CAPITAL ADVISORS, LLC 1.25% of their portfolio SALT LAKE CITY, UT 34,04334.0k $1.3m $1.3m 1.25% Reduced -1.7k -1,683
79 Harvest Investment Services, LLC 0.83% of their portfolio Oakbrook Terrace, IL 33,06533.1k $1.3m $1.3m 0.83% Reduced -214 -214
80 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 32,97533.0k $1.3m $1.3m 0.06% Reduced -1.2k -1,246
81 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 31,61231.6k $1.2m $1.2m 0.03% Added +8.6k +8,639
82 Atlas Private Wealth Management, LLC 0.66% of their portfolio ALBANY, NY 31,56131.6k $1.2m $1.2m 0.66% Added +179 +179
83 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 31,26731.3k $1.2m $1.2m 0.09% Added +4.9k +4,853
84 AdvisorNet Financial, Inc 0.11% of their portfolio MINNETONKA, MN 31,26231.3k $1.2m $1.2m 0.11% Added +7.1k +7,084
85 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 31,11931.1k $1.2m $1.2m 0.03% Added +734 +734
86 Strategic Financial Partners, Ltd. 0.73% of their portfolio Bend, OR 30,57030.6k $1.2m $1.2m 0.73% Added +249 +249
87 Family Capital Management, Inc. 0.78% of their portfolio GRAND RAPIDS, MI 30,10930.1k $1.2m $1.2m 0.78% Reduced -94 -94
88 True Link Financial Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 28,40628.4k $1.1m $1.1m 0.13% Added +818 +818
89 COMERICA BANK 0.01% of their portfolio DALLAS, TX 27,61427.6k $1.1m $1.1m 0.01% New
90 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 27,58227.6k $1.1m $1.1m 0.02% New
91 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 26,60826.6k $1.0m $1.0m 0.01% Added +10.7k +10,716
92 Manhattan West Asset Management, LLC 0.31% of their portfolio Los Angeles, CA 26,55326.6k $1.0m $1.0m 0.31% Unchanged
93 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 25,83025.8k $1.0m $1.0m 0.02% Added +975 +975
94 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 24,58924.6k $946.9k $946.9k 0.05% Added +8.9k +8,886
95 ICA Group Wealth Management, LLC 0.24% of their portfolio DENVER, CO 21,93521.9k $860.5k $860.5k 0.24% Added +8.4k +8,409
96 Walkner Condon Financial Advisors LLC 0.22% of their portfolio MADISON, WI 21,41421.4k $840.1k $840.1k 0.22% Reduced -2.7k -2,709
97 Walker Asset Management, LLC 0.72% of their portfolio SPRINGFIELD, MO 20,72220.7k $812.9k $812.9k 0.72% Unchanged
98 WCG Wealth Advisors LLC 0.06% of their portfolio LAS VEGAS, NV 20,31420.3k $816.0k $816.0k 0.06% Added +196 +196
99 Murphy, Middleton, Hinkle & Parker, Inc. 0.50% of their portfolio Thomasville, GA 19,88719.9k $780.2k $780.2k 0.50% Added +196 +196
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,41119.4k $761.5k $761.5k 0.00% Reduced -14.7k -14,719